1. Introduction
The present article is a natural continuation of the study in [
1,
2], where we considered continuous mappings (homomorphisms) defined on subspaces of products of topological spaces (monoids, groups) and established a kind of irreducible factorization of those mappings (homomorphisms) under quite general assumptions. Our purpose here is to focus on the case when
is a continuous homomorphism of a submonoid (subgroup)
S of a product
of (semi)topological monoids or groups. Again, we are interested in identifying conditions under which
f admits a factorization in the form:
where
J is a ‘small’ subset of the index set
I,
is the projection, and
is a continuous homomorphism. If one can find a finite (countable) set
J for which the equality (
1) holds true, we say that
f has a finite (countable) type.
It is worth noting that if
is the product of infinitely many Tychonoff spaces, where each factor satisfies
, then there exists a continuous real-valued function on
X, which depends on infinitely many coordinates. The case of continuous homomorphisms of topological groups is considerably better. It follows from the Pontryagin–van Kampen duality theory that every continuous homomorphism of a product
of compact abelian groups
to the circle group
(called character) has a finite type. In [
3], S. Kaplan generalized this fact by proving that if
is a product of reflexive topological (not necessarily locally compact) abelian groups, then every continuous character of
D has a finite type. An analysis of the proof in [
3] shows that the requirement of the reflexivity of the factors in Kaplan’s theorem can be dropped. In fact, we show in Corollary 11 that every continuous character of an arbitrary subgroup of a Tychonoff product of paratopological groups (equivalently, topological monoids) has a finite type.
The starting point of the present research is the following very general, but relatively simple fact about continuous homomorphisms of left topological groups (see [
4] (Lemma 8.5.4)):
Proposition 1. A continuous homomorphism defined on an arbitrary subgroup S of a product of left topological groups has a countable type provided that the left topological group K is a first countable -space.
The proof of Proposition 1 given in [
4] makes use of inversion in groups and cannot be applied to more general objects of topological algebra like topological monoids or semigroups.
Our general problem, far from being completely solved here, is to extend Proposition 1 to (semi)topological monoids or (semi)topological semigroups and find conditions on D, S, and K guaranteeing that every continuous homomorphism has a countable or even finite type.
However, considering submonoids of products of topological monoids and continuous homomorphisms of them presents several difficulties. First, the shifts in monoids need not be surjective. Second, in a topological monoid, the left and right shifts can fail to be open mappings. Indeed, one can take the unit interval
with the usual interval topology and define continuous multiplication in
by
for all
. Then, the interval
with the given topology and multiplication is a compact topological monoid. However, the shifts in
are neither open nor surjective (see, e.g., [
4] (Example 1.3.7)). Third, a monoid can have no invertible elements, except for the identity. This makes it impossible to extend ‘traditional’ arguments that work for groups (see, e.g., the proof of Proposition 2) to the more general case of submonoids of products of topological monoids. Nevertheless, some work in this direction has been done in [
5], where a factorization theorem was established for Mal’cev subspaces of products of left semitopological Mal’cev spaces. Some arguments presented in the proofs of Propositions 1 and 2 in [
6] can be applied to the study of continuous homomorphisms of certain subsemigroups of products of topological semigroups. Purely algebraic aspects of factoring homomorphisms of infinite products of groups can be found in [
7]. For example, if
f is an arbitrary homomorphism of a product
of abelian groups to a slender group
K, then
f depends on finitely many coordinates provided the cardinality of the index set
I is less than the first uncountable Ulam measurable cardinal (it is consistent with
that such a cardinal does not exist; see [
8]). The simplest nontrivial example of a slender group is an infinite cyclic group [
9].
To overcome some of the aforementioned difficulties, we consider finitely retractable and
-retractable submonoids of products of monoids, the notions introduced in [
2] (see Definition 1 below). In a sense, these are close to
- and
-products described on page 4. The article [
2] contained several results on factorization of continuous homomorphisms of
-retractable or finitely retractable submonoids
S of products of topologized monoids that, in special cases, extend Proposition 1 to monoids. We complement those results here by proving in Corollary 3 that if
S is a dense submonoid of a product
of semitopological monoids with open shifts and
is a continuous homomorphism to a Hausdorff first countable paratopological group
K, then
f depends on countably many coordinates. This conclusion is somewhat weaker than claiming that
f has a countable type (see Problem 2).
In several situations, we are able to prove that a continuous homomorphism has a finite type. For example, we establish in Theorem 2 that this happens if S is a finitely retractable submonoid of a product of topologized monoids and K is a regular quasitopological NSS group K satisfying .
We also show in Corollary 4 that every continuous homomorphism defined on a finitely retractable submonoid S of a product of topologized monoids has a finite type provided the homomorphism takes values in a topological NSS group K (i.e., there exists a neighborhood of the identity in K that does not contain nontrivial subgroups). The same conclusion is valid if instead of the finite retractability of S, we require S to satisfy the inclusions , where is the -product of the factors (see Corollary 5).
In
Section 3, we switch to considering more general submonoids of products. We prove in Theorem 3 that every continuous homomorphism
f of
S to a topological NSS group
K has a finite type provided
S is a submonoid of a product
D of left topological monoids,
D is pseudo-
-compact, and
S fills all countable subproducts in
D. It is possible to omit the requirement of the pseudo-
-compactness of
D if, instead, we strengthen the requirements on the factors
of the product
D and the codomain
K. According to Proposition 6, a continuous homomorphism
has a finite type if
S is a submonoid of a product
D of semitopological monoids with open shifts, which fills all countable subproducts of
D and
K is a first countable topological NSS group.
In the case of continuous homomorphisms to Lie groups, one can advance even further. We prove in Theorem 4 that if S is a submonoid of a product D of topological monoids with open shifts and either S is open and dense in D or fills all finite subproducts of D, then every continuous homomorphism of S to a Lie group has a finite type. Notice that under either assumption, S is a dense submonoid of D. The density of S in D can be dropped if we assume that S is a subgroup of a product of topological monoids. In this case, every continuous homomorphism of S to a Lie group has a finite type as well (see Theorem 5).
Several open problem are presented in
Section 2 and
Section 3. In these problems, we propose to find out which conditions in our results can be either weakened, modified, or dropped.
Notation and Auxiliary Results
Let be the field of complex numbers with the usual Euclidean topology. The torus is identified with the multiplicative subgroup of .
A semigroup is a nonempty set S with a binary associative operation (called multiplication). A semigroup with an identity is called a monoid. Clearly, a monoid has a unique identity.
Assume that G is a semigroup (monoid, group) with a topology. If the left shifts in G are continuous, then G is called a left topological semigroup (monoid, group). If both the left and right shifts in G are continuous, then G is said to be a semitopological semigroup (monoid, group). If multiplication in G is jointly continuous, we say that G is a topological semigroup (monoid). A semitopological group with continuous inversion is called a quasitopological group. Further, if G is a group and multiplication in G is jointly continuous, we say that G is a paratopological group. A paratopological group with continuous inversion is a topological group.
The continuity of the homomorphisms of various objects of topological algebra can usually be deduced from their continuity at the identity of the domain. Lemma 1 below is well known for (left) topological groups (see [
4] (Proposition 1.3.4)); it applies in the proofs of several results in this article.
First, we recall that a left topological monoid G has open left shifts if for every , the left shift of G defined by for each is an open mapping of G to itself. Changing ‘left’ to ‘right’ in the above definition, we get right topological monoids with right open shifts. If in a semitopological monoid G, all shifts, right and left, are open, we say that G is a semitopological monoid with open shifts.
Lemma 1. Let G be a left topological monoid with open left shifts and be a homomorphism of G to a left topological semigroup H. If f is continuous at the identity e of G, then it is continuous.
Proof. Take an arbitrary element
and an open neighborhood
V of the element
in
H. Clearly, we have:
By the continuity of the left shift
in
H, there exists an open neighborhood
W of
in
H such that
. Since
f is continuous at
e, there exists an open neighborhood
U of
e in
G such that
. Then,
is an open neighborhood of
x in
G and
. Hence,
f is continuous. ☐
The next result complements Lemma 1.
Lemma 2. Let , , and be homomorphisms of left topological monoids with open left shifts such that and . Assume that f and p are continuous and that for every neighborhood O of the identity in K, there exists an open neighborhood V of the identity in T such that . Then, g is continuous.
Proof. By Lemma 1, it suffices to verify that g is continuous at the identity of T. Let O be an arbitrary neighborhood of the identity in K. By our assumptions, there exists an open neighborhood V of the identity in T such that . It follows from the equality and the surjectivity of p that , which implies the continuity of g at . Hence, g is continuous. ☐
The corollary below is close to [
4] (Proposition 1.5.10).
Corollary 1. Let be left topological groups and and be continuous homomorphisms, where K satisfies the separation axiom and p is surjective. Assume that for every neighborhood O of the identity in K, there exists a neighborhood V of the identity in T such that . Then, there exists a continuous homomorphism satisfying .
Proof. One of the conditions of the corollary can be reformulated by saying that for every neighborhood
O of the identity in
K, there exists a neighborhood
V of the identity in
T such that
. Since
K is a
-space, this implies that
. As
are groups, we can apply the first part of [
4] (Proposition 1.5.10) to conclude that there exists an (abstract) homomorphism
satisfying
. Hence, Lemma 2 implies the continuity of
g. ☐
The next algebraic fact is known as the induced homomorphism theorem (see [
10] (Theorem 1.48) or [
11] (Theorem 1.6)).
Lemma 3. Let and be homomorphisms of semigroups such that the equality implies that whenever . If p is surjective, then there exists a unique homomorphism satisfying .
A character of an arbitrary monoid G is a (not necessarily continuous) homomorphism of G to the torus . The continuity of a character, if applied, will always be specified explicitly.
Let
be the product of a family
of spaces endowed with the Tychonoff product topology and
be an arbitrary point. For every
, the projection of
X to the factor
is denoted by
. Furthermore, for every
, we put:
Then:
and:
are dense subspaces of
X, which are called respectively the
-product and
-product of the family
with the center at
a. If every
is a monoid (group), we will always choose
a to be the identity
e of
X. In the latter case,
and
are dense submonoids (subgroups) of the product monoid (group)
X, and we shorten
and
to
and
, respectively.
Assume that Y is a subset of the product of a family of sets and is an arbitrary mapping. We say that f depends on J, for some , if the equality holds for all with , where is the projection. It is clear that if f depends on J, then there exists a mapping g of to Z satisfying .
The family of all sets
such that
f depends on
J is denoted by
(see [
1]). Observe that
if and only if
f is constant. In general, for a non-constant
f, the family
can fail to be a filter, even if
f is a continuous homomorphism of topological groups [
1] (Example 2.14). For a detailed study of
, see [
1,
2].
In the following definition, we introduce the notion of a retractable subspace of a product of monoids, which is widely used in the article.
Definition 1. Assume that is a monoid with identity , where . For a nonempty subset J of I, we define a retraction of the product by letting:for each element . A subset S of D is said to be retractable if , for each . If κ is an infinite cardinal and the latter inclusion is valid for all subsets J of I with , we say that S is κ-retractable. Similarly, if the inclusion holds for each finite set , we call S finitely retractable. Sometimes, we use “countably retractable” in place of “-retractable”.
We recall that a subspace
Y of a product
is mixing if for arbitrary points
and any set
, there exists a point
such that
and
(see [
1] (Definition 1.2)).
The next lemma is very close to [
1] (Lemma 3).
Lemma 4. Let be a product of monoids and be the identity of , where . Let also S be a finitely retractable submonoid of D. If and are finite disjoint subsets of the index set I, then there exists an element such that , and for each . Furthermore, if S is retractable, then it is mixing.
Proof. Since S is finitely retractable, and are in S. Then, the element satisfies the equalities in the first claim of the lemma.
Assume that S is retractable. Let J be a subset of I and be arbitrary elements of S. Then, both and are elements of S, so satisfies and . Thus, S is mixing. ☐
Projections of submonoids preserve the properties of being finitely retractable or -retractable; a straightforward proof of this fact is omitted:
Lemma 5. Let be a product of monoids and S be a finitely retractable submonoid of D. Then, for every set , the projection is a finitely retractable submonoid of . The same conclusion is valid for κ-retractability, for each .
The density, network weight and pseudocharacter of a space X are denoted by , , and , respectively. Notice that the pseudocharacter of X is defined only if X is a -space. Regular spaces are assumed to satisfy the separation axiom.
2. Finitely Retractable and -Retractable Submonoids of Products
Let us recall that a topologized group K (i.e., a group with an arbitrary topology) is said to be an NSS (No Small Subgroups) group if there exists a neighborhood U of the identity in K that does not contain nontrivial subgroups. This is equivalent to saying that for every element distinct from , there exists an integer n such that . Clearly, every subgroup H of an NSS group G is also an NSS group provided H inherits its topology from G.
Proposition 2. Let be a product of left topological monoids, S an arbitrary subgroup of D, and a continuous homomorphism to a first countable left topological group K satisfying the separation axiom. If K is an NSS group, then f depends on a finite set .
Proof. Replacing each with the projection we can assume that the factors are left topological groups. According to Proposition 1, one can find a countable set and a continuous homomorphism satisfying , where is the projection. Therefore, we can assume that the index set I is countable, say and . Suppose for a contradiction that the conclusion of the proposition fails to be true. Then, for every , one can find elements such that for and . The element satisfies for each , and .
Let U be a neighborhood of the identity in K that does not contain nontrivial subgroups. For every , choose an integer such that . Notice that for each . Hence, the sequence converges to the identity element of D. By the continuity of f, the sequence converges to the identity of K. However, the latter contradicts the fact that , for each . This contradiction implies the required conclusion. ☐
One can try to strengthen the conclusion of Proposition 2 as follows:
Question 1. Is it true, under the conditions of Proposition 2, that f has a finite type? In other words, can one guarantee the continuity of the homomorphism satisfying , for a finite set ?
We answer Question 1 in the negative, even if
S is a dense subgroup of
D. To present a counterexample, we need the following result (see [
12] (Lemma 4.7)):
Proposition 3. Let G be an uncountable separable topological abelian group such that the torsion subgroup of G is countable. Then, there exists a discontinuous homomorphism such that the graph is a dense subgroup of .
In fact, Proposition 3 is slightly more general than Lemma 4.7 in [
12] since
G is assumed to be torsion-free there. However, almost the same argument works under the conditions of Proposition 3 as well.
Example 1. There exist a dense subgroup S of the compact topological group and a continuous homomorphism to a second countable topological NSS group K such that f fails to have a finite type.
Proof. Our construction of S, K, and f is quite simple. Let be the usual compact torus group . Notice that the torsion subgroup of is countable. Assume that for some , we have defined a dense subgroup of algebraically isomorphic to . The topological group is second countable and, hence, separable. By Proposition 3, there exists a discontinuous homomorphism such that is a dense subgroup of . Denote by the restriction to of the projection . Clearly, is a continuous isomorphism of onto . It follows, by induction, that each is a dense subgroup of , which admits a continuous isomorphism (but not a homeomorphism) onto .
Denote by S the limit of the inverse sequence . Alternatively, one can describe the group S as follows. For every , let be the projection. Then, S is the subgroup of , which consists of all satisfying for each . Since each is dense in , the latter description of S implies that it is dense in .
Let and f be the identity isomorphism of S onto K. It is clear that S admits a continuous isomorphism onto the NSS group , so S and K are second countable NSS groups. It remains to verify that f does not have a finite type. If f has a finite type, one can find and a continuous homomorphism such that . Since f is a topological isomorphism, so is . It follows from that is a topological isomorphism of onto . Let be the mapping inverse to . Then, is also a topological isomorphism. As is the graph of the homomorphism , we have the equality , where is the projection of to the second factor. Hence, is continuous, which is a contradiction. ☐
Under additional restrictions on S or K, we answer Question 1 affirmatively in Corollary 2 and Theorems 2 and 5. In the second of these results, we actually consider a more general case of a submonoid S of a product of topologized monoids. We assume, however, that S is finitely retractable and K is a quasitopological group satisfying . In Theorem 5, we turn back to considering subgroups S of products, but assume that the range K of the homomorphism f is a Lie group.
Corollary 2. Let be a product of left topological groups, S a subgroup of D, and a continuous homomorphism to a first countable left topological NSS group K satisfying the separation axiom. If S satisfies for each finite set , then f has a finite type.
Proof. It follows from our assumptions about S that for every finite , the restriction to S of the projection is an open homomorphism of S onto . By Proposition 2, f depends on a finite set . Hence, there exists a homomorphism satisfying . Since is an open continuous homomorphism, we conclude that g is continuous. Thus, f has a finite type. ☐
We will show in Proposition 8 that the above corollary remains valid for an arbitrary topological NSS group K, without the assumption that K is first countable.
Problem 1. Can one weaken in Corollary 2 the first countability of K to (assuming that K is regular)?
Let us study the dependence of f on a subset J of the index set I in more detail.
Lemma 6. Let S be a finitely retractable subspace of a product of topologized monoids and be a continuous mapping to a Hausdorff space K. Then, the following hold:
- (a)
is dense in S.
- (b)
If depends on a set , then so does f. Hence, .
Proof. (a) is almost immediate. Indeed, take an arbitrary element . For every finite set , the element is in (the retraction appears in Definition 1) and satisfies . This implies the density of T in S.
(b) If
f depends on a set
, then
also depends on
J, so
(see [
1] (Lemma 1.1)). Clearly, the first part of (b) is equivalent to the inclusion
. Hence, to complete the proof, it suffices to verify the latter inclusion.
Suppose for a contradiction that there exist
and elements
such that
and
. Choose disjoint neighborhoods
and
of
and
, respectively, in
K. By the continuity of
f, there exist canonical open neighborhoods
and
of
x and
y, respectively, in
D such that
and
. Take a finite set
such that
and
. Since
S is finitely retractable, we have that
and
. Hence, our choice of the sets
and
implies that
and
. It follows from the equality
and the definition of the retraction
(see (
2)) that
. Since
,
and
depends on
J, we have the equality
. Therefore,
, which contradicts the choice of
and
. We have thus proven that
f depends on
J and
. ☐
Notice that the mapping f in Lemma 6 is not assumed to be a homomorphism. Furthermore, every nonempty topological space X can be given the structure of a topologized monoid by retaining the topology of X, choosing an element , and defining an associative multiplication in X by for all with and for each . The assumption in Lemma 6 that the factors are monoids is used only for the possibility to apply the retractions of D, with , which in turn requires only a choice of a ‘fixed’ point , the identity of D in our case. Therefore, Lemma 6 can be easily reformulated in purely topological terms.
A different version of Lemma 6 is presented below. In it, we assume that the restriction of f to a dense subspace T of S satisfies a condition considered in Lemma 2 and Corollary 1.
Proposition 4. Let S be a dense submonoid of a product of semitopological monoids with open shifts and be a continuous homomorphism to a Hausdorff paratopological group K. Let also T be a dense subspace of S and J be a subset of I such that for every neighborhood O of the identity in K, there exists an open neighborhood U of the identity in D such that and . Then, f depends on J.
Proof. Suppose that there exist such that and . Let and and choose disjoint open neighborhoods and of a and b, respectively, in K. Furthermore, by the continuity of multiplication in K, there exists an open neighborhood O of the identity in K such that and .
Since
f is continuous, we can find canonical open neighborhoods
and
of
x and
y, respectively, in
D such that:
By our assumptions, there exists a canonical open neighborhood
of the identity
e in
D such that
and
. Take a finite set
such that
,
and
. Notice that
, where
.
Our aim is to define elements
and
satisfying
and
. Let
and
. For
, let
,
and
, where
is the projection of
D to the factor
. For every
, choose an open neighborhood
of the identity
in
such that
and
. Since
S is dense in
D and the set
is open in
for each
, we can find an element
such that:
Let
. Then,
if
and
if
. For every
, the set
is open in
. Since
, we can find an open neighborhood
of
in
such that
and
. Further, for
, it follows from
that
, so there exists an open neighborhood
of
in
such that
. Again, making use of the density of
T in
S and
D, we can find an element
such that:
Let
. Then,
if
and
if
. Since
and
for each
, we see that
. It follows from our choice of
z and
that
if
and
if
. Therefore,
. A similar argument applies to finding an element
such that
.
Notice that our choice of the elements
implies that
and
. It follows from
and
that:
and:
Therefore, we have that
and
. This implies that
, and therefore,
. Since
and
, we infer that
, which contradicts our choice of the sets
and
. Hence,
f depends on
J. ☐
Theorem 1. Let S be a dense submonoid of a product of semitopological monoids with open shifts and be a continuous homomorphism to a Hausdorff paratopological group K. Let also J be a subset of I such that for every neighborhood O of the identity in K, there exists an open neighborhood U of the identity in D such that and . Then, f depends on J.
Proof. The required conclusion follows directly from Proposition 4 if we take . ☐
Corollary 3. Let S be a dense submonoid of a product of semitopological monoids with open shifts and be a continuous homomorphism to a Hausdorff first countable paratopological group K. Then, f depends on a countable set .
Proof. Let be a local base at the identity of K. For every , take a canonical open neighborhood of the identity in D such that . Then, , for a finite subset of I. Let . Then, and , for each . Hence, the required conclusion follows from Theorem 1. ☐
Under different assumptions on
S and
K, Corollaries 1 and 2 in [
2] state that every continuous homomorphism
has a countable type. This tempts us to raise the next problem:
Problem 2. Can one strengthen the conclusion of Corollary 3 by proving that f has a countable type (provided that the space K is regular)?
The following result is close to [
1] (Theorem 2.3). As a matter of fact, it is a version of the latter theorem in the case when the factors of the product space
D are topologized monoids and
S is a finitely retractable submonoid of
D. It can be helpful to mention that a finitely retractable submonoid of
is not necessarily finitely mixing (cf. Lemma 4), unless the index set
I is finite. Hence, Proposition 5 below does not follow from Theorem 2.3 in [
1], but we do use the latter theorem in the proof of the proposition applying it to a special retractable (hence, mixing) submonoid of
S.
In what follows, we denote by the family of all finite subsets of a given set I.
Proposition 5. Let be a product of topologized monoids, S be a finitely retractable submonoid of D, and be a continuous mapping to a regular space Z. Then, is the smallest element of , and there exists a continuous mapping g of to Z satisfying , where is the projection of D to .
Proof. Let
. If
F is a finite subset of
I, then:
so
T is finitely retractable. Since
, we conclude that
T is retractable. Hence,
T is mixing according to Lemma 4. Let
. It follows from [
1] (Theorem 2.3) that
is the smallest element of
, so
depends on
. By Lemma 6 (b),
f also depends on
and
. Hence, there exists a mapping
satisfying
. Let us verify the continuity of
g.
Suppose for a contradiction that there exist a point and a net in S such that converges to , but does not converge to and is outside , for a neighborhood W of in Z (the regularity of Z is used here). For , define a point equal to the identity e of D on , to y on and to on . Since S is finitely retractable, Lemma 4 implies that . Then, the net converges to y in S. Indeed, for any canonical neighborhood U of y in D, there exists such that for each . Take a finite set such that . If K is a finite subset of I with and , then the point belongs to U. Consequently, converges to and for all following some .
For and , let be an element of S that is equal to e on and to on K. Since , we have . For a fixed , the net converges to , whence . The latter implies that for some and , while . This contradiction completes the proof. ☐
In Theorem 2 below, we present an affirmative answer to Question 1 in the case when
S is a finitely retractable submonoid of a product of topologized monoids and
K is a regular quasitopological group. We recall that a quasitopological group is a semitopological group with continuous inversion (see [
4] (Section 1.2)). Every quasitopological group has a local base at the identity consisting of symmetric sets.
Theorem 2. Let S be a finitely retractable submonoid of a product of topologized monoids and be a continuous homomorphism to a regular quasitopological NSS group K satisfying . Then, f has a finite type.
Proof. Let . By Proposition 5, there exists a continuous mapping satisfying . Since and f are homomorphisms, so is g. Let us show that the set J is countable.
As in the proof of Proposition 5, we put
. Then,
T is a retractable submonoid of both
S and
D. Let
. It follows from [
1] (Corollary 1) (with
T in place of
S) that
is the smallest element of
,
and
depends on
. Hence, we can apply Lemma 6(b) to conclude that
. Thus,
J is countable.
By Lemma 5, the image is a finitely retractable submonoid of . Therefore, replacing S with and f with g, respectively, we can assume that the index set I is countable.
Claim 1. There exists a finite set such that , where e is the identity element of D.
Suppose the claim is false. Since K is a quasitopological NSS group, there exists a symmetric neighborhood O of the identity in K that does not contain nontrivial subgroups. Take a sequence of finite subsets of I such that for each and . By our assumption, for every , there exists such that and . It follows from our choice of O that there exists an integer such that . Note that . Since the set O is symmetric, we can assume that . Consider the sequence of elements of S. It is clear that , for each . Hence, converges to e in S. This contradicts the continuity of f since , for each . Claim 1 is proven.
From now on, we fix a set as in Claim 1.
Claim 2. The homomorphism f depends on E.
According to Lemma 6, it suffices to verify that
depends on
E. Take arbitrary elements
with
and suppose for a contradiction that
. It follows from
that the set
is finite. Since
K is Hausdorff, we can find disjoint open neighborhoods
and
of
and
, respectively, in
K. By the continuity of
f, there exist canonical open sets
and
in
D containing
x and
y, respectively, such that
and
. Take a finite set
such that
and
. We can assume without loss of generality that
. Put
. Then, the elements
,
,
and
belong to
(the retractions
and
are defined in
). It also follows from our definitions that
,
,
, and
. Our choice of the set
E (see Claim 1) implies that
. Therefore, we have:
This contradicts our assumption that
and proves Claim 2.
By Lemma 3, there exists a homomorphism h of to K satisfying , where is the projection. Clearly, every continuous retraction is a quotient mapping. Since and the restriction to of the projection is a homeomorphism of onto , we conclude that is a quotient mapping. Hence, the equality implies that h is continuous, as required.
The following auxiliary fact is well known in the topological algebra folklore. For the sake of completeness, we supply the reader with a short proof of it. ☐
Lemma 7. Every topological NSS group K is Hausdorff and satisfies .
Proof. Let e be the identity of K and N be the closure of the singleton in K. If K fails to be Hausdorff, then N is a nontrivial subgroup of K. By our assumptions, there exists an open neighborhood U of e in K that does not contain nontrivial subgroups. Hence, . Pick an element , and choose an open symmetric neighborhood V of e in K such that . Then, —otherwise , which contradicts the choice of x. Since is an open neighborhood of x, we conclude that x does not belong to the closure of V. Hence, . This contradiction proves that K is Hausdorff.
To show that , we take an open neighborhood U of e in K as above. There exists a sequence of open symmetric neighborhoods of e in K such that and , for each . Then, is a subgroup of K satisfying . Hence, our choice of U implies that , whence the required inequality follows. ☐
Combining Theorem 2 and Lemma 7, we deduce the following:
Corollary 4. Let S be a finitely retractable submonoid of a product of topologized monoids and be a continuous homomorphism to a topological NSS group K. Then, f has a finite type.
Corollary 5. Let S be a submonoid of a product of topologized monoids and be a continuous homomorphism to a topological NSS group K. If , then f has a finite type.
Proof. It follows from that , for each finite subset C of I. Hence, S is finitely retractable. By Lemma 7, K is Hausdorff (hence, regular) and satisfies . It remains to apply Theorem 2. ☐
Proposition 6. Let S be a submonoid of a product of semitopological monoids with open shifts such that , for each countable set . Then, every continuous homomorphism of S to a first countable topological NSS group has a finite type.
Proof. It follows from the assumptions of the proposition that
S is dense in
D. Therefore, Corollary 3 implies that there exists a countable subset
C of
I such that
f depends on
C. Therefore, we can find a homomorphism
satisfying
. Since projections of
S fill all countable subproducts of
D, the restriction of
to
S is an open mapping (see, e.g., [
2] (Lemma 7)). Hence,
g is a continuous homomorphism of
to
K. Applying Corollary 4 to
and
g in place of
S and
f, respectively, we conclude that
g has a finite type. Hence,
f has a finite type as well. ☐
Problem 3. In Proposition 6,
- (a)
is it possible to weaken the assumptions about S assuming that the projections of S fill all finite subproducts of D?
- (b)
is it possible to drop the assumption that K is first countable?
Our next aim is to present an analogue of Corollary 2 in the case when K is a topological NSS group. This requires an auxiliary result on continuous isomorphisms of topological NSS groups onto metrizable left topological groups (see Corollary 6).
Proposition 7. Every Hausdorff topological group G with admits a continuous isomorphism onto a left topological group H whose topology is generated by a left invariant metric. If G is an NSS group, then one can choose H to be an NSS group as well.
Proof. Let
G be a topological group satisfying
. Choose a sequence
of open symmetric neighborhoods of the identity
e in
G such that
for each
and
. If
G is an NSS group, we can additionally assume that
does not contain nontrivial subgroups. According to [
4] (Lemma 3.3.10), there exists a continuous prenorm
N on
G such that:
for each
. It follows from our choice of the sets
and the prenorm
N that
if and only if
. Hence,
N is a continuous norm on
G.
We define a continuous left invariant metric d on G by letting for all . Let be the topology of G generated by d. Clearly, is coarser than the original topology of G. We claim that the space with the same multiplication is a left topological group.
First, we verify that the family is a base for . Indeed, take arbitrary elements and of and a point . Then, and , so and . There exists such that and . Since N is a prenorm, our choice of k implies that and , whence it follows that . Since , this proves that is a base for a topology on G.
For an arbitrary element
and an integer
, we have the equality:
Hence, the elements of
are open in
H and form a base for the metric topology
.
Finally, the left translations in G preserve the base and, therefore, are open bijections of H onto itself. Since the inverse of the left translation , with , is the left translation , which is also open, we conclude that is an autohomeomorphism of H. This shows that H is a left topological group. Notice that if G is an NSS group, then is an open neighborhood of the identity in H, which does not contain nontrivial subgroups. Thus, the identity mapping of G onto H is the required continuous isomorphism. ☐
The next fact follows from Lemma 7 and Proposition 7.
Corollary 6. Every topological NSS group admits a continuous isomorphism onto a metrizable left topological NSS group.
We can now present the following result complementing Corollary 2:
Proposition 8. Let be a product of left topological groups, S a subgroup of D, and a continuous homomorphism to a topological NSS group K. If for each finite set , then f has a finite type.
Proof. According to Lemma 7, the group
K is Hausdorff and satisfies
. Hence, Corollary 6 implies that there exists a continuous isomorphism
onto a metrizable left topological NSS group
L. Let
. We can apply Proposition 2 to
and find a finite subset
E of the index set
I such that
depends on
E. Therefore, there exists a homomorphism
satisfying
.
Let
. Clearly, the homomorphism
satisfies the equality
. It follows from our assumptions about
S that the restriction
is an open continuous homomorphism of
S onto
. Since
f is continuous, the latter equality implies the continuity of
. Hence,
f has a finite type. ☐
Proposition 8 has several applications to the study of continuous homomorphic images. We give here only two of them. Let us recall that a Tychonoff space X is called submetrizable if it admits a weaker metrizable topology.
Corollary 7. Let be a product of σ-compact left topological groups, S a subgroup of D, and a continuous homomorphism to the free topological group on a submetrizable space X. If for each finite set , then the subgroup of is σ-compact and has a countable network. The same conclusion is valid for the free abelian topological group in place of .
Proof. Since
X is submetrizable, it follows from the main theorem in [
13] (see a correction in [
14]) that
is an NSS group. Therefore, by Proposition 8, one can find a finite set
and a continuous homomorphism
satisfying
. In particular, the subgroup
of
is a continuous homomorphic image of the group
. Since the set
E is finite and each factor
is
-compact, so are
and its continuous image
.
Further, by [
13] (Lemma 1), the group
admits a continuous metric and hence is submetrizable. Since every compact subspace of a submetrizable space has a countable base (hence a countable network) and
is
-compact, we conclude that
has a countable network. Finally, the above argument applies without changes to the group
. ☐
Remark 1. If in the assumptions of Corollary 7, one replaces the σ-compactness of the factors with the requirement (resp., ) for each , then accordingly, the conclusion changes to (resp., ). To see it, one can apply the argument in the proof of the corollary along with the fact that continuous mappings do not increase either the density or network weight.
Another curious application of Proposition 8 is given below. We recall that a space X is feebly compact if every locally finite family of open sets in X is finite. In Tychonoff spaces, feeble compactness and pseudocompactness coincide.
Corollary 8. Let be a product of feebly compact paratopological groups, S a subgroup of D, and a continuous homomorphism onto a topological NSS group K. If for each finite set , then K is a compact Lie group.
Proof. It follows from Proposition 8 that f has a finite type, so we can find a finite set and a continuous homomorphism satisfying . Hence, the group K is a continuous homomorphic image of the group .
By Ravsky’s result (see [
15] (Theorem 4.1) or [
16] (Theorem 2.7.9)), the product group
is feebly compact. Hence, the continuous image
K of
is also feebly compact. By Lemma 7, the topological group
K is Hausdorff and has a countable pseudocharacter. Since the space
K is Tychonoff and feeble compactness coincides with pseudocompactness in Tychonoff spaces, we conclude that
K is pseudocompact. Furthermore, every pseudocompact topological group of countable pseudocharacter is compact and has a countable base [
16] (Proposition 2.3.12). Hence,
K is compact. Finally, every (locally) compact topological NSS group is a Lie group, by [
17]. ☐
3. Open, Dense, and More General Submonoids of Products
There exist many results on the subject of when a continuous mapping
defined on a subspace
S of a Tychonoff product
of spaces has a countable (or even finite) type. The article [
18] by M. Hušek presented a comprehensive survey of results and methods on factoring continuous mappings. Corollaries 1–3 in [
2], as well as our results in
Section 2 contribute to the corresponding study of continuous homomorphisms.
The wealth of results and methods for factoring continuous mappings and homomorphisms enables us to use the following two-step strategy for solving the general problem formulated in the introduction. First, we impose purely topological restrictions on S, D, and K to guarantee that every continuous mapping (or homomorphism) has a countable type. Second, making use of the algebraic structures of S and K and the fact that f is a homomorphism, we try to show that, actually, f has a finite type. In fact, we apply this strategy in the proof of Theorem 2. We use a similar approach in the proof of Theorem 3 below.
A space
X is said to be pseudo-
-compact if every locally finite family of open sets in
X is countable. Several authors use the term Discrete Countable Chain Condition (DCCC) in place of pseudo-
-compactness. Let us also recall that a space
Y has a regular
-diagonal if there exists a countable family
of open neighborhoods of the diagonal
in
such that
. Notice that a space with a regular
-diagonal is Hausdorff. It follows from Proposition 7 that every topological group of a countable pseudocharacter has a regular
-diagonal (see also [
2] (Lemma 9)).
A subset
X of a (semi)topological group
G is called
-narrow (in
G) if for every neighborhood
U of the identity
e in
G, there exists a countable set
such that
. Similarly,
G is
-narrow if it is
-narrow in itself (see [
4] (Section 3.4)). These concepts will be used in the proof of the following theorem.
Theorem 3. Let S be a submonoid of a product of left topological monoids such that , for each countable subset J of I. If D is pseudo--compact, then the following are valid:
- (a)
every continuous homomorphism to a topological NSS group K has finite type;
- (b)
in (a), the image admits a weaker separable metrizable topology.
Proof. By virtue of Lemma 7, we have that
. Hence,
K has a regular
-diagonal. Since
S fills all countable subproducts of
D, it follows from [
19] (Theorem 3.8) with
and
(see also [
2] (Lemma 8)) that
S is pseudo-
-compact. Then, we apply [
20] (Theorem 5) or [
2] (Proposition 3]) to conclude that
f depends on a countable set
. Hence, we can find a mapping
g of
to
K satisfying
. It follows from our assumptions about
S that the restriction of
to
S is an open mapping (see, e.g., [
2] (Lemma 7)), so the equality
implies that
g is continuous.
Since the monoid is obviously (finitely) retractable, we can apply Corollary 4 to the homomorphism g to conclude that g has a finite type. Hence, the homomorphism has a finite type, as well.
Note that
is pseudo-
-compact as a continuous image of
S. Hence,
Y is an
-narrow subspace of
K [
4] (Proposition 5.1.15). Applying Theorem 5.1.19 of [
4], we conclude that the subgroup
of
K generated by
Y is also
-narrow. Further, we have that
. By virtue of [
4] (Corollary 3.4.25), every Hausdorff
-narrow topological group of a countable pseudocharacter admits a continuous isomorphism onto a separable metrizable topological group. Hence, the subspace
Y of
L also admits a weaker separable metrizable topology. ☐
Problem 4. Does Theorem 3 (a) remain valid without the assumption that D is pseudo--compact? What if, additionally, the group K is first countable?
The following simple lemma is not used in this article. However, it clarifies the permanence properties of the class of topologized monoids (semigroups) with open shifts.
Lemma 8. Let be a product of topologized monoids (semigroups) with open left shifts. Then the left shifts in D are also open. Further, if is an open continuous homomorphism of a topologized monoid (semigroup) G with open shifts onto a topologized monoid (semigroup) H, then the left shifts in H are also open.
Proof. Take an arbitrary element . If is a basic open set in D, then the set is open in D. Clearly, every open set in D is the union of a family of basic open sets, so we conclude that the left shifts in D are open.
To prove the second part of the lemma, take an element and an open set . Choose with . Since the set is open in G, so is . Hence, is open in H. ☐
It is worth noting that Lemma 8 is not valid for infinite products. In fact, the left shifts in the product
of left topological monoids are open if and only if each factor
has open left shifts and almost all the factors
, except for finitely many of them, are groups. This result easily follows from the purely algebraic fact that if all left shifts in a monoid
D are onto mappings, then
D is a group (apply Exercise 14 on page 9 of [
21]).
In what follows, the codomain
K of a continuous homomorphism
will be an arbitrary locally compact topological NSS group or, equivalently, a Lie group (see [
17]). Prior to the proof of Theorem 4, the main result of this section, we present two lemmas that do almost all the job. The first of them is close to [
22] (Corollary 3.4) and, in fact, is a special case of [
23] (Theorem 0.5), which states that every compact Hausdorff semigroup with separately continuous multiplication and two-sided cancellation is a topological group.
Lemma 9. Let P be a compact submonoid of a Hausdorff semitopological group G. Then, P with the topology inherited from G is a topological group.
Lemma 10. Let S be an arbitrary submonoid of a product of topological monoids and be a continuous homomorphism to a Lie group K. Then, there exists a finite set such that for every neighborhood O of the identity in K, one can find a canonical open neighborhood V of the identity in D satisfying and .
Proof. Clearly, the group K is Hausdorff and first countable. Let be an open symmetric neighborhood of the identity in K that does not contain nontrivial subgroups. There exists an open neighborhood of such that the closure of in K is compact and contained in . Take a canonical open neighborhood U of the identity element e in D such that . Then, , for a finite subset E of I. We claim that the set E is as required.
Choose a local base
at the identity in
K. Let
be the family of canonical open neighborhoods
V of
e in
D satisfying
. Let us put:
It is easy to see that
P is a compact submonoid of
K. Indeed, take arbitrary elements
. Given an element
, choose
with
. Then,
, whence it follows that:
Since the above inclusions are valid for every
, we see that
. This proves that
. It is also clear that
, so
P is a submonoid of
K. It also follows from
and the inclusion
that
, so
P is compact. Thus,
P is a compact submonoid of
K.
Since the Lie group
K is locally compact, it follows from Lemma 9 that
P is a subgroup of
K. Hence, the inclusions
and our choice of
together imply that
. Let
be an arbitrary integer. If
for each
, then the family
is a base of a filter, which contains the compact set
. Hence, the set:
is nonempty. Clearly, this is impossible since
and
. We have thus proven that there exists
satisfying
. This completes the proof of the lemma. ☐
Theorem 4. Let S be a submonoid of a product of topological monoids with open shifts such that either:
- (a)
, for each finite set , or
- (b)
S is open and dense in D.
Then, every continuous homomorphism to a Lie group K has a finite type.
Proof. By Lemma 10, there exists a finite set such that for every neighborhood O of the identity in K, one can find a canonical open neighborhood V of the identity e in D satisfying and .
In both cases (a) and (b), S is dense in D. Hence, Theorem 1 implies that f depends on E. Therefore, there exists a homomorphism satisfying . We claim that the homomorphism g is continuous. Indeed, in Case (a), we have that for each finite set , so the restriction is an open continuous mapping of S onto . The same conclusion is valid in Case (b) since S is open in D. Hence, the continuity of g follows from the equality . We have thus proven that f has a finite type. ☐
Corollary 9. Let S be a submonoid of a product of topological monoids with open shifts such that , for each finite set . Then, every continuous character of S has a finite type.
Corollary 10. Let S be a submonoid of a product of topological monoids with open shifts such that , for each finite set . Then, every continuous homomorphism of S to a discrete group has a finite type.
The next problem suggests a way of generalizing Item (b) of Theorem 4 (see, e.g., Theorem 1).
Problem 5. Let be a product of topological monoids with open shifts and S be an open submonoid of D. Does every continuous homomorphism of S to a Lie group have a finite type?
In the special case when S is a subgroup of the product of topological monoids , we solve Problem 5 in the affirmative, even without assuming S to be open in D.
Theorem 5. Let be a product of topological monoids and S be an arbitrary subgroup of D. Then, every continuous homomorphism to a Lie group K has a finite type.
Proof. Replacing the factors with the projections of S and observing that each is a paratopological group, we can assume that each factor is a paratopological group. Hence, so are D and S.
Let be a local base at the identity of K. It follows from Lemma 10 that there exists a finite set such that for every , one can find an open neighborhood V of the identity e in D satisfying and . Since S, K, and are left topological groups, we can apply Corollary 1 to find a continuous homomorphism satisfying . Hence, f has a finite type. ☐
The following two corollaries are immediate from Theorem 5.
Corollary 11. Let be a product of topological monoids and S be a subgroup of D. Then, every continuous character of S has a finite type.
Corollary 12. Let be a product of topological monoids and S be a subgroup of D. Then, every continuous homomorphism of S to a discrete group has a finite type.
We do not know whether one can drop the requirement on S to be open in Theorem 4 (b):
Problem 6. Let be a product of topological monoids with open shifts and S be an arbitrary dense submonoid of D. Does every continuous homomorphism of S to a Lie group have a finite type?