Study on the Spatial–Temporal Pattern Evolution and Carbon Emission Reduction Effect of Industry–City Integration in the Yellow River Basin
Abstract
:1. Introduction
2. Theoretical Mechanism Analysis
- (1)
- Production effect. On the one hand, the integration and coordination of industry and city can effectively reduce the proportion of traditional resource-intensive, high-polluting and energy-consuming industries by improving the functional structure and spatial layout of the region, speeding up the rational flow and optimal allocation of production factors, upgrading and transforming the existing industrial departments and structural systems, and by increasing investment in innovation. On the other hand, the promotion of industry–city integration will trigger the balance effect of regional industrial structure. While leading the development of new industrialization, it will promote the emergence of corresponding service industries and knowledge-intensive industries, which will be accompanied by an improvement in production and living facilities and the gathering of high-quality talents, which will effectively promote the functional and three-dimensional development of urban resource elements. At the same time, the resulting rich human capital and innovation resources will accelerate the benign competition among enterprises in terms of environmental costs, cleaner production and other technological development, so as to achieve the indirect purpose of influencing regional carbon emissions [5].
- (2)
- Life effect. The integration of industry and city will accelerate the transfer of rural population to the city and the flow and accumulation of talents. Due to this effect, the population and industrial density of the urban core area will be greatly increased, and the overall connection of the urban sector will become closer, thusbringing many benefits to urban life. The efficient use of production and living infrastructure will make it easier for residents to travel and commute, and the energy consumption of transportation will be effectively controlled. At the same time, the popularization of technical facilities, such as coal to gas and coal to electricity, in daily life will also greatly reduce the use of coal resources and pollution emissions. In addition, the adjustment and transformation of urban functional areas and the structural layout in the process of industrial and urban integration will promote the strengthening of urban governance and daily management functions at the community level. The urban pattern, characterized by functional agglomeration, will lead to more strict and orderly community division and public governance measures; this will guide the behavior of residents through scientific and sophisticated means, eliminate unnecessary pollution and waste, and reduce the damage that urban life causes to resources and the environment, thus ensuring the sustainability of urban development.
- (3)
- Ecological effect. Industry–city integration will accelerate the improvement in and implementation of relevant policies and facilities under the leadership of government departments. On the one hand, in the context of high-quality development, the government departments will further improve the environmental protection infrastructure and energy conservation and emission reduction-supporting programs in the city; this is in order to improve the overall environmental carrying capacity of the city for new industries and population gathering, to create a livable and business-friendly urban landscape by means of multiple measures and environmental regulation, and to enhance the attraction of high-end industries and talents. At the same time, the “double carbon” goal requires the formation of a good pattern of national participation, which will also urge the government, communities, enterprises and other multiple entities to strengthen environmental protection publicity and education for residents and employees; this will pay attention to improving the quality of the population and its environmental awareness, so as to reduce unnecessary carbon emissions. On the other hand, the continuous improvement in the requirements for environmental quality in the process of industry–city integration will force the relevant responsible subjects to increase their investment in the construction of environmental protection and greening, and actively develop and introduce new energy and new materials to gradually reduce or even replace the use of fossil energy. Some enterprises will also actively explore new ways to reduce consumption and reduce emissions under the pressure of social influence and market mechanisms in order to seek sustainable development space in the era of ecological civilization.
3. Materials and Methods
3.1. Measurement of Industry–City Integration
3.1.1. Construction of Evaluation Index System for Industry–City Integration
3.1.2. Coordination Function of Dispersion Coefficient
3.2. Standard Deviation Ellipse Model
3.3. Econometric Model Construction
3.4. Data Source and Processing
3.5. Study Area Overview
4. Analysis of Empirical Results
4.1. The Space–Time Characteristics of Industry–City Integration and Carbon Emissions
4.1.1. The Timing Evolution of the Integration of Industry and City and Carbon
Emissions in the Yellow River Basin
4.1.2. The Spatial Pattern of Industry–City Integration and Carbon Emissions in the
Yellow River Basin
- (1)
- At the level of industry and city integration, from 2005 to 2019, the degree of industry and city integration of all provinces and regions in the Yellow River basin has been improved to varying degrees. Provinces with relatively high levels are mainly concentrated in the middle and lower reaches and the southwest of the basin. This type of region is driven by the radiation of geographical location (Shandong), national strategy (Henan, Shaanxi, Sichuan) and resource endowment (Shanxi), and other factors. Urbanization and the development basis and function matching of secondary and tertiary industries are relatively good, provideing good support and sustained impetus for the deep integration of industry and city. The provinces and regions at the middle and lower levels are mainly concentrated in the upper reach of the river basin. Most of the relevant provinces are deep in the hinterland of China, with a weak foundation for economic development, an overall lack of factor endowment, a single industrial structure and a relatively lagging level of transformation and upgrading. Provinces and regions such as Qinghai, Gansu and Inner Mongolia have faced multiple constraints, such as an unbalanced development and a fragile natural environment for a long time. The development of industries and cities lacks effective driving force. Traditional agriculture and animal husbandry-oriented and resource-dependent industries still account for a large proportion, resulting in a difficulty in terms of forming a joint force in the process of industry–city integration and the slow progress of the overall transformation.
- (2)
- In terms of carbon emissions, from 2005 to 2019, the carbon emissions of all provinces and regions in the Yellow River basin increased significantly. The regions with high emissions mainly include Shanxi, Shandong, Inner Mongolia and other provinces. The three provinces account for nearly half of the national large coal bases in the basin, of which Shanxi and Inner Mongolia are typical resource-dependent development areas in China. The reserves of coal, metal, minerals and other energy resources are rich, and the corresponding high energy-consuming industries account for a large proportion, leading to their long-term dominance in the overall carbon emission pattern of the basin. Shaanxi and Henan also have a certain quantity of coal resources and industrialism, but thanks to the development of characteristic agriculture, high-end manufacturing and the tourism economy, the overall growth of carbon emissions is relatively controllable, and its intensity is in the middle range in the overall pattern of the basin. The other upstream provinces are jointly affected by factors such as resource endowment, the development mode and industrial structure. The overall carbon consumption of economic development and human activities is relatively small. The growth trend in these carbon emissions over a long period of time is basically stable, and they are low-pressure source areas for carbon emission reduction in the basin.
- (3)
- At the level of spatial structure, the overall layout of the integration of industry and city and carbon emissions in the Yellow River basin is significantly different, and the extension direction of the standard deviation ellipse of the two systems and the structural center of gravity show a dynamic migration and decoupling trend. It can be found from the observation of Figure 4 that the spatial pattern of the integration of industry and city in the basin is generally distributed in the east–west direction, that the elliptical angle is generally maintained at about 36.60° with a small deflection, and that the area generally covers most of the basin. Compared with the evolution trend seen in the long and short axis, the ellipse gradually diffuses along the east–west direction and converges in the south–north direction, which is closer to the overall geometric shape of the basin, indicating that the inter provincial integration of industry and city in the region is gradually balanced. The overall pattern of the carbon emission standard deviation ellipse is generally northeast to southwest, and the ellipse area is relatively small, mainly covering the middle and lower reach and some upstream areas. From the perspective of the dynamic evolution trend, the ellipse is generally convergent in both the long and short axis directions, while the ellipse angle is deflected from 55.64° in 2005 to 71.36° in 2019, indicating that the carbon emissions in the northwest of the basin increased significantly during this period, and the spatial scope is gradually locked to the middle reaches. A further comparison of the center of gravity migration tracks of the two systems shows that the structural center of the integration of industry and city in the basin is roughly located at the junction of northwest Shaanxi and Gansu. During the study period, the center of gravity of the system moved about 17.686 km from north to south, and was transferred from Yan’an city to Qingyang city, with a relatively stable overall change. The structural center of carbon emissions is located in the central part of Shanxi Province. During the study period, the system’s center of gravity moved about 101.419 km from south to north, and shifted from Changzhi city to Luliang City, with a relatively large change. In general, the spatial distance between the structural centers of gravity of the two systems is relatively far, and the dynamic trend in migration and decoupling is “opposite to each other, with the same frequency”; this indicates that the development and evolution of the two systems have potential temporal and spatial correlation, and also preliminarily confirms that the integration of industry and city may have a certain linear correlation effect on carbon emissions.
4.2. Benchmark Regression Results
4.3. Robustness Test
- (1)
- Replace the interpreted variable. Referring to the calculation method used for the energy consumption intensity by Li Shuoshuo et al. [23], the carbon emissions per unit of GDP in each sample region are used as the characterization variable of regional carbon emissions. The regression results are shown in column (1) of Table 4. It can be seen that the impact coefficient of industry–city integration after replacement is significantly negative at the level of 1%, indicating that industry–city integration has a significant carbon emission reduction effect, and that the research results have certain robustness.
- (2)
- Split core explanatory variables. Combined with the path analysis of the impact of industry–city integration on carbon emissions, the development and evolution of different dimensions in the dynamic interaction process of the industry–city system will also have a direct impact on regional carbon emissions. Therefore, based on the selection of the indicator composition, the core explanatory variable of industry–city integration is split, and its carbon emission reduction effect is verified from the basic dimensions of a people-oriented perspective, industrial support and functional matching [45]. In column (2) of Table 4, apart from the industry–city integration index, the three dimensions of people-oriented orientation, industrial support and functional matching are included as the core explanatory variables. The results show that the regression coefficients of the three combined dimensions are significantly negative at the level of 5% and 1%, respectively. This shows that the occurrence of the carbon emission reduction effect of industry–city integration to a certain extent stems from the dynamic process of improving the functions and structures of industry and urban systems.
- (3)
- Remove some samples. In order to eliminate the impact of extreme values and outliers on the regression results of the model, the two provinces and regions with the highest and lowest carbon emissions during the study period were selected. According to the observed data characteristics, Shanxi and Qinghai provinces and regions occupy the first and last positions, respectively, in terms of time series evolution and the multi-year mean compared with other provinces and regions. Therefore, Shanxi and Qinghai are excluded from the sample sequence, and the regression results are shown in column (3) of Table 4. It can be seen that after this treatment, the carbon emission reduction coefficient of industry–city integration is still significant.
- (4)
- Endogenous treatment. In the model analysis, fixed effect regression has been used to control the impact of unobservable regional characteristic variables on the estimation results, but it may still be disturbed by potential endogenous and reverse causal problems, so the instrumental variable method is further used for the analysis and test. Since the development of industrial and urban integration may face the dynamic cycle of planning and construction, which has a certain time inertia in terms of its impact on carbon emissions, consider selecting the lag t-n period of the industrial and urban integration index as a tool variable, referring to the five-year cycle of China’s development planning, and adopt the 2SLS method in order to analyze and deal with the possible endogenous problems (Table 5).
4.4. Expansion Analysis
4.4.1. Heterogeneity Analysis
- (1)
- In terms of geographical location, it is classified according to the upper, middle and lower reaches of the region, and the estimated results of geographical location heterogeneity are shown in Table 6. It is observed that the impact coefficient of the integration of industry and city on carbon emissions in the upstream, middle and downstream regions is negative. The carbon emission reduction coefficient in the upstream and downstream regions is large (absolute value) and significant at the level of 10% and 1%, respectively. The carbon emission reduction coefficient in the midstream region is small and not statistically significant. This shows that the coordinated integration of industry and city can effectively promote the realization of carbon emission reduction targets in the upper and lower reaches of the Yellow River basin, but its effect is not obvious in the middle reaches. The possible reason for this is that, compared with the upstream and downstream regions, the middle reaches of the Yellow River, as an important heavy and chemical energy base in China, have a wide range of industrial chains and industrial sectors; indeed, the development and utilization of resources are at their core, derived from the process of ensuring the maintenance of the national energy supply. In particular, resource-dependent industries, such as coal mining and thermal power generation, once served as the main support for the regional economy. This extensive development has led to a weak foundation for urbanization and the modern service industry, and has caused a lag in terms of transformation and upgrading. The integration of industry and city lacks power traction at the level of function matching and industrial support. It is unable to achieve the effective dilution of high-intensity carbon emissions in the short term, which means that the integration of industry and city in reducing carbon emissions is poor.
- (2)
- In terms of carbon emission intensity, Jenks natural breakpoint method is used to divide the carbon emission intensity into three levels: high, middle and low. See Table 6 for regression estimation results. It is observed that there is a certain difference in the impact of industry–city integration on the carbon emissions of the three carbon emission intensity ranges. Among them, the impact coefficient of carbon emissions in medium-intensity areas is significantly negative, while the impact on the high-intensity and low-intensity carbon emission areas is not statistically significant. It can be said that the impact of industry–city integration on carbon emissions has certain stage characteristics and a certain matching range, and it can play a more significant role in reducing emissions in regions with a relatively moderate carbon emission intensity. The possible reason for this is that, on the one hand, regions with a moderate carbon emission intensity have a relatively low dependence on high energy consumption, and high carbon emission industries and behaviors, for their own development. According to the background characteristics and multiple endowment advantages, they can provide space for energy conversion and structural adjustments in the process of urban and industrial function optimization, which is conducive to the orderly promotion of industrial and urban integration, and to the effective control of carbon emissions. On the other hand, based on the practical experience provided by regions with a high and low carbon emission intensity, it provides a necessary reference for them to explore the virtuous cycle of regional development and ecological civilization construction, and urges them to coordinate the layout of production and urban development in various fields of production, life and ecology; this it in order to provide stable and sustainable energy output for regional carbon emission reduction. However, regions with a low carbon emission intensity are often affected by their own environmental endowments and development models. Either the demand and consumption of coal and other resources and energy in the process of production and life are not large, or the proportion of traditional industries and resource-dependent industrial sectors in the industrial structure is small. The pressure on energy conservation and emission reduction is relatively light, and there is no need to rely too much on the adjustment and dilution of carbon emissions via industrial and urban integration, so the carbon emission reduction effect of industrial and urban integration is not significant.
4.4.2. Analysis of Regulatory Effect
- (1)
- Analysis of the regulatory effect of scientific and technological innovation
- (2)
- Analysis of the regulatory effect of government regulation
5. Conclusions and Suggestions
5.1. The Main Conclusions
- (1)
- During the study period, the overall level of the integration of industry and city in the Yellow River basin was significantly improved, and the spatial differences within the region first spread and then converged. The dynamic trend in carbon emissions is generally fluctuating and rising. The unbalanced characteristics within the region are gradually strengthened. The midstream region has gradually evolved into the peak source of carbon emissions. In terms of spatial structure, the migration track and overlapping range of the two system structure barycentres show a trend that sees both migration and decoupling with generally the same frequency, which initially shows a certain linear spatiotemporal correlation.
- (2)
- The analysis results of the STIRPAT model show that industry–city integration has a significant carbon emission reduction effect, and that the conclusion is still valid after endogenous treatment and a series of robustness tests. The development of an export-oriented economy and an improvement in the informatization level have a positive role in promoting carbon emission reduction. Economic development, infrastructure, population quality and other factors have temporarily failed to effectively promote energy conservation and emission reduction.
- (3)
- After further study, it is found that the carbon emission reduction effect of industry–city integration has a certain spatiotemporal heterogeneity. Affected by geographical location and the development model, this effect of carbon emission reduction is particularly significant in the upper and lower reaches of the Yellow River, and regions with moderate carbon emission intensity; the effect of other types of regions is slightly less significant. The regulatory effect analysis results show that technological innovation and environmental regulation have a direct inhibitory effect on carbon emissions, and both have a positive regulatory function in the carbon emission reduction effect of industry–city integration.
5.2. Policy Suggestions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
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Target Layer | System Layer | Index Layer |
---|---|---|
Industry–city integration | Human-oriented | Proportion of urban population |
Urban population density | ||
Registered unemployment rate of urban population at the end of the year | ||
Per capital disposable income of urban residents | ||
Per capital retail sales of social consumer goods | ||
Industrial support | Proportion of output value of secondary industry | |
Proportion of output value of tertiary industry | ||
Output value of land area per unit built-up area | ||
Gross output value of industries above designated size | ||
Function matching | Per capital postal business volume | |
Number of college students per 10,000 people | ||
Number of buses per 10,000 people | ||
Number of beds per capital | ||
Per capital public library collection | ||
Per capital green area |
Variables | Index | Connotation | Unit | Mean | Std | Min | Max |
---|---|---|---|---|---|---|---|
Dependent variable | lnCe | Carbon emission | Mt | 5.711 | 1.013 | 3.050 | 7.440 |
Independent variables | lnIci | Industry–city integration | -- | −0.586 | 0.112 | −0.917 | −0.389 |
Control variables | lnP | Proportion of employees with college degree or above | % | 2.446 | 0.511 | 1.197 | 3.371 |
lnA | GDP per capital | Yuan | 10.322 | 0.566 | 8.920 | 11.242 | |
lnT | Internet broadband access port per 10,000 people | Individual | −1.851 | 1.030 | −3.731 | −0.290 | |
lnOp | Proportion of FDI in GDP | % | −1.765 | 0.430 | −2.678 | −0.495 | |
lnInf | Per capital urban road area | m2 | 2.660 | 0.305 | 2.071 | 3.266 |
Independent Variables | Dependent Variable/lnCe | ||||
---|---|---|---|---|---|
(1) | (2) | (3) | (4) | (5) | |
lnIci | −1.2963 ** (−1.64) | −1.1271 * (−1.55) | −1.0972 ** (−1.49) | −1.1287 * (−1.56) | −1.9698 *** (−2.68) |
lnP | 0.2011 (1.63) | 0.0699 (0.62) | 0.0880 (0.69) | 0.0911 (0.71) | 0.1090 (0.90) |
lnA | 0.7718 *** (5.67) | 0.8057 *** (4.60) | 0.7605 *** (4.00) | 0.8005 *** (4.44) | |
lnT | −0.0275 (−0.31) | −0.0013 (−0.01) | −0.0778 * (−0.81) | ||
lnOp | −0.0412 (−0.62) | −0.0340 (−0.54) | |||
lnInf | 0.7205 *** (3.84) | ||||
_cons | −2.2552 ** (−1.80) | −3.0879 ** (−1.76) | −3.5158 * (−1.57) | −3.0993 (−1.32) | −6.0939 ** (−2.95) |
R2 | 0.5969 | 0.6804 | 0.6807 | 0.6817 | 0.7165 |
Num | 135 | 135 | 135 | 135 | 135 |
Independent Variables | (1) | (2) | (3) | ||
---|---|---|---|---|---|
Replace Dependent Variable | Split Independent Variable | Remove Some Samples | |||
Industry–city integration | −0.2872 *** (−4.64) | −0.3572 *** (−5.00) | |||
Human-oriented | −1.2721 ** (−1.87) | ||||
Industrial support | −2.5420 *** (−3.51) | ||||
Function matching | −1.8665 *** (−2.42) | ||||
Control variables | Yes | Yes | Yes | Yes | Yes |
_cons | 0.2602 *** (4.47) | 0.4858 * (0.54) | −1.6600 (−1.64) | −1.6104 * (−1.39) | 0.3145 *** (7.81) |
R2 | 0.1469 | 0.7369 | 0.7544 | 0.7418 | 0.2051 |
Num | 135 | 135 | 135 | 135 | 117 |
Statistical Items | Lag t − 1 | Lag t − 2 | Lag t − 3 | Lag t − 4 | |
---|---|---|---|---|---|
(1) | (2) | (3) | (4) | (5) | |
Regression stages | Stage 1 | Stage 2 | Stage 2 | ||
Dependent variable | Industry–city integration | Carbon emission | Carbon emission | ||
lnIci (agent) | −2.4543 ** (−2.05) | −2.7463 ** (−2.08) | −3.7253 *** (−2.46) | −3.9628 ** (−2.33) | |
Control variables | 0.7857 *** (13.67) | ||||
First stage F value | 295.84 *** | ||||
Wald chi2 | 170.75 *** | 199.55 *** | 196.22 *** | 186.71 *** | |
K-P rk LM | 32.465 *** | 33.239 *** | 30.454 *** | 27.713 *** | |
K-P rk Wald F | 186.741 (16.38) | 237.68 (16.38) | 149.792 (16.38) | 93.027 (16.83) | |
C-D Wald F | 283.018 (16.38) | 266.140 (16.38) | 186.972 (16.38) | 122.394 (16.38) | |
Control variables | Yes | Yes | Yes | Yes | Yes |
_cons | 0.4113 ** (2.43) | −6.6313 ** (−2.28) | −6.9895 ** (−2.16) | −5.6967 ** (−1.61) | −5.0504 (−1.22) |
R2 | 0.9304 | 0.3723 | 0.3665 | 0.3472 | 0.3349 |
Num | 126 | 126 | 117 | 108 | 99 |
Independent Variables | Dependent Variable/lnCe | |||||
---|---|---|---|---|---|---|
Geographic Location | Carbon Emission Intensity | |||||
Upper Reach | Middle Reach | Lower Reach | High | Medium | Low | |
lnIci | −1.3784 * (−1.33) | −0.8765 (−0.14) | −9.2869 *** (−2.88) | 1.4900 (0.61) | −4.5099 ***(−6.18) | −0.4929 (−0.73) |
Control variables | Yes | Yes | Yes | Yes | Yes | Yes |
_cons | −1.4945 *** (−2.13) | −0.1977 (−0.06) | −5.0789 *** (−2.30) | −0.0513 (−0.01) | −15.0088 *** (−5.87) | −2.9134 ** (−1.81) |
R2 | 0.8870 | 0.8725 | 0.8512 | 0.7808 | 0.8717 | 0.8938 |
Num | 75 | 30 | 30 | 45 | 45 | 45 |
Independent Variables | Dependent Variable/lnCe | |||||||
---|---|---|---|---|---|---|---|---|
Regulation Effect of Technological Innovation | Regulation Effect of Government Regulation | |||||||
(1) | (2) | (3) | (4) | (5) | (6) | (7) | (8) | |
lnIci | −3.4248 *** (−2.96) | −1.7246 *** (−2.68) | −9.1590 *** (−4.71) | −1.7313 *** (−2.72) | −1.7323 *** (−2.70) | −1.6155 *** (−2.70) | ||
lnTec | −0.0252 * (−0.33) | −0.0057 (−0.08) | −0.5423 *** (−3.59) | |||||
lnEr | −0.0240 (−0.30) | −0.0269 (−0.34) | 1.2585 *** (4.15) | |||||
Interaction effect * | −0.1721 ** (−1.75) | −0.7991 *** (−4.03) | −0.1689 (−1.33) | −2.1492 *** (−4.37) | ||||
Control variables | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
_cons | −0.3382 (−0.17) | −2.3652 (−1.27) | −3.8532 ** (−1.66) | −8.5995 *** (−3.46) | 0.2190 (0.24) | −3.7952 *** (−2.24) | −3.7536 *** (−2.20) | −3.6048 *** (−2.26) |
R2 | 0.7294 | 0.7512 | 0.7448 | 0.7756 | 0.7294 | 0.7485 | 0.7450 | 0.7805 |
Num | 135 | 135 | 135 | 135 | 135 | 135 | 135 | 135 |
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Jiang, Z.; Feng, Y.; Song, J.; Song, C.; Zhao, X.; Zhang, C. Study on the Spatial–Temporal Pattern Evolution and Carbon Emission Reduction Effect of Industry–City Integration in the Yellow River Basin. Sustainability 2023, 15, 4805. https://doi.org/10.3390/su15064805
Jiang Z, Feng Y, Song J, Song C, Zhao X, Zhang C. Study on the Spatial–Temporal Pattern Evolution and Carbon Emission Reduction Effect of Industry–City Integration in the Yellow River Basin. Sustainability. 2023; 15(6):4805. https://doi.org/10.3390/su15064805
Chicago/Turabian StyleJiang, Zhengyun, Yun Feng, Jinping Song, Chengzhen Song, Xiaodi Zhao, and Chi Zhang. 2023. "Study on the Spatial–Temporal Pattern Evolution and Carbon Emission Reduction Effect of Industry–City Integration in the Yellow River Basin" Sustainability 15, no. 6: 4805. https://doi.org/10.3390/su15064805
APA StyleJiang, Z., Feng, Y., Song, J., Song, C., Zhao, X., & Zhang, C. (2023). Study on the Spatial–Temporal Pattern Evolution and Carbon Emission Reduction Effect of Industry–City Integration in the Yellow River Basin. Sustainability, 15(6), 4805. https://doi.org/10.3390/su15064805