2.1. Experimental Sites
The experiment was conducted at two North Dakota State University (NDSU) research sites, in Fargo (46°52′ N, 96°48′ W, elevation 274 m) and Prosper (46°58′ N, 97°3′ W, elevation 280 m), ND, USA. The soil type in Fargo was mapped as Fargo–Ryan clay soil (Fargo: fine, smectitic, frigid Typic Epiaquerts; Ryan: fine, smectitic, frigid Typic Natraquerts) while the soil type at Prosper was mapped as Kindred–Bearden silty clay loam (Kindred: fine-silty, mixed, superactive Typic Endoaquoll; Bearden: fine-silty, mixed, superactive, frigid Aeric Calciaquoll) [
18]. Monthly rainfall and minimum, maximum, and average temperature were obtained from nearby weather stations with the North Dakota Agricultural Weather Network [
19]. Only 2014 and 2015 weather data were considered since in 2016 and 2017, only alfalfa yield was evaluated.
During the two-year experimental period, at both Prosper and Fargo, the growing season minimum and maximum temperatures were similar to the normal long-term temperature, with slightly warmer November 2014 through January 2015, likely enhancing alfalfa stand survival (data not shown). In 2014, after sufficient rainfall in early season, plants experienced drier conditions through summer until final harvest in October at both locations. In 2015, at both locations, the month of May was exceptionally wet, but towards the end of the season, the rainfall was below normal.
2.2. Experimental Design and Management
The experimental design was a randomized complete block with four replicates and a split-plot arrangement. The main plots had two row spacings (61 cm and 76 cm) of maize and the subplots were four treatments: (i) sole maize, (ii) alfalfa intercropped with maize, (iii) alfalfa intercropped into maize with one application of prohexadione-calcium (PHX), and (iv) spring-seeded alfalfa in 2015. Both crops were established in 2014. Sole maize treatment was done for a single year (2014) only. In 2015, the plots that had alfalfa intercropped with maize the previous year (with and without PHX) were evaluated for forage yield.
Previous crop at both locations was hard red spring wheat (Triticum aestivum L.). In 2014, conservation tillage, consisting of two passes of chisel plowing and one pass of disking, was used to prepare the seedbed for planting alfalfa. No-tillage was used before alfalfa was seeded in the spring of 2015. A glyphosate-tolerant alfalfa cultivar, Presteez RR (purity: 65.9%; germination: 73%; hard seed: 15%, fall dormancy rating 3, and winter survival rating (1) at a seeding rate of 15 kg pure live seed (PLS) ha−1 was used. The silage maize hybrid used was 2MD96 RR from Peterson Farms, Prosper, ND, USA (96 relative maturity (RM), with the Roundup Ready® trait). Maize was seeded with a two-row maize drill at 76 cm (Planter John Deere, 7100 MaxEmerge, Moline, IL, USA), and a different cone plot planter was used to plant maize at 61 cm (Wintersteiger, Plotseed XL, Salt Lake City, UT, USA). The targeted maize plant density was 87,932 plants ha−1 for both row spacings.
Alfalfa was seeded immediately after seeding the maize plots for treatments (2) and (3). The alfalfa was seeded with the same plot planter as for maize at 61 cm, but planting eight rows at the time, at 15-cm row spacing. Each experimental unit was 6-m in length and had either four rows of maize or four rows of maize and 16 rows of alfalfa seeded on the same seeding date (
Table 1 and
Table 2).
Prohexadione-calcium (PHX), at 0.5 kg a.i. ha
−1, was applied to alfalfa foliage when growth attained 20 cm in height and maize was at V8 stage [
20] to obtain increased alfalfa leaf/stem ratio, and improved survivability of alfalfa under the maize canopy. Application was made using a one-nozzle manual sprayer (Roundup
® Model 190259, 1-Gallon Premium Sprayer, The Fountain Head Group, New York Mills, NY, USA). The product was applied over the alfalfa, but under the maize canopy.
In 2014, when maize was at V4 stage of growth, 120 kg N ha
−1 as urea fertilizer (CH
4N
2O) were applied to all plots When maize was at V5 stage all plots were fertilized with gypsum (170 g kg
−1 of SO
4) at a rate of 30 kg ha
−1. Thereafter, alfalfa was fertilized with 30 kg P
2O
5 ha
−1 and 50 kg K
2O ha
−1, as mono ammonium phosphate (11:52:0) and potassium chloride (0:0:60), in the fall of each year following recommendations from Franzen and Berti [
21]. Weeds were controlled with glyphosate (isopropylamine salt of N-(phosphonomethyl) glycine) at 0.84–0.91 kg a.e. ha
−1 as required.
2.3. Sampling and Analysis
Soils were sampled before the crops were planted at all locations each year. Samples were analyzed for pH, organic matter, and available P and K at the 0- to 15-cm depth. Additionally, NO
3-N concentration was determined at the 0 to 15-cm and 15 to 60-cm depths. The NO
3-N concentration was determined by the transnitration of salicylic acid method [
22]. The Olsen method and the ammonium acetate tests were used for available P and K determination, respectively [
23]. Baseline soil test results are shown in
Table 3. All soil sample analyses were conducted by the North Dakota State Soil testing lab.
Crops were harvested at the recommended plant height and growth stage to maximize both forage yield and quality (
Table 2) [
24]. The number of alfalfa plants and stems per plant were determined in a 1-m
2 before each harvest. Alfalfa plant height was measured to the nearest 1-cm from at least three stems on different plants in each plot prior to every harvest. In the seeding year, alfalfa biomass yield was calculated from a 1-m
2 area subplot plot before each harvest, in alfalfa–maize plots. Thereafter (2015–2017), alfalfa plots were harvested using a plot forage harvester (Carter MFG CO., Inc., Brookston, IN, USA), taking the six-center rows from each plot. Harvested biomass was weighed in the field, and a sample of fresh forage of about 2 kg was taken. Samples were air dried at 55 ℃ in a forced-air oven until dry. Samples were then weighed to calculate percent moisture at harvest and determine dry matter forage yield.
Maize plant height was taken measuring five random plants from the center two-rows. Maize was harvested by hand, in two 4.6-m long rows (total area harvested was 2.8 m2 in 61 cm-row spacing, and 3.5 m2 at 76-cm row spacing) leaving a 5-cm stubble height, to calculate the biomass yield at 65% moisture. Plants were weighed in the field (fresh weight), and then, a sample of two complete plants was dried to calculate water content. Once maize biomass was harvested, all maize plants were cut off and removed from the field with a maize silage chopper (New Holland FP 240, Racine, WI, USA) in Fargo, and by hand in Prosper.
Dried samples of alfalfa and maize were ground in Wiley Mill to pass through a 1-mm sieve. Crude protein (CP), acid detergent fiber (ADF), neutral detergent fiber (NDF), acid detergent lignin (ADL), and neutral detergent fiber digestibility (NDFD) were determined with a XDS near-infrared reflectance (NIR) rapid content analyzer (Foss, Denmark), following the methods described by Abrams et al. [
25]. Selected samples were sent to the Animal Sciences Laboratory at North Dakota State University to correct the calibration curve.
2.5. Economic Analysis
Economic analysis was done on three 2-year sequences: (i) maize Year 1–maize Year 2; (ii) maize + alfalfa Year 1–alfalfa Year 2; and (iii) maize Year 1–spring-seeded alfalfa Year 2. We used yield data from the experimental study for the three sequences in the economic analysis. However, since maize was not planted in Year 2, the simulation assumes maize silage yield in Year 1 and Year 2 as the same. Many farmers grow maize in monoculture without a reduction in silage yield.
Constructed budgets were developed using input costs, and financial information from Haugen [
27] and Swenson and Haugen [
28]. The budget used was developed for dry land, eastern North Dakota. All budgets consisted of two consecutive years. Inputs from “cradle” (crop planting) to farm gate (harvesting) are included for this analysis, thus costs of production included input expenses for land preparation, seeding, fertilizer, and pest management, and harvesting (
Table 4).
Maize seed cost was calculated using the price per thousand kernels (TK) (
$3.5 TK
−1) and multiplied for a target plant density of 87,932 ha
−1. The cost of alfalfa seed was
$12.75 kg
−1, and included the cost of inoculation and seed treatment [
30]. Land preparation, sowing, spraying, and harvesting equipment most commonly used in the region were used in the analysis (
Table 5). Machinery costs included labor, repairs, fuel and oil, depreciation, and machinery overhead and were based on values of dollars per hectare obtained from Lazarus [
29] and Haugen [
27].
Herbicide cost, in the maize and alfalfa-seeding year were fixed at
$48.11 and
$44.18 ha
−1, respectively, according to Aakre [
31]. In the intercropping system (alfalfa + maize), the herbicide was applied twice during the growing season over both crops at the same time. No insecticide application was necessary since the maize seed contained traits for the European corn borer (
Ostrinia nubilalis) and Western corn rootworm (
Diabrotica virgifera virgifera) control in addition to glyphosate tolerance. The seed cost included insecticide seed treatment for corn wireworm (
Melanotus communis Gyllenhal), Western corn rootworm, white grub (
Holotrichia serrata), and cutworm (Order: Lepidoptera) [
28].
Harvesting equipment included a forage silage harvester for maize, and a square baler, mower, hay rake, and a hay swather–conditioner for alfalfa. Drying and transport costs were not considered in the analysis. For each system, crop insurances cost, machinery repair cost, operating interest, miscellaneous costs, and fixed costs, calculated based on Swenson and Haugen [
28], were included as “other costs”.
Economic output was calculated based on maize silage, and alfalfa hay value at harvest with current prices multiplied by the yield, followed by a sensitivity analysis to assess the validity of the findings under different assumptions and prices. Maize silage dry matter yield obtained in this study was used for the economic analysis. Silage yield used was of 13.8 Mg ha
−1 dry matter yield. This maize yield was the average biomass yield obtained in the study at 76-cm row spacing, which is the most common row spacing used in the Corn Belt region. The dry matter yield of 13.8 Mg ha
−1 was converted to silage yield at 65% moisture, which is equal to 39.4 Mg ha
−1 for all treatments. Maize silage yields in treatments with, and without intercropped alfalfa were not different. Thus, the same maize silage yield value was used for all treatments that had maize. Silage yield losses between treatments were not observed in this study. However, similar research has shown that intercropping maize with alfalfa usually has a yield penalty of up to 30% [
17]. Thus, we included a sensitivity analysis of net returns with a price of
$41.1 Mg
−1 silage maize at 65% moisture, and
$166 Mg
−1 for 0 to 30% silage yield losses due to intercropping.
Silage value was calculated according to LaPorte [
32], assuming a medium maize grain yield of 8.4 Mg ha
−1 and a maize grain price of
$177 Mg
−1 (
$4.5 bushel
−1 of maize grain). A conversion factor was calculated to transform maize grain price (
$4.5 bushel
−1) to silage maize value at 65% moisture [
32], resulting in a value of
$41.1 Mg
−1 of maize silage at 65% moisture. For alfalfa, the average yield obtained in the experiment at 76-cm row spacing were used for the economic analysis; forage dry matter yield for intercropped alfalfa in Year 2 was 10.2 Mg ha
−1 and for spring-seeded alfalfa was 5.5 Mg ha
−1.
The net revenue from a two-year system was estimated as the difference between the total revenue and the total production cost for a consecutive two-year period. A sensitivity analysis was performed to validate the results obtained. This analysis considered several potential maize grain prices (between $32.0 and $50.3 Mg−1) and alfalfa hay prices ($125 to $181 Mg−1), and calculated profit fluctuations for each of those scenarios.