1. Introduction
The study of all the topologies in a set such that every continuous total preorder admits a continuous utility representation is of great interest in Mathematical Utility Theory. We recall that continuity of a total preorder on a topological space means that the order topology associated with the total preorder is contained in the topology under consideration. A topology of this sort is called a useful topology. It is noteworthy that one of the most important problems in Mathematical Economics consists of identifying conditions, implying usefulness of a topology. Clearly, in the case of a compact topology, usefulness implies that every continuous total preorder achieves minimum and maximum, which can be found by “optimizing” any continuous utility representation.
Herden [
1] was the first to introduce the notion of a useful topology. He also inaugurated the most general and efficient approach to Mathematical Utility Theory (see, e.g., Herden [
2,
3]).
In particular, Herden [
4,
5] was able to provide the most general results concerning the existence of continuous utility representations for total preorders on a topological space, admitting as corollaries, for example, the classical and famous theorems by Eilenberg [
6] (
ET) and Debreu [
7,
8] (
DT), which guarantee the continuous representability of every continuous total preorder on a
connected and separable, and, respectively, on a
second countable topological space. Therefore,
ET and
DT illustrate particular situations in order that a topology is useful.
Other authors, who studied this important concept, referred to a
continuously representable topology, instead of a useful topology (see, e.g., Campión et al. [
9] and Candeal et al. [
10]).
Estévez and Hervés [
11] proved that separability is a necessary condition for the usefulness of a metric topology. Since every separable metric space is second countable, this property can be combined with
DT, in order to guarantee that second countability (or, equivalently,
separability) is equivalent to usefulness when dealing with a metrizable topology. This latter result will be referred to as Estévez–Hervés’ theorem (
EHT).
The aforementioned very important theorems can be therefore restated as follows:
- ET:
A topology is useful provided that it is connected and separable.
- DT:
A topology is useful provided that it is second countable.
- EHT:
For a metrizable topology, usefulness and separability (or equivalently second countability) are equivalent concepts.
Bosi and Herden [
12] introduced the notion of a
complete separable system. They provided relatively simple characterizations of useful topologies, by proving, for example, the equivalence of usefulness of a topology on one hand, and second countability of every subtopology, whose (sub)basis is a complete separable systems, on the other hand (see Bosi and Herden (Theorem 3.1 of [
12])).
More recently, Bosi and Zuanon [
13] highlighted the following important facts, which intervene when analyzing useful topologies:
The weak topology of continuous functions is the coarsest topology with the property that all continuous total preorders are still continuous;
Since the weak topology of continuous functions is completely regular, actually it is not restrictive to limit ourselves to the consideration of completely regular topologies, when dealing with useful topologies;
A useful completely regular topology is necessarily separable.
In this paper, we are, therefore, primarily concerned with completely regular topologies. We introduce the concept of
strong open and closed countable chain condition (
SOCCC) of a topology (which strengthens both the concept of
open and closed countable chain condition (
OCCC), introduced by Herden and Pallack [
3]), and the concept of
weak open and closed countable chain condition (
WOCCC), which was recently introduced by Bosi and Zuanon [
14].
We shall say that a topology t on a given nonempty set X satisfies SOCCC if every chain (i.e., every nested family) of clopen subsets of X is countable. We prove that, for completely regular topologies, usefulness on one hand and separability plus SOCCC on the other hand are equivalent concepts. Condition SOCCC is considerably simpler that the other countable chain conditions used in the previous characterizations of useful topologies. This is the main characteristic feature of the present paper.
Since the weak topology of continuous functions is completely regular, and it is the coarsest topology such that all continuous total preorders are still continuous, we have that a topology is useful if, and only if, its weak topology is separable, and it satisfies SOCCC. This is, to the best of our knowledge, the simplest characterization of useful topologies. In addition, condition SOCCC is very simple and easy to be understood.
We further show that if a topology is separable, and it satisfies SOCCC, then it is useful, independently from the fact that it is completely regular or not. The famous aforementioned theorems by Eilenberg and Debreu are corollaries of this result.
2. Notation and Preliminaries
In the present paper, we shall be exclusively concerned with ZFC (Zermelo–Fraenkel + Axiom of Choice) set theory.
We recall some basic classical definitions concerning (pre)orders on topological spaces.
Definition 1. Let ≾ be a binary relation on a nonempty set X (i.e., ). Then ≾ is defined to be
- 1.
reflexive, if , for every ;
- 2.
- 3.
- 4.
total, if or , for all ;
- 5.
linear (or complete), if either () or (), for all ();
- 6.
a preorder, if ≾ is reflexive and transitive;
- 7.
an order, if ≾ is an antisymmetric preorder;
- 8.
a chain, if ≾ is a linear order.
If ≾ is a preorder on
X, then its
strict part (or
asymmetric part) ≺, and its
symmetric part∼ are defined as follows, for all
:
It is nearly immediate to verify that ∼ is an
equivalence on
X. The corresponding
quotient set is denoted by
, and
stands for the
equivalence class corresponding to the element
. The symbol
stands for the
quotient order on the quotient set
, which is defined as follows, for all
:
If ≾ is a total preorder on
X, then
is a linear order on
.
A subset
D of a
preordered set is defined to be
decreasing if, for all
,
Let t be a topology on a set X. A family is defined to be a subbasis of t if the family , whose elements are all the intersections of finitely many elements of , is a basis of t (i.e., every set can be expressed as the union of a family of sets in ).
Let us summarize, in the following definition, the main classical topological concepts which will be used in this paper.
Definition 2. A topology t on X is defined to be
- (i)
second countable, if t has a countable basis ;
- (ii)
separable, if there is a countable subset D of X such that for every nonempty ;
- (iii)
completely regular, if for every , and every closed set such that , there exists a continuous function such that and for every .
In the sequel, we shall denote by the natural (interval) topology on the real line .
Given a set X, a topology on set X is called coarser (respectively, finer) than another topology t on X if (respectively, ). In case that t is finer than , then is defined to be a subtopology of t.
Consider any
preordered set . Then we introduce the following notation, concerning the
sections associated to every point
:
Given a preordered set
, for two elements
such that
(equivalently,
), we denote by
the (possibly empty)
open intervalIf , then the pair is defined to be a jump in .
The notation and terminology used here are the same as those adopted by Herden [
4].
Let us now recall the basic definition of continuity relative to a total preorder on a topological space.
Definition 3. Let be a topological space. A total preorder ≾ on is defined to be continuous if, for every element , the sets and are open subsets of X.
It is clear that an equivalent definition of continuity of a total preorder ≾ on could require that the sets and are closed for every element .
If ≾ is a preorder on a set X, then denote by the order topology on X corresponding to ≾, in the sense that is the topology generated by the family . This means that is the topology on X whose subbasis is . It is immediate to check that the continuity of a preorder ≾ on a topological space is equivalent to the requirement according to which the order topology is coarser than t. This fact can be expressed by saying that the coarsest topology on X such that the sets and are open for every coincides with .
Let
t be a topology on
X, and consider any (nonempty) subset
of
X. The
relativized topology on
is the topology
Definition 4. Consider a total preorder ≾ on a set X. Then a mapping is defined to be a utility representation (shortly, a utility) for ≾, if for all pairs , We now need to recall the definition of a
complete separable system presented by Bosi and Herden [
12].
Definition 5. Let a topology t on X be given. A family of open subsets of the topological space , such that , is defined to be a complete separable system on if the following statements are verified:
- S1:
There exist sets and such that .
- S2:
For all sets and such that , there exists some set such that .
- S3:
For all sets and , at least one of the following conditions , or , or holds.
If ≾ is a preorder on X, a complete separable system on is defined to be a decreasing separable system on the preordered topological space when every set is decreasing.
Bosi and Herden (Proposition 2.1 of [
12]) proved the following result, illustrating relevant properties of a complete separable system.
Proposition 1. Let to be a complete separable system on a topological space . Then satisfies the following conditions.
- (i)
is linearly ordered by set inclusion;
- (ii)
for every ;
- (iii)
for every .
The following characterization of a continuous utility holds (see Herden Theorem 3.1 (i) ⇔ (iii) of [
5]).
Theorem 1. The following statements are equivalent on a (total) preorder ≾ on a topological space :
- (i)
There is a continuous utility representation u for ≾;
- (ii)
There is a countable decreasing complete separable system on with the property that, for all with , there exists with , .
We recall the classical definition of a
scale in a topological space (see, e.g., Gillman and Jerison [
15] and Burgess and Fitzpatrick [
16]).
Definition 6. If is a topological space and is a dense subset of such that , then a family of open subsets of X is defined to be a scale in if the following conditions hold:
- (i)
;
- (ii)
for every such that .
It is clear that a scale is in particular a complete separable system.
3. New Characterization of Useful Topologies
Let us now present the new condition on a topology, which will be used in the novel characterization of useful and completely regular topologies we are going to prove.
Definition 7. A topology t on a set S is defined to verify the strong open and closed countable chain condition ( SOCCC) if every chain of clopen subsets of is countable.
We now recall the definition of the continuous total preorder, which is induced by a complete separable system on a topological space .
Definition 8. For every complete separable system on , the continuous total preorder on , that is induced by is defined to be Clearly, we shall indicate by the indifference relation induced by the total preorder .
The proof of the following lemma is found in Bosi and Zuanon Lemma 3.8 of [
14].
Lemma 1. Let be a complete separable system on a topological space . Then there is a one-to-one correspondence between the family of all the clopen subsets such thatand the family of all the jumps in . Let us now present a new proposition, which is crucial in order to provide the desired characterization of useful topologies.
Proposition 2. Let t be a useful and separable topology on a set X. Then t satisfies SOCCC.
Proof. Consider a useful and separable topology
t on a set
X. We want to prove that
t satisfies
SOCCC. To this aim, let
be any chain of clopen subsets of
. Then,
is a complete separable system (indeed, it is not restrictive to presuppose that
); therefore, the topology
generated by
is second countable by Bosi and Herden Theorem 3.1 of [
12]. Notice that there exist only countably many sets
such that
Indeed, by the above Lemma 1, there is a one-to-one correspondence between the set of all such sets
O and the set of all the jumps
in
, where
is the continuous total preorder on
induced by
(see the above Definition 8). Therefore, in order to show that
is (at most) countable, it is not restrictive to presuppose that, for every
,
Let
be a countable basis of
. Then
is a countable chain of clopen sets. In addition,
is
dense in itself (i.e., for all
such that
, there exists
such that
), since every set
is equal to the intersection of all sets
in
properly containing
O. From Theorem 1 on page 31 in Birkhoff [
17], we have that
be can be indexed according to the rational numbers of the real interval
in an ordered fashion, i.e.,
. Define, for every
,
In this way, we make up a scale
of clopen subsets of
. Assume, that
has uncountably many elements. Then, there exist uncountably many pairs
with
(
) such that the sets of the form
are pairwise disjoint and open. This clearly contradicts the separability of
. □
Let us now present the new characterization of completely regular and useful topologies.
Theorem 2. Let t be a completely regular topology on a set X. Then the following statements are equivalent:
- (i)
t is useful;
- (ii)
The following statements hold true:
- (a)
t is separable;
- (b)
t satisfies SOCCC.
Proof. (i) ⇒ (ii). If
t is useful and completely regular, then it is separable (see Bosi and Zuanon Theorem 3.1 of [
13], and the proof of this implication is an immediate consequence of the above Proposition 2.
(ii) ⇒ (i). If
t satisfies
SOCCC, then every chain
of clopen subsets of
only contains countably many sets
O such that
Therefore, the thesis follows by Bosi and Zuanon Theorem 3.1 of [
13]. □
Example 1. Consider the topology t of the Sorgenfrey line, also called the right half-open interval topology (see Steen and Seebach [18]). Then t is a zero-dimensional separable space which does not satisfy SOCCC, so the topology of the Sorgenfrey line is not useful by the above Theorem 2. An analysis of the proof of the above Theorem 2 shows that the following proposition holds, presenting a sufficient condition in order that a topology (not necessarily completely regular) is useful.
Proposition 3. If a topology t on a set X is separable and satisfies SOCCC, then it useful.
If
is any topological space, then denote by
the
weak topology of continuous functions on
. It is very well known that
is a completely regular space (cf., e.g., Cigler and Reichel, Satz 10, page 101 [
19], and Aliprantis and Border, Theorem 2.55 and Corollary 2.56 of [
20]).
Let us present a general characterization of useful topologies, which is based on the above Theorem 2, and on the consideration that any continuous total preorder on
is continuous if and only if it is continuous on
(see, e.g., Bosi and Zuanon, Lemma 3.1 of [
13]). We furnish a full proof of this result for the sake of clarity and completeness.
Theorem 3. A topology t on a nonempty set X is useful if and only if is separable and satisfies SOCCC.
Proof. Assume that
t is a useful topology on
X. Then
is also useful. Indeed, every total preorder ≾ that is continuous with respect to
is also continuous with respect to
t according to Bosi and Zuanon, Theorem 2.23, (9)
of [
21]. Then there exists a utility representation
that is continuous with respect to
t, hence
u is continuous with respect to
. Since the topology
is completely regular and useful, applying Theorem 2, (i) ⇒ (ii) for this topology, one obtains that
is separable and satisfies SOCCC.
Conversely, if is separable and satisfies SOCCC, then from Theorem 2, (ii) ⇒ (i) we have that is useful, which in turn implies that t is also useful. This consideration completes the proof. □
The folk theorems by Eilenberg [
6] and Debreu [
7,
8] can be now viewed as immediate consequences of Proposition 3.
Theorem 4 (Eilenberg theorem). If a topology t on a set X is connected and separable, then it is useful.
Proof. Observe that t is separable, and condition SOCCC is obviously verified since t is connected. □
Theorem 5 (Debreu theorem). If a topology t on a set X is second countable, then it is useful.
Proof. Let
t be any second countable topology. Consider any chain
of clopen subsets of
. Then, the topology
generated by
is a (completely regular) linearly ordered subtopology of
t, which is therefore itself second countable by Bosi and Zuanon Lemma 3.2 of [
13]. As a consequence of the property of second countability of
t, we have that there are only countably many sets
such that
Since
t is second countable, we have that
t is obviously separable, and we can actually follow the proof of Proposition 2 in order to guarantee that
satisfies SOCCC. Hence, we apply the sufficient condition provided by Proposition 3. □
Estévez and Hervés [
11] theorem can be considered as a particular case of Theorem 2.
Theorem 6 (Estévez-Hervés’ theorem). Separability and usefulness are equivalent concepts on a metrizable topology t on a set X.
Proof. If a metrizable topology is separable, then it is second countable, and therefore we can refer to the above Theorem 5. On the other hand, a metrizable topology is completely regular, and therefore, if it is useful, it is also separable by Theorem 2. □