Incorporating Heat Vulnerability into Local Authority Decision Making: An Open Access Approach
Abstract
:1. Introduction
- (1)
- The approach is decision-centric (after [31]). It focuses on the objectives and values of the stakeholder and what can be done to address the problem. It contrasts with the science-first approach, which focuses on comprehensively modeling the problem, which is often time- and resource-intensive and can lead to inertia within decision making, as the focus is on the ability of the model, rather than on addressing the problem.
- (2)
- The approach was co-created with multiple personnel in the local authority, including policymakers responsible for climate resilience, urban forestry, city planning, and design, and the technical experts who provide GIS data to support city decision making. Moreover, the local authorities hold and maintain the data layers, so that they can govern and access the datasets to support decision making, thereby ensuring the long-term sustainability of the approach within city decision making.
- (3)
- The approach uses open access data and a geographic information system (GIS)-based approach that is commensurate with the technical skills, software, and resources available to local authorities. Using open access data ensures that the method is replicable and scalable beyond the case-study area. Using secondary data ensures that the responsibility for data quality and updating lies with the data provider (rather than resource-strapped local authorities). Except for Local Climate Zones (Section 2.2), the datasets are produced by official national institutes (Office for National Statistics, Met Office).
2. Developing an Open Access Approach
2.1. What Makes an Urban Area Vulnerable to Heat?
Factor | Effect | Representation in Heat Vulnerability Map |
---|---|---|
Meteorology | UHI is greatest in dry, still (anticyclonic) conditions with limited wind to mix and disperse heat. | Included as a seasonal average for surface temperature from the HadUK-Grid (Figure 2a). |
Time of day | UHI is often greater at night, as densely urbanized (compact) areas retain heat and cool more slowly. | Included in decision-making flowchart. |
Climate change | Hot days are increasing in frequency and temperature. Trend toward drier summers (especially SE England), thus increasing drought risk. Drier weather reduces cooling by evapotranspiration. | Not included. Could be included using UKCP18 projections available from UKCP18. |
Landscape | Topography influences wind strength and direction, influencing dispersion of heat; urban areas in valleys or at the base of the slope may have reduced air circulation and heat dispersion. Coastal areas have onshore/offshore winds. | Not explicitly included. Implicitly included via surface-temperature layer (Figure 2a) and Local Climate Zones (Figure 2b and Figure 3a). |
Urban form | The 3D form of the street and neighborhood, including the street width and building height, determines air flow, sky view factor, and how an area can lose heat. | Included via UK Climate Zones (Figure 2b and Figure 3a). |
Building function | Building function and occupancy pattern (e.g., residential versus commercial) infer overheating risk. Care homes, schools, and hospitals have vulnerable populations at risk of overheating. | Included in decision-making flowchart (Section 4.4). |
Materials and ventilation | Material type and color determines albedo and heat storage. A high proportion of glazing can cause excessive heat storage, and inadequate ventilation can prevent heat dispersion and cooling. Of greater importance on the building scale rather than the urban scale. | Neighborhood-scale albedo is implied via Local Climate Zones (Figure 2b and Figure 3a). |
Emissions | Waste heat from transport, industrial/residential heating/cooling and people adds warmth to urban areas. | Not explicitly included. Partially implied via Local Climate Zone, as emissions are linked to urban density and anthropogenic land use (Figure 3a,b). |
Blue and green infrastructure | Blue/green infrastructure provides cooling via high albedo, shade, evapotranspiration, and sky view, on a range of scales from local (green roof) to neighborhood (park) and citywide (via strategic design of green infrastructure). Water is essential for cooling via evapotranspiration and can create urban cool islands during the day. | Green infrastructure included via OS MasterMap Greenspace Layer (Figure 2c). Larger areas of green and blue infrastructure are included via Local Climate Zones (Figure 2a and Figure 3a). Urban greening is also considered within the urban green factor in the flowchart (Section 4.4). |
Population vulnerability | Communities living in low-income areas are more likely to reside in housing that is more likely to overheat and/or have pre-existing health conditions that increase vulnerability to overheating. | Included via IMD (Figure 2d). |
2.2. Creating a Decision-Centric Approach for Assessing Heat Vulnerability
Factor | Dataset | Source | Open Access | Format | Extent | Quality Assured | Comments |
---|---|---|---|---|---|---|---|
Meteorology/Climate | Surface temperature | HADUK Grid [57] | Y | 1 km raster | UK | Y | Resolution coarse but should reflect average summer climate. UHI not explicitly included. |
Birmingham Urban Observatory [29] | Via University of Birmingham | Vector-point sensors spacing ~3 km | B’ham 2013/14 only | Y [29] | Data 2013/14 only; UHI can be calculated. Using this dataset limits approach to Birmingham only. | ||
Urban Form | Local Climate Zones | WUDAPT [58] | Y | 100 m raster | Global, but not complete | Y [59] | A category for blue and green infrastructure is also present. |
OS MasterMap Topography Layer | Ordnance Survey [60] | Free for public service and education | Vector polygons | Great Britain | Y (by Ordnance Survey) | Includes building heights and attributes to make 3D visualizations. | |
Building Heights | EMU analytics [61] | Noncommercial product | Vector | Great Britain | Unclear | Building outlines, heights, roof slope, and aspects. | |
Blue and Green Infrastructure | OS MasterMap Greenspace Layer | Ordnance Survey [62] | Free for public service and education | Vector polygons | Great Britain | Y (by Ordnance Survey) | Most detailed set of public and private green spaces and sports facilities. Urban areas only. |
OS Open Greenspace | Ordnance Survey [63] | Y | Vector-polygons | Great Britain | Y (by Ordnance Survey) | Public parks, playing fields, sports facilities, play areas, and allotments. Urban and rural areas. | |
Tree Canopy | Environment Agency VOM [64] | Y | 1m raster | England | No manual QC and editing of the output, except visual checks | Lidar product for all vegetation greater than 2.5 m. | |
Tree Canopy | National Tree map Blue Sky [65] | Non-commercial product | Vector points and polygons | Great Britain | unclear | Canopy information for every tree greater than 3 m in height. Dataset that underpins tree-canopy information in [66]. | |
IMD | MHCLG [34] | Y | CSV table for LSOA | England | By Office of National Statistics | Government calculated local measures of deprivation. |
LCZ Category | LCZ Description | LCZs’ Overheating-Risk Value |
---|---|---|
1 | Compact high-rise | 1.0 |
2 | Compact mid-rise | 1.0 |
3 | Compact low-rise | 0.9 |
4 | Open high-rise | 0.8 |
5 | Open mid-rise | 0.7 |
6 | Open low-rise | 0.4 |
7 | Lightweight low-rise | 0.5 |
8 | Large low-rise | 0.6 |
9 | Sparsely built | 0.1 |
10 | LCZ 10: Heavy industry | 1.0 |
11 | LCZ A: Dense trees | 0.1 |
12 | LCZ B: Scattered trees | 0.1 |
13 | LCZ C: Bush, scrub | 0.1 |
14 | LCZ D: Low plants | 0.1 |
15 | LCZ E: Bare rock or paved | 0.1 |
16 | LCZ F: Bare soil or sand | 0.1 |
17 | LCZ G: Water | 0.1 |
2.3. Developing the GIS Approach
3. Case Study Area—Birmingham, UK
4. Results
4.1. Individual Data Layers of the Heat Vulnerability Map
4.2. Heat Vulnerability Map
4.3. Testing at the Local Scale
4.4. End-User Application and Ongoing Work
5. Discussion
5.1. Do the Datasets Indicate Heat Vulnerability within an Urban Area to Support Decision Making?
5.2. Does the Heat Vulnerability Map Support Local Decision Making?
5.3. Ongoing Development of MVP Approach and Limitations
6. Summary and Forward Look
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Class | Heat Vulnerability (hv) Value |
---|---|
Lowest | 0.6 ≤ hv < 1.9 (less than 1SD below mean) |
Low | 1.9 ≤ hv < 2.3 (between 0.5 and 1SD below mean) |
Medium | 2.3 ≤ hv < 2.9 (within 0.5SD) |
High | 2.9 ≤ hv < 3.2 (between 0.5 and 1SD above mean) |
Highest | 3.2 ≤ hv ≤ 3.8 (more that 1SD above mean) |
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Ferranti, E.; Cook, S.; Greenham, S.V.; Grayson, N.; Futcher, J.; Salter, K. Incorporating Heat Vulnerability into Local Authority Decision Making: An Open Access Approach. Sustainability 2023, 15, 13501. https://doi.org/10.3390/su151813501
Ferranti E, Cook S, Greenham SV, Grayson N, Futcher J, Salter K. Incorporating Heat Vulnerability into Local Authority Decision Making: An Open Access Approach. Sustainability. 2023; 15(18):13501. https://doi.org/10.3390/su151813501
Chicago/Turabian StyleFerranti, Emma, Samuel Cook, Sarah Victoria Greenham, Nick Grayson, Julie Futcher, and Kat Salter. 2023. "Incorporating Heat Vulnerability into Local Authority Decision Making: An Open Access Approach" Sustainability 15, no. 18: 13501. https://doi.org/10.3390/su151813501
APA StyleFerranti, E., Cook, S., Greenham, S. V., Grayson, N., Futcher, J., & Salter, K. (2023). Incorporating Heat Vulnerability into Local Authority Decision Making: An Open Access Approach. Sustainability, 15(18), 13501. https://doi.org/10.3390/su151813501