Can We Calibrate a Daily Time-Step Hydrological Model Using Monthly Time-Step Discharge Data?
Abstract
:1. Introduction
2. Materials and Methods
2.1. Study Area and Data Used
2.2. The SWAT Model
- t = time period of simulation (days)
- = final soil water content (mm)
- = initial soil water content on day i (mm)
- = amount of precipitation (including snowfall) on day i (mm)
- = amount of surface runoff on day i (mm)
- = amount of water leaving the soil profile and entering the vadose zone on day i (mm)
- = amount of evapotranspiration on day i (mm)
- = amount of return flow on day i (mm)
2.3. Sensitivity Analysis, Model Calibration, and Assessment Criteria
2.4. Model Setup and Modeling Experiments
2.4.1. Calibration Cases
2.4.2. Model Calibration
2.4.3. Model Validation
- Self-validation using observed data of the same time-step and decade: This follows the split-sample approach [59], requiring the use of sequential years within each period. Self-validation helped to assess the performance of the calibrated models and was performed for both the decades and both the modeling time-steps.
- Validation using observed data of different time-steps, but the same decade: Parameters for a calibration time-step were validated on a model setup using observed data from a different time-step (for example, daily-calibrated parameters of the 1980s model validated on the monthly 1980s data, represented as ‘D80_v_M80’). This validation was conducted to test the central hypothesis of the study, i.e., whether a study requiring monthly simulation modeling is better attempted by a model calibrated using monthly or daily observed data (given the availability of daily data).
- Validation using observed data of the same time-step, but different decades: Model parameters for each calibration time-step were validated on the data of the same time-step, but from the other decade. This was conducted to further corroborate the validation results and check the decadal changes in the river basin characteristics from a hydrological modeling perspective.
3. Results and Discussion
3.1. Sensitivity Analysis
3.2. Performance of the SWAT Models
3.2.1. Calibration Performance
3.2.2. Validation Performance
3.2.3. Calibrated Parameter Set
- Parameters with differences across the calibration time-steps: The effective channel hydraulic conductivity ‘CH_K2’ and groundwater delay time ‘GW_DELAY’ (Figure 2a,b) showed visible differences between daily- and monthly-calibrated parameter ranges. The daily-calibrated CH_K2 values were higher than the monthly-calibrated values, which implied that exchange of water through the channel bed was modeled as being faster in the daily-calibrated parameter set (the bed material corresponded to ‘moderately high’ to ‘very high’ loss/gain rates) than the monthly-calibrated parameter set (‘insignificant’ to ‘moderate’ loss/gain rates) [27]. This implied that the relatively higher variation in daily observations at the basin outlet was interpreted by the daily-calibrated model as coarser channel bed material, which facilitated relatively faster exchange of water between the channel and the groundwater layer.The daily-calibrated GW_DELAY values were markedly higher than the monthly-calibrated values, across both decades. This implied that the time taken by the water to percolate beyond the soil profile before recharging the shallow aquifer was estimated to be higher by the daily-calibrated model parameter set (median value greater than 150 days), as compared to the monthly-calibrated GW_DELAY values (median values less than 100 days) [27]. The GW_DELAY values estimated using the monthly data subsequently resulted in the rather irregular and unrealistic simulation of the daily streamflow (see Figure 3b).
- Parameters with differences across the decades: Parameters that did not exhibit variation between daily and monthly calibration time-steps, but some variation across decades, included ALPHA_BF, SURLAG, GW_REVAP, and to a lesser extent, CN2.The parameters ALPHA_BF (Figure 2c) and SURLAG (Figure 2d), which were sensitive only for daily calibrations, had relatively higher ranges for the 1990s models than the 1980s models. An increase in ALPHA_BF implied a more rapid response of the baseflow to rainfall, i.e., a quicker decline of baseflow recession was seen in the 1990s compared to the 1980s. An increase in Surlag implied an increase in the fraction of surface runoff allowed to reach the respective reach on the same day (for a particular time of concentration). Hence, the 1990s saw a higher fraction of surface runoff storage reaching the model reach within a day, which was indicative of increased urban settlements in the basin [61].The central tendency of GW_REVAP (Figure 2e) was relatively lower in the 1990s in both daily and monthly calibrations, which implied that the rate of movement of water from the shallow aquifer to the root zone was simulated to be higher (as a response to the evapotranspiration demand) in the 1980s than the 1990s (where this upward movement was restricted). The types of plants in the basin, particularly deep-rooted plants (found more in forests) also influenced the GW_REVAP coefficient, and hence, this decrease in the tendency for ‘revap’ can be potentially due to the decrease in forest cover from the 1980s to the 1990s [61].The initial SCS runoff curve number (CN2, Figure 2f) for average soil moisture conditions did not show clear differences in the calibrated values. For the daily model, the CN2 increased from the 1980s to the 1990s, which indicated higher impermeability of the soil and, hence, more fractionation of rainfall into surface runoff generation.
- Parameters with no discernible variation: The soil evaporation compensation coefficient ‘ESCO’ (Figure 2g) and available water capacity ‘SOL_AWC’ (Figure 2h) did not show any apparent differences between calibration time-steps and across decades. The decrease in ESCO across all calibration cases from the default value implied that the model allowed more evapotranspirative demand to be met through water stored in the deeper soil layers. The ranges of SOL_AWC varied between 0.03 and 0.21 without any clear differences across calibration cases, implying that the soil water storage was conceptualized similarly by the SWAT models calibrated with both the daily and monthly observations and across both decades.
3.2.4. Streamflow Simulations
- Daily simulations (Figure 3):The mean discharges of the ‘best simulation’ from the models calibrated at daily (104.0 cumecs) and monthly (103.7 cumecs) time-steps were similar, but higher than the mean of the observed daily discharge (87.20 cumecs). The standard deviation of the observed daily discharge (133.03 cumecs) was closer to the standard deviation of the ‘best simulation’ from the daily-calibrated model (133.4 cumecs) than the monthly-calibrated model (186.56 cumecs).The hydrographs simulated by the monthly-calibrated model had steep rising and falling limbs, with peaks significantly larger than the observed peaks. These unrealistic peaks could be attributed to the relatively small ‘GW_DELAY’ parameter. The falling limb of the daily-calibrated model was relatively flat compared to the observations. However, the flood peaks simulated by the daily-calibrated model were comparable to the observations, and overall, the simulation looked more realistic.The 95PPU band was wider for the daily-calibrated model (average width: 100.9 cumecs) compared to the monthly model (average width: 83.9 cumecs). Surprisingly, the P- of the monthly-calibrated model (0.79) was higher than the daily-calibrated model (0.42). This apparent anomaly can be explained by separately analyzing monsoon (June–September, which received 89% of the annual rainfall) and non-monsoon periods. In the monsoon period, the daily-calibrated model (P-: 0.52) performed better than the monthly model (P-: 0.50), but during the non-monsoon period, the monthly model (P-: 0.93) greatly outperformed the daily model (P-: 0.36).It is observed that both the daily- and monthly-calibrated models, with their best simulations and respective 95PPU bands, were unable to capture the large discharge in the hydrograph from 26 October to 12 November 1997. Such peaks are observed during the winter months of other years as well, and may occur through a combination of winter rainfall and irrigation application during the cropping season. However, a more detailed on-site investigation is required for a better understanding of this phenomenon.
- Monthly simulations (Figure 4):The mean and standard deviation of the observed monthly data were 86.54 cumecs and 115.96 cumecs, respectively. These values were closer to the corresponding statistics of the ‘best simulation’ from the daily-calibrated model (mean: 97.3 cumecs and standard deviation: 128.59 cumecs) than the monthly-calibrated model (mean: 104.6 cumecs and standard deviation: 134.08 cumecs), though both the models overpredicted discharge. Taking into account the other performance statistics (-daily: 0.87, monthly: 0.95; -daily: 0.83, monthly: 0.89), it can be concluded that the monthly-calibrated model marginally outperformed the daily-calibrated model in simulating monthly average discharge for a single year.The 95PPU band was larger (average width: 78.1 cumecs) and slightly more variable (standard deviation of width: 57.1 cumecs) for the monthly-calibrated model compared to the daily model (average width: 47.5, standard deviation of width: 49.4). Understandably, the P- of the monthly-calibrated model (0.92) was significantly higher than the daily-calibrated model (0.50). The daily-calibrated model kept a similar level of performance in both monsoon and non-monsoon periods (both P-: 0.5). However, the P- of the monthly-calibrated model decreased to 0.75 during the monsoon period, which was compensated during the non-monsoon period (P-: 1.0).
3.3. Further Discussion
4. Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Abbreviations
ARS | Agricultural Research Service |
ASL | Above Sea Level |
CREAMS | Chemicals, Runoff and Erosion from Agricultural Management Systems |
CUP | Calibration and Uncertainty Programs |
CWC | Central Water Commission |
EPIC | Environmental Impact Policy Climate |
ET | Evapotranspiration |
GIS | Geographic Information System |
GLEAMS | Groundwater Loading Effects on Agricultural Management Systems |
GLUE | Generalized Likelihood Uncertainty Estimation |
HRU | Hydrologic Response Units |
ISRO | Indian Space Research Organization |
LH | Latin Hypercube |
LULC | Land Use Land Cover |
NBSS | National Bureau of Soil Survey |
NCEP | National Centers for Environmental Prediction |
NRCS | Natural Resources Conservation Service |
NRSC | National Remote Sensing Centre |
NSE | Nash-Sutcliffe Efficiency |
OAT | One-At-a-Time |
PPU | Percentage Prediction Uncertainty |
R2 | Coefficient of determination |
SCS | Soil Conservation Service |
SRTM | Shuttle Radar Tomography Mission |
SUFI2 | Sequential Uncertainty Fitting procedure version 2 |
SWAT | Soil and Water Assessment Tool |
USDA | United States Department of Agriculture |
Appendix A. Results of Global Sensitivity Analysis
1980s Daily | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Validation Cases | ||||||||||||
Calibration | Different time-step, | Same time-step, | ||||||||||
Self-validation | same decade | different decade | ||||||||||
D80_c (1981–1984) | D80_v_D80 (1985–1988) | D80_v_M80 (1985–1988) | D80_v_D90 | |||||||||
Parameter | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value |
BASEFLOW ALPHA- FACTOR | 4 | −5.09 | 0 | 4 | −9.47 | 0 | 5 | −3 | 0 | 3 | −10.54 | 0 |
CH_K(2) | 2 | 10.21 | 0 | 2 | 16.31 | 0 | 4 | 6 | 0 | 2 | 26.35 | 0 |
CN2 | 7 | −0.49 | 0.62 | 8 | −0.15 | 0.88 | 8 | −0.07 | 0.94 | 7 | 0.35 | 0.73 |
ESCO | 5 | −1.27 | 0.2 | 5 | −1.92 | 0.05 | 6 | −2.54 | 0.01 | 5 | −2.32 | 0.02 |
GW_DELAY | 8 | −0.47 | 0.64 | 6 | −1.08 | 0.28 | 3 | −6.36 | 0 | 6 | −2.17 | 0.03 |
GW_REVAP | 6 | −1.26 | 0.21 | 7 | −0.94 | 0.35 | 7 | 0.61 | 0.54 | 8 | −0.26 | 0.79 |
SOL_AWC | 3 | 8.14 | 0 | 3 | 12.29 | 0 | 2 | 30.83 | 0 | 4 | 3.39 | 0 |
SURLAG | 1 | −62.85 | 0 | 1 | −128.97 | 0 | 1 | −39.29 | 0 | 1 | −77.94 | 0 |
1990s Daily | ||||||||||||
Validation Cases | ||||||||||||
Calibration | Different time-step, | Same time-step, | ||||||||||
Self-validation | same decade | different decade | ||||||||||
D90_c (1992–1994) | D90_v_D90 (1995–1997) | D90_v_M90 (1995–1997) | D90_v_D80 | |||||||||
Parameter | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value |
BASEFLOW ALPHA- FACTOR | 3 | −9.56 | 0 | 4 | −8.92 | 0 | 5 | −2.31 | 0.02 | 4 | −9.23 | 0 |
CN2 | 7 | 0.62 | 0.53 | 7 | 0.82 | 0.41 | 8 | 0.05 | 0.96 | 7 | 0.68 | 0.49 |
ESCO | 5 | −5.33 | 0 | 6 | −3.26 | 0 | 7 | −0.39 | 0.7 | 5 | −3.51 | 0 |
GW_DELAY | 6 | −1.98 | 0.05 | 5 | −3.34 | 0 | 1 | −20.88 | 0 | 6 | −1.37 | 0.17 |
GW_REVAP | 8 | −0.57 | 0.57 | 8 | 0.1 | 0.92 | 6 | −1.61 | 0.11 | 8 | −0.21 | 0.83 |
SOL_AWC | 4 | 8.94 | 0 | 3 | 10.54 | 0 | 2 | 12.59 | 0 | 3 | 9.92 | 0 |
SURLAG | 1 | −95.1 | 0 | 1 | −93.61 | 0 | 3 | −10.56 | 0 | 1 | −89.9 | 0 |
1980s Monthly | ||||||||||||
Validation Cases | ||||||||||||
Calibration | Different time-step, | Same time-step, | ||||||||||
Self-validation | same decade | different decade | ||||||||||
M80_c (1981–1984) | M80_v_M80 (1985–1988) | M80_v_D80 (1985–1988) | M80_v_M90 | |||||||||
Parameter | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value |
CH_K(2) | 1 | −40.2 | 0 | 1 | 12.41 | 0 | 1 | 117.64 | 0 | 2 | −11.24 | 0 |
CN2 | 6 | 1.26 | 0.21 | 5 | 1.06 | 0.29 | 4 | 1.72 | 0.09 | 1 | −22.84 | 0 |
ESCO | 4 | 2.43 | 0.02 | 4 | −1.15 | 0.25 | 3 | −2.74 | 0.01 | 3 | −5.74 | 0 |
GW_DELAY | 2 | −22.33 | 0 | 2 | 11.58 | 0 | 5 | −0.85 | 0.4 | 4 | −2.03 | 0.04 |
GW_REVAP | 5 | −1.85 | 0.07 | 6 | 0.04 | 0.97 | 6 | −0.76 | 0.44 | 5 | 0.81 | 0.42 |
SOL_AWC | 3 | −13.48 | 0 | 3 | 5.29 | 0 | 2 | 15.3 | 0 | 6 | 0.78 | 0.43 |
1990s Monthly | ||||||||||||
Validation Cases | ||||||||||||
Calibration | Different time-step, | Same time-step, | ||||||||||
Self-validation | same decade | different decade | ||||||||||
M90_c (1992–1994) | M90_v_M90 (1995–197) | M90_v_D90 (1995–197) | M90_v_M80 | |||||||||
Parameter | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value | Rank | t- | p-value |
CH_K(2) | 1 | −35.51 | 0 | 1 | −14.39 | 0 | 1 | 112.91 | 0 | 2 | 9.44 | 0 |
CN2 | 4 | 1.04 | 0.3 | 5 | −0.48 | 0.63 | 6 | −0.27 | 0.78 | 4 | −1.15 | 0.25 |
ESCO | 6 | 0.2 | 0.84 | 6 | −0.39 | 0.7 | 4 | −2.51 | 0.01 | 6 | −0.72 | 0.47 |
GW_DELAY | 2 | −11.04 | 0 | 2 | −12.93 | 0 | 2 | −3.61 | 0 | 1 | 12.04 | 0 |
GW_REVAP | 5 | −0.41 | 0.68 | 4 | −1.19 | 0.24 | 5 | −1.07 | 0.28 | 3 | 2.18 | 0.03 |
SOL_AWC | 3 | −3.08 | 0 | 3 | −1.65 | 0.1 | 3 | 3.05 | 0 | 5 | 1.06 | 0.29 |
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Data | Spatio-Temporal Resolution | Time-Period | Source |
---|---|---|---|
Discharge Data | Point data (Gauging site at Sripalpur 25°30’6’’ N, 85°6’8’’ E); daily | 1957–1999 | Central Water Commission (Ministry of Water Resources, River Development and Ganga Rejuvenation, Government of India) |
Topographic Data (digital elevation model raster data) | 90 m × 90 m | 2000 | Shuttle Radar Tomography Mission (SRTM) |
Land Use Land Cover (LULC) map | 1:250,000 scale | 2007–2008 | National Remote Sensing Centre (NRSC), Indian Space Research Organization (ISRO) |
Soil Map | 1:250,000 scale | 2007–2008 | NRSC National Bureau of Soil Survey (NBSS) |
Precipitation Data | 0.25° × 0.25° daily | 1901–2015 | India Meteorological Department |
Temperature | 1° × 1° daily | 1948–2006 | Princeton University weather dataset |
Relative Humidity | Modeled average data for the study region; daily | 1979–2014 | Global weather data for SWAT (NCEP Climate Forecast System Reanalysis) |
Solar Radiation | 1° × 1° daily | 1948–2006 | Princeton University weather dataset |
Wind Speed | 1° × 1° daily | 1948–2006 | Princeton University weather dataset |
Performance Index | Description | Recommended Value |
---|---|---|
P- | Fraction of the observed data (with its error) bracketed within the simulated 95% Prediction Uncertainty (95PPU) band [14]. The P- can lie between 0 and 1, and is ideally 1, indicating full capture of the hydrological processes by the model [33]. Model error can be given by 1-(P-) [14]. | For high-quality measurements, a P- is recommended; for low quality data, a P- is recommended [50] (used in this study); for discharge, a value of P- or is recommended, depending on the project scale of input and calibration data adequacy [14]. |
R- | The ratio of the mean width of the 95PPU band and the standard deviation of the observed data [14]. | An R- < 1.5 is recommended [49,50]. |
(coefficient of determination) | measures the proportion of the variation in the measured data explained by the model [55] and is also defined as the squared value of the coefficient of correlation according to Bravais–Pearson [56]. can vary between 0 and 1; a higher value implies lesser variance [55]. | is recommended [57] |
Nash–Sutcliffe Efficiency (; used as the objective function) | Normalized measure determining the relative magnitude of the residual variance (analogous to ‘noise’) compared to the measured data variance (analogous to ‘information’) [54]. The range of lies between 1.0 (perfect fit) and (minus infinity). | is recommended for hydrological simulations at the monthly time-step, with appropriate relaxation of the standard at the daily time step [55]. |
Nomenclature | Calibration Time-Step | Calibration Data Used | Calibration Period |
---|---|---|---|
D80 | Daily | Daily discharge | Warm-up period: 1979–1980; calibration period: 1981–1984 |
M80 | Monthly | Monthly average of daily discharge | Warm-up period: 1979–1980; calibration period: 1981–1984 |
D90 | Daily | Daily discharge | Warm-up period: 1990–1991; calibration period: 1992–1994 |
M90 | Monthly | Monthly average of daily discharge | Warm-up period: 1990–1991; calibration period: 1992–1994 |
Sensitive Parameter Identified by LH-OAT | Definition of SWAT Parameters (Relevant SWAT File) [34] | Spatial Scale of Variation | Default SWAT Model Values (units) | Method of Modification: Additive ‘a’, Multiplicative ‘r’, Replacement ‘v’ (Initial Modification Range) | Calibration Cases (From Table 3) in Which the Parameter Was Calibrated |
---|---|---|---|---|---|
CH_K2 | Effective hydraulic conductivity in main channel alluvium (Routing file of each reach ‘ *.rte’) | Sub-basin | 0 (mm/h) | v (0, 150) | D80, M80, D90, M90 (all) |
GW_DELAY | Time taken in days for water to move from lowest soil layer to the first shallow aquifer (groundwater file of each HRU ‘*.gw’) | HRU | 31 (days) | v (0, 450) | All |
SOL_AWC | Available water capacity in the soil layer (soil file of each HRU ‘*.sol’) | HRU | HRU dependent, different values (function of soil data) (mm H2O/mm soil) | r (−0.5, 0.5) | All |
GW_REVAP | Groundwater evaporation coefficient (groundwater file of each HRU ‘*.gw’) | HRU | 0.02 (unitless) | v (0.02, 0.2) | All |
ESCO | Soil evaporation compensation factor (1 file for the entire basin ‘basin.bsn’) | Basin | 0.95 (unitless) | v (0, 1) | All |
CN2 | Initial SCS runoff curve number for Moisture Condition II (management file of each HRU ‘*.mgt’) | HRU | HRU dependent, different values (60–84) (unitless) | r (−0.2, 0.2) | All |
BASEFLOW ALPHA- FACTOR (ALPHA_BF) | Baseflow recession constant. Index for groundwater flow response to changes in recharge (groundwater file of each HRU ‘*.gw’) | HRU | 0.048 (unitless) | v (0, 1) | D80, D90 |
SURLAG | Surface runoff lag coefficient (1 file for entire basin ‘basin.bsn’) | Basin | 4 (unitless) | v (0.05, 10) | D80, D90 |
1980s Daily | ||||
---|---|---|---|---|
Calibration | Validation Cases | |||
Self-validation | Different time-step, same decade | Same time-step, different decade | ||
D80_c (1981–1984) | D80_v_D80 (1985–1988) | D80_v_M80 (1985–1988) | D80_v_D90 | |
P- | 0.22 | 0.23 | 0.25 | 0.31 |
R- | 0.37 | 0.46 | 0.35 | 0.63 |
0.67 | 0.68 | 0.87 | 0.68 | |
0.66 | 0.66 | 0.80 | 0.68 | |
1990s Daily | ||||
Calibration | Validation Cases | |||
Self-validation | Different time-step, same decade | Same time-step, different decade | ||
D90_c (1992–1994) | D90_v_D90 (1995–1997) | D90_v_M90 (1995–1997) | D90_v_D80 | |
P- | 0.53 | 0.45 | 0.42 | 0.37 |
R- | 0.66 | 0.72 | 0.42 | 0.73 |
0.67 | 0.70 | 0.86 | 0.73 | |
0.67 | 0.69 | 0.86 | 0.67 | |
1980s Monthly | ||||
Calibration | Validation Cases | |||
Self-validation | Different time-step, same decade | Same time-step, different decade | ||
M80_c (1981–1984) | M80_v_M80 (1985–1988) | M80_v_D80 (1985–1988) | M80_v_M90 | |
P- | 0.76 | 0.79 | 0.80 | 0.83 |
R- | 0.52 | 0.56 | 0.76 | 0.55 |
0.87 | 0.82 | 0.21 | 0.89 | |
0.87 | 0.79 | −0.65 | 0.89 | |
1990s Monthly | ||||
Calibration | Validation Cases | |||
Self-validation | Different time-step, same decade | Same time-step, different decade | ||
M90_c (1992–1994) | M90_v_M90 (1995–1997) | M90_v_D90 (1995–1997) | M90_v_M80 | |
P- | 0.88 | 0.86 | 0.80 | 0.81 |
R- | 0.52 | 0.63 | 0.57 | 0.63 |
0.93 | 0.90 | 0.19 | 0.83 | |
0.93 | 0.90 | −0.51 | 0.78 |
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Adla, S.; Tripathi, S.; Disse, M. Can We Calibrate a Daily Time-Step Hydrological Model Using Monthly Time-Step Discharge Data? Water 2019, 11, 1750. https://doi.org/10.3390/w11091750
Adla S, Tripathi S, Disse M. Can We Calibrate a Daily Time-Step Hydrological Model Using Monthly Time-Step Discharge Data? Water. 2019; 11(9):1750. https://doi.org/10.3390/w11091750
Chicago/Turabian StyleAdla, Soham, Shivam Tripathi, and Markus Disse. 2019. "Can We Calibrate a Daily Time-Step Hydrological Model Using Monthly Time-Step Discharge Data?" Water 11, no. 9: 1750. https://doi.org/10.3390/w11091750
APA StyleAdla, S., Tripathi, S., & Disse, M. (2019). Can We Calibrate a Daily Time-Step Hydrological Model Using Monthly Time-Step Discharge Data? Water, 11(9), 1750. https://doi.org/10.3390/w11091750