2.2. Synthetic Aperture Imaging and Interferometric Processing
The working principle and data processing method of the TG2 InIRA are almost the same as that of interferometric synthetic aperture radar (InSAR). TG2 InIRA forms the interferometry by directly installing two antennas with one transmitting signal while both receive echo signal. The received raw data by two antennas are first processed by Range-Doppler synthetic aperture processing algorithm to form a pair of single-look complex (SLC) images, then the obtained interferometric phase by complex conjugation of the master and slave images is converted to the range difference referring to the same ground pixel, and finally, the height of every image pixel referring to a surface (here, it is the WGS84 ellipsoid surface) is obtained by solving the range-Doppler equation sets [
47,
48].
The imaging and interferometric processing is briefly summarized as follows. Range compression is first conducted by matching filtering using the calibration signal as the reference function, range cell migration compensation is then conducted in the range-Doppler domain, which is formed by Fourier transforming the range compressed signal with respect to the azimuth direction. SLC images are obtained after azimuth compression and used for further interferometric processing.
Figure 2 presents the obtained interferometric phase image corresponding to 1–10° incidence angles by conjugately multiplying the master and slave SLC images. After removing the flat-earth effect according to the orbit vector and the reference surface, the interferometric phases are filtered via multi-looking to reduce the phase noise, which is conducted by just spatially averaging the conjugated image of two complex SLC images using an azimuth-range rectangular window [
49]. The multi-looking numbers are 6 in azimuth and 1–6 in range corresponding to about 200 m × 200 m. We should point out that the flattened phase is not wrapped because the local SSH is unlikely to fluctuate more than some tens of meters and, thus, the interferometric phases would not exceed
, so phase unwrapping is not needed. The filtered interferometric phase of each pixel can be transformed into the difference in ranges that the pixel refers to the two antennas, and, thus, two true ranges can be obtained, one of which is decided by the time delay.
The geometric positioning of the TG2 InIRA image is implemented by solving the range-Doppler equation sets [
47]:
where
denotes the target,
and
denote the positions of two antennas (their connection forming the interferometric baseline B, whose inclination angle and length errors are estimated and corrected by using the MSS model),
and
are the distances between the target and the two antennas,
is the interferometric phase (obtained by interferometric signal processing),
is the speed of TG2 spacecraft,
is the Doppler centroid of azimuthal signal after imaging processing, and
is the wavelength of the carrier frequency. The 3-D coordinates of
in the Earth-Centered Earth-Fixed (ECEF) coordinate system can be calculated, i.e., the geometric positioning of
, by solving Equations (1)–(3) either analytically or by the Iterative Newton method [
47]. The above geometric positioning is conducted for every pixel of SAR image to obtain their 3-D coordinates in the ECEF coordinate system, which can be converted to the geodetic coordinates including longitude, latitude, and height relative to the WGS 84 ellipsoid (i.e., SSH).
The original grid resolutions of SSH obtained by TG2 InIRA are about 30 m along-track, and 30–200 m across-track. However, the spatial resolution is smoothed to uniform 200 m both along-track and across-track after multi-looked. The antenna pattern along with the 5° incidence angle as well as the quasi-specular scattering characteristics of the sea surface make the echo SNRs from the swath sides are lower than that from the swath center. Therefore, the echo data corresponding to 2.5–8° incidence angles are used, i.e., the used swath is about 35 km.
Figure 3 presents an example of SSH image obtained in the Western Pacific along with the image showing the 2.5–8° incidence angles.
2.3. Correction of Errors
The error sources of InIRA in SSH measurement mainly include ionosphere/troposphere delay errors, sea-state bias (SSB), geophysical errors, interferometric phase error, baseline error and system error [
34,
50,
51,
52,
53]. The error sources of InIRA are quite different from those of CA although they have some common error sources, e.g., ionosphere/troposphere delay errors, geophysical errors and SSB. The influences of ionosphere/troposphere delay errors are different for InIRA and CA because on one hand the range beam of InIRA is quite larger than that of CA and thus both the ionosphere and troposphere may not be uniform, and on the other hand, this non-uniform may affect the baseline estimation. Geophysical errors mainly include those from tide modeling, inverse barometer effect, etc. In this work, we use the DOV to calculate the gravity anomaly based on the fact that the above long wavelength errors have very little influence on gravity recovery for this approach [
22]. In addition, the simultaneous wide-swath measurement of the InIRA also guarantees the high relative accuracy of SSH measurement and high correlation of sea state, which is quite different from the independent waveform measurements of different CAs. And this characteristic also reduces the influence of the long wavelength errors.
As for the SSB, the sea-state directly affects the waveform of CA echo corresponding to the pulse-limited sea surface and, thus, the range measurement because accurate range measurement is realized according to the waveform. But for the InIRA, the sea-state mainly affects the distribution of interferometric phases of scattering centers within the spatial resolution cell and this effect can be greatly reduced via the Gaussian filtering because the echoes are corresponded to both beam-limited and range-gated sea surface. The Gaussian filtering is described in the next paragraph.
What error sources the InIRA have different from CA in SSH measurement are exactly the interferometric phase error and the baseline error. These two errors have the most notable influences on gravity recovery, so special algorithms should be designed for correcting these two kinds of errors. The interferometric phase error is caused by thermal decorrelation, geometric decorrelation, and angular decorrelation [
34]. It can be smoothed by two-dimensional Gaussian filtering. Here, the filter window size is 65 along-track and 10–65 across-track corresponding to about 2 km × 2 km. The filter parameter is decided with
corresponding to about 1 km. The Gaussian filtering is used for simultaneously suppressing the SSB effect and interferometric phase error.
The baseline error induced SSH measurement error has two contributions, i.e., the baseline roll error (BRE) and the baseline length error (BLE). According to the geometry of interferometric measurement as shown in
Figure 4a, the height
of point
above a reference ellipsoid can be calculated by Equation (4) after the spacecraft orbit height
, the range
and the look angle
referring to
have been made available:
As shown in
Figure 4b, since the angle between the antenna beam pointing and the baseline is almost constant, the baseline roll knowledge error is just the look angle error. Thus, the roll knowledge error will introduce a height error
at
within the swath as [
34]
where
is the across-track distance from the nadir point to
,
is the knowledge error of the baseline roll, and
is the correction term that considers the curvature of the earth, where
is the radius of the Earth. As shown in
Figure 4c, the baseline length knowledge error
will introduce a height error
as
where
is the baseline length. Note that Equations (5) and (6) apply when the look angle and the baseline inclination are both small (e.g., the baseline inclination of TG2 InIRA is
). If the roll angle and baseline length can be perfectly measured, their induced SSH errors can all be perfectly corrected. Consequently, the realistic SSH errors brought by knowledge errors of the roll angle and the baseline length are indeed the residual errors stemming from thermal deformation and mechanical resonance of the baseline. In fact, both the BRE and BLE are largely brought by platform, while the gyroscope measurement error can introduce roll error as well [
54]. Equations (5) and (6) show that the BRE leads to a linear SSH error along the across-track direction, while the BLE leads to a quadratic SSH error along the across-track direction.
In the gravity recovery experiment, the correction method has been designed based on the empirical local estimation technique [
54,
55]. The baseline errors not only vary with time
in the along-track direction, but also vary with the attitude in the across-track direction. In Equation (7), the SSH measurement
is decomposed as the true SSH
, the BRE contribution (linear term), the BLE contribution (quadratic term) and the sum of all other errors
,
In practice, we first use a static reference
to replace the
, e.g., we use the Shuttle Radar Topography Mission (SRTM, [
56]) derived digital elevation model over land and use the mean sea surface (MSS) model MSS_CNES_CLS2015 [
57] over ocean. Then, according to the difference between
and
, the BRE and BLE parameters of each pass are optimized and adjusted to correct the residual error [
54]. The whole SSH data from all available orbits can be corrected with a unified standard by this approach.
In this work, the MSS model is only used to provide a stable reference surface for estimation and correction of baseline errors for high accuracy SSH reconstruction, there is no influence on the acquisition of instant SSH. The positions of the two antennas can be more accurate after correction of the baseline error, which is very crucial for accurately reconstructing the 3-D coordinates of the sea surface pixel via solving the range-Doppler equation sets. Although this approach may lead to partial loss of the ocean dynamic component, it is appropriate for gravity recovery because the dynamic component of the sea surface is indeed the interfering factor that should be removed. If the dynamic sea surface is the key information to obtain for oceanographic applications, e.g., eddy detection and tracking [
58], the baseline correction should be much more carefully handled when using the MSS model [
59], which is out of the scope of this work.
To evaluate the effectiveness of baseline correction and to show the effect of high-frequency oscillation of the baseline, the along-track and across-track residual geoid slopes are calculated after 2 km × 2 km SSH resampling (the resampling method will be introduced in
Section 3.2). The statistical results of 71 passes are listed in
Table 1. As it is shown, the STD of the along-track slope and the mean of the across-track slope have been remarkably reduced from 11.047 to 5.248 μrad and from −5.598 to 0.544 μrad, respectively. In addition, for better visually see the difference without and with baseline correction, the residual geoid height of a sample pass is presented in
Figure 5; as can be clearly seen, the high-frequency oscillation has been deleted and the details are outstood.
We should emphasize that the above BRE and BLE correction is specifically designed for TG2 InIRA in consideration of the following three facts: (1) the baseline is 5° inclined, (2) single swath, (3) the phase centers of the two antennas are almost at the geometrical centers of the two slotted waveguide array antennas, which forms a “direct interferometric baseline”, so the interferometric paths are quite stable. As for the SWOT, its baseline is horizontal, two swaths are observed and reflectarray antennas are adopted with feeds installed on the satellite, forming an “indirect interferometric baseline”, so the interferometric paths are relatively longer and may be affected by satellite itself, i.e., the BRE and BLE corrections can be a little bit complex. However, the double-swath brings about the good opportunity for using the symmetric characteristics to correct the BRE and BLE.