Analytical Framework for Understanding the Differences between Technical Standards Originating from Various Regions to Improve International Hydropower Project Delivery
Abstract
:1. Introduction
2. Analytical Framework for Understanding the Differences between Domestic and International Technical Standards
- What is the frequency of using various technical standards in international hydropower projects?
- What are the differences between domestic and international technical standards regarding the factors of philosophy of standards, logical structure, completeness, equipment and material requirements, calculation methods, construction methods, test methods, and application conditions of standards?
- What are the impacts of unfamiliarity with the differences between domestic and international technical standards on delivering international hydropower projects?
3. Research Methodology
3.1. Reason for Choosing Chinese Contractors
3.2. Data Collection
3.3. Data Analysis
4. Results and Analysis
4.1. Frequency of Using Different Technical Standards
4.2. The Differences between Chinese and International Technical Standards
4.3. Problems Related to Unfamiliarity with Differences between Chinese and International Standards in International Hydropower Project Delivery
5. Application of the Analytical Framework: A Case Study from Nadarivatu Renewable Power Project in Fiji
6. Discussion
- (1)
- The survey results (see Figure 3) demonstrate that there are differences in all aspects between international and Chinese standards, and there is a need to compare the standards originating from different countries/regions. Understanding philosophies of different standards can help identify the trends for the development of standards by optimally balancing safety, economic, environmentally-friendly, and applicability principles. Contrasting the logic structure of different standards can assist in examining the completeness of the standards, and this can facilitate mutual recognition of the standards from various countries/regions, thereby maximizing the effectiveness of global resources such as expertise, technologies, methods, and products. Comparing different standards on calculation methods, equipment and material requirements, test methods, and construction methods can help in learning the features, strengths, and weaknesses of the standards, and then in the appropriate application of the standards in matching with local conditions to fulfill design, procurement, and construction tasks in international hydropower project delivery.
- (2)
- As the problem of applying international standards is a critical issue (see Figure 5), and is closely related to all aspects of international hydropower project delivery (see Figure 4), it is essential to improve the contractors’ capability of using international standards. Conducting comparative studies between Chinese and international standards, case studies on using international standards, transferring tacit knowledge into explicit knowledge on standards, and training activities are necessary to enhance both organizational and individual capabilities in applying international standards.
- (3)
- Since design problems, such as low approval rates of design products, design delays, design errors/defects, and design options being not cost-effective, are strongly related to unfamiliarity with the differences of standards (see Figure 4 and Figure 5), the contractors should cooperate with both project consultants and experienced international designers. Open communication is essential to ensure that the requirements of consultants, and the intentions of contractors, can be accurately and quickly circulated without being misunderstood. To meet the key design challenges in using international standards, the contractors can hire experienced international design subcontractors, and collaboratively fulfill technically and financially feasible designs. The interviewed managers confirmed that, although experienced international designers may charge more than Chinese designers, their expertise on using international standards and their familiarity with local project environments can bring more cost-effective design options, leading to significant project cost reductions.
- (4)
- To avoid the procurement problems (see Figure 5), contractors should clearly understand the requirements of both international and Chinese standards. In preparing procurement schemes, contractors should take worldwide suppliers into consideration, as long as their equipment and material can meet project requirements, and then choose suitable suppliers to achieve cost-effective procurement.
- (5)
- To avoid construction problems, such as improper construction methods, construction costs increasing, construction delays, and poor construction quality (see Figure 5), on one hand, contractors need to understand the key differences between international and Chinese construction standards, and, on the other hand, they should take full advantage of the expertise accumulated from Chinese projects, thereby improving the efficacy of construction.
- (6)
- As integrated project management is a key issue arising from the problems of applying international standards (see Figure 4 and Figure 5), contractors should emphasize the coordination among standards of design, procurement, and construction. For instance, in the design process, contractors need to appropriately consider equipment functional requirements, material processing restrictions, and constructability in accordance with relevant international standards, thereby achieving optimum designs.
7. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
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Regions | Numbers of Projects Located in Different Countries/Regions |
---|---|
East Africa | 4 (Uganda), 3 (Ethiopia), 2 (Sudan), 1 (Kenya), 1 (Rwanda), 1 (Tanzania), 1 (Djibouti) |
South Africa | 6 (Angola), 4 (Zambia), 2 (Mozambique), 2 (Zimbabwe), 1 (Namibia), 1 (Senegal) |
West Africa | 3 (Guinea), 2 (Nigeria), 2 (Niger), 2 (Cote d’Ivoire), 1 (Benin), 1 (Gambia), 1 (Ghana), 1 (Liberia) |
North Africa | 3 (Algeria) |
Central Africa | 2 (Equatorial Guinea), 2 (Cameroon), 1 (Republic of the Congo), 1 (The Democratic Republic of the Congo) |
East Asia | 1 (South Korea), 1 (Hong Kong China) |
South East Asia | 6 (Malaysia), 5 (Indonesia), 4 (Laos), 3 (Myanmar), 3 (Vietnam), 2 (Cambodia), 1 (Thailand), 1 (Singapore), 1 (Timor-Leste) |
South Asia | 4 (Pakistan), 3 (Nepal)2 (Sri Lanka), 1 (India) |
Central Asia | 1 (Tajikistan) |
Middle East | 4 (Qatar), 3 (Israel), 3 (Saudi Arabia), 2 (Kuwait), 2 (The United Arab Emirates) |
America | 6 (Venezuela), 4 (Ecuador), 1 (Colombia), 1 (Costa Rica), 1 (Cuba), 2 (Trinidad and Tobago), 2 (Bolivia), 1 (Honduras) |
Europe | 2 (Belarus), 1 (Serbia), 1 (Russia), 1 (Macedonia) |
Oceania | 2 (Fiji), 1 (Papua New Guinea), 1 (Vanuatu) |
Total | 131 |
Project Name | Contract Value (Million Dollars) | Mainly Applied Standards |
---|---|---|
Pakistan Gomal Zam Hydropower Project | 87 | ASTM, ACI, IEC, and other equivalent standard accepted by the client |
Angola N’zeto-Soyo Highway Project | 605 | AASHTO, ACI, ASTM, BS, DIN, ISO, NF, and IBC |
Qatar Luce CP1 Project | 1430 | BS, ISO, ASTM, and Qatar standards |
Fiji Nadarivatu Renewable Power Project | 124 | AS/NZS, IEC, BS, ISO, ASCE, ASTM, ACI, and Fiji standards (FJS) |
Mali Felu Hydropower Project | 170 | EN, USACE, ACI, IEC, ASTM, ISO, DIN |
Zambia Itaiz Hydropower Project | 138 | BS, EN, ISO, USACE, USBR, ASTM, ACI, ASCE, and IEC |
Ethiopia Tekeze Hydropower Project | 224 | ISO, IEC, ASTM, BS, and Chinese standards |
Ghana Buvi Hydropower Project | 596 | USACE, Chinese standards, ASTM, BS, and ACI |
Malaysia Bakun Hydropower Project | 813 | ASTM, Chinese standards, USBR, USACE, ACI, and BS |
Ecuador Coca Codo Sinclair Hydropower Project | 1980 | ASTM, ACI, USBR, AASHTO, Chinese standards, and Ecuador standards |
Technical Standards | Using Frequency (Represented by Percentage) | Rank |
---|---|---|
American Society for Testing and Materials (ASTM) | 52% | 1 |
International Organization for Standardization (ISO) | 47% | 2 |
Chinese Standards | 46% | 3 |
American Concrete Institute (ACI) | 32% | 4 |
European Norm (EN) | 31% | 5 |
British Standard (BS) | 29% | 6 |
International Electrotechnical Commission (IEC) | 20% | 7 |
The American Society of Mechanical Engineers (ASME) | 19% | 8 |
Institute of Electrical and Electronics Engineers (IEEE) | 17% | 9 |
German Institute for Standardization (DIN) | 15% | 10 |
The American Society of Civil Engineers (ASCE) | 14% | 11 |
French Standards Association (NF) | 13% | 12 |
American Association of State Highway and Transportation Officials (AASHTO) | 13% | 13 |
United States Army Corps of Engineers (USACE) | 12% | 14 |
United States Bureau of Reclamation (USBR) | 8% | 15 |
International Telecommunication Union (ITU) | 6% | 16 |
Australian Standards/New Zealand Standards (AS/NZS) | 4% | 17 |
Indian standards | 2% | 18 |
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You, R.; Tang, W.; Duffield, C.F.; Zhang, L.; Hui, F.; Kang, Y. Analytical Framework for Understanding the Differences between Technical Standards Originating from Various Regions to Improve International Hydropower Project Delivery. Water 2022, 14, 662. https://doi.org/10.3390/w14040662
You R, Tang W, Duffield CF, Zhang L, Hui F, Kang Y. Analytical Framework for Understanding the Differences between Technical Standards Originating from Various Regions to Improve International Hydropower Project Delivery. Water. 2022; 14(4):662. https://doi.org/10.3390/w14040662
Chicago/Turabian StyleYou, Richun, Wenzhe Tang, Colin F. Duffield, Lihai Zhang, Felix Hui, and Yanling Kang. 2022. "Analytical Framework for Understanding the Differences between Technical Standards Originating from Various Regions to Improve International Hydropower Project Delivery" Water 14, no. 4: 662. https://doi.org/10.3390/w14040662
APA StyleYou, R., Tang, W., Duffield, C. F., Zhang, L., Hui, F., & Kang, Y. (2022). Analytical Framework for Understanding the Differences between Technical Standards Originating from Various Regions to Improve International Hydropower Project Delivery. Water, 14(4), 662. https://doi.org/10.3390/w14040662