Transmission Dynamics of HIV-1 Drug Resistance among Treatment-Naïve Individuals in Greece: The Added Value of Molecular Epidemiology to Public Health

Abstract

The presence of human immunodeficiency virus type 1 (HIV-1) drug resistance among drug-naïve patients remains stable, although the proportion of patients with virological failure to therapy is decreasing. The dynamics of transmitted resistance among drug-naïve patients remains largely unknown. The prevalence of non-nucleoside reverse transcriptase inhibitors (NNRTI) resistance was 16.9% among treatment-naïve individuals in Greece. We aimed to investigate the transmission dynamics and the effective reproductive number (R_e) of the locally transmitted NNRTI resistance. We analyzed sequences with dominant NNRTI resistance mutations (E138A and K103N) found within monophyletic clusters (local transmission networks (LTNs)) from patients in Greece. For the K103N LTN, the R_e was >1 between 2008 and the first half of 2013. For all E138A LTNs, the R_e was >1 between 1998 and 2015, except the most recent one (E138A_4), where the R_e was >1 between 2006 and 2011 and approximately equal to 1 thereafter. K103N and E138A_4 showed similar characteristics with a more recent origin, higher R_e during the first years of the sub-epidemics, and a declining trend in the number of transmissions during the last two years. In the remaining LTNs the epidemic was still expanding. Our study highlights the added value of molecular epidemiology to public health.

1. Introduction

Human immunodeficiency virus type 1 (HIV-1) drug resistance among treatment-naïve patients, hereafter named primary resistance or transmitted resistance, has been shown to compromise first-line response to treatment [1,2,3]. The presence of resistance mutations mostly affects the sensitivity to non-nucleoside reverse transcriptase inhibitors (NNRTIs), due to the low number of mutations (low genetic barrier) required for the development of high levels of resistance to these drugs [4]. The prevalence of primary resistance differed greatly across the globe, where North America (11.5%) and Europe (9.4%) had the highest percentages [5,6]. In all areas, resistance to nucleoside reverse transcriptase inhibitors was the most frequent followed by resistance to NNRTIs [5,6]. However, an increasing trend was found for NNRTI resistance in the Americas/Caribbean, Europe and upper-income Asia. These estimates were modeled by sample year or by year due to antiretroviral treatment scale-up in different regions [5,6,7,8], suggesting that the incidence of resistance is unknown. Estimates of primary resistance have been based mostly on the proportions of newly diagnosed individuals carrying resistance strains [5,6,9], and in a few studies on proportions of resistant strains among newly or acutely infected subjects [10,11,12,13,14,15]. The incidence of primary resistance, therefore, remains largely unknown.

The overall prevalence of mutations associated with resistance in treatment-naïve individuals was 22.2% for protease (PR) and reverse transcriptase (RT) sequences sampled during 1 January 2003–30 June 2015 in Greece [16]. Resistance to NNRTIs was the most prevalent (16.9%), and our previous analysis revealed that the majority (89%) of NNRTI-resistant viruses (E138A, K103N, and V179D) for subtype A1 belonged to monophyletic clusters (local transmission networks (LTNs)). Specifically, 85.7% of sequences with K103N, and 82.7% with E138A belonged to one and four LTNs, respectively, suggesting that the viruses with the most prevalent NNRTI resistance mutations spread as a result of onward transmission [16]. For subtype B, either non-clustered sequences or small LTNs (two to six sequences) were identified, suggesting limited onward transmission.

In the current analysis, our objective was to infer the temporal characteristics and transmission dynamics for subtype A1 locally transmitted NNRTI-resistant strains by means of phylodynamic analysis. Specifically, we aimed to identify the time of the origin, the number of transmissions (lineages) that is a proxy of the cumulative incidence, and the effective reproductive number (R_e), over time of the locally transmitted resistant strains.

2. Materials and Methods

HIV-1 sequences were available in PR/RT, generated as part of the routine HIV-1 drug resistance testing in Greece [16]. The study population corresponded to patients for whom viral sequences carried the most prevalent NNRTI resistance mutations (E138A and K103N) and were found to belong within monophyletic clusters (LTNs) as previously described [16]. The study was approved by the ethical committee of the Medical School, National and Kapodistrian University of Athens.

Phylodynamic analysis was performed for subtype A1 major LTNs, which consisted of more than six sequences (N = 5). Specifically, we analyzed four LTNs including sequences with E138A (N = 22, 38, 50 and 38 for clusters 1, 2, 3, and 4, respectively) and one with K103N (N = 48) (

Table 1. Characteristics for the five local transmission networks (LTNs).

Local Transmission Network	Number of Individuals	tMRCA 1 (Median; 95% HPD 2)	Re 3 (Maximum Value of Median)	CV 4 (Median; 95% HPD)
K103N	48	2007 (2004–2009)	2.8	0.25 (0.00002–0.68)
E138A_1	22	1995 (1991–1999)	2.1	1.10 (0.57–1.72)
E138A_2	38	1996 (1989–2000)	1.8	0.73 (0.47–1.04)
E138A_3	50	1997 (1991–2001)	2.0	0.84 (0.48–1.24)
E138A_4	38	2004 (2000–2007)	2.5	0.58 (0.20–0.95)

¹ t_MRCA: time of the Most Recent Common Ancestor; ² HPD: Highest Posterior Density; ³ R_e: effective reproductive number; ⁴ CV: coefficient of variation.

). LTNs were defined as follows: (i) phylogenetic clusters including ≥2 sequences from the same geographic area (Greece) at a proportion higher than 75% (geographic criterion), and (ii) highly supported clusters (phylogenetic criterion; Shimodaira-Hasegawa values >0.90) [16,17]. We performed a two-step analysis by using a Bayesian approach: (i) we analyzed the datasets by using the birth-death basic reproductive number (R₀) models as implemented in BEAST v1.8.0 [18], and (ii) we repeated the analyses by using the birth-death skyline serial models as implemented in BEAST v2.1.3 [19,20]. Due to the high complexity of the latter models, convergence of Markov chain Monte Carlo (MCMC) cannot be easily reached. For this reason, we used informative priors for some of the models’ parameters, as explained thoroughly below in the text. Birth-death models (BDM) allow estimation of important epidemiological parameters such as the R_e. R_e is defined as a type of R₀ without the assumption of the totally susceptible population, and thus is defined as the number of expected secondary infections per infected individual at any time point of the epidemic.

In the first step, analysis for each LTN was performed by using the Hasegawa, Kishino, and Yano (HKY + G) as a nucleotide substitution model, and the birth-death R₀ models as implemented in BEAST v1.8.0 [18]. Non-informative priors were used for the MCMC runs. Molecular clock analysis was conducted using the uncorrelated log-normal relaxed molecular clock option. The MCMC analysis comprised 30 × 10⁶ generations, sampled every 3000 steps. The first 3 × 10⁶ generations (10%) were discarded as burn-in. MCMC convergence was investigated by determining whether the effective sample size (ESS) values for each parameter were >100. The resulting log files were visualized in the program Tracer v1.5. The root-to-tip genetic distance against sampling time was plotted using the program TempEst v1.5.1.

In the second step of the analysis, we used the previously estimated mean clock rate assuming a Normal distribution as informative prior. We also fixed the HKY transitions/transversions ratio and the time of infection of the first person in each LTN (origin) by using the previously estimated values. For the R₀ and the becoming-noninfectious rate, we assumed a LogNormal (0, 10.0), and for the sampling probability a Beta (0, 1.0) prior distribution, respectively. We allowed the becoming-noninfectious rate and the sampling probability parameters to be estimated over time. All the other parameters were defined as previously described at the first step of the analysis. MCMC was run for 30 × 10⁶ generations, sampled every 3000 steps (10% was discarded as burn-in). MCMC convergence was analyzed in the program Tracer v1.5 to ensure that the ESS of all parameters was >100. Each run consensus tree was implied and the maximum clade credibility tree was then found using the program TreeAnnotator v2.1.3 [18]. Graphical representation of the R_e over time was plotted using R.

Demographic data were summarized using absolute and relative frequencies. The statistical analysis was based on Pearson’s chi-square test or Fisher’s exact test, and the correlation between root-to-tip and sampling time was assessed by Spearman’s correlation coefficient in STATA 12-StataCorp LP.

3. Results

Our study included subtype A1 sequences with the dominant NNRTI-resistant mutations (E138A and K103N) found to spread within major LTNs in Greece [16]; a clustering pattern driven by onward transmissions of NNRTI-resistant viruses. Our population was drawn from 3,428 treatment-naïve individuals sampled in Greece during the period of 1 January 2003–30 June 2015, corresponding to 39.4% of the total HIV diagnoses (N = 8694) reported in the national surveillance system at the Hellenic Center for Disease Control and Prevention in Greece. The prevalence of mutations associated with resistance as estimated using the HIVdb resistance interpretation algorithm was 22.2%. Resistance to NNRTIs was the most prevalent (16.9%), and specifically E138A (7.7%), E138Q (4.0%), and K103N (2.3%) were the most common mutations [16]. The majority of individuals infected with subtype A1 NNRTI-resistant strains (245 out of 273, 89.7%) fell within well-supported monophyletic clusters (LTNs) [16]. We herein estimated the phylodynamic characteristics of NNRTI-transmitted resistance, named as the temporal origin, the number of transmissions (lineages), and the R_e, over time.

Plotting the root-to-tip genetic distance against sampling time revealed significant molecular clock signals in LTNs E138A_2 (R = 0.39, p = 0.008), E138A_4 (R = 0.43, p = 0.008), and K103N (R = 0.38, p = 0.009). For clusters E138A_1 and E138A_3, we found no significant signal, probably due to improper rooting. After the inclusion of a few subtype A1 sequences from the Greek epidemic sampled during 2002–2003 as references, the molecular clock signal was significant in both clusters: E138A_1 (R = 0.48, p = 0.014) and E138A_3 (R = 0.28, p = 0.037).

Molecular clock analyses revealed that the time of the most recent common ancestor (t_MRCA) was in 2007 (95% highest posterior density (HPD): 2004–2009) for the K103N LTN (Table 1, Figure 1) versus 1995 (95% HPD: 1991–1999), 1996 (95% HPD: 1989–2000), 1997 (95% HPD: 1991–2001), and 2004 (95% HPD: 2000–2007) for E138A LTNs (Table 1). The t_MRCA is considered as the approximate time of infection of the potential founder of the NNRTI-resistant sub-epidemics sampled in our data. These findings suggest that three out of four E138A sub-epidemics originated around the same time point (starting between 1995 and 1997) several years ago (Table 1). In contrast to E138A, the origin of K103N and E138A_4 sub-epidemics was estimated to be more recent (2007 and 2004, respectively) (Table 1).

The estimated birth-death skyline plots showed significant differences among E138A and K103N LTNs (sub-epidemics) (Table 1, Figure 2a–e). Specifically, the slope of the number of lineages (transmissions) over time estimated at the exponential phase of the BDM skylines for E138A sequences was lower (slope = 0.9, 3.2, 3.1 and 5.5) than that for K103N (slope = 10.5). Similarly, the highest R_e was found for K103N (maximum value of median R_e = 2.8) and the most recent E138A LTN (maximum value of median R_e = 2.5) (E138A_4, Table 1). For the remaining three E138A LTNs, R_e was 1.8, 2.0, and 2.1 (maximum values of median R_e) (Τable 1). Notably, for the K103N LTN, R_e (median estimate) was higher than 1 over a period of almost six years (between 2008 and the first half of 2013), and it started declining in the second half of 2013 (Figure 2a). For E138A LTNs, the R_e (median estimates) was higher than 1 for longer time periods (1998–2015) (Figure 2b–d), except the most recent one where the R_e was higher than 1 between 2006 and 2011 and approximately equal to 1 thereafter (Figure 2e), and the E138A_1 for which the R_e (median estimate) was lower than 1 between 2005 and 2010. The uncertainty, however, on the R_e estimates was large. Although for all E138A LTNs the time of origin was estimated to be several years ago, the number of lineages (transmissions) over time increased in the last few years (2011–2015) (Figure 2b–d), except for E138A_4 that remained in an endemic situation (R_e ~ 1) during this period (Figure 2e). Overall, K103N and E138A_4 LTNs showed similar characteristics, including a recent t_MRCA, the highest slopes and R_e, as well as a declining trend in the number of transmissions during the last two years of the study period. The remaining E138A LTNs showed an approximately steadily increasing epidemic phase lasting for longer time periods.

To investigate potential differences among the LTNs, we compared populations’ characteristics (i) among the five LTNs, and (ii) between K103N and E138A_4, and E138A_1, E138A_2, and E138A_3 LTNs (

Table 2. Characteristics of the study population infected with subtype A1 non-nucleoside reverse transcriptase inhibitors (NNRTI)-resistant viruses spread to local transmission networks (LTNs).

Local Transmission Networks
	K103N (N, %)	E138A_1 (N, %)	E138A_2 (N, %)	E138A_3 (N, %)	E138A_4 (N, %)	p-value
Number of individuals	48 (24.5)	22 (11.2)	38 (19.4)	50 (25.5)	38 (19.4)
Gender						0.159
Male	48 (100.0)	21 (95.5)	36 (94.7)	50 (100.0)	37 (97.4)
Female	0 (0.0)	1 (4.5)	2 (5.3)	0 (0.0)	1 (2.6)
Risk group						0.046
MSM 1	35 (72.9)	13 (59.1)	24 (63.2)	39 (78.0)	32 (84.2)
PWID 2	1 (2.1)	0 (0.0)	1 (2.6)	3 (6.0)	1 (2.6)
MSW 3	1 (2.1)	5 (22.7)	5 (13.2)	3 (6.0)	0 (0.0)
Unknown	11 (22.9)	4 (18.2)	8 (21.0)	5 (10.0)	5 (13.2)
Nationality						0.020
Hellenic	21 (43.8)	12 (54.6)	27 (71.1)	37 (74.0)	21 (55.3)
Non Hellenic	2 (4.2)	0 (0.0)	3 (7.9)	1 (2.0)	1 (2.6)
Unknown	25 (52.0)	10 (45.4)	8 (21.0)	12 (24.0)	16 (42.1)

¹ MSM: Men who have Sex with Men; ² PWID: People Who Inject Drugs; ³ MSW: Men who have Sex with Women.

, Supplementary Materials Table S1). The latter grouping was made since K103N and E138A_4 had similar characteristics in their transmission dynamics and a more recent t_MRCA versus the others. We found that the distribution of risk groups was different in both comparisons (Table 2, Supplementary Materials Table S1); men who have sex with men (MSM) were at higher proportion in K103N and E138A_4 (77.9%) versus 69.1% for the others (Supplementary Materials Table S1; p < 0.05). For E138A_1, E138A_2, and E138A_3, we found a higher proportion of men who have sex with women (11.8%) (Supplementary Materials Table S1). Significant differences were found also for the distribution of nationalities in both groupings (Table 2); however, given the high proportion of unknowns, no conclusions can be drawn about this characteristic.

4. Discussion

In the current study, we estimated the temporal origin and phylodynamic characteristics of the subtype A1 NNRTI-resistant viruses spread to LTNs from treatment-naïve individuals in Greece. We focused on subtype A1, since dominant resistant viruses spreading to major LTNs (N > 6 individuals) belonged only to this subtype, except from the E138Q LTN found among people who inject drugs as analyzed previously [21].

For subtype A1, E138A LTNs—except that from the E138A_4—were founded more than 15 years ago in contrast to the more recent K103N LTN, suggesting that the E138A resistance network expanded many years before the use of rilpivirine in clinical practice [4]. These findings suggest that resistance mutations with low fitness cost such as E138A can be propagated in the absence of drug-selective pressure [22] as a result of onward transmissions among treatment-naïve individuals.

Transmission dynamics showed that the more recent LTNs (K103N and E138A_4) initially expanded at higher rates (higher slope and R_e) than those with earlier t_MRCA. These differences could be due to the higher risk behavior of the individuals infected with K103N and E138A_4, compared to those found within the E138A LTNs 1, 2, and 3. Our analysis suggested that MSM were represented at higher proportions in the former LTNs; however, due to missing data about our populations’ risk behavior, no final conclusion can be made regarding whether any specific behavior was associated with a more rapid transmission of the two LTNs versus the others. Notably, with regard to R_e trends, we found the opposite, where the more recent LTNs (K103N & E138A_4) were declining or remained stable over the last few years (R_e < 1, or R_e = 1), versus E138A LTNs 1, 2, and 3, which continue to expand (R_e > 1). The latter sub-epidemics showed a higher potential than the more recent ones and continue to expand even though they had originated more than 15 years ago. Therefore, knowledge about the time of the origin (i.e. the t_MRCA) of an epidemic is not necessarily adequate to understand its transmission potential. Evidence about the recent activity of LTNs is important in order to prioritize HIV prevention. For example, although early combination antiretroviral therapy (cART) is recommended for all individuals [23], knowledge about which LTNs remain active can enhance the effectiveness of interventions besides early cART initiation, targeting HIV-infected individuals and their partners. The R_e can provide a useful metric with regard to the transmission dynamics of the LTNs, since R_e > 1 indicates an increasing epidemic, while R_e < 1 denotes a declining phase [20].

Previous studies have shown that the global prevalence of NNRTI resistance has been increasing [5,6,9]. In a systematic review of all HIV-1 RT sequences published between 2000 and 2013, it was reported that the prevalence of NNRTI resistance among treatment-naïve individuals has been increasingly detected in the Americas/Caribbean, Europe, and upper-income Asia, while no increasing trend was found for South/Southeast Asia [5,6]. These estimates were mostly based on the year of sampling and, in order to estimate the levels of resistance among recently infected individuals, Rhee et al. performed a nested analysis using only sequences with mixtures at <5% [5,6]. This approach can provide evidence about the incidence of resistance that for most areas is largely unknown. In our study, we show that phylodynamic analysis can be used to estimate transmission dynamics and the number of lineages (transmissions) over time that is a proxy of cumulative incidence. Therefore, molecular epidemiology methods can provide some clues about the trends of transmitted resistance.

Our study has some limitations; for example, the sampling coverage for the HIV-1 infected population carrying resistant strains clustered within the LTNs is not ideal. For our study population, the sampling coverage was approximately 40%. Moreover, the HPD intervals can be wider for the BDM skyline than the coalescence skyline. In our study, the HPDs were wide for the R_e estimations and for this reason we interpreted the previous in conjunction with the BDM skylines.

5. Conclusions

Previous analyses have also shown that in some cases resistance among treatment-naïve patients was due to onward transmissions [13,24,25,26,27,28]. We herein analyzed the LTNs of major NNRTI resistance mutations to estimate the number of transmissions (lineages) over time and the R_e, thus providing a more detailed picture of the characteristics of resistance sub-epidemics. To the best of our knowledge, this is one of the few studies using molecular epidemiology of HIV-1-resistant viruses to address this issue. The information estimated in the current analysis can be useful to identify trends of transmitted resistance as well as critical epidemiological parameters such as the R_e. This knowledge can be important for public health by identifying priority populations for intervention. Notably, we also show that more recent sub-epidemics do not always continue to expand over earlier ones. Our study highlights the advance of current-state-of-the-art molecular epidemiology methods for the in-depth understanding of epidemics, suggesting that enhanced molecular surveillance can impact HIV prevention.