Research on the Efficiency and Improvement of Rural Development in China: Based on Two-Stage Network SBM Model
Abstract
:1. Introduction
- (1)
- This paper measures the rural development efficiency of 30 areas under the Rural Revitalization Strategy in China. Although scholars have done a lot of research on rural development efficiency, there is still no formal definition of rural development efficiency. Based on the research of scholars, the efficiency of rural development studied in this paper should take into account the relationship between development and the ecological environment. This means that in the input-output process of rural development, the desirable output (such as farmers’ income level, consumption level, etc.) should be produced as much as possible, and the undesirable output (such as carbon emissions, agricultural non-point source pollution) should be reduced. Specifically, it has the following characteristics: reducing the intensity of resource consumption and the emission of agricultural pollutants, improving the comprehensive utilization rate of resources and the output capacity of the rural economy.
- (2)
- The two-stage network SBM-undesirable model is selected for the research model. The basic industries of agricultural ecological development and economic development are taken into comprehensive consideration. Through structuring the evaluation index system including undesirable output, the efficiency of rural development considering environmental factors is measured. From the perspective of the Rural Revitalization Strategy, previous research on rural development paid more attention to one of the two aspects of agricultural eco-efficiency or economic development efficiency. In agricultural production, there are undesirable outputs, mainly including agricultural non-point source pollution and carbon emissions. Taking agricultural non-point source pollution and carbon emissions as undesirable output into the evaluation index can better reflect the actual level of agricultural development. In addition, previous studies on agricultural eco-efficiency mainly focused on agriculture in a broad sense, including agriculture, forestry, animal husbandry, and fisheries. The narrow sense of agriculture occupies the main position and is more representative. Moreover, the agricultural non-point source pollution basically comes from the planting industry. What the paper studies is the ecological efficiency of narrow agriculture, so the establishment of an evaluation index based on undesirable can reflect the actual level of agricultural eco-efficiency more scientifically and objectively.
- (3)
- The paper studies the spatial-temporal evolution and convergence of the development efficiency of rural revitalization. After searching for relevant literature, it finds that there is basically no analysis of the spatial evolution characteristics and convergence of China’s 30 areas and four economic regions. The implementation of the Rural Revitalization Strategy is an important foundation for the construction of a modern economic system, and the implementation results are directly related to China’s long-term stability and the realization of the great Chinese dream. Therefore, it is necessary to analyze the balance of the implementation efficiency of the Rural Revitalization Strategy and judge the gap of rural development in China.
2. Literature Review
2.1. Rural Revitalization Strategy
2.2. Rural Development
2.3. The Influencing Factors of Rural Development
3. Research Model: Network Slack-Based Measure (SBM)-Undesirable Model
4. Empirical Analysis on the Efficiency of Rural Revitalization
4.1. Construction of the Evaluation Index System
4.2. Data Preparation
4.3. Result Analysis
- (1)
- Analysis of agricultural eco-efficiency. Firstly, from the vertical change of efficiency, the rural agricultural eco-efficiency of 30 areas is 0.703, 0.7147, 0.746, 0.7904, 0.8058 and 0.8244 respectively in China from 2013 to 2018, showing an upward trend year by year. In other words, agricultural ecological development has been improved on the whole, and the average efficiency in 6 years is 0.764. The number of areas reaching agricultural ecological DEA efficiency is 6, 6, 6, 11, 10, 13 from 2013 to 2018 separately, which indicates that the number of areas with DEA efficiency has increased year by year. Secondly, from the perspective of different regions horizontally, the six-year average efficiency of eastern China is 0.9310, reaching the highest, exceeding the total average (0.764). The average in central China is 0.7610, slightly less than the total average. The average values of the western region and the northeast region are 0.6562 and 0.6091, respectively, which are lower than the total average. From the vertical analysis shown in Figure 5a, although each region shows a rising trend year by year, the changing pattern of each region is still different. The annual average of efficiency in the eastern region is above the total annual average, the annual average of efficiency in the central region fluctuates around the total average, and the annual average of the western region and the northeast region is below the total average.
- (2)
- Analysis of rural economic efficiency. Firstly, from the vertical perspective, the average annual efficiency of the rural economic development stage in 30 areas in China from 2013 to 2018 is 0.3247, 0.377, 0.3997, 0.4649, 0.4944, 0.5430 respectively, which shows an upward trend. That is, although the total efficiency is not high, the overall situation has been developing well. This is mainly due to the fact that in recent years, the Chinese government has taken rural economic construction as an important political task, and has successively implemented a series of policies to support and strengthen agriculture, benefit and enrich farmers, so as to promote the development of the rural economy. Secondly, from the perspective of different regions, the average efficiency of eastern China in the six years is 0.7177, which is the first of the four economic regions, far exceeding the average of the total efficiency (0.4339). In addition, the areas that reached DEA efficiency in six years are basically located in the eastern region. This is mainly due to the economic and geographical advantages of the eastern region. The average efficiency of the central region, the western region and the northeast region is 0.339, 0.2554 and 0.3327 separately, which are all lower than the average of the total efficiency. This shows that there is a serious imbalance in the development of the rural economy in China, and the development of the central, western and northeast regions are lagging behind that of the eastern regions. The efficiency of rural economic development in central, western and northeast China is low. On the one hand, it is limited by the relatively backward infrastructure conditions and unbalanced distribution of natural resources, such as blocked road traffic, imperfect water and electricity facilities and communication equipment, and insufficient supporting facilities. On the other hand, it is caused by the unbalanced development of regional economic development level.
- (3)
- Analysis of the overall efficiency of the model. From 2013 to 2018, the overall efficiency of rural development in China increased year by year, but the growth rate was small. The range of the overall efficiency changed greatly, which implies that there is a big gap in rural development, and the distance from the effective frontier was still very large. From the perspective of overall efficiency, the average comprehensive efficiency of 30 areas from 2013 to 2018 was 0.3646, 0.4091, 0.4401, 0.5047, 0.5346, and 0.5783, respectively. From the data trend, the overall efficiency level of rural development was rising steadily in China, with annual growth rates of 12.21%, 7.58%, 14.68%, 5.94%, and 8.16%, respectively, with an average annual growth rate of 9.67% in five years. From the numerical value, it shows that the level of rural development in China was not high, and there was much room for improvement. From the perspective of 30 areas, only Shanghai and Tianjin were in the overall efficiency effective state from 2013 to 2018, and for ineffective areas, we can improve from different angles and directions. From the perspective of the four economic regions, the efficiency of the eastern region was relatively good, while that of the central region, the western region and the northeast region was relatively poor. The average rural development efficiency of the three regions in the past six years was only about 0.3, up to 0.3836.
- (4)
- Comparative analysis of agricultural ecological efficiency and rural economic efficiency. Comparing the average efficiency values of the two stages, we can see that the efficiency of rural economic development in the second stage was significantly lower than that in the first stage. This shows that the main factor restricting the efficiency of rural development is the low efficiency of rural economic development in China. However, the average annual growth rate of agricultural ecological development efficiency was 3.24%, which was less than the average annual growth rate of rural economic development efficiency of 10.83%. It shows that although the efficiency of rural economic development is lower than that of agricultural ecological efficiency, its annual growth rate is higher than that of rural ecological efficiency. Therefore, in the process of rural revitalization, we should not only continue to accelerate the development of agriculture, but also strengthen market guidance to promote the development of rural industrial economy, so as to realize the rapid development of rural economy and rural revitalization.
4.4. Convergence of Rural Revitalization Efficiency in China
- (1)
- Sigma convergence method. The sigma convergence of rural revitalization efficiency shows the trend of the differences of overall efficiency and sub stage efficiency of China’s rural development over time in different areas and four major economic regions. It studies the phenomenon of low efficiency rural areas catching up with high efficiency rural areas in rural development at the beginning of the period. If there is sigma convergence in rural development efficiency, the gaps of rural development in different regions will decrease gradually. By contrast, the rural development gaps in different regions will continue to exist or even widen. Using the following formula to measure the efficiency of rural development sigma convergence:
- (2)
- Result analysis. Formula (8) calculates the sigma convergence value of agricultural eco-efficiency, rural economic efficiency and the whole rural development efficiency in China and in four economic regions from 2013 to 2018, which as shown in Table 3.
5. Conclusions
5.1. Study Conclusion
5.2. Policy Recommendations
5.3. Limitation and Future Research
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Variable | Index | Index Definition |
---|---|---|
Input 1 | Comprehensive index of agricultural materials. | Calculated by entropy method with agricultural transportation machinery, pesticide, fertilizer, agricultural films, and agricultural diesel. |
Land element. | Total sown area of crops. | |
Labour force. | Labour force= Employees of primary industry * total agricultural output value/Output Value of primary industry | |
Water conservancy facilities. | Total reservoir capacity of surface water. | |
Government support. | Agricultural investment in financial expenditure | |
Output 1 | Agricultural production scale. | Gross annual value of agricultural production |
Agricultural production capacity. | Per-capita grain output. | |
Undesirable 1 | Agricultural non-point source pollution (ANPSP). | ANPSP = fertilizer * 0.65 + pesticide * 0.5 + agricultural films * 0.1. |
Total carbon emission (TCE) | TCE = fertilizer * 0.9 + pesticide * 4.93 + agricultural films * 5.18+ agricultural diesel * 0.59. | |
Input 2 | Desirable output of the first stage (Output 1). | |
The impact of rural industry | Employment of rural enterprises. | |
Fixed assets investment of rural residents. | ||
Output 2 | Income level | Disposable income of rural residents. |
Consumption level | Consumption level of rural residents. | |
Social security | Minimum social security level of rural residents. |
Regions | Provinces |
---|---|
Eastern China | Beijing(BJ), Tianjin(TJ), Heibei(HE), Shandong(SD), Jiangsu(JS), Shanghai(SH), Zhejiang(ZJ), Fujian(FJ),Guangdong(GD), Hainan(HI) |
Central China | Shangxi(SX), Henan(HA), Hubei(HB), Hunan(HN), Jiangxi(JX), Anhui(AH) |
Western China | Chongqing(CQ), Sichuang(SC), Guangxi(GX), Guizhou(GZ), Yunnan(YN), Shaanxi(SN), Gansu(GS), Neimenggu(NM), Qinghai(QH), Ningxia(NX), Xinjiang(XJ) |
Northeast China | Heilongjiang(HL), Jilin(JL), Liaoning(LN) |
Year | Total | Eastern | Central | Western | Northeast | |
---|---|---|---|---|---|---|
Overall efficiency’s convergence | 2013 | 0.2792 | 0.264 | 0.0899 | 0.2545 | 0.0169 |
2014 | 0.2931 | 0.2519 | 0.1325 | 0.2486 | 0.0325 | |
2015 | 0.2801 | 0.2095 | 0.1957 | 0.2434 | 0.236 | |
2016 | 0.3074 | 0.2117 | 0.2152 | 0.2226 | 0.4516 | |
2017 | 0.3064 | 0.1623 | 0.2415 | 0.2277 | 0.4191 | |
2018 | 0.3228 | 0.196 | 0.2716 | 0.1867 | 0.352 | |
Mean | 0.2982 | 0.2159 | 0.1911 | 0.2306 | 0.2514 | |
Agricultural eco-efficiency’s convergence | 2013 | 0.2051 | 0.1632 | 0.1 | 0.1942 | 0.0908 |
2014 | 0.1952 | 0.1372 | 0.1101 | 0.2014 | 0.1131 | |
2015 | 0.1895 | 0.0977 | 0.1545 | 0.191 | 0.171 | |
2016 | 0.1994 | 0.0864 | 0.1546 | 0.1792 | 0.2869 | |
2017 | 0.1988 | 0.0258 | 0.1457 | 0.1766 | 0.2776 | |
2018 | 0.1933 | 0.055 | 0.1636 | 0.1812 | 0.254 | |
Mean | 0.1969 | 0.0942 | 0.1381 | 0.1873 | 0.1989 | |
Rural economic efficiency’s convergence | 2013 | 0.2926 | 0.3065 | 0.0761 | 0.2634 | 0.0241 |
2014 | 0.3128 | 0.2872 | 0.1137 | 0.2578 | 0.0351 | |
2015 | 0.2907 | 0.2452 | 0.1611 | 0.2532 | 0.2174 | |
2016 | 0.3169 | 0.2531 | 0.1913 | 0.2295 | 0.4487 | |
2017 | 0.3117 | 0.2094 | 0.2254 | 0.2386 | 0.3949 | |
2018 | 0.3329 | 0.2248 | 0.2783 | 0.1653 | 0.302 | |
Mean | 0.3096 | 0.2544 | 0.1743 | 0.2347 | 0.237 |
Efficiency | Total | Eastern | Central | Western | Northeast | |
---|---|---|---|---|---|---|
Overall efficiency | c | −16.1253 ** | 35.1474 ** | −72.0790 *** | 24.5606 ** | −175.4369 ** |
(−3.8039) | −3.559 | (−10.5958) | −4.5209 | (−3.3070) | ||
σ | 0.0081 ** | −0.0173 ** | 0.0359 *** | −0.0121 ** | 0.0872 ** | |
(−3.8742) | (−3.5372) | −10.6239 | (−4.4785) | −3.3117 | ||
Agricultural eco-efficiency | c1 | 2.4172 ** | 51.1642 *** | −24.3321 ** | 8.8919 ** | −81.8966 ** |
−0.8914 | −5.2027 | (−3.3579) | −3.0102 | (−3.8557) | ||
σ1 | −0.0011 ** | −0.0253 *** | 0.0121 ** | −0.0043 ** | 0.0407 ** | |
(−0.8188) | (−5.1932) | −3.3769 | (−2.9468) | −3.865 | ||
Rural economic efficiency | c2 | −12.6321 * | 36.7626 *** | −79.0909 *** | 33.1837 ** | −155.2666 * |
(−2.2646) | −4.749 | (−27.2335) | −3.1696 | (−2.7166) | ||
σ2 | 0.0064 * | −0.0181 *** | 0.0393 *** | −0.0163 ** | 0.0772 * | |
−2.3201 | (−4.7161) | −27.2935 | (−3.1472) | −2.7208 |
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Zhuang, X.; Li, Z.; Zheng, R.; Na, S.; Zhou, Y. Research on the Efficiency and Improvement of Rural Development in China: Based on Two-Stage Network SBM Model. Sustainability 2021, 13, 2914. https://doi.org/10.3390/su13052914
Zhuang X, Li Z, Zheng R, Na S, Zhou Y. Research on the Efficiency and Improvement of Rural Development in China: Based on Two-Stage Network SBM Model. Sustainability. 2021; 13(5):2914. https://doi.org/10.3390/su13052914
Chicago/Turabian StyleZhuang, Xiaohong, Zhuyuan Li, Run Zheng, Sanggyun Na, and Yulin Zhou. 2021. "Research on the Efficiency and Improvement of Rural Development in China: Based on Two-Stage Network SBM Model" Sustainability 13, no. 5: 2914. https://doi.org/10.3390/su13052914
APA StyleZhuang, X., Li, Z., Zheng, R., Na, S., & Zhou, Y. (2021). Research on the Efficiency and Improvement of Rural Development in China: Based on Two-Stage Network SBM Model. Sustainability, 13(5), 2914. https://doi.org/10.3390/su13052914