1. Introduction
Pleural mesothelioma (PM) is an aggressive neoplasm of the pleura, which is often associated with asbestos exposure [
1]. It poses a formidable challenge in the realm of oncology worldwide, characterized by limited treatment options, its poor prognosis and the necessity for reliable prognostic markers [
2].
The diagnosis of mesothelioma can be difficult and is often delayed; it can be suspected with CT-imaging but must be confirmed with a biopsy [
3,
4,
5]. Immunohistochemical markers including Wilms’ tumor gene 1 WT-1, cytokeratin CK5/6, calretinin, epithelial membrane antigen (EMA), podoplanin, and mesothelin can confirm the diagnosis [
6,
7]. Three main histological subtypes can be differentiated: epithelioid, sarcomatoid, and biphasic [
8,
9]. Epithelioid and biphasic mesothelioma make up approximately 75–95% of mesotheliomas [
10].
The median survival (OS) of 8 to 30 months for all histological subtypes only is caused by aggressive biological behavior, therapy resistance and the lack of approved screening methods for early disease detection [
10]. The therapy regime of PM extends from therapy limitation to aggressive multimodality treatment, which comprises systemic treatment including immune therapy, surgery and radiation [
11,
12].
There is not enough evidence of established immunohistochemical prognostic markers to routinely assess the prognosis or treatment response in PM at the moment. The authors had already investigated the C-reactive protein and fibrinogen as potential biomarkers and found that both are prognostic and predictive in PM cases undergoing extrapleural pneumonectomy within multimodality treatment more than 10 years ago [
13,
14,
15]. However, regarding the C-reactive protein, the predictive role was not verified in lung-sparing surgery, as published recently [
16]. Furthermore, the proliferation marker Ki67 has emerged as a potential candidate for unraveling the intricate landscape of PM progression and has also been suggested as a prognostic biomarker in epithelioid PM by our group before [
17]. Since it is still unclear which patient ultimately benefits from which treatment option [
4,
18,
19], the authors want to evaluate the role of Ki67 tumor expression as a prognostic and predictive parameter in PM in times of modern lung-sparing surgery—especially after the MARS 2 trial questioned the role of surgery in PM in general [
20].
Ki67 is a nuclear protein, which can be measured in every phase of cell cycle in proliferating cells [
11,
21]. As a cellular marker of proliferation, it can be detected within the cell nucleus of proliferating cells, whereas its expression is absent in quiescent cells (G
0-phase) [
11]. It is reported to be prognostic in a number of different malignancies such as non-small cell lung cancer, colon cancer and breast cancer [
22,
23]. A high Ki67 expression and therefore a high proliferation index is a sign of tumor aggressiveness and tumor growth [
11,
17]. Bitanihirwe et al. described a prognostic value of Ki67 in treatment-naïve PM patients and in patients after induction therapy [
24]. Our group state that patients with a high Ki67 value (>15%) had a significantly (
p < 0.001) shorter median OS (7.5 months) than those with low Ki67 (19.1 months). In multivariate analyses, Ki67 was an independent prognostic marker in PM (hazard ratio (HR): 2.1,
p < 0.001) [
17]. Interestingly, Ki67 was prognostic exclusively in epithelioid (
p < 0.001) but not in the non-epithelioid subtype [
17,
25].
However, Ki67 is still not an established tool to assess prognosis in PM patients and is currently the only pathohistological marker of widely accepted prognostic importance is still the histological subtype. Therefore, this study endeavors to validate Ki67 as a prognostic biomarker. In addition, we wanted to challenge the role of Ki67 as a predictive biomarker for the benefit of lung-sparing surgery within multimodality therapy for the first time. We aim to shed light on its capacity to support our understanding of the disease’s clinical behavior and enable personalized therapeutic strategies, including the recently questioned multimodal treatment approach.
2. Materials and Methods
2.1. Patients
In this retrospective multicenter study, data from 70 patients with PM diagnosis were collected at the Department of General and Thoracic Surgery of the University Hospital of Krems, Austria (38 patients, 54.3%) and the Department of Thoracic Surgery of the Gazi University of Ankara, Turkey (32 patients, 45.7%). The observation period of our study was from 2008 until 2021. The data collection was conducted according to the ethical principles of the Declaration of Helsinki. The patient’s data were analyzed confidentially and pseudonymously. The Commission for Scientific Integrity and Ethics of Karl Landsteiner Private University approved the study under the number 1047/2021 on the 3rd September 2021 and waived the informed consent due to the retrospective study design.
The eligibility criteria for inclusion into the study cohort comprised a histologically proven diagnosis of PM regardless of the histological subtype (epithelioid, biphasic or sarcomatoid), a medical record and documentation that included the treatments received at the participating hospital, and a standard laboratory and clinical parameters as well as Ki67 tumor expression data.
2.2. Variables
In this study, we focused on the Ki67 index, which was collected in all 70 patients.
We divided the study cohort into low (≤15%) and high (>15%) Ki67 expression groups according to our previous study by Ghanim et al. and as commonly performed in former studies for better comparison of the data with international publications [
8,
13,
14]. We have previously explored the cut-off analyses and found 15% to be the most accurate to estimate outcome of PM patients. Thus, here we also utilized the previously published cut-off for validation.
The Ki67 expression was assessed and documented ©n surgical specimens and non-surgical specimens like cytological examination in all 70 PM patients to provide a meaningful comparison between all 70 PM patients in both centers. In 46 patients (65.7%) the Ki67 value was analyzed before any treatment like induction, while in 14 patients (20.0%), the Ki67 expression was evaluated post-treatment in the multimodality setting. A total of 10 patients (14.3%) did not receive multimodality treatment, and here the Ki67 expression was analyzed only on the surgical specimen.
The used antibody was “Anti-Ki-67 (30–9) Rabbit Monoclonal Primary Antibody” by the company Roche (platform BenchMark Ultra).
Clinical characteristics (gender, age, histology, stage, treatment) were correlated to overall survival (OS). Survival of the study cohort was subgrouped regarding Ki67 and therapy modalities. We divided therapy options into multimodality treatment and other therapy options, which included chemotherapy, immunotherapy, radiotherapy, and best supportive care. Multimodal treatment was characterized in both centers as neoadjuvant or adjuvant chemotherapy with cisplatin/pemetrexed, cytoreductive surgery (pleurectomy/decortication or tumor debulking) and additive radiotherapy. We also treated patients with extended pleurectomy/decortication (eP/D) and included them in the group of patients treated with P/D to achieve sufficient numbers in the surgical subgroup for statistical analyses. Therefore, we did not split up patients into eP/D vs. P/D.
Most PM patients received a standard and systemic treatment with pemetrexed plus cisplatin in a multimodal model according to Vogelzang et al. [
26].
2.3. Statistical Analyses
Statistical analyses were realized with SPSS. p-values below 0.05 were considered significant. Overall survival (OS) was defined as time from the date of diagnosis until the time of death or last follow-up and was calculated with Kaplan–Meier analyses. The resulting curves were compared with a log-rank test. Uni- and multivariate Cox regression were applied to identify independent prognosticators and predictors of OS and calculate interaction terms. Univariate survival analyses were performed with categorical and metric data for comparison.
3. Results
3.1. Ki67 Index
We divided the study cohort into low (≤15%) and high (>15%) Ki67 expression groups according to our previous study [
17]. A total of 33 patients (47.1%) were diagnosed with a low-Ki67-expressing tumor and 37 patients (52.9%) with a high-Ki67-expressing one. The total cohort median OS was 16.1 months (95% CI 9.4–22.9, range 0.2–124 months;
Figure 1a). The results of univariate survival analyses, analyzed via log-rank as well as Cox regression, proved the prognostic power of Ki67. The Ki67 tumor expression, dichotomized by 15%, yielded significant survival advantages within the group with low Ki67 tumor expression (31.2 vs. 11.1 months,
p = 0.012;
Figure 1b).
3.2. Descriptive Statistics and the Ki67 Index
The cohort consisted of 53 male (75.7%) and 17 female (24.3%) patients with histologically verified pleural mesothelioma diagnosis (n = 70, median age 66 years, range 42–88 years). A total of 26 (49.1%) of the male patients were diagnosed with a low Ki67 expression, while 27 male patients (50.9%) had a high Ki67 expression when they were diagnosed. According to the median age, we divided our cohort into two groups (age ≤ 66 years and age > 66 years).
We also divided our patients according to histological subtype. A total of 60 patients (85.7%) were diagnosed with an epithelioid subtype, and only 10 patients (14.3%) with a non-epithelioid subtype (comprising mixed and sarcomatoid subtype). Out of the 60 patients with epithelioid subtype, half (30 patients) had a low Ki67 expression. Within the non-epithelioid subtype group, only three patients were diagnosed with low Ki67 expression and seven with high Ki67 expression.
A total of 43 patients (62.3%) were diagnosed at an early stage (I, II), whereas 26 patients (37.7%) received their diagnoses at a late stage (III, IV). The data on one patient’s stage are missing. Of the early-stage patients, 22 (51.2%) had a low Ki67 expression, and 21 (48.8%) had a high Ki67 expression. A total of 10 of the late-stage patients (38.5%) had a low Ki67 expression at the late stage, and 16 patients (61.5%) had a high Ki67 expression.
There was no significant difference in the distribution of the Ki67 index with regard to sex, age, histological subtype or stage.
All these descriptive data are demonstrated in
Table 1.
3.3. Therapy Modalities and the Ki67 Index
A total of 43 patients underwent cytoreductive surgery in a multimodal setting (61.4%) (
Table 1 and
Table 2) and another 4 patients (5.7%) received sole surgery. A further 16 patients (22.9%) were treated with best supportive care, and 7 patients (10%) either received systemic chemotherapy, radiotherapy or immunotherapy. Out of the 47 patients who were treated with surgery, 14 patients (29.8%) underwent tumor debulking, while 33 patients (70.2%) were operated with a macroscopic radical pleurectomy/decortication (=P/D). We also treated patients with extended pleurectomy/decortication (eP/D) and included them in the group of patients treated with P/D. Sole surgery is not considered standard therapy in the treatment of patients with PM. However, these four patients were included to gather a representative sample. These four patients received sole surgery due to the fact that two patients passed away within one month after surgery, and two patients were in a bad general condition and had severe comorbidities. So a multimodality concept was not possible or even contraindicated in these four patients.
The patients treated with multimodality therapy (43 patients) received the following therapies in addition to cytoreductive surgery: All 43 patients (100%) received chemotherapy. Out of these, 21 patients (48.8%) had additive radiotherapy and 8 patients (18.6%) were treated additionally with immunotherapy. Multimodal treatment was characterized in both centers as neoadjuvant or adjuvant chemotherapy with cisplatin/pemetrexed, cytoreductive surgery (pleurectomy/decortication or tumor debulking) and additive radiotherapy.
A total of 24 patients (55.8%) treated within the multimodality concept had a low Ki67 expression, while 19 patients (44.2%) had a high Ki67 expression. Furthermore, in the patient group not treated with multimodality therapy (n = 27), only 9 patients (33.3%) had a low Ki67 expression, but 18 patients (66.7%) had a high Ki67 expression, which shows that more patients with a low expression were treated in the multimodality concept compared to patients with a high Ki67 expression.
3.4. Descriptive Statistics and the Median Overall Survival
The total cohort median OS was 16.1 months (95% CI 9.4–22.9, range 0.2–124 months;
Figure 1a). The results of univariate survival analysis, both via log-rank and Cox regression, proved the prognostic power of age and stage at diagnosis.
The age, dichotomized by 66 years, yielded significant survival advantages within the younger patients (≤66 years) (26.6 vs. 7.3 months,
p < 0.001;
Table 2 and
Figure 2a). As expected, similar results were found at the stage of diagnosis: patients diagnosed at an early stage (I, II) survived significantly longer than patients diagnosed at a late stage (III, IV) (24.9 vs. 9.2 months,
p = 0.033;
Table 2 and
Figure 2b). Sex did not have a significant impact on survival for this cohort (
p = 0.643).
Again, as anticipated, the histology subtype could prove its significant impact on survival in patients with PM. The epithelioid subgroup survived significantly longer compared to the non-epithelioid subgroup (18.1 months vs. 7.4 months,
p = 0.017;
Figure 3a and
Table 2). When looking at the epithelioid subgroup, a low Ki67 expression correlated with a longer median OS (36.8 vs. 12.3 months,
p = 0.012;
Table 2 and
Figure 3b). In the non-epithelioid subgroup, a low or high Ki67 tumor expression showed no significant influence on the median OS (7.4 vs. 7.8 months,
p = 0.732;
Table 2 and
Figure 3c), which was consistent with previously published data [
17].
The different therapy options had a significant impact on OS. Patients treated with multimodality therapy survived significantly longer than patients treated with a sole treatment option (median OS: 26.1 months vs. 6.7 months,
p < 0.001;
Table 2). Looking at the different therapy options, there was a significant difference in the median OS (multimodal: 26.1 months vs. sole surgery: 7.4 months vs. C/R/I: 9.2 months vs. BSC: 3.2 months,
p < 0.001;
Figure 4a and
Table 2). The differing surgical options yielded a survival advantage for P/D ahead of tumor debulking and no surgery (25.6 vs. 18.1 vs. 3.8 months,
p < 0.001;
Figure 4b and
Table 2).
3.5. Multivariate Survival Analysis
To examine the independence of prognostic value of Ki67 expression, a multivariate model adjusted for age, sex, stage, multimodal treatment vs. others, and Ki67 expression was calculated (
Table 3). Since Ki67 showed no prognostic value for patients with the non-epithelioid subtype, these patients, and also the patient with missing data regarding histology, were excluded. Therefore, in the following calculation, only 60 patients with the histologically verified epithelioid subtype were included.
Within the multivariate model, therapy options (dichotomized by multimodality treatment) proved to independently influence the risk of earlier death (HR 0.31, 95% CI 0.12–0.82, p = 0.019). Sex, stage and Ki67 expression showed no statistically significant relevance after multivariate analyses. This model only includes epithelioid mesothelioma patients.
3.6. Interaction between Multimodal vs. Other Therapy and Ki67 Expression
After failing to show that Ki67 is an independent prognostic marker in our epithelioid cohort, we tested the above mentioned multivariate Cox regression model for interactions between therapy and Ki67. Importantly, we found a significant interaction term between the variables Ki67 expression and multimodal therapy vs. others, indicating that Ki67 is a predictive biomarker. Thus, we tested Ki67 through additional stratification by multimodal therapy vs. other therapy options as illustrated in
Figure 5. The survival curves, including the interaction term, indicate a strong interaction between Ki67 expression and outcome of multimodality treatment including lung-sparing surgery. This interaction translated to an excellent OS of 48.1 months in the low Ki67 expression group when receiving multimodality therapy compared to 24.3 months only in the high Ki67 expression group when receiving the same treatment regimen.
The survival of patients in the non-multimodal treatment group was poor in both the high (7.2 months) and the low (1.4 months) Ki67 expression groups.
4. Discussion
In the present study, we analyzed the prognostic power of Ki67 tumor expression in patients with pleural mesothelioma. Besides the known prognostic factors, such as histological subtype and treatment modality, Ki67 tumor expression was found to be an OS prognosticator in a cohort of 70 PM patients from two different centers. With this international patient cohort, we were able to validate our previous results regarding the prognostic power of Ki67 expression in PM on the one hand, and reproduce our results regarding the limitation of the prognostic power to only the epithelioid subtype on the other hand [
17].
Most importantly, for the first time, Ki67 tumor expression was found to predict treatment benefit, achieved by lung-sparing surgery within multimodality therapy. Accordingly, patients with low Ki67 expression demonstrated an excellent outcome of 48.1 months after lung-sparing surgery within multimodality therapy compared to 24.3 months for patients with high Ki67 expression, underlining the desperate need for predictive biomarkers to distinguish those patients who benefit from multimodality treatment from those who do not. These results are re-challenging the findings and conclusion of the MARS 2 trial that showed an OS of 19.3 months in the multimodality group compared to an OS of 24.8 months in the chemotherapy group, and thus, the MARS 2 authors concluded that the indication of surgery should eventually be questioned in PM [
20].
According to our recent and previous findings, we hereby suggest that not the surgery but the patient selection for surgery in PM should be questioned. This question should be answered by validating (predictive) biomarkers, and we hope to contribute to this answer with our present manuscript.
Over 10 years ago, our study group was among the first to suggest using predictive biomarkers to select patients most likely to benefit from multimodality therapy. For this purpose, we re-challenged the previously published promising prognostic biomarker Ki67 tumor expression.
According to the new 2021 WHO Classification of Tumors of the Pleura, nuclear grading for epithelioid diffuse mesothelioma has been introduced and it is now recommended to record this and other histologically prognostic features in pathology reports, but due to the fact that this study utilizes retrospective data, we were not able to include and record nuclear grading [
27]. In 2024, Galeano et al. demonstrated by digital image analysis that the Ki-67 index was associated with tumor grade as well as mitotic count, stating that the Ki67 prediction of overall survival was comparable to the mitotic score, thus being a potential surrogate for tumor grade [
25]. Galeano et al. described that a high Ki-67 index and mitoses were significantly associated with poor OS (
p = 0.03 and 0.0005, using 30% and 10/2 mm
2 as cut-offs, respectively) [
7,
25].
Regarding the cut-offs, we divided the level of Ki67 tumor expression into low (<15%) and high (>15%) to be able to better compare the influence of Ki67 expression to the overall survival and prognosis. The results from our univariate survival analysis, both via log-rank and Cox regression, proved the prognostic power of Ki67. The Ki67 tumor expression yielded significant survival advantages within the group with low Ki67 expression (31.2 vs. 11.1 months,
p = 0.012;
Figure 1b and
Table 2), suggesting that indeed high Ki67 expression is associated with a more aggressive biological subtype of malignant disease, resulting in poor patient survival. Ghanim et al. described that patients with a Ki67 expression higher than the median (>15%) had a significantly (
p < 0.001) shorter median OS (7.5 months) than those with a low Ki67 expression (19.1 months) [
17].
The overall survival in our study was 16.1 months. Baud et al. stated a median survival of 12 months for the entire population (95% confidence interval [CI], 10–15) [
18], while Belderbos et al. described a median overall survival of 26.5 months [
11,
28]. To sum up, the prognosis and overall survival in patients with PM is poor, but patients benefit from a multimodality treatment option, as also shown in our Results section.
When comparing the histological subtypes, we could prove a significant impact on survival in patients with the epithelioid histological subtype compared to the non-epithelioid subtype, which is also confirmed in other previous findings [
10,
11,
17,
29,
30]. Importantly, we hereby describe that low Ki67 expression is only prognostic in the epithelioid but not in the non-epithelioid histological subtype of PM, which is consistent with previous publications [
17]. For the non-epithelioid subgrouped patients, we found a median OS of 7.4 vs. 7.8 months,
p = 0.732, for those with a low and high Ki67 tumor expression, whereas for the epithelioid patients, the median OS was 36.8 vs. 12.3 months with a low and high Ki67 tumor expression.
Additionally, the different therapy options had a significant impact on overall survival. Both multimodality vs. other therapies and in the surgery subgroups yielded strongly significant results (both p < 0.001), just as with multimodal therapy vs. others in multivariate analysis (p = 0.019). Patients treated with multimodality therapy survived significantly longer than patients treated with a sole treatment option (median OS: 26.1 months vs. 6.7 months, p < 0.001). Surgery, in general, was a strong prognosticator. Patients treated with P/D had an overall survival of 25.6 months, whereas those who underwent tumor debulking had an overall survival of 18.1 months.
Indeed, patients who did not undergo surgery as the therapy option had the poorest overall survival of 3.8 months in our patient cohort. Patients who solely received surgery had a median OS of 7.4 months, which is poorer than the overall survival of patients who received C/R/I (OS: 9.2 months). We additionally analyzed the epithelioid PM patients, who were treated surgically, compared to the epithelioid PM patients, who did not receive surgical treatment. In surgically treated epithelioid PM patients, the Ki67 expression was prognostic in median OS (low Ki67: 48 months vs. high Ki67: 17 months, p = 0.003), while in not-surgically treated epithelioid PM patients, the Ki67 index was not prognostic in median OS (low Ki67: 1 month vs. high Ki67: 7 months, p = 0.379).
Our findings controvert the only recently published results of the Mesothelioma and Radical Surgery 2 (MARS 2) trial, which described sole systemic chemotherapy as being more beneficial regarding adverse events, quality of life and risk of death, even if the OS was similar compared to systemic chemotherapy + surgery (EPD). However, in the MARS 2 trial, patients were just operated extensively (EPD) [
20], and therefore, any comparison to our study regarding surgery as a prognostic variable is adulterated.
Furthermore, Ghanim et al. state that after multivariate survival analyses, Ki67 proved to be—besides histology and treatment—an independent prognostic marker in PM (HR: 2.1;
p < 0.001) [
17]. We could not reproduce the independent prognostic power of Ki67 in our study cohort, which is most likely due to the lower number of included patients when compared to our previous study.
However, after multivariate analysis, only the treatment modality remained as an independent prognostic parameter. We showed a strong statistical power whether patients received multimodality treatment or other therapy concepts (HR 0.31, 95% CI 0.12–0.82, p = 0.019). In further testing, a significant interaction between Ki67 tumor expression (cut-off 15%) and multimodality treatment vs. other therapy options (interaction term, p = 0.031) was found, indicating a predictive relationship between Ki67 expression and multimodality treatment. The overall survival in this treatment subgroup differed strongly: Patients with a low Ki67 expression showed a significantly better survival with median OS of 48.1 months vs. 24.3 months for patients with a high Ki67 expression. In contrast, patients treated with other therapy options and low Ki67 expression showed worse survival with 1.4 month vs. 7.2 months in the subgroup with high Ki67 expression.
In summary, the current study demonstrates that the Ki67 index is an accurate prognostic and, most importantly, predictive marker in epithelioid MPM, indicating the proportion of proliferating tumor cells and reflecting a more aggressive biological behavior translating to a lower treatment responsiveness to multimodality therapy strategies in the clinical setting. Our retrospective study encloses to the increasing amount of data concerning prognostic biomarkers and parameters in managing PM. Considering the need for prognostic and predictive biomarkers to optimize the treatment decision and management of patients with PM, Ki67 tumor expression might facilitate the patient selection for surgical therapy in a multimodal setting and therefore increase prognosis and quality of life of PM patients.
6. Study Limitations
We want to mention our study limitations. Firstly, the therapeutic modalities in a rare disease like pleural mesothelioma have changed and improved in recent years, but we did not relate the different changing therapy options to the time point of PM patient selection. We know this is a disadvantage and can be an analysis bias.
Additionally, according to the new 2021 WHO Classification of Tumors of the Pleura, nuclear grading for epithelioid diffuse mesothelioma has been introduced and it is now recommended to record this and other histologically prognostic features in pathology reports, but due to the fact that this study utilizes retrospective data, we were not able to include and record nuclear grading.
Furthermore, immunotherapy is a relatively new treatment option for patients with PM which was not available in 2008, when we started our analysis of PM patients; therefore, a relevant comparison between different drugs and the correlation with Ki67 and its survival is not possible for our data, but it would be interesting for following studies.
According to our Ki67 expression analysis, we have mixed data, which means we analyzed Ki67 expression in some PM patients before and, in some PM patients, after medical treatment in the multimodality treatment setting. The correspondence between the Ki67 values before and after medical treatment was not analyzed, but it would be meaningful in future studies and investigations.