3.1. Interaction of Tetrachloroaurate(III) Ions with Amino Acids
In this study, amino acids, namely glycine, L-serine, L-tryptophan, and L-tyrosine (E
0Gly = −1.44 V, E
0Ser = −1.08 V, E
0Tryp = −1.53 V, E
0Tyr = −1.39 V), that possess the capacity to reduce Au
3⁺ to Au⁰ (E
0 = +1.498 B) were used [
42,
43].
Initially, the focus was on the influence of reaction parameters of gold reduction with amino acids on the yield of the Au nanoparticle (NP) in solutions. We used the design of the experiment (DOE) method—the fractional (1/16) two-level, seven-factor factorial design (FFD 2
7−4), which minimizes the number of runs without sacrificing quality [
44,
45]. This approach is advantageous for the purpose of planning, conducting, analyzing, and interpreting the results of experiments to estimate the factors controlling the value of a parameter or group of parameters. The following reaction parameters were used as the control factors (X
i):
X1—amino acid (discrete factor: L-tyrosine, L-tryptophan (model 1); glycine, L-serine (model 2));
X2—concentration of the amino acid;
X3—temperature;
X4—synthesis time;
X5—pH;
X6—volume ratio of gold and amino acid solutions;
X7 = X1 × X2 × X3.
The interval (factor’s domain) of variation (I) of the controlling factors was determined by the following formula:
where x
max is the maximum value of the factor and x
min is the minimum value of the factor.
To simplify the design of the experiment in the DOE method, instead of the natural values of the factors
, the coded values of the factors obtained by normalizing procedure were used:
where
is the natural value of the factor, I
j is the interval of variation, x
j0 is the zero level of the factor x
j0 = (x
max + x
min)/2, and x
j is the coded value.
As a result, x
j = +1 (high level) or −1 (low level). The values of reaction parameters at high and low levels are presented in
Table 1. We used the first-degree model of the FFD 2
7−4 design, and the result of the experiment in this case is a regression equation (linear model), describing the behavior of the object:
where Y is the experimental result (response function) and b
0 and b
j are the coefficients of the polynomial (regression coefficients).
As each factor has only two levels in this design, two regression models (models 1 and 2) were obtained to demonstrate the effect of the four amino acids on gold reduction.
The experimentally determined absorbance (A
i) of the obtained NPs hydrosols at a wavelength of 540 nm (representative of the surface plasmon resonance (SPR) peak of gold nanostructures) was selected as the response (Y) in both models, as it is directly related to the amount of reduced gold. It is well established that the SPR peak of nanoparticles of different metals is characteristic, with the intensity of the peak reflecting the amount of metallic gold and its position depending on the size and morphology of the NPs. The optical properties of spherical particles’ dispersion are predicted by the Mie–Drude theory [
46]. Equation (5) estimates the size of nanoparticles based on the dielectric properties of gold and solvent and the value of the extinction coefficient:
where R is the radius of the nanoparticles, ε
M is the dielectric constant of the media surrounding the nanoparticle,
is the imaginary part of the dielectric constant of gold, λ is the wavelength, and C
ext is the extinction coefficient.
The plasmon peak of spherical gold nanoparticles with a size of 2–5 nm is located around 520 nm (in water). With an increase in the size of gold NPs, the absorption band shifts towards longer wavelengths (bathochromic shift).
The standard FFD 2
7−4 design matrix delineating the experimental conditions (
Table 2) was used. Two sets of eight runs each were carried out for each model. The experimental results are shown in
Table 3.
The statistical processing of experimental data was performed in STATISTICA (DOE) software (Ver. 12.5.192.7). The regression coefficients b
i and their standard deviation values
were calculated using Equations (6)–(8) with a confidence level of 95%.
where X
ij is the coded value of the factor from the matrix,
is the mean of the measured response, and N is the number of runs;
where
is the mean squared error of the measured response and
is the mean squared error of the regression coefficient;
where
represents the critical values of t, n is the number of replications.
Table 4 shows the results of the statistical analysis of the data from the experiment.
Figure 1 shows the optical absorption spectra of the solutions from Run 5 (models 1 and 2). The spectra exhibit an SPR peak at 530–540 nm, indicating the formation of gold nanoparticles by the reduction of HAuCl
4 with different amino acids. According to literature data, this position of the SPR peak is consistent with the particle size of 25–30 nm [
32].
Consequently, regression Equations (9) and (10) were obtained, which describe the effect of the reaction parameters on the absorbance at 540 nm. The regression coefficients are indicative of the degree to which a given factor influences the response function. If the regression coefficient is less than or equal to Δb, the factor is considered to be insignificant and is thus excluded from the regression equation. The direction of influence of this factor is indicated by the sign in front of the coefficient.
The lack-of-fit test was employed to ascertain the adequacy of the obtained models in describing the observed data. The goodness of the models was examined by the determination coefficients and the multiple correlation coefficients (R). The values of R were 0.962 and 0.981 for models 1 and 2, respectively, indicating a strong correlation between the observed and predicted values. As presented in
Table 3, the differences between the experimental and predicted A
i were found to be minimal, nearly approaching zero, thereby validating the models.
The used amino acid, its concentration, the reagent volume ratio, and the pH were determined as critical factors affecting gold reduction. It should be noted that the degree of influence of these factors differs slightly between models 1 and 2. pH does not affect the reduction of gold by L-tyrosine and L-tryptophan (model 1). The volume ratio of gold and amino acid solutions is insignificant for model 2.
In these conditions, L-serine and L-tryptophan are the most effective reducing agents for gold. Glycine and L-tyrosine have weaker reducing properties, but a distinct SPR maximum is observed in the spectrum of the sample obtained by glycine in contrast to tyrosine (
Figure 1b). So, L-serine, L-tryptophan, and glycine were selected for further investigation. L-methionine, used to synthesize NiFe
2O
4/Au and CoFe
2O
4/Au hybrid nanoparticles earlier [
4,
41], was also investigated for comparison.
The models that were obtained demonstrate that neither the synthesis time nor the temperature has a significant effect on the synthesis of Au
0 NPs, likely due to the limited variation in these factors. In order to obtain more precise results, a new, improved test was carried out. Specifically, 2 mL of 0.002 M HAuCl
4 was added to 10 mL of 0.1 M amino acid solution, with the pH adjusted to 11 and the volume diluted to 15 mL. The mixture was heated at 50 °C for 1 h or 37 °C for 4 h. The analysis of the absorption spectra of the gold hydrosols obtained with L-serine, L-tryptophan, glycine, and L-methionine (
Figure 2) indicates that at 50 °C, there is a formation of separated gold crystals of 40–60 nm (SPR peak is at 540–560 nm) for all amino acids. In addition, the appearance of a “gold mirror” on the walls of the reaction vessel is observed. Such “parasitic” gold recovery is undesirable because it leads to a significant non-productive waste of gold. Consequently, further experiments were carried out at 37 °C for 4 h.
3.2. Synthesis of NiFe2O4/Au Hybrid Nanoparticles
In this study, NiFe
2O
4 nanoparticles were synthesized by the anion-exchange resin precipitation approach from Ni(NO
3)
2 and Fe(NO
3)
3 solutions using anion-exchange resin AV-17-8 [
38,
39,
40]. The representative XRD pattern of the NPs is shown in
Figure 3c. The result aligns with the standard cubic spinel structure of bulk NiFe
2O
4 (JCPDS, Card No. 10-0325); no other secondary phase is observed. The reported lattice parameter of NiFe
2O
4 is a = 8.343 Å, which is close to previously documented values [
4]. The average crystallite size determined from the peak broadening for the four most intense XRD peaks using the Scherrer equation (Equation (1)) was 20.4 ± 1.0 nm [
4]. This result is in good agreement with transmission electron microscopy characterization (
Figure 3a,b), which shows that the obtained nanoparticles are well crystalized and have a mean size of 22.7 ± 1.0 nm.
To obtain hybrid nanoparticles based on nickel ferrite and gold, we used L-serine, L-tryptophan, glycine, and L-methionine [
4] as reducer agents of gold(III) species. In a typical experiment, 20 mL of 0.1 M amino acid solution was added to 25 mg of nickel ferrite and treated with ultrasound for 30 min, and then 0.3 mL of HAuCl
4 solution with a concentration of 0.1 M was added, adjusted to pH ≈ 11, and stirred on a mechanical stirrer for 4 h at 37 °C. The obtained hybrid particles were separated by magnetic separation, washed thoroughly with distilled water, and dispersed in ethanol or in water for characterization.
The solutions remaining after the separation of the NiFe
2O
4/Au particles were studied by a spectrophotometer in the wavelength range of 400–700 nm. In the case of L-serine, L-tryptophan, and L-methionine (
Figure 4a,b,d), only tiny amounts of gold were found in the solution (the shoulder at 540 nm for L-tryptophan and 580 nm for L-methionine are observed in the spectra). This indicates that the reduction of gold does not take place in the volume of the solution, but on the surface of the nickel ferrite. On the other hand, a well-defined SPR peak at 550 nm is observed in the spectrum of the solution after the separation of the nanoparticles obtained with glycine (
Figure 4c). Therefore, it can be assumed that glycine reduces the Au(III) both in the solution and on the surface of the nickel ferrite.
The surface composition and chemical state of the elements in the NiFe
2O
4/Au samples were investigated by X-ray photoelectron spectroscopy. The wide XPS spectra of all samples contain peaks of Au 4f, O 1s, N 1s, C 1s, Fe 2p, and Ni 2p (
Figure 5). The surface composition of the hybrid nanoparticles obtained with L-serine, L-tryptophan, and glycine is summarized in
Table 5. The results obtained earlier for L-methionine are also given there for comparison. The high carbon concentration in the samples is due to the sample substrate used (pyrolytic graphite), adsorbed ligands, and adventitious carbon-containing impurities. In addition, in the spectra of all samples, excluding the sample obtained with glycine, the peak of the N 1s line was observed. This indicates that L-serine, L-tryptophan, and L-methionine were adsorbed on the surface of nickel ferrite nanoparticles. In addition, the spectrum of the sample with L-methionine contains a S 2p peak, and the nitrogen concentration was reduced. As shown previously [
4,
46], not only L-methionine but also its products of oxidation by Au(III) that do not contain nitrogen atoms were fixed on the sample surface.
It can be seen that the gold content on the surface of nickel ferrite depends on the amino acid used. Its amount on the surface of the sample obtained by L-methionine was maximal: the Au/Ni atomic ratio was 3. We believe that this is due to the effective fixation of gold on the surface of the adsorbed amino acid through the stable S-Au dative bond [
4]. Glycine was not efficiently adsorbed on the surface of nickel ferrite, so the surface concentration of gold in this sample was low (Au/Ni < 0.1).
In order to gain a better insight into the chemical state of the gold at the surface of NiFe
2O
4/Au NPs depending on the amino acid used, the high-resolution XP spectra for Au 4f were recorded (
Figure 6). The Au 4f
7/2,5/2 spectra of the nanoparticles synthesized by glycine or L-serine gold reduction are the same as those of elemental gold (
Table 6, for the sake of simplicity, the decomposition of solely the Au 4f7/2 peak is presented in
Table 6, as it is generally accepted in the relevant literature). The spectra of NiFe
2O
4/Au nanoparticles obtained with tryptophan and L-methionine are similar and can be decomposed into three components, with the binding energies given in
Table 6. The major doublet with the binding energy of the Au 4f
7/2 peak of 84.16 and 84.15 eV corresponds to Au
0; the component at 85.08 and 85.27 eV is due to Au(I) species. The presence of Au (I) spectral lines can be explained by the adsorption of [AuCl
2]
− on the surface of the nanoparticles [
4]. The third doublet exhibits the Au 4f
7/2 binding energy of 83.10 eV and 83.29 eV (Au
supp.) for L-methionine- and tryptophan-derived NPs, respectively. Such a significant negative shift may be surprising at first, but it is likely associated with electron transfer from the support to the Au particles [
47,
48]. This phenomenon has been previously observed in our earlier study [
4]. Such an interpretation of XPS data agrees with conclusions from the papers [
49,
50]: an excess of oxygen atoms is observed on the surface of NiFe
2O
4 due to the presence of oxygen vacancies in the lattice. The gold atoms are adsorbed on these sites, and the charge is transferred from electron-rich O atoms to Au atoms. Such electronic transitions are of particular importance in photocatalytic applications of the NiFe
2O
4/Au hybrid nanoparticles, as they increase the lifetime of photogenerated charges: electrons and holes [
51].
The oxygen vacancies in the lattice of nickel ferrite nanoparticles and electron density transferring from the support to the Au particles are confirmed by the high-resolution XPS spectra O 1s (
Figure 7). The shape of O 1s lines in all spectra is complex and consists of several peaks between 530 and 534 eV (from two to four components depending on the amino acid used). The binding energies of the components are given in
Table 7. A peak corresponding to the lattice oxygen in the Ni/Fe-O framework was observed at 530.4 eV [
50], which is close to the binding energy of the OI component in the O 1s spectra of NPs obtained with glycine and L-serine. However, in the case of L-methionine and L-tryptophan, a positive shift of about 0.44 eV and 0.80 eV in the binding energy for the O I peak, respectively, due to a more positive charge for O atoms, indicates a charge transfer from O atoms to Au atoms. In [
52,
53,
54], it was noted that the higher binding energy of the O 1s peak (around 531.3 eV) is attributed to oxygen defects in the matrix of metal oxides, related to oxygen vacancies. Anionic vacancies alter the net electronic charge density. This non-lattice oxygen peak was attributed to surface O-ions with lower electron density. Thus, the reduction of gold by L-tryptophan and L-methionine leads to a strong coupling via the -O band between NiFe
2O
4 and gold in the hybrid nanoparticles. Such a phenomenon is not observed in NiFe
2O
4/Au nanoparticles obtained by glycine and L-serine.
The peaks at 532.0–532.2 (O II) and 532.8–533. 0 eV (O III) can be attributed to C-OH and C-O- bonds in non-deprotonated -COOH and deprotonated -COO groups of amino acids [
55]. The highest binding energy components at BE = 533.6–533.9 eV (O IV) are those due to adsorbed water (these components are observed in the spectra of NPs prepared using L-methionine and glycine) [
56,
57]. Although additional information is necessary to assign the peaks clearly, we speculate that these findings could indicate binding interactions between NiFe
2O
4 and amino acids via the O atom of the COOH group.
This claim is supported by the analysis of the FTIR data.
Figure 8 shows the FTIR spectra of nickel ferrite nanoparticles obtained with glycine (curve 1), L-serine (curve 2), and L-methionine (curve 3). The spectra of all samples are similar and contain absorption bands at 596, 598, and 600 cm
−1, which are characteristic of nickel ferrite and correspond to the vibrations of the M-O bond. The broad peaks at 3400 cm
−1 are due to vibrations of OH groups of water molecules adsorbed on the surface of NiFe
2O
4 nanoparticles. In the range of 3000–2800 cm
−1, small maxima corresponding to CH
2 groups (symmetrical and asymmetrical C-H stretching) are observed. In the range of 1650–1000 cm
−1, some weak lines corresponding to NH
2 scissoring and/or H
2O scissoring vibrations (1618–1622 cm
−1), asymmetric and symmetric stretching vibrations of COO- groups (1550–1581 and 1385 cm−1), NH
2 twist + CH
2 twist (1342–1355 cm
−1), C-OH rocking (1119–1138 cm
−1) and C-N asymmetric stretching (1038–1049 cm
−1) of amino acids were observed [
58,
59,
60,
61,
62]. The band positions of νs(COO-)and νas(CN) are shifted by 10–20 cm
−1 due to the interaction of COO- and NH
2 groups of adsorbed amino acids with the surface of nanoparticles. [
24,
63,
64]. As predicted by DFT calculations [
65,
66], gold nanoparticles attach to amino acid molecules on the surface of NiFe
2O
4 NPs through the most energetically stable N-Au anchoring dative bond.
Figure 9 shows the electron diffraction patterns and TEM images of the hybrid materials, and also the particle size distribution diagrams for Au
0 deposited on the NiFe
2O
4 surface. Diffraction rings of both nickel ferrite and gold are observed in the electron microdiffraction patterns of all samples.
It can be seen that the size of the gold nanoparticles and their distribution on the surface of the material is dependent on the amino acid that was used. In the case of glycine, the formation of separated gold particles with a median size of 44 nm can be clearly seen. Au crystals have a higher contrast in the TEM image compared to the nickel ferrite NPs. According to the scanning transmission electron microscopy (STEM) data (
Figure 10), the gold atoms in this sample are located at different surface areas than the Fe and Ni atoms. In the product obtained with L-tryptophan (
Figure 9h), the formation of large gold particles with a median size of 204 nm was also observed. However, the corresponding elemental mapping images (
Figure 11) show that the Au can be detected on the entire nanoparticle, with the Au signals located in the same spatial region as the Fe and Ni signals. This indicates the growth of a continuous gold shell on the surface of the numerous agglomerated nickel ferrite crystals. Previously [
4], we observed the formation of the gold shell on the surface of NiFe
2O
4 NP aggregates in a three-step L-methionine-assisted gold deposition.
The reduction of gold with L-serine (
Figure 9e) leads to the formation of both small gold seeds with an average size of 5.7 ± 0.4 nm and some larger gold particles with a size of 53.6 ± 4.9 nm. This behavior results in the formation of a bimodal size distribution (
Figure 9f has two PSD diagrams (the second one is in the inset) for fine and large gold particles). Large gold particles are probably formed as a result of the agglomeration of small particles, which may be due to insufficient stabilization by adsorbed amino acid or its oxidation products.
Under these reaction conditions, L-methionine (
Figure 9k) forms only tiny gold seeds, much smaller than those produced by L-serine (1.46 ± 0.07 nm). In addition, the density of Au
0 seeds on the surface of this sample is much higher than that of the sample prepared with L-serine: 26 versus 3 gold NPs per 400 nm
2.
Thus, by using different amino acids and varying the number of gold reduction steps, hybrid NiFe2O4/Au nanoparticles can be obtained with a specific gold grain size and surface density (inlaid or core–shell structure) for a particular application. Gold is firmly attached to the NP surface and does not come off during washing, redispersion in solvents, or ultrasonic treatment.
The chemical mechanism of amino acid oxidation by [AuCl
4]
− ions depends on the amino acid used and has not been studied enough. Most papers describe the oxidation of sulfur-containing amino acids [
27,
28,
29,
30,
31]. In particular, in the case of L-methionine, the intermediate complex [AuCl
2(Met)]
+ is formed, which reacts with the second L-methionine molecule to generate methionine sulfoxide CH
3S(O)CH
2CH
2CH(NH
2)CO
2H and [AuCl
2]
−. [AuCl
2]
− undergoes disproportionation, forming [AuCl
4]
− and Au
0 [
30].
In [
36], the following mechanism of Au(III) reduction by glycine (at pH = 4.5) is proposed: Stage 1 (slow) involves the nucleophilic attack of -COO
− to Au(III) species with the formation of an iminic cation, CO
2, and [AuCl
2]
−:
In Stage 2 (fast), the iminic cation undergoes hydrolysis to produce formaldehyde and an ammonium ion.
In [
67], it was shown by NMR spectroscopy that at pH = 2.4, the oxidation of glycine leads to glyoxylic acid, formic acid, and CO
2. Further, glyoxylic acid is oxidized to HCOOH by excess gold(III). The authors of [
36,
67] did not observe a complete reduction of gold to the metallic state under their experimental conditions. The disproportionation reaction
is facilitated by an alkaline condition [
68].
Increasing the number of carbon atoms on the hydrocarbon chain of aliphatic amino acids, as well as the use of aromatic amino acids, generally does not significantly change the mechanism of their oxidation [
34]. For example, in the case of the oxidation of L-a-amino-n-butyric acid by permanganate, the same iminic cation (CH
3CH
2CH=NH
2) was formed, which underwent fast hydrolysis to give CH
3CH
2CHO as the only organic product [
69], and the oxidation of DL-alanine, b-phenylalanine, and DL-leucine produces NH
4+, CO
2, and the corresponding aldehydes [
70,
71,
72].
Tight binding between Au
0 seeds and the surface of NiFe
2O
4 in the case of L-methionine, confirmed by our XPS data, can be explained by the fact that the reduced gold atoms still remain in the coordination sphere of L-methionine sulfur attached to the surface of ferrite NPs and stabilize gold NPs [
24]. Glycine-assisted Au(III) reduction produces only low-molecular-weight products that are not fixed to the nickel ferrite surface and do not interfere with the binding of NiFe
2O
4 and Au NPs, resulting in a low gold concentration and separate gold crystal formation. As the length of the carbon chain of the amino acids and the number of functional groups in its molecules increase, the products of its oxidation are more efficiently adsorbed on the surface of nickel ferrite, as well as on the formed Au NPs. This has been demonstrated for the polar amino acid L-serine, which has an OH group in the side carbon chain, and especially for L-tryptophan, which contains an aromatic indole nucleus. The favorable interactions of the indole group with other molecular partners are well documented. In addition, SERS data show that L-tryptophan is tightly bound to the surface of gold NPs [
73].