1. Introduction
Rape (
Brassica napus L.) has been the second largest source of protein and the third leading source of vegetable oil in the world since 2000, according to the United States Department of Agriculture [
1]. Its planting area has increased in recent years; therefore, the importance of this crop to global markets is clearly increasing, and as such, there has been much interest in accurately monitoring its growth and estimating yields. Crop yield is a critical indicator of national food security and food trade [
2]. Forecasting yield is not a trivial task, especially given that the global population is expected to reach about 9 billion in 2050 [
3,
4]. As good indicators of crop potential yield, crop biomass, leaf area index (LAI), and stem height have been analysed in many studies [
5,
6]. However, the direct measurement of these growth parameters is destructive and expensive, which has resulted in significant interest in obtaining this kind of information by Earth observation data using remote sensing techniques [
7,
8,
9,
10]. Wang et al. (2016) retrieved maize biomass with hyperspectral and lidar data, and the estimated root mean square error (RMSE) was 321.092 g m
−2 [
7]. Xia et al. (2017) estimated wheat LAI, and the estimated RMSE was less than 24% [
8]. Cable et al. (2014) interpreted the sensitivity of synthetic aperture radar (SAR) backscatter coefficients and decomposition parameters to crop growth parameters [
9,
10]. Among the available Earth observation data, SAR data, with its attributes of all-weather monitoring and vegetation structure sensitivity, have attracted the most interest in the monitoring of crop condition, production, and yield forecasting in recent years [
3,
6,
7,
11,
12]. The correlations among biomass, LAI, and backscatter from the K-, Ku-, X-, C-, and L- frequencies were analysed and reported when SAR was first applied. The crops involved included wheat, rice, corn, and soybean. Strong correlations were found between microwave backscatter and both corn and biophysical parameters such as LAI and biomass. Thus, microwave backscattter was useful for retrieving different growth parameters; however, it has proven difficult to interpret the physical reason for the inversion results, which has limited their development for crop growth parameter inversion, particularly when there is more than one scattering mechanism operating [
13,
14,
15,
16,
17]. With development of the quad-polarisation technique, several quad-polarimetric based parameters such as the radar vegetation index (RVI), pedestal height, volume scattering components, and scattering entropy have been extracted to investigate their sensitivity to crop growth parameters because of their sensitivity to vegetation scattering mechanisms in the C-Band [
1,
18,
19]. The vegetation scattering mechanisms are related to vegetation structures. The strong interpretative ability of quad-polarimetric parameters for the multiple scattering mechanisms within a vegetation covered surface has suggested its potential for crop monitoring [
2,
14,
15,
20,
21,
22,
23,
24]. Jiao et al. (2011) reported the good performance of 18 quad-polarisation parameters in corn and soybean LAI estimation using linear regression models [
8]. Wiseman et al. (2014) observed the correlations between 21 quad-polarimetric parameters and the biomass of canola (Canadian rape), corn, soybean, and wheat [
2]. Canisius et al. (2017) reported the good performance for scattering angle alpha (
) in wheat and canola stem height inversion [
18]. These studies also revealed the variability of scattering mechanisms due to the vegetation structure varying by crop type, condition, and phenology [
2,
11].
Rape (
Brassica napus L.) is very different from rice, wheat, and soybean, as it is a broadleaf plant with an obvious distinctive change in canopy structure during the growing season. Its LAI reaches a maximum at the beginning of flowering, and declines with the loss of lower leaves when seed development begins. Because of its individuality and obvious variability at different growth stages, it is necessary to analyse its polarimetric response during the whole growth cycle and also at key growth stages to obtain an accurate estimation of its growth parameters [
2,
25]. Canisius et al. (2017) compared the performance of polarimetric parameters for LAI and stem height inversion of spring wheat and canola, and found better performance in canola than in spring wheat [
18]. However, although the studies mentioned above have extracted several polarimetric parameters for crop growth monitoring and growth parameter inversion, their focus has been on retrieval of the later phenology. Therefore, the potential performance of polarimetric parameters in crops, particularly in rape, has not been fully explored.
Model algorithms also play a critical role in crop growth parameter inversion. Many algorithms have been developed, and all can be grouped into two broad categories of parametric or nonparametric algorithms. Parametric algorithms assume that the relationships between dependent (i.e., crop growth parameters) and independent (i.e., quad-polarimetric parameters) variables have explicit model structures. Examples include empirical regression models and canopy scattering models, such as the Water-Cloud Model (WCM). Nonparametric algorithms, which are also called machine-learning algorithms, replace model structure in a data-driven manner. These models include the random forest algorithm, artificial neural networks, and support vector regressions [
25,
26]. Among these modelling algorithms, empirical regression models, which simplify the process of interaction between the vegetation canopy and microwaves, can retrieve the estimated parameters effectively and timeously; therefore, these linear or nonlinear algorithms have been applied in many previous studies [
27,
28,
29]. In practice, the relationships between biomass and quad-polarimetric parameters are often complex. Sometimes several empirical regression models are suitable for parameter inversion [
28]. To the best of our knowledge, no previous study has identified the most suitable empirical regression models through a detailed comparison of these algorithms. Meanwhile, previous estimation models were only built during the whole crop growth season or in special growth stages, and their interchangeability has also not been explored. The best performance of empirical regression models in rape biomass inversion and the interchangeability and suitability of these algorithms are still unknown.
Therefore, this study focused on the following: (i) sensitivity of quad polarimetric observables to rape biomass at each growth stage and during the entire growth cycle, using temporal Radarsat-2 data acquired during the whole growth season; (ii) the best estimation of rape biomass, with empirical regression models based on parameters selected from all of the extracted qaud-polarimetric variables; and (iii) the feasibility of using models built during the whole rape growth cycle instead of models built at each growth stage.
5. Discussion
To understand the sensitivity of polarisation information to rape biomass, LAI, and stem height, we extracted 27 polarisation parameters from SLC SAR datasets in the literature [
1,
2] and analysed their evolution as a function of DAS. From these analyses, we found that many C-band polarisation observables were significantly correlated with rape biomass, LAI, and stem height. Among them, HH, VV, HV,
, H, eigenvalues of T matrix, VOL, SPAN, RVI (Cloude), and RVI (Freeman-Durden) had strong agreement with the evolution of biomass. HH, VV, HV,
, P2, P3, RVI (Cloude), and RVI (Freeman) had high coincidence with the evolution of LAI. H,
, RVI (Cloude), and RVI (Freeman–Durden) displayed high sensitivity to stem height. These results also highlighted the different sensitivity of these parameters to rape biomass, LAI, and stem height. The good performance of several polarimetric parameters has also been reported for canola stem height and LAI inversion in the literature [
1,
2]. To determine the most effective empirical inversion models for the inversion of the three growth parameters, we compared the performance of the linear, logarithmic, quadratic, power, and exponential models through an analysis of their coefficients of determination and their physical relationship with scattering mechanisms. The results indicated that quadratic models performed better than the other models, with higher
R2 values. However, sometimes there was an overestimation. By contrast, linear and logarithmic models produced more stable estimation results. To determine the interchangeability of models built during the entire growth cycle with models built at each growth stage, these five types of regression models were also built at the P2, P3, and P4 stages for biomass inversion. The models with the lowest estimation RMSE were selected for the inversion and mapping of rape biomass, LAI, and stem height. The results for the models built at each stage showed that when crop cover was high (e.g., the P3 and P4 stages) the models performed better than the models built during the entire growth cycle. However, this was not the case for the P2 stage, in which crop cover was low and soil scattering was dominant.
It is generally accepted that C-Band polarimetric data are useful for crop biomass and LAI retrieval [
2,
3,
4,
18,
31,
34,
35]. LAI estimation errors (RMSE in m
2 m
−2) range from 0.63 to 0.97 [
36]. Estimation errors for biomass range from 58.438 to 78.834 g m
−2 [
37]. These results were confirmed in this study. However, because the scattering mechanisms of crops are determined by their structure, which vary by crop type, condition, and phenology, it is necessary to extract more polarimetric parameters to determine the most sensitive parameters for different crop types under different conditions and with different phenologies [
2,
11,
18]. A report by the Department of Agriculture and Agri-Food of Canada demonstrated the sensitivity of many polarimetric parameters to the dry biomass of corn, canola, and soybean, but not spring wheat [
2]. Their results also proved the different capability of polarimetric parameters for the growth parameter inversion of canola and spring wheat [
18]. In their results,
produced the highest
R2 values with canola stem height, which was also the case in our study. Some studies have estimated crop height with a polarimetric interferometric technique and produced similar results to those in our study [
6,
12]. Rape is a broadleaf plant, with a very distinctive change in canopy structure throughout its growth cycle. Due to its differences to corn, rice, soybean, and wheat, most of the abovementioned studies are not completely comparable with our study. However, the polarimetric sensitivity analysis of rape growth parameters still yielded some similar results to those of other studies using C-Band data to determine the polarimetric response or phenology identity. In the current study, a logarithmic regression based on rape biomass achieved an
R2 value of 0.8337 for VOL. Wiseman also reported a significant correlation between biomass and VOL, with an
R2 value of 0.579 for canola [
2]. VOL had the second highest
R2 value of all of the polarimetric parameters investigated in this study. The lower values of the correlation coefficient in this study were possibly caused by the different SAR data acquisition parameters, such as incidence angle, during the entire growth cycle [
14,
38]. The significant correlations between HH, VV, HV,
, and LAI and their fluctuation with crop types in this study were also confirmed by the results from other studies [
10,
14]. In previous studies, the
R2 values for different polarisation parameters fluctuated from 0.15 to 0.97. In the current study, most of values were in the 0.01–0.87 range. The sensitivity of polarisation parameters to stem height in the current study was in agreement with the results reported in other studies [
32,
38].
To the best of our knowledge, this study was the first to select suitable empirical regression models for crop growth parameter inversion with polarimetric observables by the comparison of five different empirical regression models. Wiseman et al. (2015) demonstrated the apparent differences in polarimetric parameters to wheat, soybean, canola, and corn, which revealed the necessity to choose suitable models for crop growth parameters inversion with polarimetric parameters [
2]. The best model for biomass estimation during the whole growth cycle was a quadratic regression based on VOL, with an
R2 value of 0.854 and RMSE of 109.93 g m
−2. In comparison, Yanghao (2015) obtained best case biomass estimations, with an
R2 value of 0.79 and RMSE of about 91.7 g m
−2 in rape using a linear regression model [
25]. Hosseini et al. (2015) also predicted crop biomass using the WCM on Radarsat-2, with a mean RMSE of 78.834 g m
−2; however, the crop investigated was wheat [
37]. Several studies also used polarimetric parameters, and with other inversion models obtained a stem height inversion RMSE of 10.37 cm, LAI inversion RMSE of 0.48 and biomass inversion RMSE of 220 g/m
2 [
20]. Although these studies obtained a better LAI and stem height estimation accuracy than the current study, more time was required to construct the algorithm model and calculation. Better results may be achieved with lidar, hyperspectral data, or unmanned aerial vehicle data [
7,
8]; however, data collection depends on weather conditions, which can prevent the continuous monitoring of crops. This study was also the first time the feasibility of using a model built during the whole crop growth cycle was tested as an alternative to models built at each stage of crop growth. Most biomass estimation is performed at different crop growth stages, such as booting and anthesis [
25,
27]. The results of this study demonstrated the good performance of biomass inversion model built during the entire growth cycle. For this model, about 50% of the estimation errors were lower than 50 g m
−2 at different rape growth stages, particularly in the early season at the P2 and P3 stages. The study also found a higher estimation accuracy for models built at each certain stage. The correlations between polarimetric parameters and crop biomass at different growth stages and the whole growth cycle in previous studies were also similar to the results of this study [
2]. However, because there were few samples for parameter inversion at each growth stage the results may not be robust, and their reliability needs to be confirmed. The best model for LAI inversion in this study was the quadratic model, based on RVI (Cloude), with an
R2 value of 0.8705 and RMSE of 0.56. Jiao et al. (2011) obtained the best LAI estimation by linear regression based on pedestal height, with an
R2 value of 0.91 and RMSE of 0.22 [
14]. The value was acquired with LAI samples between 0 and 3. Prevot et al. (1993) estimated LAI with a WCM using C-Band data, with an RMSE of 0.64. The best model for stem height estimation in this study was also a quadratic regression, but based on
, with an
R2 value of 0.937 and RMSE of 11.09 cm [
34]. The results were similar to those of the stem height inversion of rice obtained with polarimetric interferometric SAR technology, reported by Esra et al. (2016), with an RMSE of 10–13 cm [
6].
Maps of crop growth parameters at different growth stages provided the crop growth state. The error calculated from the maps clearly demonstrated the accuracy of the inversion models at different growth stages. Based on a comparison between estimated biomass maps and reference data, we found that rape biomass continued to increase during the P2 and P4 stages. Most of the estimation error was lower than 50 g m−2 revealing the inversion potential of the models built during the entire growth cycle and indicating the potential for the substitution of models built at each stage. These conclusions were also applicable to LAI and stem height inversions, although further analysis is needed.
Compared to studies conducted using soybean, rice, wheat, canola, and cotton, the results of this study were very promising given that growth parameter estimation obtained similar or even better accuracies in rape plots. According to the highest R2 values between polarimetric observables and growth parameters acquired by different polarisation parameters for different crops, we demonstrated that polarisation sensitivity changes with crop type. From an analysis of the performance of five types of empirical regression models, it was found that the quadratic, linear, and logarithmic models had a better estimation ability and robust growth parameter inversion. Models built during the entire growth cycle had the potential to be substituted for models built at each growth stage, with moderate levels of accuracy (RMSE of 100 g m−2 for biomass).
6. Conclusions
We investigated the sensitivity of quad-polarimetric observables to rape growth parameters at each growth stage and during the entire growth cycle with temporal Radarsat-2 data acquired during the entire rape growth season. We also estimated growth parameters with suitable empirical regression models based on polarimetric parameters selected from all of the extracted quad-polarimetric parameters, and determined the feasibility of using models built during the entire growth cycle as an alternative to models built at each growth stage.
Significant correlations with high R2 values between many polarimetric parameters and rape biomass, LAI, and stem height, demonstrated the sensitivity of polarimetric information to rape growth parameters. However, the dependence of polarimetric sensitivity on crop type and phenology stage was also obvious. The best empirical regression models were selected based on a comparison of R2 values and the RMSE of linear, logarithmic, quadratic, power, and index models, and then were applied to estimate biomass, LAI, and stem height. The results showed that the quadratic regression model had the best performance for growth parameter inversion, while the linear and logarithm models were also suitable for predicting rape growth parameters. However, some previous studies have shown that linear models had higher R2 values than our results, which could be the result of precipitation conditions, which would cause an obvious change in SAR reflectance. This should be investigated in future studies. A comparison of the estimation results calculated by models built at each growth stage and the entire growth cycle demonstrated their interchangeability with moderate accuracy. Mapping the estimation results could also improve the interpretation of the replaceability of these two types of models.
The study identified a high sensitivity of polarimetric information to rape growth parameters and the strong potential for rape growth parameter inversion with empirical regression models. To make a contribution to global crop growth parameter inversion or yield prediction, the approach should be applied to other crop types, with consideration of their different structure, condition, and phenology. By analysing these differences, this approach could be extended and deployed in different crops. It should be noted that such an SAR analysis is only possible with quad-polarisation observations.
An obvious limitation of this study was the small number of samples used for biomass inversion at each growth stage. In future studies, more samples should be taken. The 24-day revisit time of Radarsat-2 includes several phenological intervals at each growth stage, and therefore some errors will be obtained in growth parameter inversion. Future studies should collect shorter revisit data, such as that from the RADARSAT Constellation Mission, which has a 12-day revisit time. This may improve the performance of growth parameter inversion at each stage and then increase the accuracy of future studies.