1. Introduction
In the Standard Model (SM), massive particles obtain their masses through a spontaneous symmetry breaking mechanism [
1,
2,
3]. A corresponding scalar particle, a Higgs boson, was discovered [
4,
5] at the Large Hadron Collider (LHC) in 2012. Given the fact that the construction of the SM was almost finished at that stage, this theory still fails to explain important experimental and theoretical facts, such as the non-zero neutrino mass, existence of dark matter and dark energy, a large number of free parameters and their hierarchy in the theory. These gaps in the description indicate that the SM could be extended to a more general theory, explaining all aforementioned facts and deviations remain to be found. One can search for beyond-the-Standard-Model (BSM) effects (so-called new physics) that cause the deviations from the SM in two ways: direct and indirect. This means the direct search for new particles in the former case, and tests of the SM by searching for deviations in the interactions of the already known particles in the latter case. Since the direct search in LHC experiments gave no results [
6,
7], the perspectives of the indirect search grew. The extensive search of deviations from the SM is crucial for the choice of a direction for the SM extension among a huge number of existing theoretical models.
The approach of an effective field theory (EFT) [
8] for the indirect search of new physics is used in this work. This effectively adds the new couplings induced by BSM physics to the existing theory. These additional couplings represent currently unavailable high energy effects of new physics. Collision data from LHC experiments provides a possibility to set the limits on these new coupling constants, that is Wilson coefficients. The classical method for setting this kind of limits is based on considering the BSM contributions only in the main (signal) process. However, in the general case, one or several background processes can also have a BSM part, rising according to the probed coefficient and contributing to the BSM yields. Changes in the BSM yields lead to corrections in the derived limits [
9].
Vector boson scattering (VBS)
and
productions are processes that are sensitive to anomalous quartic gauge couplings (aQGC). Such processes, existing in the SM due to the non-abelian symmetry of the electroweak interaction, are very rare. Therefore, their study can lead to precise tests of the SM and the spontaneous symmetry breaking mechanism as well as searching for new physics. The choice of the neutrino decay of a
Z boson in this study provides the highest sensitivity, since its branching ratio is significantly larger than the charged-leptonic decay one. In addition, its final state identification efficiency is much higher than the hadronic decay one. The choice of the leptonic decay of a
W boson provides a large sensitivity due to its better identification efficiency compared with the hadronic decay one. VBS
and
productions in
collisions require two associated hadronic jets at the tree level.
and
are rare processes and were observed [
10,
11] only recently in the analyses of collision data, collected during the full Run II of the LHC. This article uses these processes as example signals for considering the corrections to the limits on Wilson coefficients and to show a possible gain from this kind of correction.
2. EFT Framework
EFT is a model-independent approach based on the parameterization of the Lagrangian with higher-dimensional operators in the following way:
where
denotes the SM Lagrangian (which dimension equals four),
is the
i-th operator of dimension
d, and the corresponding Wilson coefficient consists of dimensionless coupling constant
and the new physics energy scale
. Such operators are constructed from the SM fields. They can describe vertices, predicted by the SM, enhancing corresponding couplings, as well as add new possible vertices to the theory.
The lowest operator dimension, where electroweak quartic gauge couplings without triple gauge coupling counterparts are predicted, is eight. Therefore, dimension-eight operators are used to study aQGCs [
12]. These operators can be split into three groups by their construction: operators of scalar (S), mixed (M) and tensor (T) families. They contain only derivatives of the Higgs doublet in the first case, derivatives of the Higgs doublet mixed with the electroweak field strength tensors in the second case and only the field strength tensors in the last case. Operators of the S-family do not affect couplings with photons; thus, the limits on corresponding Wilson coefficients cannot be set from
or
production studies. In this work, corrections to the limits are considered for the coefficients of the following operators:
since these operators affect couplings that can produce both final states,
and
. For instance, the operators
affect only neutral aQGCs, and thus
production cannot be used for setting or correcting limits on the corresponding Wilson coefficients.
If the Lagrangian is parameterized as seen in Equation (
1), a squared amplitude of a generic process can be written as
The full amplitude consists of the SM amplitude and the sum over all BSM amplitudes , predicted by operators . In this general case, the squared amplitude consists of four parts: the SM term, the sum over all interference (or linear) terms, the sum over all quadratic terms and the sum over all cross terms, which represent an interference between different BSM amplitudes. The SM and quadratic terms are always positive, whereas interference and cross terms can be either positive or negative. The procedure of limit setting with parameterization by a large number of operators (or with a large number of corresponding coefficients, which are the fit parameters of interest) is complicated. Thus, usually only one or two coefficients of EFT operators are treated as non-zero, while all others are set to zero. This allows setting one- and two-dimensional (1D and 2D) limits on Wilson coefficients.
If the Lagrangian is parameterized by one (two) dimension-eight operator, then the squared amplitude contains the SM term, one (two) interference term, one (two) quadratic term and zero (one) cross terms:
Similar decomposition can be obtained for predicted yields. Note that the terms should be suppressed comparing with the terms . Thus, there is some exceeding of the accuracy, since the terms are not discarded in this work. However, this full model guarantees positivity of the squared amplitude for any value of Wilson coefficients. Moreover, using such expansion up to the terms , one should respect interference terms of some operators of dimensions higher than eight. Such operators are not classified yet, and their contribution is assumed to be suppressed by the dimensionless coupling constant.
3. Corrections to the Limits
Traditionally, in order to set the limits on Wilson coefficients, decomposition described in Equations (
5) and (
6) is applied only for the main (signal) process, while all background processes are assumed to have the SM term only. However, one or several backgrounds can be also affected by non-zero EFT coefficients. This leads to the changes in the BSM predicted yields. In this section, the coefficient is set to its experimental limit value. The effect of the corrections in the BSM yields on the derived limits can be estimated from the following condition. If
then the limits become tighter and weaker otherwise. Here,
and
are the classical BSM prediction (from the signal process only) and its correction from the background processes, respectively. In the case of parameterization by one operator (as in Equation (
5)), they are the sum of the corresponding interference and quadratic terms:
In the low-sensitivity regime, when the derived limits are large and the quadratic term dominates, i.e.,
, the interference term can be dropped. Therefore, the condition in Equation (
7) is satisfied for any value of Wilson coefficient, and the corrected limits are tighter than the classical ones.
Otherwise, in the high-sensitivity regime, when the derived limits are small and the interference term dominates, i.e.,
, the quadratic term can be dropped. Therefore, the condition in Equation (
7) turns into the condition
, and there are two possible cases, depending on a relative sign of
and
. In the first case, when
, the limits become tighter. In the second case, when
, the limits can become either tighter if
or weaker if
.
In the medium-sensitivity regime, when the interference and quadratic terms are of the same order, it is possible that the limits become tighter from one side and weaker from another side. The study of this regime is complicated due to the large number of cases. Thus, in general case, the limit corrections can lead to either tightening (improvement) or weakening of the limits. The current sensitivity of leading high-energy experiments (e.g., Run II and Run III of the LHC) to aQGC is low (but is close to the medium regime). In this case, the corrections to the limits lead to tightening of the limits from both sides.
4. Simulation of Signal and Background Events and Event Selection
The methodology for the correction of limits is applied to
and
productions in association with two jets. As it was mentioned above the neutrino decay of a
Z boson and leptonic decay of a
W boson are considered to increase the sensitivity to aQGC. These processes are sensitive to aQGC since boson pairs can be produced via a VBS subprocess. In addition to the VBS mechanism, which has an electroweak nature in the SM, diboson states with two jets can be also produced via non-VBS mechanisms: partially strong and fully electroweak that have two and zero strong vertices at the tree level, respectively. Examples of the diagrams for VBS and non-VBS
and
productions are presented in
Figure 1. The
boson pair can be produced through the VBS mechanism either in quartic gauge coupling with charged bosons (
), predicted by the SM, or in neutral quartic gauge couplings (
,
,
), that are absent in the SM at the tree level. The
boson pair can be produced through VBS in the quartic gauge couplings predicted by the SM (
,
), whose contribution to the process amplitude can be changed due to the dimension-eight EFT operators.
All considered processes were generated with a Monte Carlo (MC) event generator
MadGraph5_aMC@NLO [
13] using
collisions with center-of-mass energy (
) of 13 TeV. The capabilities of this generator were used for the generation of different terms of squared amplitude as described in Equations (
5) and (
6), separately [
14].
Pythia8 [
15] was used to model the parton shower, hadronization, and underlying event.
Delphes3 [
16] with ATLAS detector geometry was used for detector simulation. The Run II integrated luminosity of 139 fb
and Run III integrated luminosity approximate estimation of 300 fb
were used for the calculations.
To study the corrections to the aQGC limits from
and
productions, different phase-space regions are used in this work — the
and
regions, respectively. They correspond to the following signatures: one tight photon, large missing transverse energy
, at least two hadronic jets and exactly zero (one) leptons for the
(
) region. Backgrounds that can be also produced via anomalous quartic gauge couplings and, therefore, are used to demonstrate the corrections to the limits on Wilson coefficients, are
and
in the
region, and
in the
region. Additional background that is considered is
production, which is significant in both regions and has no BSM part. The toy model in this work does not include backgrounds, which are usually estimated using data-driven techniques (e.g., backgrounds from particle misidentification, such as
,
misidentification or fake missing transverse energy from jets energy mismeasurement), since they are not dominant [
10,
17,
18], especially in the high-energy regions where the EFT sensitivity is the highest.
The object reconstruction and selection used in this study are as close to ATLAS Run I study of electroweak
production [
17] ones as this is possible in
Delphes3. The event selection criteria for the
and
regions are based on the ones from the ATLAS Run I study of electroweak
production [
17] and from the CMS Run II study of electroweak
production [
11], respectively. However, some ineffective cuts were excluded, and the summary of the selection is given in
Table 1.
The sensitivity to aQGC grows rapidly with increase of the center-of-mass energy of VBS. However, this energy cannot be measured due to the neutrino presence in the final state. The transverse energy of a photon
highly correlates with the center-of-mass energy of VBS. Thus,
distribution (
Figure 2) is used for setting the limits in this study.
5. Statistical Treatment
In this section,
corresponds to a vector in the parameter-of-interest space — that is a single Wilson coefficient (
) in the case of setting 1D limits or a couple of different Wilson coefficients (
) in the case of setting 2D limits, and
corresponds to a vector of nuisance parameters, that represents the uncertainties. In the limit-setting procedure, the likelihood-based test statistic [
19]
is used, where the denominator contains the likelihood function at its global maximum and the numerator contains the likelihood function, maximized by nuisance parameters for a given point
in the parameter-of-interest space. The likelihood contains the product of Poisson distributions of numbers of events in each bin of the
distribution from
Figure 2 and Gaussian constraint of the nuisance parameters:
This study does not use collision data events, and thus only expected limits are set; therefore, the expected number of signal and background events from SM is used as pseudodata
. The predicted number of events is parameterized by Wilson coefficients according to Equations (
5) and (
6) and by nuisance parameters as
in the case of setting 1D and 2D limits. Here,
is a variation, corresponding to an uncertainty represented by
. In this study, only one total systematic uncertainty of
for all bins is used, since it is a conservative estimation of systematic uncertainties, which are mentioned in [
11,
17]. Nuisance parameters corresponding to the statistical uncertainties are created for SM and each BSM term in each bin.
The CL
technique, used in this study, determines the 95% CL confidence region as a region in the parameter-of-interest space, where the
p-value
is the observed value of the test statistic and
is the test statistic distribution under the
hypothesis (i.e., the hypothesis that the data is distributed according to the
value). This distribution is assumed to be asymptotic, i.e., chi-square distribution with one or two degrees of freedom for 1D or 2D limits, due to the Wilks’ theorem [
20]. Therefore, the procedure of setting 95% CL limits means to solve the equation
for 1D (2D) limits. It should be noted, that the modified statistical method CL
is also used in some analyses of LHC data. This method yields slightly less stringent limits, however the corrections to such limits are expected to be of the same order.
6. Results
The resulting 95% CL expected classical and corrected limits on considered Wilson coefficients from
and
regions can be found in
Table 2 and
Table 3. Moreover, these tables contain an additional column, which shows how much more stringent the corrected confidence interval is when compared to the classical one. In the
(
) region, the improvement is the highest for coefficients of operators of the M-family (T-family). This is because
production has a larger (smaller) sensitivity to new physics, described by the considered M-family (T-family) operators, and vice versa for
production.
Despite the fact that the limits are usually obtained from the single process measurements, LHC experiments aim for combinations of individual channels into a global fit [
21,
22,
23,
24].
Table 4 shows the limits set from a combined region, i.e., the combination of the limits from the previous two tables. Such a combination leads to more stringent limits than ones from the separate regions. Combined region, and therefore corresponding likelihood, contains all bins from
distribution in the
and
regions (
Figure 2). Improvement of the limits from corrections in this region lies between the improvements in the
and
regions.
The results for 2D 95% CL expected limits (contours) for all six combinations of considered coefficients are presented in
Figure 3 and
Figure 4 for integrated luminosity values of 139 fb
and 300 fb
, respectively. The most stringent limits correspond to the combined region. All corrected limits (dashed) are more stringent compared with the classical ones (solid). The maximum improvement is in the
region for
vs.
contour and is 17.2% for 139 fb
and 16.8% for 300 fb
.
7. Conclusions
We investigated the methodology of considering possible new physics manifestations in the background processes for setting the limits on anomalous couplings in this article. In the full EFT model (with all terms), this methodology can lead to tightening as well as weakening of the limits in general case. In the case of Run II and Run III sensitivity, the limits were improved from both sides. Improvements of the limits in the and regions for Run II (Run III) integrated luminosity were 1.3–9.1% (1.3–8.9%) and 0.3–4.4% (0.3–4.4%) depending on the operator. A combination of limits from these two regions was also considered in this work. The improvement in the combined region for both Run II and Run III cases was 1.6–3.0% depending on the operator. Corrections to the two-dimensional limits for all coefficient combinations were calculated, and all corrected contours were more stringent compared with the classical ones, up to 17.2% (16.8%) for Run II (Run III) integrated luminosity. Thus, this methodology provides a possibility to make the limits on Wilson coefficients more correct and tight. Corrections for certain operators are sizeable.
In the same way, it is possible to correct aQGC limits obtained into the studies of production of other multiboson states as well as the limits on other types of anomalous couplings. For example, this methodology can be applied to the limits on anomalous triple gauge couplings. In this case, the corrections will be even more significant than the ones presented in this work, since there are more backgrounds that are sensitive to anomalous triple gauge couplings.