1. Introduction
The raster-based digital elevation dataset has been widely applied in many research fields or practical cases to capture the landform of a study area, a complete and logical procedure in extracting channel networks, watershed ridges and related topographic parameters have therefore been well established [
1]. Nevertheless, in order to adequately and realistically imitate the flow dispersion and concentration processes in a watershed, many methods for determining flow paths have been continuously proposed [
2,
3,
4,
5]. The earliest and simplest approach that was developed to determine the single representative flow direction for a grid is called the eight-direction (D8) method [
6]. This method can define the upstream drainage area clearly so that it is usually used to partition sub-watersheds. However, this single flow-direction method has a defect in terms of the discretization of the flow since it allows only one direction pointed to an adjacent grid [
3,
5].
To solve this problem, different types of multiple flow-directions (MFD) methods, in which the flow of a grid can be assigned to its neighboring grids having lower elevations, were successively developed [
3,
4,
5,
7]. The rule of partitioning flow into the multiple downward grids is a key issue that has been widely discussed in many previous studies because it would influence the whole drainage structure of a watershed [
3,
4,
5,
8]. The local topography and gradients are the basis and required conditions to calculate the flow fractions from a grid draining to the multiple receiving grids. When estimating flow over the grid-based elevation dataset, the primary challenge is how to operate the flow movement over each grid [
9]. Seibert and McGlynn [
4] proposed the triangular multiple-direction method, which is a modified type based on the earlier approach developed by Tarboton [
5] for the purpose of performing more realistic dispersion on concave hillslopes. Nevertheless, the D8 method, the MD8 method [
3] and the multiple-four-direction (MD4) method are more widely used because of their simplicity in operation.
MFD methods induce a significant issue: the definitions for calculating the contributing area are inconsistent among different approaches [
2,
5]. Due to the differences in the flow-direction assumption and the consequent drainage area, the distinction between the results of runoff simulation is predictable. Erskine et al. [
10] made a comparison of grid-based analyses for computing upslope contributing area by investigating the relative differences between contributing areas estimated using single- and multiple-direction methods. The results indicated that the differences in the contributing area decreased when the terrain became more convergent. Moreover, a previous study has reported that flow pattern treatment is considered valuable not only as a means to estimating drainage areas but also in estimating the amount of water flow in time and space [
11]. Therefore, researchers attempted to build a computational model that is capable of reducing the impact of the grid data structure on the results of surface flow simulation as much as possible [
12].
In recent years, the digital elevation dataset and all types of hydrological tools with open source are becoming easier to acquire; this prompts the extensive utilization of hydrological models or associated routing systems [
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23]. As a result, hydrologists are not only concerned about the extraction of topographic characteristics from a watershed, but also the influences of using different flow direction methods on the surface runoff simulation. There have been many previous studies putting effort into exploring the extent of the flow-dispersion effect in applying the MFD methods [
3,
4,
5,
24,
25], however, the potential factors affecting the runoff simulations and the connection between the flow-direction determination and the simulated results are worth being further studied.
This study focuses on surveying the impact of the flow direction method on the simulated results based on the numerical model in distributed type using Saint Venant equations rather than a conceptual model in the lumped type. Three types of flow direction methods, including the single-direction (D8) method, the multiple-direction (MD8) method, and the multiple-four-direction (MD4) method, were separately adopted to link with the grid-based rainfall-runoff model. A previous study has already established two types of area indexes that can estimate the extent of the dispersion effect thay exists in a flow-direction method [
24]. This motivates further research in this article to understand the relevance between the two area indexes and the differences of simulated results by applying different flow-direction methods, although the two area indexes are not the parameters directly adopted in the distributed numerical models.
The main objectives of this research are (1) to investigate the influence of the flow-direction method adopted in a distributed hydrologic model on the differences of simulated hydrographs in aspects of peak discharge, flow volume and time to flow peak, and (2) to propose a transformation approach that can capture and predict the hydrograph shape in applying a multiple-flow-direction method by merely considering two area indexes. The research findings obtained from this study indicate that the flow-direction method significantly affects the hydrograph shape based on the same distributed runoff model.
5. Indexes for Evaluating Hydrograph Deviations
The drainage area of a watershed has been considered as a significant parameter used for a hydrological analysis and related design work; however, it can be very different because of diverse flow-direction assumptions applied for calculations and the variability of the terrain [
10]. Huang and Lee [
24] introduced two types of definitions for the extraction of the drainage area to illustrate the flow dispersion effects inherent in different flow-direction methods. The two types of drainage areas were regarded to explain the hydrograph shapes and hydrograph deviations among different flow-direction methods.
For example,
Figure 4a shows a simple elevation dataset in which the elevation values are marked. According to the D8 method, the flow transferred from one grid to another follows the direction of steepest descent. When an outlet location is determined at R4C5, the whole drainage area, shaded in light blue color, can be delineated and it can be seen that a total of 5 grids are contained. This means that the flow accumulation value (FAV) at the watershed outlet is equal to the number of grids within the watershed boundary when the D8 algorithm is applied.
Relatively, as shown in
Figure 4b, if the MD8 method is applied to the identical elevation dataset, the number of possible flow paths increases. The watershed extent, recognized by marking all the grids that can drain into the appointed outlet (at R4C5) through any possible flow path, is shaded in blue color; hence, it can be known that a total of 11 grids are included. The watershed extent extracted by this way is called the “flow dispersion area (
AD)”, which denotes a maximum upstream extent that can affect the flow condition at the appointed outlet. Moreover, there is another index, called the “flow concentration area (
AC)”, used to calculate the upstream contributing area as follows:
where (
AC)
i is the flow concentration area at grid
i;
a is the unit area of a grid;
K is the total number of upstream grids connecting to grid
i;
FAVk is the flow accumulation value of grid
k, which is one of the upstream adjacent grids connecting to grid
i;
fk is the flow fraction portioned from grid
k to grid
i. Different approaches to derive the flow fractions are explained in the previous section. In
Figure 4b, the MD8 method is applied to calculate the flow fraction of each grid according to Equation (1). It can be seen that the flow concentration area at the outlet (R4C5) is equal to 4.2 grids, which is significantly less than the flow dispersion area (=11 grids). In brief, when applying the single-flow-direction (D8) method, the flow dispersion area is certainly equal to the flow concentration area; however, when adopting any type of multiple-flow-direction methods, the flow dispersion area is considered to be larger than the flow concentration area.
In this study, 300 locations in the Goodwin Creek Watershed were chosen to investigate the behaviors of simulated hydrographs using various flow-direction methods. The flow dispersion area
AD and flow concentration area
AC at each location calculated by adopting the D8, MD4 and MD8 methods are shown in
Figure 5. It can be seen that when the MD4 or MD8 method is used to replace the D8 (single-flow-direction) method, the distribution of these points obviously shifts to the upper-left side of the diagonal line, showing the variance between the two types of drainage area. According to the results, it can be seen that a point which has a greater flow dispersion area (namely the total upstream area that can affect the flow response at a selected outlet) does not mean that it is able to collect a greater amount of outflow volume when a multiple-flow-direction method is adopted.
According to the definition of flow dispersion area (
AD), the watershed boundaries for the three designated locations (as shown in
Figure 1) can be determined using different FD methods and shown in
Figure 6a. For the watershed outlet at location A, the largest watershed extent (
AD) among the three FD methods is equal to 25.57 km
2 when the MD8 method is applied. However, the MD8 method cannot guarantee collectnig the largest amount of flow volume due to its dispersion effect. For example, as shown in
Figure 6a, the flow paths from a starting point in the upstream watershed are tracked individually using the D8, MD4 and MD8 methods. In fact, countless flow paths can occur when using MFD methods (MD4 or MD8) but only three of them are plotted to explain that there can be more than two outlet locations on the boundary grids to discharge the outflow. This causes the MFD method to be unable to collect a larger amount of water volume than the D8 method sometimes. In addition to checking the watershed boundary, the flow concentration area (
AC) obtained from the flow accumulation value (FAV) was also investigated to evaluate the ability to collect flow volume for a designated point. The spatial distributions of flow concentration area (
AC) are shown in
Figure 6b using various FD methods. As revealed in these figures, the D8 method collects the largest value of
AC at the outlet (location A), but the MFD methods can obtain a larger space with an
AC greater than 0.005 km
2.
A rainfall condition with the constant intensity of 60 mm/h lasting for six hours was assigned to numerical runoff models for detecting the spatial distributions of water depth at the 10th hour of simulation using various FD methods, in the test the land surface is assumed as an impervious layer without any loss from infiltration. The maps of the simulated water depth at the 10th hour can be seen in
Figure 7. The spatial distribution of water depth, showing the stream network, is similar to that of the flow concentration area (
AC), as shown in
Figure 6b. Therefore, it can be inferred that the flow concentration area (
AC) can be an index to evaluate the ability to collect flow in the runoff simulation. The relation between the
AC and the total outflow volume of hydrograph at each grid is worth analyzing. On the other hand, since
AD also represents the upstream catchment area in which surface water can be retained or stored before it is drained out of the boundary,
AD is assumed to be related to the runoff concentration time. In the following section, we intend to elaborate on how the two indexes,
AC and
AD, influence the features of a simulated hydrograph.
6. Hydrograph Deviations and Mass Conservation Test
Three locations, marked as A, B, and C in the watershed, as shown in
Figure 1, were selected to detect differences in the simulated hydrographs using various flow-direction methods. The rainfall condition assigned in the runoff models is the same as mentioned in the previous section. The discharge responses at the three locations can be seen in
Figure 8. It can be found that the hydrograph using the MFD method (MD4 or MD8) does not present a consistent feature compared with that using the D8 method. For instance, both the MD4 and MD8 methods result in a significant loss in total outflow volume at location B, but this situation was not detected at the other two locations. In the aspect of flow peak, the MD4 method shows a greater peak discharge of the hydrograph than the MD8 method does at locations A and C, but such a result cannot be seen at location B. Therefore, this study intends to elaborate on how the flow-direction method causes these inconsistent behaviors in the simulated hydrographs.
A test of mass conservation wass also conducted to ensure that the total water volume received from the rainfall input does not loose during the process of simulation. Based on different flow-direction methods adopted in numerical models,
Table 2 sequentially shows (1) the total volume of rainfall input within the watershed boundary whose outlet is at location B, (2) the sum of accumulated outflow volume (discharging from location B and all the grids on the watershed boundary) until the 10th hour, (3) total flow volume remaining in the watershed at the 10th hour (as shown in
Figure 7). As listed in
Table 2, the maximum relative error among the three cases applying various flow-direction methods is only 0.0087. This demonstrates that the total flow volume is conserved during the calculated process in executing the present numerical model based on various flow-direction methods.
7. Hydrograph Deviation Analyses
As explained in the previous section and
Figure 8, the hydrograph shapes can be quite different because of th evarious flow-direction methods adopted in the model for runoff simulations. The two indexes, flow dispersion area and flow concentration area, have been found to vary with the flow-direction methods, therefore, they are assumed as two dominant factors to affect the hydrograph deviations between different flow-direction methods. Moreover, two aspects of hydrograph deviation, (1) the total volume of outflow discharge and (2) time to peak discharge, were concerned and aimed to be realized.
Figure 9 shows a schematic diagram to illustrate the hydrograph deviations.
Compared to the simulated hydrograph which applies the D8 method, the two aspects of deviation between any one of MFD methods and the SFD (D8) method can be quantified and their relations with the two aforementioned indexes are expressed as follows:
where
DV and
DT are, respectively, the deviations of the total volume of outflow discharge and the time to peak discharge;
VSFD and
VMFD denote the outflow volumes separately, applying the SFD (D8) method and one of the MFD methods;
TSFD and
TMFD represent the time to flow peaks, separately, applying the SFD (D8) method and one of the MFD methods.
A series of rainfall-runoff simulations were conducted to evaluate the hydrograph deviations by using Equations (12) and (13). Rainfall events with a constant intensity of 10–60 mm/h lasting for 3–12 h were assigned to the three types of models. Simulated hydrographs at 300 locations in the Goodwin Creek Watershed were collected for analyses. The accumulated area under each discharge hydrograph was calculated to obtain the total volume of outflow; therefore, the relation between the
DV and ratio of
AC at each location can be plotted in
Figure 10 based on the MD4 and MD8 methods comparing to the D8 method.
Both figures show that the magnitude of
DV is quite relevant to the ratio of
AC. A linear regression model was conducted to estimate the two regression functions as follows:
The above results of the linear regression analysis can be expressed as the two trend lines plotted in
Figure 10, in which the 95% confidence interval of the regression model was also provided. A statistical measure,
R2 coefficient of determination, was adopted to indicate how well the regression line approximates the observed data points. The
R2 coefficient is given by
where
d is the total number of observed data,
is the observed deviation (
DV or
DT),
is the mean of the observed deviations, and
is the predicted deviation using a regression model. The results show that the
R2 coefficient is equal to 0.9483 when the MD4 method is compared with the D8 method; this can be interpreted in that 94.83 percent of the variance in the
DV can be explained by the variable (ratio of
AC). The
R2 coefficient equals to 0.9463 when the MD8 method is compared with the D8 method. Overall, for the two sets of analyses, the
R2 values demonstrate the good fitness of the regression model.
Likewise, following the same method to analyze the deviation of time to flow peak (
DT), the results for the 300 survey locations can be seen in
Figure 11 based on the MD4 and MD8 methods comparing to the D8 method.
It can be found that the distribution of the data points can be approximately described by a natural logarithm function through the regression analysis with a 95% confidence interval. As shown in
Figure 11, the deviation of time to flow peak (
DT) basically increases with the variance of flow dispersion area (
AD) between an MFD (MD4 or MD8) method and the D8 method, but the increment of
DT gradually slows down. Moreover, as shown in
Figure 11, the comparison of hydrographs between the MD4 and D8 methods shows greater values of
DT than that between the MD8 and D8 methods. These two regression functions plotted in
Figure 11 can be expressed as follows:
The R2 coefficients for the above two regression equations are 0.817 and 0.7943 respectively, this demonstrates that approximately 80 percent of DT can be described by the variance of flow dispersion area (AD) according to these two regression models shown in Equations (17) and (18).
9. Conclusions
This study aimed to investigate the distinctions of simulated hydrographs affected by applying different flow-direction methods in the hydrological model. Considering that two types of geomorphological indexes, the flow concentration area (AC) and the flow dispersion area (AD), were found to be dependent on the flow-direction method, they were adopted as the factors to detect the deviations of simulated hydrographs in the aspects of water collecting capability and the time to peak discharge. Three types of flow-direction methods were applied to the digital elevation dataset of the Goodwin Creek watershed in the US for a series of rainfall-runoff simulations. The experimental results of 300 selected locations showed that the deviation of total outflow volume (DV) between two hydrographs using various flow-direction methods is highly relevant to the ratio of flow concentration area and can be well described by a linear regression function; the deviation of time to peak discharge (DT) is then dominated by the variance of flow dispersion area between two different flow-direction methods and can be approximated by a logarithmic regression function.
Moreover, a two-step adjustment for discharge hydrograph in terms of outflow volume and time to flow peak was proposed to imitate the profile of hydrograph generated from an MFD runoff model. Basically, the results of several rainfall events demonstrate that the simulated discharge hydrographs using MFD methods can be imitated by the proposed transformation approach based on the two deviations calculated from the regression models. These research findings manifest that merely the two area indexes (AC and AD) are capable of estimating the differences of simulated hydrographs between various flow-direction methods. Overall, compared to the SFD (D8) method, the MFD methods usually result in the delay of time to flow peak and less amount of total outflow volume.