1. Introduction
Considering the relevance of synthetic plastic polymers in the preservation of perishable foods with high moisture and water activity, it is crucial to address the dilemma posed by their widespread use in the food industry [
1,
2]. Although synthetic, petroleum-based products have proven effective in preserving fruit and vegetables post-harvest, their detrimental environmental impact cannot be disregarded [
3]. In this context, biodegradable films and coatings for food preservation are essential to reducing contamination and ensuring food safety, which is evolving towards a circular economy, prioritizing bioplastics to reduce the carbon footprint [
1]. Transitioning to bio-alternative plastics is crucial for a sustainable and safe food supply system. Increasing interest in research and development of technologies to minimize food losses during storage, using biodegradable, healthy, and secure products [
4], using bio-based packaging materials derived from various renewable resources, such as bioresources from microorganisms and microalgae [
5]. Natural films and coatings from polysaccharides (cellulose, pectin, starch, alginates, chitosan, and gums) and vegetal or animal proteins (collagen, whey, zein, gluten, and glycine) offer a more sustainable and eco-friendly alternative [
6,
7]. With simple and easily scalable procedures involving green solvents or requiring little energy, these films can protect food against oxidation or growth of microorganisms [
8].
Although edible films generally have many benefits, such as degradability, affordability, and ease of recycling, their technological use has limitations due to their mechanical and barrier properties, high water sensitivity, low surface functionality, or poor printability and adhesiveness [
9]. To overcome these limitations, several researchers have developed and characterized starch-based coatings as a polymeric matrix [
10], incorporating various biocomponents such as waxes, essential oils, proteins, and nanoparticles to create biodegradable hybrid packaging with reduced water vapor permeability, low gas transmission, antimicrobial activity, and improved mechanical properties [
11,
12,
13].
The starch structure and composition vary according to botanical source and processing conditions; this plant-derived glucose polymer mainly comprises amylose and amylopectin. Its properties include biodegradability, abundance, and low cost for the creation of edible films [
14]. Native starch is poorly soluble in room-temperature water due to its molecular structure, but when heating in water, the starch granule expands and triggers the gelatinization process, where the granules swell, the semi-crystalline structure collapses, and the molecules solubilize, forming a continuous film. However, during cooling, retrogradation occurs, and the gelatinized starch re-associates. This thermal process modifies the starch polymer, resulting in a film with limited mechanical characteristics and water permeability [
15,
16].
Among the methods of starch modification include chemical, enzymatic, physical, and genetic modifications [
17]. Modified starch has attracted much academic and industrial attention due to the substantial improvement in the formation and properties of edible films [
18]. The enzymatic treatment and retrogradation produces more compact amylose crystalline structures; the enzymes act on the α-(1,6)-glycosidic linkages of amylopectin, increasing the amylose content, which improves the mechanical properties of the film [
17]. Films with more modified starch generally have high mechanical strength, water resistance, and better gas permeability [
19]. It has been found that the mechanical properties of composite films are highly dependent on the interactions between the polymer matrix and the fillers; their molecular forces are strengthened when they bind to the hydroxyl groups and other possible hydrogen or van der Waals bonds of the starch macromolecules [
20]. In this context, modified starch was used as a filler material in the polymeric matrix in this research. On the other hand, using plasticizers in the formulations allows for obtaining more stretchable films but with lower mechanical characteristics [
21] and better transparency [
22].
Marine algae are accessible and can form films with good mechanical and gas barrier properties due to their ability to establish chemical bonds and intermolecular forces that enhance integration with polymeric matrices [
16,
23]. Including polysaccharides extracted from algae and microorganisms in producing edible biopolymer films has opened up new possibilities in industries such as food, cosmetics, pharmaceuticals, and medicine [
24,
25]. Nostoc (
Nostoc sphaericum), or cushuro in Peru, is a climate-resistant and underutilized Andean seaweed found in lakes and/or springs above 3000 m of altitude [
26]. This microorganism is a freshwater cyanobacterium that forms spherical colonies composed of filaments or trichomes considered genetically safe for human consumption, containing highly photostable compounds that act as a photoprotectant and antioxidant [
27]. For these functional characteristics, it is widely used in dietary supplements and therapeutic products because it has a high nutritional value [
28,
29]. However, it has some drawbacks in film formation, such as low tensile strength and water solubility; but such characteristics can be improved by adding other biopolymers, such as modified starches or natural active agents [
30].
Some researchers have successfully modified the structure of starch-based edible films by adding co-biopolymers to improve mechanical properties in films [
31,
32]. On the other hand, few works, as reported by Rodriguez et al. [
33], have used Nostoc sphaericum, where films were made with the polysaccharides extracted from Nostoc in the presence of glycerol, while Seguil et al. [
34] studied the physicochemical qualities of strawberries coated with Nostoc-based edible films.
Despite advances in research on biodegradable edible films, the combination of native potato starch modified with Nostoc for the development of edible films has not yet been comprehensively studied. This innovative combination has the potential to significantly improve both the mechanical and barrier properties of the films. Native potato starch provides a solid and flexible base, while Nostoc with its gelling and network-forming properties can increase tensile strength and durability. In addition, the integration of Nostoc is expected to strengthen barrier properties, reducing moisture and gas permeability, which could extend the shelf life of food products and offer a more efficient and sustainable alternative in the edible packaging industry. Therefore, this research work aimed to study the effect of the concentration of modified starch in a matrix composed of Nostoc and potato starch and to evaluate the influence of thermoforming temperature on the physical, mechanical, and structural properties of edible films.
2. Materials and Methods
2.1. Raw Materials and Reagents
A native potato variety named Yurac Anca was obtained from the Apachaco community, Coporaque district, Espinar province, Cusco, Peru (14°52′19.8″ S, 71°31′48.4″ W, and 4001 m altitude) from a 2021 harvest. Nostoc samples were collected from the spring of Chaupimayo hamlet, community of Concaja, district of Suykutambo, province of Espinar, Cusco, Peru in 2021 (14°56′43.7″ S, 71°37′55″ W, and 4210 m altitude). The chemical reagents used in the present study were α-amylase enzyme (IFCC Liquid Amylase, Spain), glycerol (Merk Spectrum Chemical 1012, New Brunswick, Canada) ACS reagent, and distilled water.
2.2. Extraction of Native Starch and Obtaining Modified Starch
Starch extraction was carried out using the wet method, which consisted of washing the potatoes with plenty of water and cutting them into uniform cubes of about 2 cm. They were then mashed in an industrial blender (Surco L-20, Lima, Peru) for 3 min at a potato/water ratio of 1:3. The mash was filtered through a polyester sieve with a pore size of about 0.05 mm to separate the starch-rich solution from the solid phase composed of fibers. The starch solution obtained was allowed to stand at room temperature for 2 h, and the water was drained. Then, it was washed with distilled water two more times and allowed to stand intermittently for 3 h to purify the starch. The wet starch was spread on a tray and dried at room temperature for 72 h.
The modified starch was prepared by mixing 1 g of native starch and 100 mL of distilled water; then, 50 µL of α-amylase (A = buffer/enzyme and B = buffer/substrate) was added and stirred at 150 rpm on a magnetic stirrer (CAT, Model M6, Germany) for 4 h at 50 °C in an incubator (DIN 12880, BINDER, Tuttlingen, Germany). It was then cooled to room temperature and centrifuged at 4000 rpm for 10 min. The supernatant was removed, and the samples obtained were dried in a vacuum oven at 20 °C and 10 mBar pressure for 4 h.
2.3. Obtaining of Powdered Nostoc
The collected Nostoc samples were washed with distilled water and then sorted, discarding those with physical damage. The samples were then disinfected with 10 mL of sodium hypochlorite (The Clorox Company, Broadway, Oakland, CA, USA) dissolved in 10 L of water for 2 min, followed by a rinse with potable water and finally with distilled water. The samples were then ground in a blender in a 1:3 ratio of Nostoc and distilled water. They were then sieved using a sieve shaker (Retsch AS200, Haan, Germany) with a 63 mm mesh; the viscosity of the mixture was adjusted to 80.70 cP; and spray dehydration was performed using a mini spray dryer (Buchi B-290, Flawil, Switzerland) with an inlet temperature of 100 °C, an air velocity of 600 L/s, and an extraction rate of 38 m3/h. The resulting dehydrated powder was stored in lidded PET tubes for preservation and use.
2.4. Edible Film Preparation
Edible films were obtained based on the formulation of Choque et al. [
35], with some modifications, using a mixture of Nostoc powder (PN) and potato starch (PS) as a polymeric matrix, maintaining a ratio of 1:30 (PN/PS) between these two biopolymers. Modified potato starch (MPS) was added as reinforcement and glycerol (G) as a plasticizer, and 2 drying temperatures were varied for 3 formulations (
Table 1).
Suspensions of 2% polymer matrix (
w/
v) and MPS were subjected to gelatinization (60 °C) under continuous stirring for 20 min. Then, it was mixed in the order (PN/PS)–(MPS)–(G) according to the formulation (
Table 1), with constant stirring at 600 rpm and 60 °C for 5 min. After complete and homogeneous dissolution, 50 mL of the filmogenic solution was poured into Petri dishes of 134.90 mm diameter (height 3.52 mm) for thermoforming. Each formulation was placed in a forced-convection dryer (Binder FED, Tuttlingen, Germany) at the temperature of each formulation (
Table 1). They were then allowed to cool to room temperature to separate the films from the Petri dishes and conditioned in desiccators for storage and further characterization.
2.5. Thickness
A digimatic micrometer (Mitutoyo MDC-1 PX, Kamata, Japan) was used to measure the thickness. Three strips of film, measuring 1 × 3 cm, were measured and placed between two glass plates. The difference between the thickness measurements of the film strips was used to determine the thickness of the glass plates with and without the sample.
2.6. Color
The Konica Minolta colorimeter (CR-5, Tokyo, Japan) was used to determine the film sample color in CIELab spacewhere L*: lightness scale (0 = black and 100 = white), a*: red/green coordinates (positive values indicate red and negative values indicates green), and b*: yellow/blue coordinates (positive values indicate yellow and negative values indicates blue). For the chromatic color intensity (C*), hue angle (h*), and color difference (ΔE*), the following Equations (1)–(3) were used.
2.7. Water Activity (aw)
Film samples of 1 × 1 cm were taken and placed in a desiccator for 24 h at 43% relative humidity (RH) and a temperature of 20–22 °C. The aw of each sample was then measured with 5 replicates in a Rotronic (HygroPalm23-AW, Bassersdorf, Switzerland).
2.8. Transparency
To determine the transparency of the edible film, the sample was cut into rectangular pieces (8 × 33 mm) corresponding to the lateral area of the spectrophotometer cell and placed in the cuvette. The absorbance was measured at a wavelength of 600 nm using a spectrophotometer (UV–Vis Agilent Technologies i8, Santa Clara, CA, USA).
2.9. Solvent Resistance
The plastic behavior of the films was tested with some solvents, acids, and bases according to the method described by Rodríguez et al. [
36] with some modifications. Film samples of 0.5 × 1 cm were cut and placed in test tubes. Then, the films were immersed by adding 2 mL of a solution consisting of distilled water, 90% ethanol, hydrochloric acid (0.1 M), acetic acid (0.1 M), and sodium hydroxide (0.1 M), each at 20 °C for 10 h. The following criteria were used for the analysis: if no film particles are observed in the solvent, it is classified as highly soluble (HS); if small particles are observed in the film and no degradation occurs, it is classified as moderately soluble (MS); if the film hardly degrades, it is classified as low soluble (LS); and if the film remains intact in the solvent environment, it is classified as insoluble (NS).
2.10. Water Vapor Permeability (WVP)
The WVP was performed according to ASTME-96/E-96M-05 [
37] with modifications made by Díaz [
38] using test tubes of 13.63 mm in diameter to which 10 mL of distilled water was added and which were sealed with the edible film with a thickness of 0.153 mm. They were then placed in a rack and put in a desiccation hood with SiO
2. The relative humidity inside the drying hood was 32% and was 50% inside the test tube at the same temperature, 16.8 °C. The samples were periodically weighed on an analytical balance (A&D HR-250AZ, Oxfordshire, UK) at a time frequency of 2 h for 34 h. The saturation pressure of the water vapor was 1934 Pa as a function of temperature. The water vapor transmission results were calculated by plotting the weight variation (Equation (4)) versus time, fitting the graph to a straight line, and using the slope of the line to calculate the water vapor transmission coefficient WVTC (Equation (5)), the water vapor transmission rate in the film WVTR (Equation (6)), and finally, the water vapor permeability equation WVP (Equation (7)):
where Δ
w: weight variation in the tube (g) in each period, w
i: initial weight of the tube in the test, and w
n: weight of the tube taken at a known time;
where
dm/
dt are the mass difference over time, and A is the area of the exposed film;
P is the saturation vapor pressure at the experimental temperature (Pa), R
1 is the relative humidity of the chamber in fraction, and R
2 is the relative humidity inside the test tube in fraction.
2.11. Solubility
Samples were prepared according to the method described by Escamilla et al. [
39]; the films were cut into 2 × 2 cm rectangular pieces and weighed on an analytical balance (initial weight) (A&D Weighing, HR-250AZ, UK). Subsequently, they were immersed in 80 mL of distilled water in a 100 mL beaker at room temperature and transferred to a multiple magnetic stirrer (OXFORD, MHS-10L EE. UU); after filtering, the film was placed in a Petri dish and dried in an electric oven (Whirlpool, WOB60M Argentina) at 110 °C for 24 h until a constant weight was reached (final weight). Finally, the soluble material was calculated according to Equation (8):
where W
i is the initial weight, and W
f is the final weight.
2.12. Thermogravimetric Analysis (TGA)
The thermal stability of the raw materials and films was determined by a TGA. The samples were loaded into alumina (Al2O3) crucibles and transferred to the instrument (TA Instruments, TGA550, New Castle, DE USA). The instrument was equipped with Trios V5.0.0.44616T software. The heating was programmed from 20 to 600 °C. The heating rate was 10 °C/min, and the nitrogen supply was 50 mL/min.
2.13. Differential Scanning Calorimetric
The thermal transition properties of the raw materials and films were analyzed using a differential scanning calorimetry analyzer (TA Instruments, model DSC2500 Waters TM, New Castle, DE, USA) under a nitrogen atmosphere (50 mL/min). The samples were sealed in an aluminum tray and scanned from 20 to 200 °C at a heating rate of 5 °C/min. The equipment was stabilized through a baseline run under analytical conditions for 1 h.
2.14. Fourier-Transform Infrared (FT-IR) Spectroscopy
Tablets pressed with 0.1% of the film in KBr potassium bromide (IR Grade, Darmstadt, Germany) were prepared and taken to the transmission module of a Thermo Fisher FT-IR (Fourier-transform IR spectroscopy) spectrometer (Nicolet 50, Waltham, MA, USA). Readings were made in wavenumber with a range of 4000 to 400 cm−1 and a resolution of 4 cm−1.
2.15. Scanning Electronic Microscopy (SEM)
A scanning electron microscope (SEM, Prism E, Thermo Fisher, MA, USA) with Oxford Inca 350 X-ray energy dispersive microanalysis (EDAX) was used. The films were placed on adhesive tape and brought into the vacuum chamber of the equipment at 30 kV acceleration and 1000× magnification. The equipment software Velox 2.9 (FEI, Waltham, MA, USA) identified the biopolymer surface.
2.16. Tensile Strength and Percentage of Elongation
The films were cut into strips (1 × 10 cm) and subjected to tensile forces using a Pasco machine (ME-8236, Roseville, CA, USA) based on the ASTM 882 [
40] standard method (ASTM, 2001). Tensile strength (TS) and percent elongation at break (E %) were determined. The results are the average of five samples, where TS and E % at the fracture point of the film were calculated according to the following Equations (9) and (10) proposed by Kurt and Kahyaoglu [
41]:
where M is maximum force measurement (N), T is thickness (mm), and W is width of the film;
where E % is the percentage of elongation after breakage, d
r is the breakage distance (mm), and d
o is the distance at the beginning of separation (mm).
2.17. Statistical Analysis
A 3 × 2 factorial design was used, resulting in six treatments (
Table 1) composed of two factors: formulation (3 levels) and drying temperature (2 levels). An analysis of variance (two-way ANOVA) and Tukey’s multiple comparison test at 95% confidence level were used to evaluate the response variables. Minitab v.20 test software was used to perform all statistical analyses, and data plots were created in Origin Pro version 2022.
4. Conclusions
Factors such as the formulation of the polymer matrix and the drying temperature influenced the characteristics of the films. A higher content of modified starch favored greater thickness, while a lower content of this component, and a lower amount of glycerol promoted greater transparency. On the other hand, the presence of modified starch and glycerol affected the solubility in aqueous solutions, which affected the film strength. Likewise, the presence of glycerol and modified starch influenced the luminosity and tonality, generating lighter shades. It was observed that the addition of modified starch can improve the resistance to the passage of water vapor in the films, while glycerol can increase their permeability by facilitating the diffusion of water molecules. The formulation affected the mechanical properties; a significant increase in the tensile strength of the films was observed when incorporating modified starch, with values of 4.10 MPa at 60 °C and 3.02 MPa at 50 °C. On the other hand, the glycerol addition decreased the elongation percentage of the films.
The addition of modified starch in the films composed of Nostoc, starch, and glycerol improved their thermal stability, which could be attributed to greater interaction and compatibility among the components, forming a more stable structure in the F3 formulation, which had the higher modified starch content. Infrared spectra revealed that no new chemical bonds were formed upon adding modified starch and Nostoc to the polymeric matrix of the films. Still, changes were observed in the vibrations and intensities of peaks characteristic of functional groups, indicating hydrogen-bonding interactions between the components. Finally, microscopy analysis showed that formulation 3 with higher Nostoc content presented a more homogeneous surface with fewer voids, suggesting that the Nostoc contributed to better dispersion and packing of the modified starch granules within the polymeric matrix.