1. Introduction
Water resources play a pivotal role in driving economic growth, urbanization, and sustainable development globally [
1,
2,
3]. Climate change will further exacerbate the issue [
4,
5,
6,
7]. Water distribution is not only a social, economic, and environmental challenge but also an important political issue [
8]. China faces the perennial issues of scarcity, uneven distribution, severe pollution, and water resource waste [
9]. On the one hand, China’s total water resources are notably inadequate, with a per-capita water resource of 2400 km
3. This distribution is markedly uneven, exhibiting a scarcity in the northern and western regions compared to the more abundant conditions in the eastern areas [
10]. On the other hand, rapid urbanization and industrialization have precipitated significant pollution of water resources. Consequently, water infrastructure projects and water policies, such as water transfer projects and integrated water resources management, are key ways to address the challenges [
11,
12,
13]. Upon scrutinizing the variations in water governance regimes across the globe, it is evident that a multitude of countries have adopted a range of strategies, including authoritarian regimes, decentralized regimes, and a combination of both models [
14]. The river and lake chief system represents a pioneering, experiential, and unique policy in China’s water governance, highlighted by the centralized cross-departmental management regime from top to bottom. A place-based evaluation of the implementation effect of the river and lake chief system not only helps to better understand China’s river and lake chief system for both researchers and practitioners, but also helps to outline and improve the regime landscape of water authoritarian regimes.
The river and lake chief system consists of the river chief system and lake chief system and refers to an ecological innovation system in which the heads of local governments at all levels serve as river and lake chiefs responsible for organizing and leading the management and protection of the corresponding rivers and lakes [
14]. In alignment with the Chinese administrative structure, the river and lake system is divided into four scales: provincial, municipal, county, and township levels. The roles of the river and lake chief system encompass (a) safeguarding water resources by fully implementing a rigorous water resource management system; (b) overseeing river and lake waters and shorelines, reinforcing spatial control over aquatic ecology, and strictly prohibiting encroachment on rivers and restoration of lakes; (c) preventing and controlling water pollution, coordinating both water and shore pollution control, investigating sources of pollution in rivers and lakes, and optimizing the layout of river outfalls; (d) managing the water environment to ensure the safety of drinking water sources and enhance treatment of polluted water bodies; (e) bolstering water ecological restoration, delineating the management scope of rivers and lakes, and strengthening the systematic management of mountains, water bodies, forests, fields, and lakes; and (f) supervising rivers and lakes while combating irregularities therein.
In November 2016, the Chinese state government officially issued the “
Opinions on the Comprehensive Implementation of the River Chief System” to embark on implementing the river chief system. As of 2021, a total of 31 provinces have instituted the river and lake chief system, designating over 300,000 river and lake chiefs at provincial, municipal, county, and township levels. Additionally, the local government has designated 900,000 river and lake chiefs (including river patrols and river guards) at the village level and implemented a rigorous accountability system. Joint meetings between river basin management agencies and provincial river chief offices have been initiated in seven major river basins in China: the Yangtze River, Yellow River, Huai River, Hai River, Pearl River, Songhua River, and Taihu Lake. More than 20 provinces have established joint prevention and control mechanisms for rivers and lakes across provincial boundaries, explored the establishment of horizontal ecological compensation mechanisms, set up joint river and lake chiefs, and carried out joint inspection and enforcement. The establishment of the river and lake chief system has further strengthened the management and protection of rivers and lakes, is conducive to promoting sustainable water development, helps address China’s complex water problems, and also helps to improve China’s water governance system [
9,
15,
16].
Since the implementation of the river and lake chief system, more and more scholars have paid attention to studies of the river and lake chief system due to the system’s innovation and importance. Existing research predominantly centers on policy implementation, performance assessment, and management methodologies. Several studies have delved into the inception, roles, outcomes, merits, and limitations of China’s river and lake chief system [
17,
18]. Furthermore, numerous scholars recognize the significance of effective communication and coordination in the context of transboundary rivers and have suggested the establishment of a multi-support river chief system to enhance the long-term restoration and management efficacy of China’s transboundary rivers [
19]. Some researchers have underscored the significance of public engagement in the river and lake chief systems [
20]. Performance metrics have consistently been pivotal in the examination of river and lake chief systems. Xu et al. (2020) evaluated the effectiveness of the river chief system with the comparison of the water pollution in Chaohu Lake under the river chief system and without the river chief system through a differential game model under random interference factors [
21]. Liu et al. (2019) examined the feasibility and weaknesses in the implementation of the river chief system based on the case study of Foshan [
22]. Tang et al. (2020) took the Chaohu Lake basin as a case and evaluated its water ecological security before and after the implementation of the river chief system [
23]. Zuo et al. (2021) assessed regional-scale water-resource-carrying capacity by applying fuzzy multiple-attribute decision-making and scenario simulation methods [
24]. Zhang et al. (2021) established an evaluation system for the green development of small hydropower stations under the river chief system [
25]. While the findings from these studies can underscore the influence of the river and lake chief system, they are confined to a specific basin or isolated case. This overlooks the potential impact on a regional scale and the public’s response to such systems.
Beijing, the capital city of China, had articulated a strategic plan for the implementation of its river and lake chief system in 2020, aimed at enhancing the ecological and environmental management of rivers and lakes within the city. This plan includes the establishment of an organizational structure for river and lake chiefs at the city, district, and township levels, along with mechanisms for examination, supervision, and assessment. This study undertook a quantitative evaluation of Beijing’s river and lake chief system using multifaceted dimensions, including the results from a Special Examination for Ecological Environment of Rivers and Lakes (SE3RL) conducted in Beijing in 2021, changes in the ecological environment of rivers and lakes in Beijing from 2019 to 2021, and a comparative analysis between SE3RL data and Swift Response to Public Complains (SRPC) system data in Beijing.
This study aims to shed light on the sustainable water regime in the context of China’s authoritarian river and lake governance by assessing the evolution of the regional river and lake’s ecological water environment, thereby furnishing empirical evidence for sustainable water governance and proposing pertinent governance recommendations. The highlights of this study are threefold: firstly, this study provides a decision-making basis for the improvement of water governance in Beijing through empirical evidence and analysis; secondly, this study enriches the human–water relationship discipline through delving into the river and lake chief system by utilizing a combination of SE3RL and SRPC data; and finally, this study provides valuable insights for researchers and practitioners seeking to understand China’s river and lake chief system policy. The remainder of this article is structured as follows: The next section delineates the research method and associated data; it follows a presentation of the results in the third section and discusses them in the penultimate section; the final section concludes the study.
2. Materials and Methods
2.1. Study Area
In China, approximately 400 out of the 669 cities are facing water supply insufficiencies, with 110 experiencing acute shortages. These cities predominantly reside in the semi-arid and arid regions of north and northwest China. Notably, the water scarcity in northern China has emerged as a significant impediment to the nation’s economic development [
26]. Consequently, Beijing was chosen as the representative case for this study.
Beijing, the political and cultural center of China, spans an area of 16,410 km
2. In 2021, it boasted a population of 21.88 million and a GDP of CNY 4026 billion. The city is home to 425 rivers, collectively spanning 6413 km in length. Of these, 166 are operational, with a combined length of 3469 km. Beijing’s five primary river basins include the Chaobai, Jiyun, Yongding, Beiyun, and Daqing (
Figure 1). The Chaobai system extends 1248.14 km, representing 55.7% of the total river system length. In contrast, the Jiyun system is the smallest at 237.62 km. Upon further subdivision and integration with reservoir basins, this can be segmented into 15 distinct basins: Beiyun River Basin, Chaobai River Basin, Liangshui River Basin, Feng River Basin, Daqing River Basin, Jiyun River Basin, Yongding River (mountain section) Basin, Yongding River (plain section) Basin, Qing River Basin, Urban Rivers and Lake Basins, Shahe reservoir Basin, Miyun reservoir Basin, Guanting reservoir, Shisanling reservoir, and Huairou reservoir. This study utilizes this classification framework. However, the local water resources are not sufficient to support the residents’ living and economic development, and China’s government has constructed the South-to-North Water Diversion Project for long-distance water transfer, which has now basically solved the water supply. Therefore, effective management of water resources is particularly important for Beijing.
2.2. Research Method and Data Sources
This study utilized the case study method, a scientific analysis approach that provides an in-depth and meticulous examination of representative phenomena to achieve a comprehensive understanding [
27]. Unlike other methods, the case study approach does not impose control over the phenomenon’s background or interfere with its evolving process. Instead, it leverages the collected data to discern logical relationships between events [
28]. As an empirical research technique, this method aids researchers in acquiring objective information about entities and employing induction or interpretation to acquire knowledge [
29]. Contextualized, specific case studies facilitate inquiries into what and why and are subsequently classified as descriptive, explanatory, evaluative, or exploratory based on the research objective. However, the case study method also has some drawbacks, such as subjectivity, requiring a lot of time and resources, and poor comparability of results.
The primary data sources for this study encompass the Beijing Special Examination for Ecological Environment of Rivers and Lakes (SE3RL) and Beijing’s SRPC issues pertaining to rivers and lakes. In recent years, the Beijing Municipal Government has persistently undertaken third-party assessments of the ecological environment within these bodies of water. To be specific, the Beijing Municipal Water Bureau commissioned a third-party organization to conduct SE3RL of rivers, lakes, and reservoirs in 16 districts of Beijing in 2021. During the specified period, a third-party organization established 2619 checkpoints across Beijing. These comprised 1961 river checkpoints, 53 lake checkpoints, and 605 reservoir checkpoints. The third-party organization conducted monthly SE3RL at these checkpoints in Beijing, utilizing tools such as drones and water quality detectors. Furthermore, they consistently urged the Beijing Municipal Water Bureau to fix these issues on a quarterly basis.
The Swift Response to Public Complains (SRPC) system, a significant governmental reform initiative in Beijing, was launched by the Beijing Municipal Government in 2019. Based on the 12,345 hotline system in Beijing, the SRPC system expands the scope of services, adds functions, revamps the process, and establishes a mechanism to directly assign the public complaints to the corresponding streets, towns, municipal departments, and public service enterprises, and requires these complaints to be completed within a specified time frame. Prior to the implementation of the SRPC system, poor coordination between government departments and limited data management capabilities led to over 100 local and departmental hotlines in Beijing being managed by multiple entities. This resulted in ineffective data integration and utilization and delayed resolution of public complaints. The SRPC system, however, takes the people’s livelihood as its foundation, integrating the resources of Beijing’s government hotlines and promoting the enhancement of local grassroots governance. The data generated from the SRPC system provides insights into the basic demands of the populace towards the government. Furthermore, public opinions related to the ecological environment of rivers and lakes serve as an indicator of the public’s evaluation of their participation and the effectiveness of the river and lake chief system. When combined with research data, the implementation effect of the river and lake chief system is reflected from multiple angles.
In sum, we conducted a cross-sectional analysis utilizing 2021 annual SE3RL data to pinpoint existing issues. Subsequently, we evaluated the system’s implementation efficacy by comparing it with data from 2019–2020. Ultimately, we integrated river- and lake-related concerns from Beijing’s SRPC to provide a comprehensive assessment of the effectiveness of the river and lake system’s implementation.
4. Conclusions and Discussion
The human–water relationship is extremely complex in the context of human-induced climate change [
28,
29,
30,
31], and the human–water relationship discipline is a powerful tool to solve difficult problems caused by the complexity [
32]. The river and lake chief system, an innovative water governance policy proposed by China’s government in response to escalating water shortages and pollution crises, seeks to enhance the ecology of rivers and lakes and contributes to the human-water relationship discipline while bolstering their protection and management. A timely and efficacious evaluation of this system is pivotal for refining its policies and advancing water governance. The most immediate impact of the river and lake chief system’s implementation is the amelioration of the ecological environment of rivers and lakes, coupled with an increase in public satisfaction. However, this latter outcome is frequently lacking. This study conducted a comprehensive assessment of the effects of the river and lake chief system in Beijing, utilizing a combination of SE3RL and SRPC data.
The findings indicate that the river and lake chief system in Beijing is effective and has significantly contributed to the ecological management of rivers and lakes. The data and analysis presented above indicate that, despite the current ecological challenges facing river and lake governance in Beijing, these issues are not severe. For example, 2907 problems were found in 693 rivers, lakes, and reservoirs, all of which were small issues. A comparable trend was observed in the SRPC. Furthermore, there was a marked decline in the ecological issues of rivers and lakes in Beijing from 2019 to 2021, which suggests that the river and lake chief systems in Beijing are apparently effective.
The implementation of the river and lake chief system in Beijing exhibits several distinct characteristics. Firstly, the ecological issues concerning rivers and lakes in Beijing exhibit significant spatial and temporal variations. This difference is not only related to the natural environment, such as terrain and hydrology, but also has an important correlation with economic and social development. The management regimes for these bodies of water are far from ideal in Tongzhou, Changping, and Daxing Districts, with Tongzhou exhibiting the most problems. As a sub-center of Beijing, Tongzhou has experienced rapid development in recent years through economic and industrial dynamics in the form of numerous industrial parks, boasting a population of 1.843 million and a GDP of CNY 120.63 billion in 2021. It also serves as the terminus of the Grand Canal. This rapid economic growth and urbanization have significantly impacted the governance of rivers and lakes. Secondly, there is a substantial urban-rural disparity in river and lake governance. This disparity has been a significant challenge in China’s economic development and urbanization, and it deeply affects the implementation of the river and lake chief system. The system tends to favor urban areas, neglecting water ecology management in rural areas, where the water governance performance is far from satisfactory. Therefore, future focus should be directed towards addressing this urban-rural disparity within the river and lake chief system. Moreover, the ecological issues associated with these basins are intrinsically linked to their geographical location. Specifically, those that flow through urban areas, particularly industrial parks, exhibit the most significant challenges. This underscores that in a metropolis like Beijing, the deterioration of river and lake ecology is the outcome of a myriad of factors. However, human activities, encompassing economic, social, and general livelihood considerations, stand out as the primary contributors to environmental contamination in rivers and lakes. Consequently, this should be another focal point within the river and lake management system.
To address the prevailing challenges in the implementation of the river and lake chief system, local governments can adopt several measures. Firstly, the system’s implementation should prioritize key problematic areas and basins, undertaking targeted remediation initiatives. Emphasis should be placed on leveraging new technologies to facilitate comprehensive ecological management of rivers and lakes through a combined approach of technology and management [
26]. Secondly, the prevalent issue of insufficient supervision is a significant contributor to recurrent environmental issues in rivers and lakes. Consequently, there is an imperative need to standardize the roles of river chiefs and bolster the supervisory capabilities of grassroots river and lake chiefs [
27]. Enhancing the expertise of river and lake chiefs and incorporating domain experts in river and lake ecology will ensure that the river and lake chief system assumes a more robust role in supervising the water environments of rivers and lakes. Lastly, fostering public engagement and establishing cooperative governance structures are crucial [
15]. Currently, the river and lake chief system predominantly falls under the government’s purview, with limited public participation. Hence, it is essential to establish a cooperative governance framework for rivers and lakes, encourage public involvement in river and lake governance, and further amplify the public’s commitment to safeguarding the water environment.
The policy implications of this study are as follows: First, the government, including the Ministry of Water Resources, the National Development and Reform Commission, and the Ministry of Natural Resources, should fully consider regional differences and urban-rural differences when formulating water policies. Second, government departments need to pay more attention to public response, public expectation, and public participation in the formulation of water policies through various approaches. Third, the government’s governance capacity and governance system need to be improved, such as through collaborative governance and adaptive governance [
33]. Finally, another area that warrants further exploration is the influence of the river and lake chief system on achieving carbon neutrality and peaking carbon emissions [
34]. It is imperative for governments to recognize the synergistic effect of river and lake conservation on reducing greenhouse gas emissions and addressing climate change. They should encourage the integrated development of ecological protection and environmental preservation within basins, as well as the adoption of green and low-carbon development strategies.
To be honest, the river and lake chief system has proven effective in enhancing the ecology of rivers and lakes in Beijing. However, this impact is partially attributed to Beijing’s status as China’s capital, which brings policy priorities, ample budgets, and high-level political coordination. Consequently, Beijing’s experience may not be directly applicable to other regions. Therefore, future research should conduct a national assessment of the river and lake chief system’s effectiveness. This provides an opportunity for comparative analysis and heuristic theory-building across a broader spectrum of cities and contexts [
35]. Moreover, it is admitted that the river and lake chief system, introduced in 2007, is a pioneering approach to water governance in China, characterized by Chinese authoritarianism and hierarchy governance. However, the peculiarities of the river and lake chief system and its governance empirical explorations should never be overestimated and overemphasized. Consequently, the research advocates for a more detailed comparative study that transcends localized analyses to encompass conjunctural comparisons across both the global south and north.