1. Introduction
In recent years, the usage of millimeter- and terahertz (THz)-wave radars is continuously growing. These systems require a very high phase accuracy in order to increase the resolution in the detection of low-radar-cross-section (RCS) moving targets. The probability of radar detection is normally enhanced by coherent time integration being performed on the quadrature detector components prior to the decision [
1]. Such coherent (or predetection) integration preserves the phase within the received signal, revealing an increased signal-to-noise ratio (SNR) to improve the detection reliability and measurement accuracies [
2]. Such a procedure is implemented in radars, sonar, communications, etc. The phase noise is the random jitter in the oscillator time-base generating the carrier wave [
3]. Since the radar measures the respective time delay of the reflected signal, any deviation in the clock timing translates to randomness in the range and velocity measurement. In coherent detection, the noise manifests itself as a phase modulation, introducing errors in the delay time of the signal scattered from the target. This modulation then affects the resolution of the detection, potentially impacting target detectability and mensuration.
In [
4], an analytic discrete form for the coherent integration gain in the presence of stationary white Gaussian phase noise was derived for radar, sonar, and communication links. Based on a generalized analysis of coherent integration loss, Yu et al. [
2] proposed an analytic upper bound of the coherent integration loss for the stationary phase noise with symmetric Gaussian, uniform, and Laplace distributions. Obviously, coherent integration loss [
2,
4] is a time-invariant expression; thus, the SNR loss is time-independent—assuming that stationarity, i.e., constant phase variance, yields time-independence in coherent integration loss expressions [
2,
4]. Coherent acquisition cannot be integrated for an arbitrary period if stationarity is assumed [
5]. In addition, frequency sources are exposed to a variety of environmental conditions, causing variations in the oscillator output signal [
6]. These variations are expressed in phase instabilities and variations in the oscillator output signal are considered to be a stochastic process, which is a time-variant nonstationary process [
7,
8].
Here, we propose a new expression for the coherent integration loss caused by nonstationary oscillator phase noise. To date, time–frequency analysis has not yet been used in the characterization of the radar coherent integration loss caused by nonstationary oscillator phase noise. In our new expression, we used a realistic mathematical model for the nonstationary phase noise. Our proposed expression can estimate the coherent integration loss in radar, sonar, and communication systems by revealing the time-varying frequencies generally seen in clock error noise under nonstationary conditions and in other platforms, such as systems under vibration or shocks. Moreover, we proposed a new technique that will allow usage of loss information in order to adjust the decision threshold. Such a technique can help radar systems to evaluate real-time estimation of the nonstationary integration loss and adjust the decision threshold value according to the estimation result in order to maximize the radar probability of detection.
The simulation results indicate that our new proposed expression can estimate the varying coherent integration loss in a W-band high-resolution radar system while the conventional stationary model cannot reveal those variations.
A short review of the quasi-monostatic radar model and the phase noise in oscillators is provided in
Section 2. The mathematical model of nonstationary phase noise in oscillators is presented in
Section 3. The proposed approach for coherent integration loss using the Wigner spectrum is presented in
Section 4. In
Section 5, the high-resolution radar simulation results are presented.
Section 6 summarizes the paper.
4. Coherent Integration Loss in the Presence Nonstationary Phase Noise
A closed-form expression for the characterization of coherent integration loss due to nonstationary phase noise in local oscillators can now be derived. Our analytical derivation is based on the Wigner–Ville spectrum [
13,
14,
15], which expends the spectral measures to contain the nonstationary characteristics of the oscillator phase variation. The Wigner–Ville distribution does not suffer from leakage effects as the short-time Fourier transformation (STFT) does. Hence, the Wigner–Ville distribution gives the best spectral resolution [
13]. Therefore, in this paper, we used the Wigner–Ville distribution for time-frequency analysis. The integration loss is usually defined [
4] as the ratio of the correlation
in the presence of noise to the “pure“ (noiseless) correlation
:
In the absence of phase noise (when
), the resulted correlation is
Substituting (
4) and (
9) into the expression for the coherent integration loss (
8) yields
When nonstationary phase noise is present, the resulted
is a time-varying stochastic process. The time–frequency transform of the nonstationary coherent integration loss, defined by (
10), is the Wigner distribution [
13,
14,
15], which is expressed via Fourier transformation:
While the power spectral density (PSD) is a result of time integration that assimilates the time domain, the Wigner distribution is a time-dependent measurement [
15] that can reveal the phase variations of an oscillator in high-resolution radars.
In typical oscillators such as the temperature-compensated crystal oscillator (TCXO) and oven-controlled crystal oscillator (OCXO), for Rubidium and Cesium frequency standards, if
and
, which represent the magnitude of the oscillator noise, are small enough with respect to 1, then we can state that
,
and make the following approximations:
Substituting (
12) into (
10) gives
Then, substituting (
13) into (
11) gives
The phases
and
are standard Wiener processes with expected values
. Consequently, the resulted
, resulting in
In order to find
, (
6) is substituted into (
15) and the integral of the expectation value in (
15) is solved (see
Appendix A for a detailed derivation). Doing this yields a closed form time–frequency expression for the nonstationary coherent integration loss:
The resulted time–frequency coherent integration loss (
16) is now applied to analyze high-resolution radars operating in the millimeter-wave regime.
5. High-Resolution Terahertz Radar
The radar presented in
Figure 2 is a W-band ranging sensor module presented in [
16]. This is a continuous-wave high-resolution radar operating at 94 GHz. The meaning of the phrase “high-resolution” refers to the high-resolution detection of the target’s instantaneous velocity. The transmission at high carrier frequency compensates for employing a narrower temporal window in the Wigner spectrum, while maintaining the high velocity resolution [
16]. In such extremely high frequencies, directive antennas with a relatively small aperture can be employed. The 94-GHz carrier frequency is within the atmospheric W-band transmission window, suffering relatively low atmospheric absorption. The low–medium loss enables increasing the distance to the target, thereby enabling detection even during adverse weather conditions. The radar parameters are presented in detail in [
16].
A schematic illustration of the radar is shown in
Figure 3. A continuous carrier wave at 15.67 GHz produced by the Agilent 83623B frequency synthesizer is multiplied by a factor of 6, resulting in a 94-GHz carrier. A small amount of the generated power is coupled to the product detector of the receiving chain via a directional coupling port. Two identical horn lens antennas are employed for transmission and reception.
Figure 4 proposes a general geometric model for the transmitted and received signals’ trajectories relative to the distance between the antennas
.
The intermediate frequency (IF) product at the mixer’s output is
where
c is the speed of light.
and
are the distances from the transmitting antenna to the moving target and from the moving target to the receiving antenna, respectively. According to the geometry model of a quasi-monostatic radar presented in
Figure 4, we can present the angle
relative to the distance between the antennas:
and
can be written in terms of their radial velocities
and
, respectively, as
where
and
are the initial distances from the transmitting antenna to the moving target and from the moving target to the receiving antenna, respectively. The IF product obtained at the mixer output is the derivative of the angle
:
where the “over-dot”
denotes a time derivative of
. Please note that Balal et al. [
16] presented two experiments where the distance from the antennas to the target was greater by about two orders of magnitude from the distance between the antennas, thus,
and
and we can state that
. Now, we can write (
20) in terms of
:
The time delay
is expressed in terms of the distance
to the target. Substituting the time delay and the target radial velocity
into (
21) results in
In the last equation, the Doppler frequency shift can be detected due to the instantaneous radial velocity
of the target according to
The resulting Doppler frequency shift in the IF output is shown to be proportional to the target radial velocity. A target moving at the radial speed of m/s, for instance, will be detected by a 94-GHz W-band radar as a Doppler shift tone equal to KHz, whereas the same W-band radar will detect a target moving ten times slower ( m/s) as a Doppler shift tone equal to KHz.
The preceding time–frequency analysis was then used to identify nonstationary instabilities in the phase of the frequency synthesizer to follow its spectral variations in the time domain. An estimation of the Agilent 83623B [
17] diffusion coefficients
,
can be made using the power law phase noise spectra function [
12]. Under quiescent conditions, we found
,
.
Please note that the proposed method is also available for realistic state-of-the-art microwave signal sources with an integrated Voltage Controlled Oscillator (VCO), e.g., the Analog Devices ADF4371 [
18]. The ADF4371 allows implementation of a fractional-N or Integer N phase-locked loop (PLL) frequency synthesizer with a wide-band output frequency range of 62.5 MHz to 32 GHz. This range allows the usage in this integrated circuit (ADF4371) as the local oscillator of the W-band Doppler radar presented in
Figure 2.
Figure 5a is the resulted three-dimensional plot of the nonstationary coherent integration loss (
16) in the time–frequency (
) domain.
Figure 5b presents the corresponding contour plot after converting it to range (
r) and radial velocity (
). At low Doppler frequencies (corresponding to small velocities), the local oscillator of the radar presents higher intensity of phase noise that increases the coherent integration loss. As the target velocity increases, the phase noise power decreases, resulting in a reduction in the loss.
An opposite tendency occurs with range, as the target moves away from the radar, the time delay increases, causing a degradation in the coherence between the transmitted and received signals.
A simplified description of the loss as a function of range can be seen in
Figure 6 for several target velocities:
–1100 m/s.
Table 1 summarizes the coherent integration loss as a function of several ranges and target velocities.
A closer inspection of
Figure 6 reveals that the coherent integration obtained for the Agilent oscillator is approximately 35 dB for a moving target with a radial velocity of
m/s and is located at a distance of
m, whereas a moving target with a supersonic speed of
m/s at the same range presents a lower loss of 24 dB.
An interesting phenomenon can be seen for fast-moving targets approaching supersonic velocities. The coherent integration loss shows peaks at intermediate ranges. As the target moves further, the coherent integration loss improves. The nonstationary nature of the phase noise leads to smaller losses in the long range detection of targets.
It is interesting to notice that the reduction of the loss peaks for high velocities apply generally for most signal sources and there are no major differences in the source architecture such as cavity oscillators, dielectric resonator oscillators (DROs), PLL, and fractional-N-PLL. The reason for this behavior is the common fundamental nature of the phase noise in oscillators, which declines as the frequency (from the carrier) increases [
12]. In the PLL-based frequency synthesizers, the phase noise performance is determined by a superposition of two main noise sources: the reference oscillator noise and the VCO noise. The superposition process saves the fundamental nature described above [
19], therefore, the reduction of the loss peaks for high velocities also apply for PLL frequency source architecture. Although, the magnitude and low-power characteristics of the phase noise for different source architectures change from one to another, causing different reduction of the loss peaks for high velocities.
Figure 7a presents a comparison between the proposed approach (
16) and the conventional stationary coherent integration loss method given in Equation (
18) in [
4]:
, where
L denotes the loss in dB and
represents the stationary phase noise standard deviation. The green plane is the constant stationary coherent integration loss for
while the colored three-dimensional plot shows the nonstationary coherent integration loss (
16) in the time–frequency (
) domain under the same conditions described in
Figure 5a. The standard deviation
value is chosen so that the same total amount of noise power (as was taken in
Figure 5a) will also be available for the stationary model simulation.
Figure 7b illustrates the same comparison presented above (
Figure 7a) in a different angle in order to demonstrate the difference from another point of view. It can be seen that whereas the stationary phase noise method yields a constant value for the coherent integration loss for a given frequency source, the proposed nonstationary coherent integration loss approach yields a varying loss value (
16). The nonstationary expression enables the high-resolution radar designer to estimate the loss caused by the local oscillator phase noise for a large range of target velocities. Moreover, the proposed expression (
16) can also help the radar designer to estimate the loss variation for a specific range–velocity curve in real-time that fits the target trajectory. The resulted real-time loss estimation made by the “Wigner integration” block can be used as an input to a threshold adjustment process in the radar final “Decision” block, as described in
Figure 1.
In the following, we will demonstrate our theory with comparison to the stationary coherent integration loss approach, as presented in [
4]. Balal et al. [
16] presented two experiments with measurement results obtained with the setup illustrated in
Figure 3. The demonstration will be performed by numerical simulation according to those experimental test results. Hereafter, the standard deviation value will be as above (
) in order to maintain a fair comparison between considering and neglecting nonstationary phase noise. In the first experiment, an optical gate system measured the instantaneous velocity of a bullet fired from a gun at an initial speed of about 1200 m/s. The velocity of the bullet fades as it approaches the radar.
Figure 8a shows the velocity
as a function of
r.
The point at 0 m on the
x-axis represents the location of the radar.
Figure 8b presents the numerical simulation of the proposed nonstationary coherent integration loss (
16) vs. the conventional stationary coherent integration loss [
4]. Both curves are presented as a function of
r. In the second experiment, a bullet of a different shape was fired from the gun at a speed of about 500 m.
Figure 9a shows the velocity
as a function of
r, while in
Figure 9b, we present the numerical simulation of the proposed nonstationary coherent integration loss (
16) vs. the constant stationary coherent integration loss [
4]. Both curves are presented as functions of
r.
These results show that while the conventional stationary coherent integration loss failed to follow the nonstationary process, the proposed theory demonstrated real-time, high-accuracy analysis of short-term phase instabilities. Therefore, in order to increase the radar probability of detection, the proposed approach can be used as an input to a real-time threshold adjustment process in the radar’s final decision block.