Assessing the Geographic Expression of Urban Sustainability: A Scenario Based Approach Incorporating Spatial Multicriteria Decision Analysis
Abstract
:1. Introduction
2. The Spatial Dimensions of Sustainable Development
- • sustainable sites (1 prerequisite, 26 credits)
- • water efficiency (1 prerequisite, 10 credits)
- • energy and atmosphere (3 prerequisites, 35 credits)
- • materials and resources (1 prerequisite, 14 credits)
- • indoor environmental quality (2 prerequisites, 15 credits)
- • innovation (6 credits)
- • priority (4 credits)
- • site selection (3 prerequisites, 1 credit)
- • pre-design assessment and planning (3 prerequisites, 1 credit)
- • site-design ecological components (4 prerequisites, 16 credits)
- • site-design human health components (11 credits)
- • site-design materials selection (1 prerequisite, 8 credits)
- • construction (2 prerequisites, 4 credits)
- • operations and maintenance (1 prerequisite, 4 credits)
Credit | Description |
---|---|
Prerequisite 1 | Pollution Prevention |
Credit 1 | Site Selection |
Credit 2 | Developmental Density and Community Connectivity |
Credit 3 | Brownfield Redevelopment |
Credit 4.1 | Alternative Transportation–Public Transportation Access |
Credit 4.2 | Alternative Transportation–Bicycle Storage |
Credit 4.3 | Alternative Transportation–Low Emitting Vehicles |
Credit 4.4 | Alternative Transportation–Parking Capacity |
Credit 5.1 | Site Development – Protect or Restore Habitat |
Credit 5.2 | Sire Development – Maximize Open Space |
Credit 6.1 | Stormwater Design – Quantity Control |
Credit 6.2 | Stormwater Design – Quality Control |
Credit 7.1 | Heat Island Effect – Non roof |
Credit 7.2 | Heat Island Effect – Roof |
Credit 8 | Light Pollution Reduction |
3. Multicriteria Sustainability Assessment
- 1. The goal or goals that the decision maker hopes to achieve
- 2. The decision maker along with their preferences with respect to evaluation criteria
- 3. A set of evaluation criteria (objectives and attributes) on which the decision maker evaluates alternative courses of action
- 4. The set of decision alternatives
- 5. The set of uncontrollable variables or states of nature
- 6. The set of outcomes associated with each alternative
- Problem Definition. This step necessitates broadly defining the gap between the desired and existing states as defined by the decision maker. This involves setting the decision environment, obtaining and processing raw data, and examining that data for any problems.
- Evaluation Criteria. In spatial MCDA, each criterion is represented inside a geographic information system as a map layer. This specifically involves the set of attributes, which measure progress towards the objective, and the set of constraints, which are used to remove areas characterized by unwanted attributes and/or values of attributes.
- Alternatives. The evaluation of criteria and constraints create a set of outcomes termed alternatives. These states of environment are created through comparison among standardized criteria via an aggregation function.
- Criterion Weights. The decision maker expresses the relative importance of criteria in terms of numbers, often called criterion weights. The result is a criterion map that represents the combination of decision maker’s preferences and attribute values.
- Decision Rules. This step brings together the results of the preceding three steps. A decision rule or aggregation function is used to integrate geographic data layers and criterion weights to provide an overall assessment of alternatives.
- Sensitivity Analysis. The analysis determines how the outcome is influenced by changes in the model structure, input criteria, and weights. It is often viewed as an exploratory process to gain a better understanding to the structure of the problem, and to learn how the various decision elements interact.
- Recommendation. The end result of the decision-making process is a recommendation for future action based on the ranking of alternatives in sensitivity analysis. Visualization techniques are often used to communicate the recommendation in geographic space.
3.1. Scenario Specification
- Scenario 1: Equal Factor Weighting: The scenario represents the view that all factors of sustainable development should be treated as equally important. The treatment of factors as identical in significance when evaluating sustainable development relates directly to the 3-pillarmodel of sustainable development: sustainable development is only possible where all factors are taken into account and treated equally. The decision maker’s preferences treat criteria such as mass-transit access, recreation, community connectivity, social interaction, habitat protection, historical sites, and brownfields as equally important. This all-purpose scenario for sustainable development does not emphasize one factor over another; rather it should be viewed as a baseline scenario that does not take into account any special preferences of the decision maker or planner.
- Scenario 2: Equal Weights without Social Interaction: The second scenario represents the view that all criteria of sustainable development should be treated as equally important, however it removes the factor of social interaction from the model. This scenario describes the preferences of the decision maker who does not value the social interaction criteria or simply does not have the ability or data access to adequately account for that factor. The remaining criteria of mass-transit access, recreation, community connectivity, habitat protection, historical sites, and brownfields are treated as equally important in the decision maker’s preferences.
- Scenario 3: Emphasizing Mass-Transit Access: The third scenario represents the situation where the decision maker values the mass transportation factor above the remaining factors. This value scheme goes against the dominant model of sustainable development where all criteria are treated as equal. The decision maker’s preference to emphasize the mass-transit access factor describes a world state that is more concerned with issues involving sustainable transportation options. The other factors of recreation, community connectivity, social interaction, habitat protection, historical sites, and brownfields are not forgotten; they are simply given lower importance weights. This situation could arise where pressure is placed on development to consider the most efficient and environmentally friendly options for transportation.
- Scenario 4: Emphasizing Mass-Transit Access without Social Interaction: The fourth scenario represents the situation where the decision maker values mass-transportation access above all other factors, while also eliminating the value of social interaction. Like models two and three, this model goes against the dominant view of sustainable development that treats all factors as equal. The decision maker’s preferences describe a world state where transportation issues are paramount, and social interaction is irrelevant.
- Scenario 5: Emphasizing Habitat Protection: The fifth scenario represents the situation where the decision maker values habitat protection over all other factors. This scenario would characterize development in a very bio-diverse region where even relatively small disruptions in habitat could have very large effects on the larger environment. The remaining factors of mass-transit access, recreation, community connectivity, social interaction, historical sites, and brownfields are still taken into account, but rank lower in importance compared to the habitat protection factor.
- Scenario 6: Emphasizing Habitat Protection without Social Interaction: The sixth scenario represents the situation where the decision maker values the habitat protection above all other factors, while also eliminating the value of the social interaction factor. The decision maker’s preferences describe a world state where habitat protection is vital, and social interaction is irrelevant. An example of this scenario would characterize a development similar to the one in scenario 5; yet the planner is willing to sacrifice more to ensure habitat protection. This scenario removes any influence from the social interaction factor while emphasizing the habitat protection factor.
3.2. Scenario Analysis with Spatial MCDA
- • Problem Assessment: To begin modeling sustainable development, factors that influence and constraint the potential patter where assembled in raster representations for GIS analysis. The factors for sustainable development were adapted from the criteria listed by the SSI and the LEED 3.0 for New Construction. Data layers representing each constraint and influence were created in ArcGIS from data acquired from MassGIS data files. Factors including prime farmland, floodplain, endangered species habitat, wetlands, waterbodies, and parkland were considered constraining factors. These factors limit and remove any possibility of development on a piece of land. Other factors that are considered in the sustainable development model are those that influence the spatial distribution of sustainable land. These factors included mass-transit access, recreation, community connectivity, social interaction, habitat protection, historical sites, and brownfields. Subjective weights were assigned to each layer based on their relative importance in the sustainable development model and then combined using the raster calculator function within the ArcMap software application. Ideally, factor weights can be acquired through public participation and other mechanisms to gain insight regarding local community preferences. Given the demonstration nature of this study, weights were developed using an ad hoc solution designed specifically for this study as are therefore, non-generalizable, and not intended to be adapted to other purposes.
- • Data Collection and Preprocessing: The second step in the process involved collecting the relevant data, converting to the appropriate file formats, and standardizing files into the appropriate spatial extent and cell size. All relevant data were imported into ArcMap and assigned one consistent projection, extent, and cell size. The shapefiles were converted into grid raster format using a cell-size of 10 × 10 m. All files were given the projection: NAD 1983.
- • Influences and Constraints: Following data collection and preprocessing, data layers representing each constraint and influence were created in ArcGIS. A brief description of each is provided in Table 2 and Table 3. Constraining factors limit and remove any possibility of development on a parcel of land, while influencing factors direct the spatial pattern of sustainable development.
- • Model Development: The municipality level of scale was chosen for analysis due to the nature of the spatial criteria provided by the LEED and SSI systems. A municipality-sized area encompasses the community level criteria and also provides an appropriate scale to investigate land use and zoning in relation to the spatial pattern of sustainable development. The influencing factors of mass-transit access recreation community connectivity, social interaction, habitat protection, historical sites, and brownfields were converted into distance grid rasters from their original format. The Euclidean distance was used to calculate the distance from these sites for each raster cell. The Simple Additive Weighting (SAW) method, also known as Weighted Linear Combination (WLC) or scoring methods, was used to design the model. This method is based on the weighted average, where an evaluation score is calculated for each alternative by multiplying the importance weight assigned for each attribute by the scaled value given to that alternative on that attribute, followed by a summing of the products for all criteria. This technique was chosen for its easy implementation within a GIS using map algebra operations and transparency in aiding decision making. The standardized rasters were then weighted and combined using the raster calculator. The simple additive function multiplies each distance raster by a weight and then adds together the resulting layers. Weights represent the percent influence in the evaluation model and can range from 0 (no influence) to 1 (total influence) with all weights summing to 1. The specific weights for each data layer in every model are shown in Table 4.
- • Evaluation: The output data layers generated via GIS Spatial MCDA described from the pattern of sustainable development as a series one continuous surfaces for each scenario evaluated. For visualization purposes the model output layers were classified using a quantile classification scheme to simplify interpretation. The data layers representing the constraining factors were then overlain above the influencing factors in the analysis phase to represent areas that could be considered unsustainable locations. Through the analysis of these patterns in concert with current land use and zoning regulations, a deeper understanding can be gained of sustainable development’s spatial expression, and comparisons between scenarios can serve to inform future planning decisions.
Factor | Description |
---|---|
Prime Farmland | Soils designated by USDA Natural Resource Conservation Service as prime farmland unique soils or soils of statewide importance |
Floodplain Avoidance | Defining the baseline setback width of the 100-year floodplain surrounding streams and lakes of any size as defined by the Federal Emergency Management Agency (FEMA) |
Endangered Species Habitat | Land specified as habitat for any state or federally listed threatened or endangered species |
Wetlands | Defined by 100-foot buffer around wetlands to protect the wetland from human disturbance |
Waterbodies | Defined as seas, lakes, streams, ponds, or any body of water that can support fish, recreation or industrial use |
Parkland | Land use supporting recreational opportunities described by conservation and outdoor recreational facilities |
Factor | Description |
---|---|
Access to public mass transit | Public mass transit systems such as rail. bus and carpool options |
Outdoor recreation | Recreational open space sites and trails providing areas for physical activity and mental restoration |
Community connectivity | Services such as banks, libraries, health centers, police and fire stations and museums that channel growth within existing infrastructure |
Social interaction | Areas defined as gathering places that allow small to large groups to congregate for the purpose of building community and improving social ties such as performance centers, museums, farmers markets, concert halls |
Habitat protection | Locations identified as areas most in need of protection by the Natural Heritage Program (NHESP) |
Historic sites | Sites with a historical or cultural primary purpose such as historic cemeteries, battlefields and historical parks. |
Brownfields | Any land use that may be complicated by the presence of a hazardous substance, pollutant or contaminant. |
Scenario | ||||||
---|---|---|---|---|---|---|
Factors | 1 | 2 | 3 | 4 | 5 | 6 |
Mass-Transit Access | 0.1428 | 0.166 | 0.250 | 0.2856 | 0.125 | 0.1428 |
Recreation | 0.1428 | 0.166 | 0.125 | 0.1428 | 0.125 | 0.1428 |
Community Connectivity | 0.1428 | 0.166 | 0.125 | 0.1428 | 0.125 | 0.1428 |
Social Interaction | 0.1428 | 0.000 | 0.125 | 0.000 | 0.125 | 0.000 |
Habitat Protection | 0.1428 | 0.166 | 0.125 | 0.1428 | 0.250 | 0.2856 |
Historical Sites | 0.1428 | 0.166 | 0.125 | 0.1428 | 0.125 | 0.1428 |
Brownfields | 0.1428 | 0.166 | 0.125 | 0.1428 | 0.125 | 0.1428 |
4. Scenario Assessment
- • Transportation. Becket is rather unconnected concerning transportation. There are no mass transit options for the municipality. The Massachusetts Turnpike does run through the area, however there is no exit in Becket. The two principle routes into and out of Becket are Routes 8 and 20.
- • Natural Resources. Becket is rich in natural and scenic resources. The municipality includes the headwaters of three watersheds: the Housatonic, Farmington, and Westfield River watersheds along with numerous scattered throughout wetlands. Becket’s forested lands and water resources provide habitat for a number of rare and endangered plant and animal species including the wood turtle and great blue heron.
- • Cultural Resources. Becket contains unique scenic, cultural, and historic areas. The West Branch of the Westfield River, one of the largest roadless areas in the State, has been classified as a Wild and Scenic River. The North Becket Village has been designated a National Historic District. Also, Becket is home to Jacob’s Pillow Dance Festival, which is known as America’s first and longest running dance festival.
- • Threats. Becket’s main environmental threats come from development. “The intense development that has historically occurred around some of Becket’s lakes has diminished their use for wildlife”. Development introduces new sources of nonpoint pollution, and invasive aquatic species to the area along with removing trees and other shoreline vegetation.
- • Scenario 1: Equal Weights: The assumptions expressed under this scenario represent the dominant view that factors of sustainable development should be treated with equal importance (Figure 4). Comparing the results of this model run with others will also help determine how changes in the input factors and weights influence the pattern of sustainable development. For the Becket example higher values for sustainable development were assigned to areas in the northeastern corner of the municipality running along Route 8. This area of Becket contains most of its business and services including the Ambulance Department and historic district. The largest constrained areas are in the northwestern corner of the municipality (October Mountain State Forest) and the eastern edge near Route 20 (Becket State Forest, and Conservation Land).
- • Scenario 2: Equal Weights without Social Interaction: This example characterizes the scenario where social interaction information is simply not available or is viewed as unimportant. For the Becket study area the pattern of sustainable development assigned higher values to most of the northern portion of the municipality and lower values to the southern portion (Figure 5). The largest constrained sections in the areas with high sustainable development values were the October Mountain and Becket State Forests. Areas near the interstate highway (I-90); which includes a large housing development, were classified as less suitable for sustainable development.
- • Scenario 4: Emphasizing Mass-Transit Access without Social Interaction: This scenario emphasizes that desire for development to occur near mass transit access, where traffic and emissions can be reduced (Figure 6). However, this scenario also removes the social interaction factor that highly values outer meeting places used to build community and improve social ties. For the study area this scenario produced the highest values for sustainable development in the northeastern corner of the municipality. Sustainability score declined from north to south.
- • Scenario 6: Emphasizing Habitat Protection without Social Interaction: This scenario combines the desire to preserve habitat with the decision not to value social interaction (Figure 7). For the case study site higher sustainability scores were assigned to areas in north Becket along Route 8 and extending into central Becket.
5. Conclusions
- • Raising question about development strategies
- • Providing insight regarding the relationship between human activities and environmental degradation
- • Assisting in setting priorities in response to growth pressures.
Conflict of Interest
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Kropp, W.W.; Lein, J.K. Assessing the Geographic Expression of Urban Sustainability: A Scenario Based Approach Incorporating Spatial Multicriteria Decision Analysis. Sustainability 2012, 4, 2348-2365. https://doi.org/10.3390/su4092348
Kropp WW, Lein JK. Assessing the Geographic Expression of Urban Sustainability: A Scenario Based Approach Incorporating Spatial Multicriteria Decision Analysis. Sustainability. 2012; 4(9):2348-2365. https://doi.org/10.3390/su4092348
Chicago/Turabian StyleKropp, Walter W., and James K. Lein. 2012. "Assessing the Geographic Expression of Urban Sustainability: A Scenario Based Approach Incorporating Spatial Multicriteria Decision Analysis" Sustainability 4, no. 9: 2348-2365. https://doi.org/10.3390/su4092348
APA StyleKropp, W. W., & Lein, J. K. (2012). Assessing the Geographic Expression of Urban Sustainability: A Scenario Based Approach Incorporating Spatial Multicriteria Decision Analysis. Sustainability, 4(9), 2348-2365. https://doi.org/10.3390/su4092348