The Identification of Common Models Applied for the Integration of Management Systems: A Review
Abstract
:1. Introduction
2. Research Methodology
- Planning;
- Implementation;
- Analysis and results.
3. Results and Discussions
- IMS integration levels;
- Major motivations, benefits, and obstacles in the operation of several MS;
- Models for the implementation of IMS.
3.1. Advantages of Integration, Internal and External Barriers, and Difficulties for IMS Implementation
3.2. Basics of IMS
3.3. Common Models of Integration
3.4. PDCA Cycle in the IMS Implementation Process
4. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Standard | Total Valid Certificate | Total Number of Sites | ||
---|---|---|---|---|
2019 | 2020 | 2019 | 2020 | |
ISO 9001 | 883,521 | 916,842 | 1,217,972 | 1,299,837 |
ISO 14001 | 312,580 | 348,473 | 487,950 | 568,798 |
ISO/IEC 27001 | 36,362 | 44,499 | 68,930 | 84,181 |
ISO 22000 | 33,502 | 33,741 | 39,651 | 39,894 |
ISO 45001 | 38,654 | 190,481 | 62,889 | 251,191 |
ISO 13485 | 23,045 | 25,656 | 31,508 | 34,954 |
ISO 50001 | 18,227 | 19,731 | 42,215 | 45,092 |
ISO 22301 | 1693 | 2205 | 6231 | 4662 |
ISO 20000-1 | 6047 | 7846 | 7778 | 9927 |
ISO 28000 | 1874 | 520 | 2403 | 968 |
ISO 37001 | 872 | 2065 | 4096 | 5946 |
ISO 39001 | 864 | 972 | 1852 | 2341 |
Advantage Description | References |
---|---|
Reduction of duplicates and written documentation. | [9,49,55,56,66,67] |
Improved operational efficiency. | [9,55,68,69] |
Simplification of system procedures. | [49,56,58] |
Implementation of management systems in a shorter time. | [15,56,58] |
Reducing the time for audits and unifying them, unifying the training, and reducing the time. | [49,67] |
An organization that already has an integrated management system has an advantage over an organization that does not have an integrated system. | [11] |
Reducing organization costs: - certification costs; - audit costs; - costs of training employees; - consulting costs. | [9,49,52,54,55,56,58,61,70,71,72,73,74,75] |
Streamline: - streamlining human resources; - streamlining the strategies of organizations; - streamlining the allocated (financial) resources; - streamlining the definition of responsibilities; - streamlining the organization’s processes; - streamlining communication. | [49,56,58,59,61,69,72] |
Social advantages: - teamwork; - work awareness for quality, environment, health, and safety at work, etc.; - awareness and sense of responsibility for the work done. | [52,54,56,58,60,61] |
External advantages: - customer satisfaction (beneficiaries of product or services); - improving the image of the organization; - involuntary marketing by customers (also recommends the products or services purchased to other people); - business card for other collaborations; - improving the quality of products or services, the environment, human health, and safety. | [49,52,53,55,56,57,58,59,60] |
Barriers | References |
---|---|
Internal barriers | |
Insufficient financial and human resources. | [10,16,17,61] |
The lack of information and training. | [10,67,72,76,77] |
The fear of failing in the IMS implementation. | [56,67] |
The lack of support from top management. | [58,78] |
The lack of a strategic plan for the implementation of IMS. | [5,16,56] |
The lack of specialists to perform audits, methodologies for conducting audits. | [58,79] |
The lack of perception of what IMS means. | [56] |
The lack of employee motivation for IMS implementation. | [58] |
Employees do not accept the new system. | [56,70] |
Employees do not agree to lose their current position. | [1] |
Employees are not aware of the new changes. | [78] |
Diversity of MS standards and purpose. | [58,72,80] |
Employees lack the concept of integration. | [58,78] |
External barriers | |
Question marks on the external vision of employees regarding IMS. | [81] |
Insufficient benefits from IMS implementation. | [60] |
Lack of instructions on the implementation of the IMS. | [60,82] |
Lack of ISO promotion of IMS integration. | [27] |
Various requests from stakeholders. | [81] |
Permanent updating of regulations. | [56] |
Unavailability of a common format for IMS. | [1,29] |
Implementing the IMS requires changing the culture. | [9,76,80] |
Lack of communication with the work team and partners. | [78] |
Different cultures with different personalities hinder the integration of IMS. | [56] |
Risks to IMS implementation | |
Closer integration of one MS compared to other systems (paying more attention to a certain MS). Underestimation of requirements from a certain MS, Lack of experience of the management representative in implementing the IMS. Lack of information on the legislation in force in a certain field, regarding the particularities of MS. | [9,80] |
Basics Strategies Types/Proposed Model for IMS | Explanation Strategies/Proposed Model for IMS |
---|---|
Basics of integration and sequential strategies | |
Existing integration for MS [7] | There are three possible options for MS integration:
|
Possible integration sequences [29] | The integration can be done in either of two ways:
|
The model proposed [29] | Two methodologies for integration were proposed: an incremental one in which first a management system is implemented and then the integration is realized, and a radical model in which the organizations do not have an MS implemented and implements and integrates the systems simultaneously. |
Integration of basic aspects [101] | Integration can be achieved according to three main innovative aspects, such as:
|
The model proposed [101] | The proposed model is based on three main factors:
|
Step-by-step integration methodology [12] | Integration can be made considering very important steps, such as: Step 1. Integration of audits; Step 2. Achieving the integration according to the PDCA structure. |
Sequential / simultaneous integration [15,63,72] | Sequential integration must first implement quality management and then other management systems. Simultaneous integration, i.e., all systems are implemented in an integrated manner. |
The model proposed [72] | It proposes three levels of integration according to the PDCA structure: Level 1. Strategic synergy is a priority; Level 2. The synergy of organizational structures; Level 3. Documentation synergy. |
The model proposed [102] | It proposes the integration of management systems in four stages:
|
Four-step integration [18] | Will et al. (2019) propose step-by-step integration for ISO 26000: Step 1, get started: - Initiating the decision of the top manager; - Defining the roles and responsibilities of the IMS implementation team; - Gathering international information about the integration process. Step 2, defining: - Carrying out the feasibility study on the compatibility of standards; - Alignment of specific objectives and proposed goals; - Selection and implementation of strategies; - Project planning and management. Step 3, implementation: - Implementation of project integration; - Policy formulation and integration; - Perform integration for documents, procedures, and basic resources to achieve one of the degrees of integration (added integration, partial integration, and full integration). Step 4, improve: - Continuous improvement after the implementation of the third level of integration (full integration); - Combining internal audit with self-assessment. |
Basics of integration and alignment strategies according to management systems and standards (MSS) | |
Alignment [9,103] | Alignment of common elements of standards is adopted; The practical implication is the same in all structures of the organization; Separate procedures are developed but placed in the same manual (partial integration). |
Integration [9,103] | Full integration of all relevant procedures and instructions (full integration). |
The model proposed [9] | The IMS model proposed is based on a culture of continuous learning and improvement with three levels of integration. |
Common ground [37,63,72] | Standards have changed over the last decade and have reached a common structure and alignment with Guide 72 (2001) [104] requirements, and now it can change to a common ground that supports all the structure based on Dr. W. Edwards Deming’s cycle, who designed a graphical representation based on continuous improvement. |
IMS Contribution Group | IMS Contribution | References |
---|---|---|
Strategies for implementing and motivating MS integration. | Strategy analysis and integration motivation have a positive impact on organizations that have started the integration process or want to implement new IMS. | [2,3,6,7,9,12,14,15,16,18,25,26,29,33,37,38,63,72,79,80,83,85,86,95,101,102,103,117,118,119,120,121,122,123] |
Advantages and barriers to IMS implementation. | The advantages and barriers to the implementation of IMS have been studied and analyzed, facilitating the integration process. | [1,5,9,11,15,16,17,49,52,53,54,55,56,58,59,60,61,66,67,68,69,70,71,72,74,75,76,77,78,80,81,82] |
IMS implementation considers common integration models. | Facilitates IMS through experience in studying and analyzing common integration models. | [6,9,12,29,72,83,101,116,117,120,121,122,123] |
Integration levels and KPIs. | Improving the performance of the organization according to the level of integration and considering the indicators of PKIs. | [14,18,37,109,110,111,112,113] |
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Ispas, L.; Mironeasa, C. The Identification of Common Models Applied for the Integration of Management Systems: A Review. Sustainability 2022, 14, 3559. https://doi.org/10.3390/su14063559
Ispas L, Mironeasa C. The Identification of Common Models Applied for the Integration of Management Systems: A Review. Sustainability. 2022; 14(6):3559. https://doi.org/10.3390/su14063559
Chicago/Turabian StyleIspas, Lucian, and Costel Mironeasa. 2022. "The Identification of Common Models Applied for the Integration of Management Systems: A Review" Sustainability 14, no. 6: 3559. https://doi.org/10.3390/su14063559
APA StyleIspas, L., & Mironeasa, C. (2022). The Identification of Common Models Applied for the Integration of Management Systems: A Review. Sustainability, 14(6), 3559. https://doi.org/10.3390/su14063559