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Article

The Synergistic Effect of the Same Climatic Factors on Water Use Efficiency Varies between Daily and Monthly Scales

1
College of Tourism, Henan Normal University, Xinxiang 453007, China
2
College of Life Sciences, Henan Normal University, Xinxiang 453007, China
3
College of Geoscience and Surveying Engineering, China University of Mining & Technology, Beijing 100083, China
4
School of Civil Engineering and Architecture, Zhongyuan Institute of Science and Technology, Zhengzhou 450000, China
5
College of Information Science and Engineering, Henan University of Technology, Zhengzhou 450001, China
*
Author to whom correspondence should be addressed.
Sustainability 2024, 16(20), 8925; https://doi.org/10.3390/su16208925
Submission received: 14 August 2024 / Revised: 26 September 2024 / Accepted: 12 October 2024 / Published: 15 October 2024

Abstract

:
The coupled processes of ecosystem carbon and water cycles are usually evaluated using the water use efficiency (WUE), and improving WUE is crucial for maintaining the sustainability of ecosystems. However, it remains unclear whether the WUE in different ecosystem responds synchronously to the synergistic effect of the same climate factors at daily and monthly scales. Therefore, we employed a machine learning-driven factor analysis method and a geographic detector model, and we quantitatively evaluated the individual effects and the synergistic effect of climate factors on the daily mean water use efficiency (WUED) and monthly mean water use efficiency (WUEM) in different ecosystems in China. Our results showed that (1) among the 10 carbon flux monitoring sites in China, WUED and WUEM exhibited the highest positive correlations with the near-surface air humidity and the highest negative correlation with solar radiation. The correlation between WUEM and climate factors was generally greater than that between WUED and climate factors. (2) There were significant differences in the order of importance and degree of impact of the same climate factors on WUED and WUEM in the different ecosystems. Among the 10 carbon flux monitoring sites in China, the near-surface air humidity imposed the greatest influence on the WUED and WUEM changes, followed by the near-surface water vapor pressure. (3) There were significant differences in the synergistic effects of the same climate factors on WUED and WUEM in the different ecosystems. Among the 10 carbon flux monitoring sites in China, the WUED variability was most sensitive to the synergistic effect of solar radiation and photosynthetically active radiation, while the WUEM variability was most sensitive to the synergistic effect of the near-surface air humidity and soil moisture. The research results indicated that synchronous responses of the WUE in very few ecosystems to the same climate factors and their synergistic effect occurred at daily and monthly scales. This finding enhances the understanding of sustainable water resource use and the impact of climate change on water use efficiency, providing crucial insights for improving climate-adaptive ecosystem management and sustainable water resource utilization across different ecosystems.

1. Introduction

Research on the dynamic changes in the ecosystem carbon and water cycles and their influencing factors is essential for promoting sustainable ecological construction and restoration projects, supporting long-term ecosystem health and resilience. The gross primary product (GPP) and evapotranspiration (ET) reveal information on the carbon sequestration capacity of terrestrial vegetation and the water supply and demand of regional vegetation [1,2,3,4], additionally, these parameters quantify the ecosystem carbon and water cycles and are essential for estimating the ecosystem carbon balance and carbon revenue and expenditure [5,6]. The WUE is defined as the ratio of GPP to ET [7]. Understanding the long time-series variation and spatial distribution of the WUE provides technical support to accurately estimate the ecosystem carbon balance and carbon revenue and expenditure.
ChinaFLUX conducts long-term monitoring of carbon, water, radiative flux, and climate variables in different ecosystems in China [8], while FLUXNET performs long-term monitoring of global ecosystems [9,10]. FLUXNET and ChinaFLUX surface observation data provide important information on the long-term variation characteristics of the WUE and climate variables [11]. Based on these measured data, the monitoring and analysis of long time-series WUE sites in different ecosystems have been widely studied [12]. For example, the long-term variation patterns of the WUE in forestland, grassland, farmland, shrubland and wetland ecosystems at different time scales have been examined [12,13,14,15,16].
Flux monitoring station data have been used as ground truth data to study the inversion of GPP and ET [17,18,19,20]. For example, researchers have utilized flux station monitoring data to calculate the GPP, estimate daily ET means, verify seasonal variations in the GLEAM ET dataset [21,22,23], and obtain the WUE in large-scale ecosystems at different time scales on the basis of GPP and ET product data [24,25].
Climate variables directly impact the changes in the GPP and ET, which in turn affects the WUE. The spatiotemporal variation in the GPP is influenced by changes in climate factors [26]. For example, the temperature and availability of water dominate the changes in the annual average GPP in Changbai Mountain and Qianyanzhou, respectively [27]. The variation in the GPP in grasslands on the Qinghai–Tibet Plateau is controlled by temperature conditions [14]. The spatial patterns of the GPP in China [8] and Asia [10] are determined by the annual average precipitation and temperature. Similarly, the spatiotemporal changes in ET and WUE are also influenced by climate factors. For instance, in regions with water scarcity, ET consumption during the vegetation growing season is controlled by the availability of water resources [28]. The main factors influencing the WUE (8-day period) in arid regions of China are the temperature and precipitation [13], while the main variables influencing the WUE (8-day period) in temperate deciduous forestlands are the vapor pressure deficit, temperature, and solar radiation [12]. In addition, related studies have shown that biological factors are among the main influencing factors of the WUE; for example, the main influencing factor of the monthly mean WUE of oak trees in Ohio, USA is the leaf area index [15], while the primary factor influencing the WUE in young plantation forests in Beijing is the normalized vegetation index [29].
In summary, researchers have focused mostly on the effects of individual drivers on the WUE at a single time scale. However, whether there is synchronization in the responses of the WUE in different ecosystems to the same climate factors at different time scales remains uncertain, while the synergistic effect of climate factors on the WUE has not been quantified. Therefore, this paper aimed to quantitatively assess the synergistic effect of climate factors on the ecosystem WUE at different time scales in China. The research objectives were (1) to study the multiyear mean changes in WUED and WUEM in different ecosystems; (2) to analyze the correlations between WUED and WUEM and different climate variables; (3) to quantify the relative importance of different climate factors for WUED and WUEM; and (4) to reveal the synergistic impact of climate factors on the ecosystem WUE at different time scales. These findings will enhance sustainable ecosystem management and resilience to climate change by promoting more efficient water resource use across various ecosystems.

2. Data and Methods

2.1. Data

This article is based on ChinaFLUX site monitoring data, including data at four time scales: 30-min, daily average, monthly average, and annual average data. In this paper, we studied the daily and monthly average data at ten monitoring stations. The specific information is listed in Table 1 and Figure 1a. In this paper, China was divided into 8 climate zones according to the Köppen–Geiger global climate classification [30], as shown in Figure 1a. The land cover data used in this study were derived from the MCD12Q1 product dataset [31]. The spatial distribution of land use in 2010, including cropland, grassland, forestland, and barren land, is shown in Figure 1b. Among these land use types, forestland includes evergreen needleleaf forests, evergreen broadleaf forests, deciduous needleleaf forests, deciduous broadleaf forests, and mixed forests. Specific information of the nine climate variables considered in this research is provided in Table 2.

2.2. Methods

The overall workflow for analyzing the synergistic effect of climate factors on the ecosystem WUE at different temporal scales is shown in Figure 2.

2.2.1. Machine Learning Driving Factor Analysis

  • XGBoost model
The XGBoost model has become a widely adopted machine learning model, and it is essentially an algorithm based on regression trees and boosting methods. In a dataset A = δ i , η i A = n , δ i R m , η i R with n samples and m features, the integrated tree model uses K subtrees to predict the output.
η ^ i = ϕ x i = k = 1 K g k δ i , g k G
where G = g δ = ω p δ p : R m T , ω R T is the space of the regression tree, p is the mapping structure of the tree mapping inputs to the leaf nodes, T is the number of leaves in the tree structure, and g k corresponds to a separate tree structure q and leaf weights ω . We defined ω i as the score on the i th leaf so that the predicted value obtained by the overall model is the sum of the final leaf scores of all submodels.
The above integrated model was trained based on regression trees, and the objective function was optimized, which can be expressed as:
Γ ϕ = i l η ^ i , η i + k Ω g k
Following the boosting method and the initial definition equation, the following can be obtained:
η ^ i = Φ δ i = k = 1 K g k δ i = η ^ i t 1 + g t δ i
Substituting Equation (3) into Equation (2) yields:
Γ ϕ = i l η ^ i t 1 + g t δ i , η i + k Ω g k
Optimizing the objective function of the XGBoost model, based on Equation (4), second-order Taylor expansion of l η ^ i , η i at η ^ i t 1 yields the following:
l η i , δ i = 1 n l η ^ i , η ^ i t 1 + f i g t δ i + 1 2 h i g t 2 δ i + k Ω g k
where f i = η ^ t 1 l η i , η ^ t 1 , h i = η ^ t 1 2 l η i , η ^ t 1 denote the first and second-order derivative functions, respectively, accumulated by the first t 1 predicted values of the objective function.
We can obtain the optimized objective function as follows:
Γ t = i = 1 n f i g t δ i + 1 2 h i g t 2 δ i + k Ω g k + c o n s t a n t
Based on Equation (6), splitting the regular term yields the following:
k Ω g k = k = 1 t Ω g k = Ω g k + k = 1 t 1 Ω g k = Ω g k + c o n s t a n t
Substituting Equation (7) into Equation (6) yields:
Γ t = i = 1 n f i g t δ i + 1 2 h i g t 2 δ i + Ω f k + c o n s t a n t
In constructing a tree, a tree is redefined with two components: the weight vector of leaf nodes ω and the mapping of leaf nodes p . The penalty term of a given also comprises two components, namely, the number of leaf nodes and the l 2 -parameter of the weight vector of the leaf nodes, which can be expressed as follows:
Ω g k = γ T + 1 2 λ j = 1 T ω j 2
Substituting Equation (9) into Equation (8) yields:
Γ t = i = 1 n f i g t δ i + 1 2 h i g t 2 δ i + γ T + 1 2 λ j = 1 T ω j 2 + c o n s t a n t = j = 1 T i I j f i ω j + 1 2 i I j h i + λ ω j 2 + γ T
Finally, the coefficients of the primary and secondary terms can be combined and defined as: F j = i I j f i , H j = i I j h i , where F j and H j denote the cumulative sum of the first-order partial derivatives and the cumulative sum of the second-order partial derivatives, respectively, of the samples contained in the leaf node j. Bringing it into Equation (10) yields the final optimization function of XGBoost.
Γ t = j = 1 T F j ω j + 1 2 H j + λ ω j 2 + γ T
Based on Equation (11), the objective function of each leaf node j can be obtained as:
g ω j = F j ω j + 1 2 H j + λ ω j 2
The weight ω j and the optimal O b j -objective value of each leaf node can be obtained as:
ω j = G j H j + λ , O b j = 1 2 j = 1 T G j 2 H j + λ + γ T
The hyperparameter settings of the XGBoost model in this study are as follows: the maximum depth of the trees is 4, the learning rate is 0.05, and the optimal number of decision trees is 150.
2.
SHapley Additive exPlanation method
XGBoost models have been widely explained with SHapley Additive exPlanation (SHAP) method in various fields. The SHAP model for explaining the contributions of climate variables to the WUE predictions can be expressed as follows:
Ψ i = 1 T t = 1 T g ^ y + i h g ^ y i h
In Equation (14), g ^ y + i h is the predicted value of y.
The equation for the Shapley value that captures the contribution of climate variables to the predicted outcome can be expressed as follows:
Ψ s , t = R P s , t R ! T R 2 ! 2 T 1 ! ε s t R
In Equation (15), st, ε s t R = f x R s , t f x R s f x R t + f x R , T is the number of climate variables and R denotes the subset of all features.
The dataset used for SHAP value calculation in this study included Ta, Rh, Pv, Aasr, Rn, Par, T_one, S_one, Rain, WUED, and WUEM.

2.2.2. Geodetector Model

The interaction detection module of the geodetector model allows estimating the interaction between the different climate variables, i.e., estimating the influence of two climate variables acting in concert on the dependent variable Y. However, it is necessary to first calculate the effect of a single independent variable X1 on the dependent variable Y as follows:
q = 1 t = 1 T M t σ t 2 M σ 2 = 1 V W S V W T
V W S = t = 1 T M t σ t 2 , V W T = M σ 2
where t = 1 , , Ζ denotes the stratification of Factor X; M t and M are the numbers of cells in stratum t and the whole region, respectively; and σ t 2 and σ 2 are the variances in the Y values in stratum t and the whole region, respectively. Moreover, VWS and VWT are the sum of variance within the layer and the total variance in the whole region, respectively. A larger value of r indicates a higher explanatory power of X for Y. Table 3 provides the classification of the interaction effects of any two climate variables on the WUE.
In addition, Pearson’s correlation was used in this paper to calculate the correlation of the WUE with the climate variables at different time scales.

3. Results

3.1. Variation in the WUE in the Different Ecosystems

3.1.1. Multiyear Daily Mean Changes in the GPP, ET and WUE

The multiyear daily averages of the GPP, ET, and WUE in the different ecosystems in China are shown in Figure 3. At the HBGC, XLHT, CBS, and DX sites, the multiyear daily average GPP (GPPD), multiyear daily average ET (ETD), and WUED showed unimodal trends. The peak values of WUED were reached on days 210, 222, 183, and 229, and the maximum WUED values were 2.99, 2.18, 5.27, and 0.7 g C m−2 mm−1, respectively. At these four monitoring stations, there was a clear dormant period where the GPPD reached zero or close to zero in winter. Among them, the DX monitoring site exhibited the most obvious dormant period of GPPD. The dormant period of WUED at the CBS monitoring station was not obvious. At the HBSD site, GPPD and WUED exhibited unimodal trends, and they reached their peak values on days 197 and 211, respectively, with the highest values of 6.62 and 3.44 g C m−2 mm−1, respectively. However, ETD reached its peak value approximately two months before GPPD and WUED, with a maximum value of 1.89 mm−1 d−1.
At the YC site, GPPD, ETD and WUED showed distinct bimodal changes, with WUED reaching its highest values on days 101 and 216, at 4.7 and 6.43 g C m−2 mm−1, respectively. This indicates that the WUED value of summer crops is greater than that of spring crops. At the ALS, XSBN, DHS, and QYZ sites, GPPD, ETD, and WUED consistently changed throughout the year. The trends in GPPD, ETD, and WUED at the ALS and XSBN sites were similar, while the trends at the DHS and QYZ sites were similar. At the DHS and QYZ sites, WUED exhibited an obvious unimodal (valley) trend, with WUED reaching minimum values of 1.42 and 1.85 g C m−2 mm−1 on days 141th and 199, respectively.

3.1.2. Multiyear Monthly Mean Changes in the GPP, ET and WUE

The multiyear monthly mean variations in the GPP, ET, and WUE in the different ecosystems in China are shown in Figure 4. At sites HBGC, XLHT, CBS, HBSD, YC, and DX, the multiyear monthly mean GPP (GPPM) was approximately equal to zero in December, January, and February, indicating a clear dormant period. In winter, to regulate the body balance, save energy, and minimize water and nutrient losses, many plants discard their leaves, enter an overwintering dormancy, stage. Leaves are resprouted when the conditions are suitable. At the YC monitoring site, GPPM, multiyear monthly mean ET (ETM) and WUEM showed clear bimodal trends, which is related to the rotational cultivation of agroecosystems, and WUEM and GPPM reached their highest values in August, with values of 5.39 g C m−2 mm−1 and 467.91 g C m−2 mon−1, respectively. However, ETM reached its highest value in May, with a maximum value of 129.93 mm−1 mon−1. At the XLHT monitoring site, WUEM reached its highest value in August, with a maximum value of 1.29 g C m−2 mm−1, while GPPM and ETM reached their highest values in July and June, respectively, with maximum values of 74.50 g C m−2 mon−1 and 70.26 mm−1 mon−1, respectively. At the CBS monitoring site, WUEM reached its highest value in July, with a maximum value of 4.07 g C m−2 mm−1. In addition, GPPM and ETM reached their highest values in July and August, respectively, with maximum values of 336.46 g C m−2 mon−1 and 84.95 mm−1 mon−1, respectively.
At the HBGC monitoring site, the overall trends in GPPM, ETM and WUEM were similar, and they reached their highest values in July, at 221.77 g C m−2 mon−1, 103.82 mm−1 mon−1 and 2.14 g C m−2 mm−1, respectively. At the HBSD monitoring site, WUEM and GPPM reached their highest values in July, at 2.26 g C m−2 mm−1 and 169.56 g C m−2 mon−1, respectively. However, ETM reached its highest value in May, at 119.8 mm−1 mon−1. At the DX monitoring site, GPPM, ETM and WUEM all reached their highest values in August, at 53.70 g C m−2 mon−1, 98.86 mm−1 mon−1 and 0.53 g C m−2 mm−1, respectively. In addition, the ETM values were higher than the GPPM values.
At the ALS and XSBN monitoring sites, the overall trends in GPPM and ETM were relatively similar, with high carbon sequestration and evapotranspiration maintained throughout the year, and the evapotranspiration changes were not significant. Notably, GPPM reached its highest value in July, and WUEM reached its lowest and highest values in February and July, respectively. The lowest WUEM values were 1.85 and 2.90 g C m−2 mm−1 at the ALS and XSBN monitoring sites, respectively, and the highest WUEM values were 3.01 and 4.98 g C m−2 mm−1, respectively. At the QYZ and DHS monitoring stations, the overall trends in GPPM, ETM and WUEM were similar, maintaining high carbon sequestration throughout the year, with WUEM decreasing to its lowest value in July. The lowest WUEM values were 2.00 and 1.75 g C m−2 mm−1 at the QYZ and DHS monitoring sites, respectively. However, the highest WUEM values occurred in December and February, at 3.64 and 3.02 g C m−2 mm−1, respectively.

3.2. Correlation between the WUE and Climate Variables

The Pearson correlation coefficients between the WUE and climate variables at the different time scales for the 10 carbon flux monitoring sites in China are shown in Figure 5. WUED was positively correlated with Ta, Rh, Pv, Rain, T_one, and S_one at 8, 11, 8, 9, 8, and 7 sites, respectively. Among them, there were 7, 11, 8, 7, 8, and 6 sites, respectively, with significant correlations (p ≤ 0.05). WUED was significantly negatively correlated with Aasr, Rn, and Par at 10 sites. WUED at the ecosystem carbon flux monitoring sites was more sensitive to Rh changes, with Pearson’s correlation coefficient values ranging from 0.06 to 0.41. Among them, the agricultural ecosystem exhibited the highest Pearson’s correlation coefficient (0.41). The climatic variables in the steppe climate zone positively impacted WUED in the farmland ecosystems, especially Ta, Rh, Pv, Rn, T_one, and S_one. The Pearson’s correlation coefficients for these six climate variables were 0.45, 0.41, 0.49, 0.26, 0.46, and 0.33, respectively. In contrast, the radiation fluxes (Aasr, Rn, and Par) at the other monitoring sites negatively impacted WUED.
WUEM showed positive correlations with Ta, Rh, Pv, Rn, Rain, T_one, and S_one at 9 sites, with 8, 9, 9, 8, 5, 8, and 7 sites, respectively, exhibiting significant correlations (p ≤ 0.05). In addition, WUEM exhibited significant negative correlations (p value ≤ 0.05) with Aasr and Par at 6 sites. WUEM at the ecosystem carbon flux monitoring stations was more sensitive to Rh changes, with Pearson’s correlation coefficient values ranging from −0.03 to 0.79. Among them, the ALS station exhibited had the highest Pearson’s correlation coefficient (0.79). At the YC, HBSD, HBGC, and CBS monitoring stations, the climate variables positively impacted the increase in the ecosystem WUEM. Among them, the correlations between WUEM and Pv were the highest the agricultural and shrub ecosystems, while the correlation between WUEM and T_one was the highest in the forest ecosystems. At the DHS site, all climate variables negatively impacted the increase in WUEM, and except for Rh, the other climate variables significantly affected the variation in WUEM.
Among the 10 carbon flux monitoring sites in China, WUED and WUEM attained the highest positive correlations with the near-surface air humidity and the highest negative correlation with solar radiation. The correlation between WUEM and climate factors was generally greater than that between WUED and climate factors. At the YC monitoring site, WUED and WUEM showed significant positive correlations with each climatic factor, while WUED and the radiative flux were negatively correlated at the other monitoring station sites. At the QYZ and DHS monitoring stations, WUED and WUEM showed significant negative correlations with the temperature. However, WUEM exhibited a significant positive correlation with the temperature at the CBS monitoring station. At the CBS monitoring site, WUEM was positively correlated with all climate factors. However, WUED was positively correlated only with the near-surface air humidity and precipitation.

3.3. Effect of the Climate Factors on the WUE

A SHAP summary plot of the XGBoost model results for WUED at the 10 carbon flux monitoring sites in China is shown in Figure 6, while Figure 7 shows the relative importance of the different driving factors for WUED. At the ALS site, high values of Rh and Ta positively effected the increase in WUED, with Rh imposing the greatest effect on the change in WUED; Moreover, high values of Rain, Aasr and Rn negatively affected the increase in WUED, with Rain exerting the greatest effect on the change in WUED. At the XLHT and QYZ sites, Rn imposed the greatest effect on the change in WUED, and low Rn values promote the increase of WUED. At HBSD sites, the influence of T_one on WUED changes is the greatest, and high values of Tone promote the increase of WUED. At the CBS site, the high value of Ta has an inhibitory effect on the increase of WUED. At YC, HBGC, and DHS sites, Pv has the greatest impact on WUED changes, and high Pv values promote the increase of WUED. At the XSBN site, Aasr has the greatest impact on changes in WUED, and low values of Aasr promote an increase in WUED. In addition, at XLHT, DX, YC, XSBN, and HBGC sites, the sensitivity of WUED changes to Par changes was the lowest. At the Chinese ecosystem carbon flux monitoring sites, the Rh imposed the greatest influence on the WUED changes, followed by Pv, while high values of Pv and Rh positively impacted the increase in WUED. However, T_one exerted the smallest effect on the change in WUED, followed by Rn.
A SHAP summary plot of the XGBoost model results for WUEM at the 10 carbon flux monitoring sites in China is shown in Figure 8, while Figure 9 shows the relative importance of the different driving factors for WUEM. At the ALS, CBS, YC, and XSBN sites, Rh exerted the greatest effect on the change in WUEM, and high values of Rh positively affected the increase in WUEM. At the XLHT and DX sites, Pv imposed the greatest effect on the change in WUEM, and high Pv values positively influenced the increase in WUEM. Ta and T_one were the main influencing factors of WUEM at the HBSD and HBGC sites, respectively, and high values of Ta and T_one positively affected the increase in WUEM. At site QYZ, Aasr exerted the greatest impact on the change in WUEM, and high values of Aasr negatively affected the increase in WUEM. At the DHS site, Par exerted the greatest effect on the change in WUEM, and the high values of Par negatively impacted the increase in WUEM. At the XLHT, DX, YC, XSBN, and HBGC station sites, the changes in WUEM were the least sensitive to Par variations. At the Chinese ecosystem carbon flux monitoring sites, Rh imposed the greatest effect on the change in WUEM, followed by Pv, and high values of Rh and Pv positively impacted the increase in WUEM. However, Rn exerted the smallest effect on the change in WUEM, followed by T_one.
There were significant differences in the order of importance and degree of influence of the same climate factors for WUED and WUEM in the different ecosystems. Among the 10 carbon flux monitoring sites in China, the near-surface air humidity imposed the greatest influence on the WUED and WUEM changes, followed by the near-surface water vapor pressure. The near-surface air humidity was the main influencing factor of both WUED and WUEM at the CBS monitoring site, and high near-surface air humidity values contributed to an increase in WUED and WUEM. The soil temperature was the main influencing factor of WUED at HBSD monitoring site and WUEM at HBGC monitoring site, while the temperature was the main factor influencing WUED changes at the CBS monitoring site. The sensitivities of WUED and WUEM to changes in the photosynthetically active radiation were lowest at the XLHT, YC, HBGC, XSBN and DX monitoring sites.

3.4. Synergistic Effects of the Climate Factors on the WUE

The synergistic effects of the climate factors on WUED across the 10 flux monitoring stations in China are shown in Figure 10, Where ∩ denotes synergy, e.g., A∩B denotes synergy between A and B. The sensitivity of WUED changes was highest for Aasr∩Par, followed by Ta∩Rh. In addition, Pv∩Rain exerted the smallest effect on WUED changes. The synergistic effects of the climate factors on WUED changes varied significantly across the different ecosystem carbon flux monitoring sites. At the ALS, CBS, DHS, DX, HBGC, HBSD, QYZ, XLHT, XSBN and YC monitoring sites, the WUED changes responded most notably to changes in Aasr∩T_one, Ta∩Aasr, Par∩Rain, Rn∩S_one, Rn∩T_one, Pv∩Rn, Pv∩Aasr, Ta∩Rn, Par∩T_one, and Ta∩Rh, respectively.
The synergistic effects of the climate factors on WUEM across the 10 flux monitoring stations in China are shown in Figure 11 WUEM changes exhibited the highest sensitivity to Rh∩S_one, followed by Pv∩T_one. In addition, Aasr∩Par imposed the smallest effect on WUEM variations. The synergistic effects of the climate factors on WUEM changes varied significantly across the various ecosystem carbon flux monitoring sites. There were significant differences in the interactions of the climate factors affecting the WUEM changes at the different ecosystem carbon flux monitoring sites. At the ALS, CBS, DHS, DX, HBGC, HBSD, QYZ, XLHT, XSBN and YC monitoring sites, the WUEM changes responded most notably to changes in Rh∩Rain, Ta∩Aasr, Aasr∩S_one, Par∩T_one, Ta∩Aasr, Rh∩Par, Rn∩Rain, Aasr∩Rain, Par∩Rain and Rh∩Aasr, respectively.
There were significant differences in the synergistic effects of the same climate factors on WUED and WUEM in the different ecological ecosystems. Among the 10 carbon flux monitoring stations in China, the WUED changes exhibited the highest sensitivity to the synergistic effects of solar radiation and photosynthetically active radiation, while WUEM changes exhibited the highest sensitivity to the synergistic effect of the near-surface air humidity and soil moisture. The changes in WUED and WUEM were influenced by each climate factor, and there were interactions between these influences. Moreover, the interactions were manifested as mutually reinforcing and nonlinearly reinforcing relationships, which suggests that the climate factors do not independently influence WUED and WUEM.

4. Discussion

4.1. Changes in the GPP, ET and WUE

Evaluating the variability in long-term WUE dynamics across diverse ecosystems at multiple temporal scales offers a robust framework for comprehensively understanding water consumption patterns within the carbon sequestration process, thereby contributing to the advancement of sustainable resource management practices. The trends and ranges of the GPP at the different monitoring stations in previous studies focused on the daily and monthly average values of the GPP at ChinaFLUX monitoring stations over long time series are consistent with those shown in Figure 3 and Figure 4 in this paper, respectively [11,21,40]. For example, at the YC site, the GPP reached its maximum value around day 223, at approximately 18.9 g C m−2 d−1, while at the HBGC site, the GPP reached its maximum value around day 208, at approximately 8.6 g C m−2 d−1. Moreover, at the XSBN, QYZ, and DHS sites, the monthly average GPP values remained relatively high throughout the year. At the YC site, crop rotation led to a double peak in the GPP [41], while the GPP at all other sites basically reached its highest value in summer. The factors influencing the carbon fluxes in the forest ecosystems at the different time scales differed, with the temperature and photosynthetically active radiation as the main factors influencing the daily average carbon fluxes at the CBS and QYZ sites, respectively, while the temperature and water effectiveness were the primary factors influencing the annual average carbon fluxes at the CBS and QYZ sites, respectively [27]. The trends and ranges of the long time series of the daily and monthly mean ET values at the CBS, QYZ and DHS sites are consistent with those shown in Figure 3 and Figure 4 in this paper, respectively [36,42,43], where at the QYZ and DHS sites, high evapotranspiration was maintained throughout the year, reaching peaks in July and August, respectively.
Accurate monitoring of the long time-series changes in the WUE in the different ecosystems could improve control over ecosystem stability and sustainability [11]. The trends and ranges of the long time-series changes in WUED and WUEM at the ChinaFLUX sites are consistent with those depicted in Figure 3 and Figure 4 in this paper, respectively [38,44]. At the ALS monitoring site, the multiyear WUEM decreased to its lowest value in February, a phenomenon mainly caused by the lowest monthly mean GPP value in February [45].

4.2. Factors Influencing the WUE in the Different Ecosystems

Long time-series changes in the WUE in terrestrial ecosystems are related to environmental variables, and analyzing the response of the ecosystem WUE to different climatic variables contributes to a better understanding of the driving mechanisms of the WUE. It has been shown that different vegetation types and environmental factors (precipitation, radiation, and temperature) lead to different long-term changes in the WUE [11,46]. Based on Pearson’s correlation coefficient analysis, demonstrated that the temperature and precipitation are the main determinants of WUE variation in the farmland and grassland ecosystems in Northwest China [13]. The variables influencing the WUE at the ALS sites include the temperature, solar radiation, and soil moisture, and these factors were negatively correlated with the WUE [45]. The main influencing factor of both the GPP and ET was precipitation [47,48]; for example, WUED and WUEM showed significant positive correlations (p < 0.05) with precipitation in the different northern ecosystems in this paper.
The effects of various ecological and physiological processes on the ecosystem WUE are responsible for the significant differences in the WUE across the various ecosystems, mainly due to differences in species dominance and environmental variables [11]. An increase in precipitation in the temperate grassland ecosystems could increase the GPP more than ET, a phenomenon that could lead to an increase in the WUE [49]. Environmental variables such as solar radiation, relative humidity and soil moisture could explain the changes in the WUE during leaf emergence in the forest ecosystems in Southwest China [45]; however, the temperature and LAI were the main controlling environmental variables of WUED in the northeastern farmland ecosystems [16]. Radiation is a key factor influencing photosynthesis and evapotranspiration processes and could significantly improve the accuracy of coupled process models of the carbon and water cycles [16,50].
The temperature was the main environmental variable affecting the change in the ecosystem WUED in Northeast China, which is consistent with the results shown in Figure 5 and Figure 6 in this paper. The temperature was the main factor influencing the change in WUED in the northeasternt ecosystems which is consistent with Figure 5 and Figure 6 in this paper. Increases in the temperature and LAI could lead to increases in T/ET and WUE [51,52]. Temperature, as an important factor controlling WUED changes, has also been verified in agricultural ecosystems in Northeast China [16], while precipitation and solar radiation are the main controlling variables of the WUE in karst regions [53]. WUED and WUEM in forest ecosystems in warm temperate climate zones with full humidity are negatively correlated with the temperature, and this phenomenon may be the reason why carbon sequestration decreases much less notably than evapotranspiration during periods of low temperatures [54].
In the analysis of the influencing factors of the ecosystem WUE in this study, Pearson’s correlation coefficient analysis is a statistical method used to measure the linear correlation between two variables, capturing only linear relationships [55]. In contrast, the SHAP analysis technique is a game theory-based interpretation method employed to explain the predictions of machine learning models. It can capture nonlinear relationships and can provide a more comprehensive understanding of feature contributions [56]. The Pearson’s correlation coefficient and SHAP analysis methods are two distinct approaches used to better understand the relationships between features, particularly in modeling and interpreting machine learning models. For instance, at the ALS monitoring sites, WUED indicated almost no correlation with precipitation, yet its relative importance was ranked second. In contrast, WUEM exhibited a significant correlation with the near-surface water vapor pressure, but its relative importance was ranked last, as shown in Figure 5, Figure 7 and Figure 9 in this study. Moreover, SHAP analysis considers the impact of each feature on the prediction results by quantifying the contributions through the allocation of Shapley values. These values represent the influence of each feature on the average predicted value and enhance the robustness of identifying important independent variables [57]. The combined use of the Pearson’s correlation coefficient and SHAP analysis methods offers a multifaceted understanding of the feature contributions to the obtained outcomes, facilitating a more thorough exploration of driving factors and a comprehensive understanding of the relationships between variables, especially when considering complex models and multivariate relationships.

4.3. Shortcomings and Prospects

While this study aimed to quantify the impact of climate factors and their synergistic effects on the ecosystem WUE at different time scales in China, there are certain limitations stemming from the restricted number of WUE monitoring sites (ten sites) and constraints related to the driving factors (nine climate variables). This study lacked a comprehensive analysis of actual WUE data for Chinese ecosystems and how they respond to the synergistic effects of environmental variables. Future research efforts should consider incorporating more observational WUE data and introducing nonclimatic influencing factors (e.g., LAI) for more thorough examination of the long-term temporal variations in the WUE across different ecosystems in China and their responses to synergistic environmental effects. Additionally, this study focused solely on the influencing factors of the daily and monthly average WUE, neglecting analyses at other temporal scales, such as minute-based, hourly, quarterly, and yearly analyses. Future endeavors should focus on exploring the influencing factors of the WUE across a broader range of temporal scales.

5. Conclusions

We quantitatively evaluated the individual effects and the synergistic effect of various climate factors on WUED and WUEM in different ecosystems in China. We found that (1) among the 10 carbon flux monitoring sites in China, WUED and WUEM exhibited the highest positive correlations with the near-surface air humidity and the highest negative correlation with solar radiation. The correlation between WUEM and the climate factors was generally greater than that between WUED and the climate factors. (2) There were significant differences in the order of importance and degree of impact of the same climate factors for WUED and WUEM in the different ecosystems. Among the 10 carbon flux monitoring sites in China, the near-surface air humidity imposed the greatest influence on the WUED and WUEM changes, followed by the near-surface water vapor pressure. (3) There were significant differences in the synergistic effects of the same climatic factors on WUED and WUEM in the different ecosystems. Among the 10 carbon flux monitoring sites in China, the WUED variability was most sensitive to the synergistic effect of solar radiation and photosynthetically active radiation, while the WUEM variability was most sensitive to the synergistic effect of the near-surface air humidity and soil moisture. In this study, we quantified the impact of climate variables and their mutual synergistic effect on the WUE in ecosystems in China at daily and monthly scales, which could provide insights into how the ecosystem WUE responds to climate fluctuations, and the sustainability of different ecosystems in different regions.

Author Contributions

G.L.: Software, validation, data curation, and writing—original draft preparation. Z.Y. (Zhaoqin Yi): Conceptualization, methodology, software, investigation, writing—original draft preparation, writing—reviewing and editing, and supervision. W.C.: Formal analysis, visualization, investigation, and validation. X.Y.: Formal analysis, investigation, and validation. Z.Y. (Zhen Yang): Writing—reviewing and editing. L.H.: Investigation, validation and editing. P.H.: Validation and editing. All authors have read and agreed to the published version of the manuscript.

Funding

This study was supported by the Postdoctoral Fellowship Program of CPSF (5201049430109), National Key Research and Development Program (2022YFF0711704), National High-Resolution Earth Observation System Major Technology Project (92-Y50G35-9001-22/23), Science and Technology Research Project of Henan Province (Grant 232102321057) and PhD scientific research startup fund of Henan Normal University (5101049170860).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The datasets used and/or analyzed in this study are available from the corresponding author upon reasonable request.

Conflicts of Interest

The authors declare that they have no competing interests.

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Figure 1. (a) Spatial distribution of the climate zones and ChinaFLUX sites and (b) spatial distribution of the land use types in 2010.
Figure 1. (a) Spatial distribution of the climate zones and ChinaFLUX sites and (b) spatial distribution of the land use types in 2010.
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Figure 2. Synergistic effect of climate variables on the ecosystem WUE at different time scales.
Figure 2. Synergistic effect of climate variables on the ecosystem WUE at different time scales.
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Figure 3. Multiyear daily mean variations in the GPP (orange line), ET (green line) and WUE (blue line) in the different ecosystems in China.
Figure 3. Multiyear daily mean variations in the GPP (orange line), ET (green line) and WUE (blue line) in the different ecosystems in China.
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Figure 4. Multiyear monthly mean variations in the GPP, ET and WUE.
Figure 4. Multiyear monthly mean variations in the GPP, ET and WUE.
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Figure 5. Pearson’s correlation coefficients between the WUE and climate factors at the different time scales at the 10 carbon flux monitoring stations in China. Cyan indicates a negative correlation between the WUE and each climate variable, and orange indicates a positive correlation between the WUE and each climate variable. * p < 0.05; ** p < 0.01.
Figure 5. Pearson’s correlation coefficients between the WUE and climate factors at the different time scales at the 10 carbon flux monitoring stations in China. Cyan indicates a negative correlation between the WUE and each climate variable, and orange indicates a positive correlation between the WUE and each climate variable. * p < 0.05; ** p < 0.01.
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Figure 6. Summary of the XGBoost SHAP value (impact on model output) results for WUED at the 10 carbon flux monitoring sites in China.
Figure 6. Summary of the XGBoost SHAP value (impact on model output) results for WUED at the 10 carbon flux monitoring sites in China.
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Figure 7. Relative importance (impact on model output) of the different drivers at the 10 carbon flux monitoring stations in China for WUED.
Figure 7. Relative importance (impact on model output) of the different drivers at the 10 carbon flux monitoring stations in China for WUED.
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Figure 8. Summary of the XGBoost SHAP value (impact on model output) results for WUEM at the 10 carbon flux monitoring sites in China.
Figure 8. Summary of the XGBoost SHAP value (impact on model output) results for WUEM at the 10 carbon flux monitoring sites in China.
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Figure 9. Relative importance (impact on model output) of the different drivers of the 10 carbon flux monitoring stations in China for WUEM.
Figure 9. Relative importance (impact on model output) of the different drivers of the 10 carbon flux monitoring stations in China for WUEM.
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Figure 10. Synergistic effect of the climate factors on WUED at the 10 flux monitoring sites.
Figure 10. Synergistic effect of the climate factors on WUED at the 10 flux monitoring sites.
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Figure 11. Synergistic effect of the climate factors on WUEM at the 10 flux monitoring sites.
Figure 11. Synergistic effect of the climate factors on WUEM at the 10 flux monitoring sites.
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Table 1. Specific information of the ten ChinaFLUX network sites.
Table 1. Specific information of the ten ChinaFLUX network sites.
SiteAbbreviationData TimeLat (°N)Lon (°E)DEM (m)TypeTa (°C)Rain (mm)References
AilaoshanALS2009–201324.53101.022476Forest11.31840[26]
ChangbaishanCBS2003–201042.4128.1738Forest3.6695.3[32]
DinghushanDHS2003–201023.17112.53300Forest20.81956[33]
DangxiongDX2004–201030.8591.084333Grassland1.3476.8[34]
HaibeiguangcongHBGC2003–201037.66101.333293Grassland−1.6560[21]
HaibeishidiHBSD2004–201037.61101.313160Grassland−1.6560[35]
QianyanzhouQYZ2003–201026.74115.06102Forest17.91494[36]
NeimengguXLHT2004–201043.326116.4041250Grassland2350[37]
XishuangbannaXSBN2003–201021.93101.27750Forest21.71487[38]
YuchengYC2003–201036.95116.5728Cropland13.1528[39]
Table 2. Climate variables used in this study and their units.
Table 2. Climate variables used in this study and their units.
Climatic VariableAbbreviationUnit
Near-surface air temperatureTa°C
Solar radiationAasrW m−2
Photosynthetically active radiationParμmol m−2 s−1
Near-surface water vapor pressurePvKPa
Volumetric water content of a layer of soilS_onem3 m−3
Near-surface air humidityRh%
Net radiationRnW m−2
Soil temperature in one layerT_one°C
PrecipitationRainmm
Table 3. Classification of the interaction effects of any two climatic variables on the WUE.
Table 3. Classification of the interaction effects of any two climatic variables on the WUE.
InteractionJudgment Basis
Nonlinear weakening r X 1 X 2 < M i n r X 1 , r X 2
Single-factor nonlinear attenuation M i n r X 1 , r X 2 < r X 1 X 2 < M a x r X 1 , r X 2
Two-factor enhancement r X 1 X 2 > M a x r X 1 , r X 2
Independent r X 1 X 2 = r X 1 + r X 2
Nonlinear enhancement r X 1 X 2 > r X 1 + r X 2
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MDPI and ACS Style

Li, G.; Yi, Z.; Han, L.; Hu, P.; Chen, W.; Ye, X.; Yang, Z. The Synergistic Effect of the Same Climatic Factors on Water Use Efficiency Varies between Daily and Monthly Scales. Sustainability 2024, 16, 8925. https://doi.org/10.3390/su16208925

AMA Style

Li G, Yi Z, Han L, Hu P, Chen W, Ye X, Yang Z. The Synergistic Effect of the Same Climatic Factors on Water Use Efficiency Varies between Daily and Monthly Scales. Sustainability. 2024; 16(20):8925. https://doi.org/10.3390/su16208925

Chicago/Turabian Style

Li, Guangchao, Zhaoqin Yi, Liqin Han, Ping Hu, Wei Chen, Xuefeng Ye, and Zhen Yang. 2024. "The Synergistic Effect of the Same Climatic Factors on Water Use Efficiency Varies between Daily and Monthly Scales" Sustainability 16, no. 20: 8925. https://doi.org/10.3390/su16208925

APA Style

Li, G., Yi, Z., Han, L., Hu, P., Chen, W., Ye, X., & Yang, Z. (2024). The Synergistic Effect of the Same Climatic Factors on Water Use Efficiency Varies between Daily and Monthly Scales. Sustainability, 16(20), 8925. https://doi.org/10.3390/su16208925

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