Research on the Governance Mechanism of Independent Innovation Network in the Core Area of Silk Road Economic Belt
Abstract
:1. Introduction
2. Literature Review and Research Pathways
2.1. Analysis of the Mechanism of the Formation of the Innovation Network
2.1.1. The Market-Led Factors Include Resources, Returns, Risks, and Competition
2.1.2. Government Policy Guidance Factors
2.2. The Governance Mechanism of Innovation Networks
2.3. Research Gap Analysis
3. Grounded Analysis of the Governance Mechanism of Innovation Networks
3.1. Selection of Material
3.1.1. Selection of Target Parks
3.1.2. Data Collection
3.2. Grounded Theory and Analysis
3.2.1. Open Coding
3.2.2. Associative Coding
3.2.3. Coding Categorisation Check
3.2.4. Selective Coding
3.2.5. Theoretical Saturation Test
4. Empirical Test of the Mechanism of the Role of Science and Innovation Performance
4.1. A Conceptual Model of Performance Governance Mechanisms in Science and Innovation
4.2. Sample Selection and Data Collection
4.3. Variable Measurement
4.4. Reliability and Validity Tests
4.5. Empirical Testing
4.5.1. Correlation Test
4.5.2. The Main Effect, Moderating Effect Test
5. Conclusions
5.1. Research Conclusions
5.2. Relation between Subjects of the Innovation Network after Governing
5.3. Theoretical Insights
5.4. Management Insights
5.5. Research Perspectives
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Park Name | Established Date | Park Features |
---|---|---|
High-tech Industrial Development Zone | August 1992 | The new energy, new materials, equipment manufacturing, biomedicine, coal petrochemical, and modern service industries are the primary pillar industries of the high-tech zone and have taken shape. In recent years, the high-tech zone has been recognised as an international-level innovation base for science and technology, a high-tech industrialisation base for photovoltaic power generation equipment, a modern service industry industrialisation base, a new industrialisation demonstration base, and an e-commerce demonstration base, and it is the first national-level intellectual property pilot park in Xinjiang. |
Economic and Technological Development Zone | August 1994 | With advanced manufacturing and modern services as the primary pillar industries, the economic development zone has focused on developing the real industrial economy and has introduced and cultivated hundreds of vital industrial projects, such as Goldwind Technology, SAIC Volkswagen, and GAC Group. It has formed a relatively complete advanced manufacturing system supported by wind power equipment, automobile manufacturing, intelligent terminals, rail equipment, engineering, and agricultural machinery manufacturing, etc., filling several gaps in the manufacturing sector in the capital and even in the whole territory. The first passenger car, the first tunnel equipment, the first underground train, and the first intelligent terminal were all launched in the region. |
Data Type | Data Sources | Interview Data Content | ||||
---|---|---|---|---|---|---|
First-hand data | Interviews (semi-structured) | Parks | Interviewees | Number of people | Duration (minutes) | Representative interview content |
Economic and technological development zone | High technology enterprise (T1) | 9 | 680 | The status of role positioning, closeness to other nodes, and status of cooperation models; the status of innovative resource holdings, problems in each node, and measures to improve the status quo | ||
Government departments (G1) | 2 | 155 | Role positioning situation, network operation, problems at each node, measures to improve the situation | |||
High-tech industrial development zone | Research institute (R) | 4 | 170 | Role positioning situation, network operation, problems at each node, measures to improve the situation | ||
Colleges (C) | 6 | 420 | Role positioning situation, network operation, problems at each node, measures to improve the situation | |||
High-tech enterprises (T2) | 11 | 775 | Positioning of roles, closeness to other nodes, the status of innovative resource holdings | |||
Government departments (G2) | 4 | 223 | Role positioning situation, network operation, problems at each node, measures to improve the situation | |||
Expert scholar(E) | 3 | 172 | What factors contribute to the inefficiency of science and innovation in the core area? How can the core area be scientifically and creatively capable? | |||
Secondary data | Policy documents (P) | 150 examples of relevant policy documents available on the core’s official data site | ||||
Theoretical literature (L) | 89 journal articles and master’s theses through Web of Science and CNKI | |||||
Official website reports (M) | Access to data on the high-technology and economic development zone government websites and mainstream media in the core area |
Conceptualisation | Category | Main Category | Conceptualisation | Category | Main Category |
---|---|---|---|---|---|
Low investment | Insufficient resource allocation | Innovation development constraints | Role-modelling policy | Poor policy effect | Government management bottleneck |
Insufficient talent investment | Lack of fault tolerance mechanism | ||||
Financing difficulties | Imperfect technology trading rules | Slow policy response | |||
Old equipment | Insufficient support for innovation coupons | ||||
Low investment enthusiasm | Insufficient financial and tax support | ||||
Low talent introduction rate | Lack of technical personnel | The long time limit for policy implementation | Difficult policy implementation | ||
Talent outflow | Lack of institution implementation | ||||
Poor talent training effect | Lack of policy implementation | ||||
Information asymmetry | Uncoordinated innovation chain | Many similar enterprises | Serious homogenisation | ||
Lack of local cooperation partner | Lack of industrial chain complementation | ||||
Imperfect cooperation mechanism | Lack of supporting services | Low industrial energy level | |||
Competition is larger than cooperation | Insufficient investment in production capacity | ||||
Strengthen leading enterprises | Network position centrality | Network structure governance mechanism | Multiparty collaborative innovation | Relation strength | Network relation governance mechanism |
Leading enterprises | Multiparty cooperative transformation | ||||
Multi-subject cooperation | Common technology breakthrough | ||||
Information portal hub | Mutual trust of innovation subjects | ||||
Multiparty direct connection | Network structure hole | Innovative technology into the stake | |||
Multiparty transmission connection | Sharing innovation risks | Relational contract | |||
Information accumulation and sharing | Benefit-driven investment | ||||
Network scale expansion | Network density | Sharing cooperation results | |||
Network cooperation frequency | Shared investment cost | ||||
Network resource allocation | Innovation equipment sharing | Collaborative cooperation | |||
Network resource integration | Regional cooperation of innovation | ||||
Quality competition | Competition response | Market-led | Follow news | Policy concern | Government guidance |
Price competition | Focus on government documents | ||||
Demand survey | Demand response | Mechanism reform | Policy response | ||
User feedback | Differentiated development | ||||
Patent application | Innovation capability | Innovation vitality | New product sales revenue | Innovation efficiency | Innovation output |
Patent authorisation | Number of new product development projects | ||||
Patent conversion rate | Conversion efficiency | Industrial-scale | Industrial practice | ||
Patent transaction volume | Absorb employment |
Main Category | Definition |
---|---|
Innovation and development constraints | Development constraints refer to the problems faced by the core area innovation network in the development process, such as insufficient resource allocation, lack of technical talents, and non-coordination of the innovation chain, forming the development constraints faced by the core area innovation network. |
Bottlenecks in government management | The bottleneck of government management refers to the fact that, when the government supervises and manages the innovation network, it is affected by some subjective and objective factors, resulting in the difficulty and poor effect of the policies promulgated by the government. The slow response of the approach to the demand for innovation so that the government’s management has reached a bottleneck in the current period. |
Network structure governance mechanism | Network structure governance mechanism refers to the different network characteristics of the core area innovation network, such as “network structure hole, network density and network location centrality”. The specific operation is to strengthen the park’s leading enterprises and improve their network location’s centrality. It supports establishing direct/indirect links between innovative entities to enrich the number of holes in the network structure. It fosters collaboration between innovations, increases collaboration frequency, and increases overall network density. |
Network relations governance mechanism | Network relation governance refers to the collaborative governance of the relation characteristics of each innovative subject in the core area of the innovation network, such as “relation strength, relation contract and collaborative cooperation”. The specific operation is that the park guides enterprises to carry out mutual innovation and equity investment to enhance the strength of the relation between enterprises. It guides enterprises to establish cooperation contracts for risk, benefit, and innovative facilities sharing to achieve synergy and cooperation between enterprises. |
Market-led | Market orientation refers to the organisation of innovation activities by each innovation entity guided by market demand |
Government guidance | Government guidance refers to the government guiding innovative activities through leading innovative organisations. |
Innovative vitality | Innovation vitality refers to the innovation ability of each innovative entity, which is reflected in the patent application volume, transaction volume, and other indicators of each innovative entity. |
Innovative output value | Innovation output value refers to the economic benefits generated by the innovative activities organised by each innovative entity. |
Categorisation | Summary of the Second Round of Independent Categorisation | Summary of Categorisation after Discussion and Adjustment | ||
---|---|---|---|---|
Number of Labels | Percentage | Number of Labels | Percentage | |
Completely different | 4 | 6.45% | 0 | 0.00% |
Same for both groups | 9 | 14.52% | 11 | 17.74% |
Exactly the same | 49 | 79.03% | 51 | 82.26% |
Total | 62 | 100% | 62 | 100% |
Main Category | Three Sets of Independent Categorisation Results | Categorisation after the Three Groups’ Discussions |
---|---|---|
Innovation development constraints | 12 | 12 |
Government management bottlenecks | 11 | 12 |
Network structure governance | 10 | 11 |
Network relation governance | 10 | 11 |
Market-led | 4 | 4 |
Government guidance | 4 | 4 |
Innovative performance | 3 | 4 |
Innovation capacity | 4 | 4 |
Total | 58 | 62 |
Main Category | Total Entries | Number of Consensuses | Mutual Agreement | Reliability |
---|---|---|---|---|
Innovation and development constraints | 12 | 9 | 75.00% | 90.00% |
Government management bottleneck | 12 | 9 | 75.00% | 90.00% |
Network structure governance | 11 | 10 | 90.91% | 96.77% |
Network relation governance | 11 | 8 | 72.73% | 88.89% |
Market-led | 4 | 3 | 75.00% | 90.00% |
Government guidance | 4 | 4 | 100.00% | 100.00% |
Innovation performance | 4 | 3 | 75.00% | 90.00% |
Innovation ability | 4 | 3 | 75.00% | 90.00% |
Dimension | Sub-Indicators | Numbers | % |
---|---|---|---|
Regional distribution | Urumqi | 123 | 32.39% |
Shihezi | 86 | 22.54% | |
Changji | 43 | 11.28% | |
Hami | 54 | 14.11% | |
Karamay | 54 | 14.11% | |
Other regions | 21 | 5.63% | |
Nature of property | Private equity | 238 | 62.46% |
State capital | 59 | 15.49% | |
Joint ventures | 79 | 20.74% | |
Others | 5 | 1.41% | |
Industry distribution | Electronic information | 109 | 28.61% |
Biomedical | 46 | 12.07% | |
New energy | 82 | 21.52% | |
Intelligent equipment manufacturing | 76 | 19.95% | |
New materials | 53 | 13.91% | |
Other types | 15 | 3.94% | |
Firm size | 1–99 people | 56 | 14.70% |
100–499 people | 144 | 37.8% | |
500–999 people | 97 | 25.46% | |
1000+ | 84 | 22.04% |
Variable Type | latent Variable | Measured Variables | Reference | ||
---|---|---|---|---|---|
Symbols | Name | Question Items | |||
Independent variable | Network relation governance | RG1 | Relationship strength | We trust our key innovation partners. | Park & Bae (2004) [39], Zhou et al. (2010) [40], Manev & Stevenson (2001) [41] |
RG2 | Relationship contract | Our cooperation with our innovative partners is a win–win relationship. | |||
RG3 | Collaboration | Innovative partners share their knowledge to help other members find solutions to problems. | |||
Network structure governance | SG1 | Network structure hole | We act as a bridge/intermediary between innovative partners. | Bruyaka (2008) [42], Chuang et al. (2016) [43], Jackson et al. (2006) [44], Hippel & Krogh (2003) [45], Falci & McNeely (2009) [46] | |
SG2 | Network density | We have a high degree of aggregation among partners. | |||
SG3 | Network centrality | The knowledge/technology is shared between partners through us. | |||
Moderating variables | Market-led | ML1 | Competitive response | We respond quickly to the actions of our competitors. | Narver & Slater (2004) [47], Li (2005) [48] |
ML2 | Demand response | Our functions all respond effectively to user needs. | |||
Government guidance | GG1 | Policy concerns | We pay close attention to the various policies issued by the government. | Song et al. (2006) [49] | |
GG2 | Policy response | We strictly enforce government policy. | |||
Dependent variable | Firm’s innovation performance | INP1 | Sci-tech Efficiency | We are often the first in the industry to introduce new products/services. | Bell (2005) [50], Thomas & Ritter (2004) [51] |
INP2 | Patent conversion rate | We are often the first in the industry to apply new technologies. | |||
INP3 | New product value | After product improvement, we earned high sales. | |||
INP4 | New technology output | Our products include state-of-the-art technology and techniques. |
Variables | Item | Load | KMO | Cronbach’s α | AVE | CR |
---|---|---|---|---|---|---|
Network relation governance | RG1 | 0.785 | 0.712 | 0.709 | 0.657 | 0.793 |
RG2 | 0.835 | |||||
RG3 | 0.742 | |||||
Network structure governance | SG1 | 0.887 | 0.921 | 0.954 | 0.766 | 0.908 |
SG2 | 0.859 | |||||
SG3 | 0.880 | |||||
Market-led | ML1 | 0.772 | 0.798 | 0.773 | 0.610 | 0.824 |
ML2 | 0.760 | |||||
ML3 | 0.810 | |||||
Government guidance | GG1 | 0.850 | 0.718 | 0.741 | 0.568 | 0.839 |
GG2 | 0.762 | |||||
Firm’s innovation performance | INP1 | 0.749 | 0.740 | 0.709 | 0.626 | 0.869 |
INP2 | 0.859 | |||||
INP3 | 0.836 | |||||
INP4 | 0.711 |
Variables | Mean | Std. | NS | NR | MO | GO | INP | Age | Size |
---|---|---|---|---|---|---|---|---|---|
NS | 23.72 | 4.64 | 1.000 | ||||||
NR | 21.44 | 2.27 | 0.392 *** | 1.000 | |||||
MO | 25.60 | 3.14 | 0.339 *** | 0.584 *** | 1.000 | ||||
GO | 22.54 | 1.97 | 0.292 *** | 0.326 *** | 0.452 *** | 1.000 | |||
INP | 20.52 | 2.55 | 0.384 *** | 0.457 *** | 0.558 *** | 0.393 *** | 1.000 | ||
Age | 15.43 | 11.78 | −0.146 | −0.161 | −0.111 | −0.289 *** | −0.176 | 1.000 | |
Size | 2.55 | 0.996 | −0.021 | 0.216 | 0.174 | 0.106 | 0.372 *** | 0.221 ** | 1.000 |
Variables | Sci-Tech Network Performance | ||||||
---|---|---|---|---|---|---|---|
Model 1 | Model 2 | Model 3 | Model 4 | Model 5 | Model 6 | Model 7 | |
Firm age | −0.124 ** | −0.086 * | −0.008 | −0.045 | −0.081 | −0.064 | −0.043 |
Firm size | 0.222 *** | 0.208 *** | 0.120 ** | 0.076 | 0.172 *** | 0.151 *** | 0.107 ** |
Network structure governance | 0.190 *** | 0.392 ** | 0.961 *** | ||||
Network relations governance | 0.468 *** | 0.402 *** | 0.928 *** | ||||
Market-led | −0.954 *** | −0.055 | |||||
Government guidance | 0.549 *** | −0.222 * | |||||
Network structure governance * Market-led | 0.136 ** | ||||||
Network structure governance * Government guidance | 0.160 *** | ||||||
Network relation governance * Market-led | 0.020 * | ||||||
Network relation governance * Government guidance | 0.022 * | ||||||
R2 | 0.197 | 0.292 | 0.462 | 0.662 | 0.311 | 0.336 | 0.426 |
Adjusted R2 | 0.177 | 0.264 | 0.427 | 0.639 | 0.284 | 0.292 | 0.388 |
F-value | 9.705 | 10.704 | 13.067 | 29.727 | 11.729 | 7.688 | 11.264 |
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Xie, J.; Jia, H.; Dong, Q.; Aisaiti, G. Research on the Governance Mechanism of Independent Innovation Network in the Core Area of Silk Road Economic Belt. Sustainability 2022, 14, 7589. https://doi.org/10.3390/su14137589
Xie J, Jia H, Dong Q, Aisaiti G. Research on the Governance Mechanism of Independent Innovation Network in the Core Area of Silk Road Economic Belt. Sustainability. 2022; 14(13):7589. https://doi.org/10.3390/su14137589
Chicago/Turabian StyleXie, Jiaping, Haicheng Jia, Qi Dong, and Gulizhaer Aisaiti. 2022. "Research on the Governance Mechanism of Independent Innovation Network in the Core Area of Silk Road Economic Belt" Sustainability 14, no. 13: 7589. https://doi.org/10.3390/su14137589
APA StyleXie, J., Jia, H., Dong, Q., & Aisaiti, G. (2022). Research on the Governance Mechanism of Independent Innovation Network in the Core Area of Silk Road Economic Belt. Sustainability, 14(13), 7589. https://doi.org/10.3390/su14137589