Study on Early Identification of Rainfall-Induced Accumulation Landslide Hazards in the Three Gorges Reservoir Area
Abstract
:1. Introduction
2. Research Methods
2.1. Technical Route
- Collect remote sensing image data, such as digital mapping camera (DMC) image data and Landsat image data, landslide ground survey and exploration data, topographic maps, geological maps, and historical rainfall data in the study area;
- Organize and analyze data and obtain sample accumulation distribution and thickness data through remote sensing interpretation and survey information. The stratigraphic lithology, elevation, slope, aspect, Normalized Difference Vegetation Index (NDVI), water system multi-ring buffer zone, brightness in image spectral features, and gray-level co-occurrence matrix contrast (GLCM contrast) in image texture features were used as slope thickness evaluation factors;
- Develop a BP neural network classification model for determining the relative thickness of accumulation, estimate the relative thickness across the study area, and create a spatial distribution map illustrating the relative thickness variations within the study area;
- Rainfall thresholds for various landslide characteristics and a 90% probability of occurrence for different rainfall durations were derived by fitting the reservoir landslide characterization data;
- The predictive outcomes of the spatial distribution of relative accumulation thickness in the study area were combined with the findings on rainfall thresholds to determine the potential hazards of accumulation landslides, with a 90% probability of occurrence under varying rainfall conditions.
2.2. BP Neural Networks
- Initialize the network: initialize the input and hidden layers, as well as the connection weights and between neurons in the output layer, initialize the hidden layer and the output thresholds a, b, and set the learning rate and activation function;
- Calculate the implied layer output: , a are the connection weights between the input layer and the implied layer and the implied layer threshold, respectively, and the implied layer output H is calculated as:
- ƒ is the implicit layer activation function;
- Calculate the output layer: H is the output of the hidden layer, and the predicted output Y of the BP network is:
- Calculation of the error: the error e is calculated as:
- where is the actual expected value;
- Update weights:
- η is the learning rate and is the external input data;
- Threshold update: Update the thresholds a,b of the network according to the prediction error e:
- Determine if the iteration can end. If the iteration has not ended, return to step 2 until the algorithm ends. Here, steps 1 to 3 represent the feed-forward process of the signal, while steps 4 to 7 represent the process of updating the parameters of the neural network in reverse.
2.3. I-D Rainfall Threshold
3. Accumulation Distribution and Relative Thickness Extraction
3.1. Study Area
3.2. Relative Thickness Evaluation Factor Extraction
3.2.1. Geological Factor Map
3.2.2. Topographic Factor Map
3.2.3. Remote Sensing Factor Map
- Analyzing Table 1 yields the following conclusions:
- The extracted factors influencing accumulation thickness generally exhibit differences. These factors’ values vary significantly across various accumulation thickness areas. For example, the lithology factor shows a higher percentage of clastic rocks in medium and thick accumulation areas compared to rocky and thin accumulation areas, whereas the opposite is true for carbonate rocks.
- Among these factors, NDVI, brightness, elevation, lithology, slope, and distance to water exhibit significant differences among each accumulation thickness type, which are crucial for constructing the classification model for accumulation relative thickness. The aspect and GLCM contrast do not show significant differences among the four types of accumulation, but the differences are higher in rocky areas and thick accumulation areas, hence they can be used for the establishment of classification models.
- Regarding lithological factors, the percentage of clastic rocks gradually increases, while carbonates gradually decrease across the four regions. Most of the medium and thick accumulation areas in the elevation factor lie below 388m, whereas rocky areas are predominantly situated above this elevation. Thin accumulation areas are distributed across all three elevation ranges, with the majority located below 650 m. The majority of rocky areas in the slope factor exhibit slopes higher than 35°, whereas slopes in the other three areas mostly fall below 35°. The aspect factor generally exhibits a moderate level of influence, with the percentage of sunny and shady slopes being similar across all factors. However, there are some differences in slope direction between rocky areas and thick accumulation areas. The majority of areas in the medium and thick accumulation areas in the distance to water factor are situated within 400 m of water, whereas rocky and thin areas are typically located beyond this distance. The NDVI factor generally exhibits small NDVI values in the medium and thick accumulation areas, whereas rocky and thin areas demonstrate high NDVI values, often exceeding 0.5. The brightness factor plot in Table 1 illustrates that medium and thick accumulation areas exhibit higher brightness values, whereas rocky and thin accumulation areas show lower brightness values. The GLCM contrast factor generally influences the model, but the values in rocky areas are significantly smaller than those in thick accumulation areas, contributing to the model’s accuracy.
- Selecting factors with greater disparities can improve predictive modeling, as the larger the disparity for each factor, the greater the model accuracy will be.
3.3. Accumulation Relative Thickness and Spatial Distribution Information Extraction
- The spatial distribution is bounded by the Xiangxi–Tongzhuang River in the north–south direction, rocky and thin accumulation area distribution in the east, and the distribution of medium and thick accumulation areas in the west.
- Medium and thick accumulation areas: Xintan section of the main stream of the Yangtze River, the south bank of the Shuping–Fanjiaping section and the Dongmentou–Chuwangjing section, as well as the right bank of the major tributary Xiangxi, and the banks of the Qinggan, Tongzhuang, and Guizhou Rivers.
- Thin accumulation and rock areas: canyon area (Bingshubaojian Gorge and Niuganmafei Gorge), the section from the mouth of Guizhou River to Niukou on the left bank of the Yangtze River, the section from Qinggan River estuary to Chuwangjing on the right bank of the Yangtze River, and the left bank of Xiangxi River.
3.4. Validation of Prediction Results
- The predicted relative thicknesses of the slope compared to the actual thicknesses of the samples showed high levels of accuracy. The rocky areas showed complete agreement, the medium and thick accumulation areas were accurate, and in major parts, the thin accumulation areas were correctly predicted in terms of relative thicknesses, but incorrectly predicted in a small number of areas.
- Rocky area: carbonate rock type, high elevation, steep slopes, shaded slopes, long distance to water, high NDVI values, low brightness, and GLCM contrast.
- The thin accumulation areas of the predicted relative thicknesses show greater accuracy compared to the samples, and the relative thicknesses are correctly predicted for the main portion, which has a carbonate rock type lithology, higher elevations, steeper slopes, greater distance from water, higher NDVI values, and lower brightness and GLCM contrast. The areas with lower elevations, gentler slopes, and closer proximity to water were predicted to be areas of medium and thick accumulation areas. Nevertheless, the predictions were generally accurate.
- The medium and thick accumulation areas in the predicted relative thickness show higher accuracy compared to the sample, which has a clastic rock type lithology, with low elevations, gentle slopes, distribution across shaded and sunny slopes, short distance to water, low NDVI values, and high brightness and contrast.
4. Prediction of Areas Prone to Rainfall-Induced Accumulation Landslide Hazards
4.1. Study on Rainfall Threshold for Rainfall-Induced Landslides
4.2. Prediction of Accumulation Landslide Hazards in the Study Area
- The landslide hazards in the region predominantly encompass clastic rock formations and exhibit wide distribution. The region with carbonate rock formations exhibits scattered occurrences, primarily composed of collapsed debris deposits. Landslide hazards in this region are primarily concentrated in the west of the Xiangxi River, characterized by a high accumulation thickness and steep terrain slopes. Extensive exposure of carbonate strata is observed east of the Xiangxi River, and the accumulation has a small thickness, making it less susceptible to landslide hazards. The landslide hazards are predominantly concentrated in the Silurian clastic rock region, with localized occurrence of collapsed debris deposits in carbonate rock areas.
- The hazards extend below 650 m above sea level, with elevated local elevation. The slopes are mostly gentle, ranging between 20° and 35°, and are situated close to the river. The distribution degree of hazards on slopes is similar, with slightly more exposure on sunny slopes compared to shaded slopes. The area is predominantly covered by agricultural and urban land.
- The hazards for landslide in the region are primarily concentrated in the nearshore areas of rivers. These regions experience strong external dynamic forces, and significant thickness of accumulation, and are predisposed to becoming landslide hazards. This is particularly true in agricultural and residential areas, as well as in locations with low NDVI values, high image brightness values, and complex texture features.
- The accumulation landslide hazards with a 90% probability, induced by daily heavy rainfall intensity (50–100 mm/d), mainly develops in the Triassic Badong Formation and Jurassic strata, characterized by clastic rock lithology, and is distributed in the west of the Xiangxi River. Areas with slopes of 20°–25° are highly susceptible to landslide hazards. The area with a slope of 25°–35° is a medium probability of occurrence area for landslides.
- The accumulation landslide hazards area with a 90% probability, induced by daily heavy rainfall intensity (100–250 mm/d), is located in areas with clastic rock lithology. The area of high susceptibility to landslide hazards lies to the west of the Xiangxi River, with smaller areas to the east, having slopes between 20° and 35°. The middle probability occurrence area lies to the west of the Xiangxi River, with a slope of more than 35°.
- The area with a 90% probability of inducing accumulation of landslide hazards due to rainfall within a 5-day period in the district lies in areas with clastic rock lithology. Areas with Triassic and Silurian clastic rock formations and slopes having 20° to 25° are susceptible to landslide hazards at lower rainfall thresholds (140–160 mm). As rainfall continues to increase, landslide probability increases in areas with slopes between 25° and 35°. In the landslide hazard of the Jurassic strata, when rainfall reaches 180 mm, the area with slopes between 20° and 35° is the first to experience landslides. As rainfall continues to increase, landslides will occur in areas with slopes above 35° as well.
- The area with a 90% probability of inducing accumulation of landslide hazards due to rainfall within a 9-day period in this area is consistent with that induced by rainfall within a 5-day period. At 190 mm of rainfall, landslides first occur in the Triassic and other strata, with slopes having 20°–35°. At rainfall exceeding 230 mm, the area with slopes of 20°–35° in the Jurassic strata becomes susceptible. As rainfall increases, the probability of occurrence increases in areas with clastic rock lithology and slopes above 35°.
- In the distribution of accumulation landslide hazards over 5-day and 9-day periods, carbonate rock areas are prone to occur due to their high gravel content in accumulation, large particle size, high permeability, and the requirement of substantial rainfall within a short time frame to trigger landslides. Therefore, during the 5 and 9 days, landslides occur only when short-duration rainfall reaches the critical threshold, making them less likely under continuous and low daily rainfall conditions. Conversely, in regions with interbedded siltstone and sandstone, accumulation has smaller particle sizes and poorer permeability, often necessitating substantial rainfall to induce landslides over the 5 and 9 days.
- Summarizing the observed patterns, we found that landslide hazards in the study area are consistent across different amounts and durations of rainfall, with landslide hazards primarily located in the Triassic and Jurassic strata, and in areas with surface slopes ranging from 20° to 40°. As rainfall increases, areas with low rainfall susceptibility in the study area gradually become more susceptible to landslides, and landslides tend to occur in clusters. As rainfall increases, the probability of landslides increases in areas with steeper slopes. This is mainly because as the slope increases, the accumulation transitions from residual accumulation to collapsed debris deposits, resulting in an increase in particle size and crushed stone content, while also enhancing water permeability. Thus, the effective rainfall or rainfall threshold that induces landslides will increase as the slope increases.
- The predicted accumulation landslide hazard results were similar for both 5-day and 9-day periods, and the order of landslides in the study area was consistent, starting with the most susceptible Silurian clastic rock area, to the Triassic Badong Formation strata, and then to the Jurassic strata with clastic rock, with the rainfall threshold for landslides gradually increasing.
5. Conclusions
- The BP neural network classification model was used to obtain the relative thickness distribution map of the accumulation in the study area, and the sample validation revealed that the results were relatively accurate. This study demonstrates that lithology and slope structure are the main controlling factors for accumulation distribution and thickness, while terrain characteristics and external dynamic forces influence accumulation removals and upbuilding processes, thereby impacting changes in accumulation distribution and spatial thickness. Geological maps, topographic maps, and remote sensing images serve as effective sources of information for determining accumulation thickness and distribution.
- Through analysis of the rainfall thresholds for rainfall-induced landslides with various geological characteristics, in conjunction with the relative thickness and distribution map of accumulation, we identified areas prone to landslide hazards under various rainfall conditions. Areas characterized by medium and thick accumulation cover and gentle terrain slopes are susceptible to rainfall-induced landslides. In varying rainfall conditions, landslide hazards primarily occur in areas characterized by Triassic Badong Formation and Jurassic strata with clastic rock lithology, and ground surface slopes ranging from 20° to 40°. The rainfall thresholds for triggering landslides vary, with the most susceptible areas being the Silurian clastic region, followed by the Triassic Badong Formation strata, and the Jurassic clastic region. Moreover, an increase in slope correlates with an increase in the rainfall threshold.
- This study developed an accumulation identification model using multi-source data fusion, which effectively identifies the distribution and relative thickness of accumulation. This was complemented by an analysis of historical landslide events in the Three Gorges Reservoir area to determine rainfall thresholds, thus obtaining conditions under which rainfall induces landslides in different accumulation types and identifying areas prone to landslides under varying rainfall intensity and duration. This provided a foundation for guiding landslide prevention and control measures in response to extreme rainfall events, enabling proactive deployment and preparation, and facilitating scientifically based disaster prevention and mitigation efforts.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Category | Rocky | Thin | Medium | Thick | Differences | |
---|---|---|---|---|---|---|
Lithology | Clastic rocks | 42% | 62% | 79% | 95% | High |
Carbonate rocks | 58% | 38% | 21% | 5% | ||
Elevation | Min–388 m | 8% | 55% | 100% | 86% | High |
388–650 m | 12% | 30% | 0% | 14% | ||
650m–Max | 80% | 15% | 0% | 0% | ||
Slope | Min–35° | 28% | 82% | 91% | 95% | High |
35°–60° | 65% | 12% | 1% | 4% | ||
60°–Max | 7% | 0% | 0% | 0% | ||
Aspect | Shady slopes | 40% | 64% | 40% | 65% | Normal |
Sunny slopes | 60% | 36% | 60% | 35% | ||
Distance to water | Min–400 m | 6% | 31% | 98% | 72% | High |
400–1000 m | 15% | 46% | 2% | 26% | ||
1000m–Max | 79% | 23% | 0% | 3% | ||
NDVI | Min–0.5 | 2% | 70% | 96% | 85% | High |
0.5–Max | 98% | 30% | 4% | 15% | ||
Brightness | Min–1221 | 54% | 42% | 27% | 13% | High |
1221–1469 | 42% | 52% | 40% | 74% | ||
1469–Max | 4% | 7% | 34% | 14% | ||
GLCM contrast | Min–1716 | 89% | 86% | 33% | 64% | Normal |
1716–Max | 11% | 14% | 67% | 36% |
Accuracy | Recall | Precision | F1 | |
---|---|---|---|---|
Training set | 0.971 | 0.971 | 0.971 | 0.97 |
Cross-validation set | 0.952 | 0.952 | 0.953 | 0.952 |
Test set | 0.948 | 0.948 | 0.948 | 0.947 |
The Relative Thickness of the Accumulation | Area/km2 | Percentage of Total Study Area/% |
---|---|---|
Thick | 68.17 | 22.40 |
Medium | 7.8 | 2.56 |
Thin | 124.01 | 40.75 |
Rocky | 104.35 | 34.29 |
Category | Classify | Critical Rainfall for Different Rainfall Durations/mm | ||
---|---|---|---|---|
90%Probability of Occurrence | ||||
1 Day | 5 Days | 9 Days | ||
size | Small-sized | 55.3 | 110.9 | 143.0 |
Medium-sized | 113.5 | 187.2 | 224.8 | |
Large-sized | 172.5 | 199.0 | 209.7 | |
Extra-large-sized | 211.0 | 211.3 | 211.5 | |
Lithology | Sand–shale stone | 90.5 | 182.6 | 235.9 |
Siltstone | 88.4 | 139.4 | 164.6 | |
Carbonate rocks | 102.7 | 129.7 | 141.3 | |
Slope | <25° | 67.5 | 146.5 | 194.5 |
[25°,35°) | 76.0 | 159.8 | 209.7 | |
≥35° | 160.3 | 226.9 | 257.7 |
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Wu, Z.; Ye, R.; Yang, S.; Wen, T.; Huang, J.; Chen, Y. Study on Early Identification of Rainfall-Induced Accumulation Landslide Hazards in the Three Gorges Reservoir Area. Remote Sens. 2024, 16, 1669. https://doi.org/10.3390/rs16101669
Wu Z, Ye R, Yang S, Wen T, Huang J, Chen Y. Study on Early Identification of Rainfall-Induced Accumulation Landslide Hazards in the Three Gorges Reservoir Area. Remote Sensing. 2024; 16(10):1669. https://doi.org/10.3390/rs16101669
Chicago/Turabian StyleWu, Zhen, Runqing Ye, Shishi Yang, Tianlong Wen, Jue Huang, and Yao Chen. 2024. "Study on Early Identification of Rainfall-Induced Accumulation Landslide Hazards in the Three Gorges Reservoir Area" Remote Sensing 16, no. 10: 1669. https://doi.org/10.3390/rs16101669
APA StyleWu, Z., Ye, R., Yang, S., Wen, T., Huang, J., & Chen, Y. (2024). Study on Early Identification of Rainfall-Induced Accumulation Landslide Hazards in the Three Gorges Reservoir Area. Remote Sensing, 16(10), 1669. https://doi.org/10.3390/rs16101669