1. Introduction
Urbanization in recent years has dramatically increased the amount of impervious surfaces [
1] and affected local environmental conditions such as landscape or stream morphology [
2], species richness [
3,
4], air temperature [
5], climate change [
6], and particularly a region’s hydrology [
7,
8,
9,
10,
11]. When heavy storms hit, a large volume of stormwater with pollutants containing sediment, nutrients, litter, oxygen-demanding waste, and heavy metals runs off the impervious areas, giving rise to flooding risk and water quality concerns [
12,
13,
14], as well as a series of social problems [
15]. Despite the fact that the conventional stormwater management approaches including gutters, pipes, and channels can control flooding by conveying runoff directly into receiving points [
16,
17,
18], they have been considered unsuitable for urban sustainability development [
16,
19,
20] because of limited storage [
21], lack of contamination treatment [
16], amenity value impact [
22] and ecological degradation [
23], and backwater risks and overflow [
24].
For these reasons, city planners have been adopting a green stormwater infrastructure (GSI) philosophy (e.g., water sensitive urban design (WSUD), low-impact development (LID), sustainable urban drainage systems (SuDS), low-impact urban design and development (LIUDD), and Sponge City) rather than “rapid-draining”-based traditional approaches in stormwater management over recent decades [
25,
26]. These new approaches are driven by a more sustainable outcome including impervious surfaces reduction, on-site runoff retaining, infiltration and evapotranspiration promotion, and hydrologic conditions predevelopment [
27,
28]. The concept of WSUD was firstly coined in 1994 and widely cited and implemented from 2000 in Australia [
25]. It is an integrated urban stormwater management approach, comprising water storage, water treatment, and sustainable techniques in the urban water cycle, aiming to decrease the impacts of urban expansion and enhance the values of amenity, ecosystem, livability, and society in urban planning [
25,
29,
30]. This type of design involved several facilities such as bioretention areas, ponds and lakes, buffer strips, stormwater tanks, wetlands, and green roofs [
31,
32]. These facilities are often designed to accelerate economic, social, and environmental development while dealing with a series of stormwater functional problems [
33,
34]. These facilities can simply be classified into grey and green components. The grey parts mainly rely on the strategies of drainage, reuse, retention, and detention functions (e.g., stormwater tanks and ponds) [
35], and the green facilities mainly include the vegetated areas and natural controls such as bioretention areas, swales, and wetlands [
36].
The existing studies for WSUD mainly focus on the functional benefits such as water quantity reduction and water quality improvement (e.g., [
37,
38,
39]) and environmental benefits (e.g., carbon emission elimination in the studies of [
40,
41]). A limited number of studies have comprehensively assessed the stormwater management options to optimize the WSUD combinations [
42]. In fact, the various benefits provided by WSUD facilities such as economic and social benefits (e.g., water retaining function, livability, and O&M costs) are also essential for the WSUD implementation [
20,
42,
43,
44]. Additionally, there is still a lack of a comprehensive and integrated assessment framework to optimize the stormwater facility combinations based on various criteria [
45,
46,
47,
48]. Zhou [
49] also illustrated the importance of designing sustainable drainage system integrating several aspects such as technical, social, environmental, economic, and legal systems. In fact, the assessment and selection of WSUD facility combinations for a catchment is always challenging for decision-makers, which requires an innovative assessment and selection framework with multi-criteria decision analysis (MCDA) tools encompassing several criteria are required [
45,
48,
50].
Developed more than forty years ago [
51], MCDA has become an effective technical tool to solve decision problems based on the “compromise principle” with several conflicting points in the evaluation process [
52,
53,
54]. The common MCDA methods widely used in decision-making cases include analytic hierarchy process (AHP), case-based reasoning (CBR), data envelopment analysis (DEA), multi-attribute utility theory (MAUT), fuzzy set theory, Elimination and Choice Expressing the Reality (ELECTRE), goal programming, PROMETHEE, Technique for Order of Preference by Similarity to Ideal Solution (TOPSIS), and simple additive weighting [
55]. Some previous studies only used either AHP or TOPSIS to determine weights for selected indicators or provide rankings of alternatives [
42,
56]. Conversely, this paper proposes to combine AHP and MAUT methods as a more integrated MCDA framework to score, rank, and select the optimum WSUD facility combinations. AHP and other qualitative methods served as indicator weighting tools, while MAUT and some quantitative methods further assessed the alternatives. Additionally, MUSIC (Model for Urban Stormwater Improvement Conceptualization), as a unique GSI assessment software, was used to develop WSUD combination models in this study.
For these reasons above, this study focuses on comprehensively assessing and optimizing WSUD facility combinations based on AHP and MAUT through a case study of Melbourne University’s Parkville Campus, taking functional, economic, social, and environmental aspects into account. Also, the assessment framework based on MCDA described in this paper is strongly recommended to be promoted for the water sector to solve the decision-making problems. In the following section, we briefly introduce the study area and the assessment framework and method. The results, discussions, recommendations, and limitations are shown in
Section 3.
3. Results and Discussion
3.1. Indicator Weights
Table 9 shows the weights of different criteria, sub-criteria, and indicators calculated by AHP method. The higher weight of a sub-criteria represents the higher importance for stormwater management in the study area. The CI determined by AHP is 0.0171 (less than 0.1). This means that the AHP results for weight determination are reasonable (see
Appendix C).
The social aspect is assigned the highest weight (43.56%) and all the three sub-criteria of the social aspect have relative high weights (15.31% for water reuse function, 13.78% for livability, and 14.47% for water retaining function). This is reasonable because many development goals and strategies of stormwater management in the study area emphasized the improvement of the social values such as water reuse and water retaining. Melbourne Water [
83] and Wong [
30] reported that the performance of tank and pond is better than bioretention areas and swales in water retaining function. Therefore, their weights are quantitively assigned as 8.68% and 5.79%, respectively. In contrast, the economic aspect is ranked fourth with a 11.91% weight, and the weights of O&M cost and capital cost are very low (1.91% and 2.60%, respectively). Considering the importance of open space for other uses, the weight of land use cost (7.40%) is higher than capital cost and O&M cost. Meanwhile, the weights of the functional aspect (22.73%) and the environmental aspect (21.80%) are similar. Flooding control (12.44%) and water quality improvement (10.29%) are the functions that all stormwater infrastructures must consider regardless of grey or green facilities. The former is given a higher weight because of the severe flooding risks in the area. The carbon emission is assigned 14.78%, which is higher than ecosystem values (7.03%) because “zero-emission” in the water sector has been emphasized many times by stakeholders [
92]. It is an essential environmental indicator in the infrastructure construction.
3.2. Individual Results
3.2.1. Functional Aspect
Table 10 presents the initial results and normalized results of the functional aspect simulated by MUSIC. Surface runoff, as a non-beneficial indicator, has been transferred to beneficial form before normalization by Equation (3). As the MUSIC software cannot directly calculate the surface runoff, its values were taken from the amount of weir out flow of the South Lawn treatment node. The flooding control and water quality improvement for five scenarios can be further calculated by Equation (1) and are shown in
Table 11. It was found that the differences of five scenarios in flooding control are not obvious, except that scenario 2 is slightly better than other alternatives. For the water quality aspect, scenario 5 obtained the highest score in water quality improvement because the large proportion of bioretention areas and swales have pollution removal mechanisms and play a considerable role in improving stormwater quality. Similarly, as an equal grey-green design, the performance of water quality improvement for scenario 4 is also outstanding due to the large size of green-based facilities. On the country, the grey-based scenario’s assessment score in water quality improvement is not satisfactory. Scenario 2 performs better in water quality improvement than scenario 3, although the green facility proportion of the latter is higher. This may be because bioretention areas are more efficient than swales in improving stormwater quality.
3.2.2. Economic, Social, and Environmental Aspect
Table 12 summarizes the individual results of eight sub-criteria of economic, social, and environmental aspects and the calculation procedures are provided in the
Supplementary Materials. In the calculation, the normal level of stormwater tank and pond is assumed as 1 m. Scenario 1 and 2 have higher capital cost because the cost of stormwater tank is quite high and up to
$1000 per kiloliter. Additionally, the two scenarios also perform well in water reuse and retaining function because of the higher performance of these grey facilities in the two indicators, while the bioretention areas and swales cannot contribute to the water reuse. Scenario 3 is relatively average in all the sub-criteria, and there is no one criterion that performs best or worst. Scenario 4 has the highest score among the three economic sub-criteria and also performs satisfactorily in other factors, particularly in carbon emission and ecosystem value. As a green-based option, the pros and cons of scenario 5 are very clear. Its performances in carbon emission, livability improvement, and ecological value are the best among the five alternatives, but the scores of water reuse and retaining function are not satisfactory.
3.3. Comprehensive Results
The values of 10 sub-criteria have been determined qualitatively and quantitatively, as shown in
Table 11 and
Table 12. Calculated using Equations (5) and (6), the normalized results of these sub-criteria as well as their weights are presented by spider diagrams (
Figure 9). The calculation procedures are enclosed in
Appendix D and the
Supplementary Materials.
The scores of functional, economic, social, and environm cvental aspects can be calculated respectively by Equation (4), and the overall scores of five scenarios can be further calculated (
Table 13). After the comprehensive assessment based on MAUT, scenario 4 (0.771 out of 1), as the equal grey-green strategy, is the optimal option for stormwater management in the University of Melbourne. It provides maximum comprehensive benefits, although it does not perform best in the functional, social, and environmental aspects. It had the highest economic benefits (0.119) because of the smallest areas of WSUD facilities and the relative few stormwater tanks in design. The optimal scenario comprised 250 m
2 stormwater tanks (including 225 m
2 existing tanks), 50 m
2 pond, 170 m
2 bioretention areas, and 150 m
2 swales. The proportion of grey and green facilities are approximately half (52% green facilities).
In contrast, scenario 1 (0.693 out of 1), as a grey-based strategy with 4.3% green facilities, had a considerable gap for achieving the sustainable stormwater management goals. Its social benefits are excellent but cannot counteract the deficits in terms of functionality and the environmental aspect. Scenario 2 (26.7% green facilities) and scenario 3 (31.7% green facilities) had the approximate 0.75 score but less than scenario 4, which showed the significance of increasing the green WSUD facilities in the study area. If only considering the first four scenarios, we can preliminarily conclude that the overall score increases as the ratio of green facilities gradually increases.
Scenario 5 also had the highest environmental and functional benefits and its green facility areas have reached 69.2%, which was mainly attributed by green facilities’ effectiveness in water quality improvement and lower carbon emissions. However, it showed poor social benefits and, thus, caused slightly lower overall score than scenario 4 (0.758 and 0.771). This drag-down is due to its poor social benefits that are strongly related to the “water reuse” and “water retaining” services featured in grey facilities. We must notice herein that scenario 5 has the smallest proportion of grey facilities. Therefore, we can conclude that to keep increasing the green facility is not equal to a better GSI combination design, but there is a trade-off relation we must consider between the proportion of green and grey facilities and also among social, economic, environmental, and functional aspects. A proper combination of grey and green WSUD facilities is the best response to the stormwater management in the study area to achieve the sustainable stormwater management goals.
The results are consistent with the research of Alves et al. [
93], Gallo et al. [
50], Bakhshipour et al. [
94], and Damodram et al. [
95]. Alves et al. [
93] applied MCDA methods to assess the flooding management in three study areas (Marbella, Ayutthaya, and Sukhumvit) and concluded that the green and grey combination measures provided more advantages compared with previously developed methods. Gallo et al. [
50] developed a modeling framework that encompasses green and grey stormwater facilities and was applied into the Berkeley neighborhood. They also reported that the optimal stormwater solution in the study area is a mix of green and grey combination. Bakhshipour et al. [
94] illustrated that the hybrid green-blue-grey stormwater infrastructures can economically compete with conventional grey-only pipe networks and the green parts can effectively increase the sustainability and environmental friendliness. The research of Damodram et al. [
95] proposed to combine LIDs and BMPs to achieve sustainability goals given limited resources, and its essence is also seeking an optimal combination of grey and green stormwater facilities. Therefore, despite the fact that adopting GSI to manage stormwater has become a worldwide trend, only when a suitable combination of these GSI facilities was applied could their performances be maximized to achieve sustainable development.
3.4. Insights and Practical Significance of the Case Study
Reviewing the entire case study, it was found that setting the sustainable goals for the specified study area can facilitate the effective WSUD design if water managers or local administration can provide a clear statement of commitment towards stormwater water management. These sustainable goals underpin the proposal and determination of criteria and weights by an assessment framework that serves for WSUD scenarios comparison. We must notice herein that there could be large flexibilities between goals and determination of criteria, indicators, and weights. This paper used the methods of questionnaires, discussion with experts, and literature review to transform the qualitative goals into measurable indicators. These methods are worth recommending but entail local water managers having a good understanding of WSUD benefits, sustainable development goals, and GSI principles. In a real case, water managers should not only tightly follow the local stormwater management goals, but also choose sufficient, suitable, and comprehensive criteria and indicators truly matched with the real situation (e.g., from functional, economic, social, and environmental perspectives).
There are many proposed MCDA methods in previous studies, and the combination of two or more MCDA methods can more easily and practically meet the requirements of decision-makers. In this study, the AHP method helps to determine the weights of different sub-criteria, while MAUT standardizes all the criteria and indicators with or without units. It is anticipated that this combined MCDA assessment tool is more practical and convenient for water managers. In terms of this case study, the framework (
Figure 8) well contained the stormwater goals, five different scenarios, combined MCDA methods, and sufficient criteria and indicators. This framework should be promoted for the water sector to solve complex decision-making problems.
Since the proportion of green facilities of scenario 4 is 52% (approximately 50%), the “equal green grey” WSUD design philosophy could be empirically applied in some Melbourne campus. This is mainly because these areas have similar external factors such as land use, stormwater goals, and meteorological data, and the optimal results could be similar. However, for an area with different land uses, policies, and meteorological conditions, it is necessary to conduct a comprehensive assessment as described in this paper. By adjusting the proportions of green-grey facilities to generate a number of scenarios, the model can simulate possible WSUD combinations as alternatives. The method of scenario designs can also be used in many other similar cases where both proportions of green and grey facilities play an important role.
3.5. Recommendations and Prospects
The problem that the University of Melbourne urgently needs to solve is related to the implementation of more green stormwater facilities, while the 900 kiloliters existing stormwater tanks basically can meet people’s demands of water reusing and retaining. According the results analysis, scenario 4, as “equal grey-green” design, can be applied as a priority design for the University of Melbourne. By comparing scenario 4 and 5, a higher proportion of green WSUD facilities will lower the overall profits. It gives an insight that the performance of WSUD combinations are often not as simple linear relation as the proportional relation, but a more complex mechanism fundamentally associated with criteria, indicators, and weighting systems. Therefore, more scenarios with different green facility proportion are recommended to design for further optimization assessment in the University of Melbourne. In this way, a more accurate optimal result can be further obtained.
As illustrated in
Section 3.4, different land uses, policies, and meteorological conditions could lead to various assessment results. In fact, there are many other factors such as stormwater goals, weighting systems, site characteristics, public engagement, and decision-makers’ perspectives that should be considered. Taking decision-makers’ perspectives as an example, the decision-makers can be engineers, urban planners, and environmentalists who can directly or indirectly impact the assessment of WSUD or GSI [
96]. Jayasooriya et al. [
47] reported that the priority of the engineers, urban planners, and environmentalists for GSI strategies may be cost-effectiveness, amenity values, and environmental impacts mitigation, respectively. Similarly, for a site with different policies, financial support, location characteristics, public awareness and engagement, etc., the optimal GSI combination may be entirely different. These diversified factors make it a challenge for decision-makers to select the most appropriate stormwater strategy for a site [
97].
For the challenge of diversified factors, this paper strongly recommends that a general comprehensive assessment framework can be used to optimize different scenarios based on MCDA methods in Australia or a global scale, rather than the specific case study. In fact, there are several good attempts of combining stormwater management and MCDA to score, rank, and select the optimal option by a more generalizable framework. At the theoretical level, Jayasooriya et al. [
47] Sapkota et al. [
98], Sapkota et al. [
46], and Wu et al. [
71] reported that the establishment of a standard comprehensive assessment framework for GSI is significant and it can further assist decision-makers to make a more reasonable, inclusive, and well-informed decision. At the practical level, Morales-Torres et al. [
48] reported a decision supported tool called E2STORMED based on MCDA method to assess the multi-benefits of different GSI, and Kuller et al. [
31] also developed a rapid GSI-based MCDA tool for WSUD assets (called SSANTO), to assist stakeholders engaged in the urban planning in focusing on opportunities and needs of WSUD. Additionally, related cases regarding comprehensive assessments for GSI have also been published in recent years [
42,
99,
100,
101,
102]. Importantly, such a framework can well integrate current or future sustainable strategies by questionnaire or other methods, thereby promoting sustainable development in a site [
103]. Specifically, when the sustainable policies and strategies change, the goals to be achieved and the indicators to be assessed will change accordingly [
104]. Under various external conditions, the framework will continuously help water managers to make informed and inclusive decisions and play a role in achieving sustainable environmental development involving a variety of factors.
In 2019, Dandy et al. [
105] proposed a general comprehensive assessment framework for the assessment of the performance of different stormwater harvesting alternatives based on MCDA (
Figure 10), which is similar but more generalizable with the framework described in
Figure 8. It has guiding significance for the establishment and promotion of general WSUD or GSI assessment framework for stormwater management. Four main steps shown in Dandy et al.’s framework [
105] include problem definition, option design, performance evaluation, and option selection, which could be recommended for GSI assessment framework establishment. The future work will continue to develop the assessment framework on the basis of the four-step theory. As the knowledge in GSI and MCDA progresses, the future research for developing the framework and promoting sustainable stormwater management may include the following aspects. These aspects are also shown and illustrated in a variety of publications.
Propose a clear statement of commitment towards sustainable stormwater water management based on different site characteristics [
104].
Develop a better methodology of transforming the qualitative goals into measurable indicators except for questionnaire [
106].
Develop more reasonable combined scenarios of GSI or WSUD [
107].
Develop more accurate and indicator calculation methods [
106].
Consider the perspectives of all the stakeholders including the public engagement rather than experts only [
108,
109].
Select more appropriate MCDA methods for water managers in decision-making processes [
110].
3.6. Limitations
The limitations of this paper included MUSIC modeling restrictions, subjectivity of experts in the AHP method, and uncertainty of indicator values. For the MUSIC modeling design, firstly, the campus was divided into seven sub-areas to build the model in MUSIC as shown in
Figure 1, where it was assumed that these separate areas are independent. In fact, the seven sub-areas constitute the whole campus and they can influence each other. Additionally, the rainfall events used in the model is of a one-day interval, while a long-term and high intensity of rainfall data (e.g., one-hour interval) are preferable for assessment. Meanwhile, the results produced from MUSIC do not consider the underground pipes and it assumed that these existing conventional approaches have no influence on the facilities performance. Finally, MUSIC is a software only applicable to Australia and New Zealand, and the regional limitations will make it difficult to extend to the global scale [
71]. Subjectivity of experts is another limitation of the study. Despite the fact that this study invited a total of six experts to conduct the questionnaire and peer view, this sample size is not sufficient to eliminate the subjectivity of influence. When conditions permit, it would more accurate if more numbers of relevant experts and scholars can participate in the weight determination. For the indicator values, many unit values of indicators such as carbon emission, construction cost, O&M cost, and livability are extracted from previous research and may be out of date. Also, the qualitative assessment method of indicators will also cause some errors.
4. Conclusions
It is a worldwide trend for city planners to select a GSI philosophy rather than “rapid-draining”-based traditional approaches in stormwater management. In Australia, WSUD facilities are designed to accelerate economic, social, and environmental development while dealing with a series of stormwater functional problems. Current stormwater management assessments sometimes ignore the economic and social benefits and there is a lack of a comprehensive selection framework to optimize the stormwater facility combinations based on various criteria. This paper focuses on assessing and optimizing WSUD facility combinations based on AHP and MAUT through a case study of Melbourne University’s Parkville Campus. Based on the results, the key findings and conclusions are summarized as follows.
Scenario 4 (equal grey-green design) containing 52% green WSUD facilities obtained the highest scores (0.771) among five designed scenarios. It provides maximum comprehensive benefits although it does not perform best in the functional, social, and environmental aspects. It can be applied as a priority design for achieving the goals of stormwater management in the University of Melbourne. Implementing more green stormwater facilities is an urgent issue in the study area. Meanwhile, considering the similar land uses, stormwater goals and meteorological data in most of Melbourne campuses, the “equal green grey” WSUD design philosophy could be empirically applied in these areas.
Scenario 5 came second with a score of 0.758 despite the fact that the green facility proportion reached 69%. It indicates that to keep increasing the green facility is not equal to a better GSI combination design, but there is a trade-off relation we must consider between the proportion of green and grey facilities and also among social, economic, environmental, and functional aspects. Therefore, more scenarios with different green facility proportion are recommended for further optimization assessment to obtain a more accurate result.
The methods of questionnaires, discussion with experts, and literature review can transform the qualitative goals into measurable indicators, but it is inevitable that the subjectivity of experts will cause some errors. It would more accurate if more numbers of relevant experts and scholars can participate in the weight determination. Also, the combination of two or more MCDA methods can more easily and practically meet the requirements of decision-makers. It is anticipated that this combined MCDA assessment tool is more practical and convenient for water managers.
It is highly possible that a general comprehensive WSUD or GSI assessment framework can be used to optimize different scenarios based on MCDA methods in Australia or a global scale. In recent years, there are several good attempts of assessments combining stormwater management and MCDA in a framework from the theoretical level to the practical level. Four steps including problem definition, option design, performance evaluation, and option selection are recommended to form the GSI assessment framework structure. The future work will continue to develop GSI assessment framework based on the four-step theory. When such a more applicable framework is broadly promoted, it can further promote sustainable development by helping water managers to make informed and inclusive decisions involving a variety of factors.