1. Introduction
Construction machinery (CM) is widely used in various earthmoving projects [
1,
2]. With the depletion of fossil energy resources and global environmental problems, conventional diesel-engine-powered CM with low efficiency and high energy consumption can no longer meet the market demand. Multi-energy sources and electric power technology have been successfully applied to automobiles and commercialized. Compared with the development path of new energy for automobiles, enterprises and researchers are also committed to researching hybrid energy and pure electric construction machinery (PECM) [
3,
4]. However, hybrid energy based on engines which include one or more combinations of hydraulic accumulators, batteries, and supercapacitors (SCs) improve the efficiency of the whole machine, but still cannot meet the zero-emission requirements [
5,
6,
7,
8,
9]. Although many studies have been carried out on hybrid vehicles [
10] and CM, few papers in the literature have discussed PECM for construction machinery, including loaders, shovels, excavators, and dozers. Therefore, the development of PECM has attracted more attention and research [
11,
12].
As the core component, the performance of energy systems for PECM determines the power performance and work time of the whole machine. CM has devices for working, therefore, the power of a CM is relatively high, for example, the power of a traditional 5-ton engine loader is 142 kW. Therefore, the energy efficiency and energy conservation requirements of CM are higher than those of automobiles. Compared with other electric drive systems, the main characteristics of electric drive systems for PECM are high currents, frequent current pulses, and large temperature changes in real working environments [
13]. For PECM, the single energy source cannot meet the request of the working conditions, and various energy sources, such as fuel cells and SCs or lithium batteries combinations, have become the focus of current research [
14]. Although fuel cells have their own advantages, their main disadvantages include the high cost and high security requirements, thus, this study mainly focused on the hybrid energy system (HES) of lithium battery and supercapacitor (SC). According to the main characteristics of the electric drive and working system of PECM, improving the control performance of the HES is the main problem of PECM [
15].
As one of the key energy components, lithium battery with high energy density are used for electric vehicles. However, the life of a lithium battery will be attenuated under high current charging and discharging, and after multiple cycles of charging/discharging, the performance of lithium battery will be degraded, which usually limits efficient operation in the application. The battery is also affected by temperature and safety problems [
16]. In contrast, SC have the advantages of high power density and long life, but their main disadvantage is low energy density [
17]. The HES of lithium battery and SC can meet the requirements of PECM for changeable working conditions. The average power is supplied by the battery and the SC is used to provide peak power and absorb high currents during braking and the process of converting the kinetic energy or potential energy of the working device into electrical energy, such as by lowering the bucket of a loader.
To improve the performance of HES, studies have been carried out on the topology and control strategies. The topology is divided into passive, semi-active, and fully active, the performance of each topology has been analyzed [
18,
19,
20,
21,
22,
23,
24]. The fully active topology consists of two bidirectional DC/DC converters, which are connected to the battery and SC separately. For different topologies of HES, some researchers have undertaken the development of energy management system strategies [
25,
26,
27]. As an important element of HES, the performance of DC/DC converter affects the output voltage and current. Ref. [
28] analyzed multiple-input DC/DC converters for hybrid electric vehicles and renewable systems, and compared them with typical series or parallel connections of converters. These new topologies exhibit better control performance. To improve the performance of DC/DC, some control methods have been proposed. Proportional integral derivative (PID) control has widely been adopted to control DC/DC by the HES of electric vehicles due to high reliability and simplicity [
29]. To further improve the control performance of PID for DC/DC, Ref. [
30] prosed the fuzzy PI controller for electric vehicle, the controller realized fast tracking capability, better dynamic response and proper utilization of energy sources. However, with the uncertainty of the system and external disturbance, the PID control system cannot effectively meet the control requirements of the system, especially for PECM, which usually works in random loads under extreme temperature conditions.
Robust control exhibits good control performance under external disturbance and uncertainty of internal parameters [
31,
32]. A sliding-mode robust control was applied for the HES of electric vehicles, the results showed that the method can effectively satisfy the load current demand and regulate the output voltage [
33]. For the robust fractional-order sliding-mode control of a fully active topology of a hybrid energy storage system, including battery and SC used in electric vehicles, the control law was derived to generate the current and voltage [
34]. Ref. [
35] designed two robust control laws using linear matrix inequality constraints to control two bidirectional buck/boost converters, the current of the battery and voltage could be effectively regulated. Ref. [
36] developed a
µ-synthesis controller for DC/DC boost to control the output current under input disturbance and load disturbance. This control realized cost reduction and performance improvement. Ref. [
37] proposed a novel hybrid H2 model following control to promote the robustness of a DC/DC buck converter. Ref. [
38] developed a robust adaptive tracking control scheme to resist external disturbance. Ref. [
39] proposed an enhanced robust controller based on high-order extended state observer for a DC/DC boost converter in fuel cell application, the proposed method exhibited strong robustness under unknown disturbance. Ref. [
40] adopted robust
H∞ and adaptive approaches to design two controllers to compensate for the uncertainties disturbance using the a high voltage gain DC/DC converter.
Robust control has been applied in DC/DC of the HES for vehicles, and the performance of DC/DC output has been greatly improved under the influence of external disturbance, internal parameter uncertainty, and other factors. However, there are still limited studies on DC/DC of the HES for PCEM. Due to the heave load and abnormal load of PECM, HES must provide the large corresponding current and voltage. Therefore, the DC/DC output stability and dynamic performance must meet the needs for PECM. This paper presents a robust controller for DC/DC converters of the fully active topology of HES which include battery and SC to regulate the output current, the loader was selected as the research target due to the development of the electric loader [
41,
42]. The experimental platform was built, and the effectiveness of the proposed method was validated. The proposed robust control was proposed for a DC/DC converter to reduce the high current discharge of the battery using the electric loader.
The paper is organized as follows:
Section 2 details configurations and energy transmission mechanisms for the HES.
Section 3 establishes the model for the HES.
Section 4 depicts the experimental validation for the HES of an electric loader. Finally, the conclusions are summarized in
Section 5.
2. Configurations and Energy Transmission Mechanisms for the HES of an Electric Loader
As shown in
Figure 1, wheel loader is widely used in earthmoving operations, and can realize the loading, transportation, and unloading of material. Due to the different materials and environments, the working conditions of loaders are complicated. According to the installed weight of the loader, it can be divided into light, medium, and heavy. As a medium loader, 5-ton loaders are the mainstream products on the market. Thus, this study selected the 5-ton wheel loader as the research object.
Different from the standard working conditions of automobiles, wheel loaders are generally operated with a V-type working cycle. The V-shape cycle is chosen for operation in the paper. Detailed parameters of the 5-ton loader are shown in
Table 1. The used loader is shown in
Figure 2a, a schematic diagram of the V-shape cycle is shown in
Figure 2b, and the velocity curve is shown in
Figure 2c.
This paper focuses on the driving process of the loader without considering the energy recovery. Therefore, the real vehicle power test mainly records the speed of the loader, the pressure, and flow data of the working device, and the driving power and working power of the loader are calculated. The total power includes the driving power and operating power. The total power curve is shown in
Figure 2d.
The overall framework of the paper is shown in
Figure 3. Based on the mathematical models of battery, SC, and DC/DC converters, the robust control algorithm is designed. A hardware experimental platform is built to verify the control algorithm. According to the maximum load power of the experimental equipment, reasonable proportion reduced power is adopted. The processed power data are input into the loading system.
2.1. Configurations of the HES
To better meet the requirements of loader operation, the fully active hybrid energy system is used as the topology structure in this study. As shown in
Figure 4, the fully active topology of the HES includes a battery pack, an SC pack, two DC/DC converters, a DC/AC converter, and a motor. The battery pack is connected to a DC/DC converter in series and then connected in parallel with the other DC/DC converter, which is connected to the SC pack. This topology can actively provide or recover the corresponding energy by controlling the on–off of two DC/DC converters.
Reasonable DC/DC control can realize the mutual transfer of energy, the specific work flow is shown in
Figure 5. When the loader is running without work, part of the energy of the electric energy drives the motor and the other part charges the SC when the energy of the SC is lower than the maximum energy of the SC. When the loader works under normal conditions, the energy is only provided by the battery to the motor. At the same time, the SC maintains the maximum power state, to prepare for accelerating or loading. When the loader works on the accelerating or loading condition, the battery and the SC provide energy to the motor synchronously. When the loader is braking or the bucket is lowered, the motor can provide regenerative energy to the SC through the bidirectional power converter. If the SC achieves its maximum energy storage, the remaining energy is charged to the battery. The HES can guarantee the working of the loader. The working conditions can be divided into two categories conditions in detail. One is that if the SC can provide enough energy, the energy is provided by both the battery and SC. If the SC is in a deficient energy state, the energy is solely provided by the battery. The regenerative braking conditions can also be divided into two categories. The recovered energy is charged into the SC first. Once the SC achieves its maximum energy state, the remaining energy is charged into the battery.
The control schematic of the HES is shown in
Figure 6. The main system includes a controller, a motor, DC/AC converter, and a bidirectional DC/DC converter. Based on the control unit, according to the load demand, the main circuit reasonably matches the output energy of the battery and the SC during the working process. The HES supplies energy to the motor to improve the utilization rate of energy. The controller collects the loader signals, including the accelerator pedal signal, brake pedal signal, voltage and current signals of the SC and the battery, and the torque signal, speed signal, voltage signal, and current signal of the motor. The controller outputs the signals to the IGBT circuit to control the DC/DC converter and DC/AC converter. The control system can meet the stable voltage and current requirements for the system, and can make the motor work reliably.
The electrical circuit of the HES is shown in
Figure 7, the core of the circuit is the bidirectional DC/DC converter. The converter can work at buck/boost mode and transmit the energy between the HES and the motor. The bidirectional DC/DC converter consists of four IGBTs T9–T12 and inductance
.
is the SC,
is the battery,
is the motor, and
is the energy storage inductance of the converter. The bidirectional DC/DC converter can charge or discharge the SC through buck/boost mode. The motor driver can charge or discharge the battery through buck/boost mode.
2.2. The Energy Transmission Mechanism of the HES
The working principle of the main electric circuit in the HES can be summarized as follows: during the loader working state, the battery only supplies energy to drive the motor through T7. In the loader accelerating or loading process, SC and the battery in parallel start work through the bidirectional DC/DC converter under buck mode when the battery discharge current is too large. Under loader deceleration, braking conditions, or lowering the bucket, the motor works in the generating state and bidirectional DC/DC converter is regulated to charge SC under the boost/buck mode. However, if the SC is fully charged, the bidirectional DC/DC converter is stopped. Then, T8 starts to work, and charges the battery through the antiparallel diode of T7 after the back EMF voltage depresses. In summary, power transmission can meet the following two objectives: one realizes the recycle of collecting energy, the other limits the discharge current of the battery to improve its energy effectiveness. The working conditions of the system are shown in
Table 2, number 1 in the table represents IGBT in the conducting state, number 0 represents IGBT in the off state, and S represents IGBT in PWM modulation.
This article mainly introduces three states as follows:
Working State 1: the battery drives the motor alone. When the motor drive current is not high or the energy storage of the SC is low, the motor’s driving current is provided by the battery individually. Meanwhile, the T7 works on the PWM modulation, T8–T12 is in an off state, and the main electric circuit of an HES works in a typical motor step-down driving mode, as shown in
Figure 8a.
Working State 2: the battery and SC are in parallel to drive the motor. To fully meet the energy demand during loading or acceleration, and reduce the discharge current of the battery to improve its energy effectiveness, the SC needs to partially provide the driving current to the motor when the loader is accelerating or loading. At this time, the SC works in the discharge state through the buck circuit constituted by T11 and the inductance,
, and the battery is made up of the DC motor driving the circuit by T7, all of which aim to achieve two kinds of the composite work process to drive motor. The main circuit structure system is shown in
Figure 8b.
Working State 3: Before the system starts working, the SC needs to be pre-charged by the battery. The pre-charging process is divided into two stages, first, the SC is charged from 0 V to the battery voltage, namely, the step-down charging stage. The main circuit working state is shown in
Figure 9a. The second stage is the boost stage, where the SC will receive full charge, namely, the boost charging stage, the working state of the main circuit is shown in
Figure 9b.
3. Modeling for the HES
In order to analyze the control performance of the HES effectively and implement it on the hardware more conveniently, this paper adopts a simplified model of the HES. The sub-system models including the battery, SC, DC/DC converter, and robust controller are described as follows:
3.1. Lumped Parameter Battery Model
The series–parallel (SP) power battery pack for an electric loader system generally needs to meet a certain capacity to achieve the mileage and a certain power to provide power. The parallel connection of the monomers can increase the capacity, the series connection of the monomers can increase the voltage, and the power is proportional to the voltage and current. Therefore, on the premise of meeting the corresponding capacity requirements, it is beneficial to use electric loaders to appropriately increase the number of series monomers (modules) in the power battery pack. Based on the condition of the experiment platform, the whole battery pack included 176 battery cells with 3.2 normal voltage and 90 Ah capacity, and it is composed of 22 battery packs of 2P4S. To simplify the analysis process, this section takes the group capacity of the 2P4S shown in
Figure 10 as an example for modeling, the modeling process of the group capacity of other series-parallel power batteries is the same.
This study chose the first-order RC battery model, which contained the open-circuit voltage, , resistance, , and an RC network.
Here,
is the load current (positive and negative correspond to charge and discharge) and
is the terminal voltage.
is the electrical resistance. The RC network consists of
and
(
is the diffusion resistance and
is the diffusion capacitance).
is the diffusion voltage of the diffusion resistance. The equivalent model of the battery is shown in Equation (1).
To better obtain the parameters of the total battery package, this paper uses the small battery package of 2P4S to form the total battery package. The model parameters of the power battery cell can be obtained by interpolation using
SOCPmn. The current flowing through each branch can be obtained by Equation (2). Each module is independent of the other, and the current of each branch in the module is different due to the difference in power battery cells, thus, it needs to be calculated separately. Since the terminal voltages of the power battery cells in the module are equal, the 2P4S terminal voltage can be calculated using Equation (3).
3.2. SC Model
The model of the SC can be described as Rint model. Here,
is resistance,
is the voltage of the ideal capacitor, and
is the terminal voltage. The SC model can be expressed through the following equation:
3.3. DC/DC Converter Model
The model of the motor and DC/DC is analyzed together. This section mainly analyzes working state 2. The power demand of the load could be divided into two parts. One is realized by the motor powered by the battery, where the circuit consists of a battery, T7, and a motor, the other part is supplied by the SC, whose circuit includes the SC, T11, inductance, , and the motor. The circuit structure of these two parts of supplied power is shown to be the same, but the power source is different. Thus, the same circuit can be used to build a mathematical model. The main circuit voltage balance equation is:
starts (
):
ends (
):
where
is the period of the PWM,
is the input voltage,
is the voltage of the motor,
is the current of the inductance, and
,
,
, and
are the resistance of the motor, battery/SC, diode, and IGBT, respectively. The motor torque balance equation is:
where
is the moment of inertia of the motor,
is the rotational constant,
is the load torque,
is the rotating speed, and
is the back electromotive force coefficient.
If the state variable is close to
, the outcome will be shown as
. Through the average disposal, we can derive:
Applying disturbance to the average equation of state in the steady state, and making the instantaneous value:
,
,
,
,
, where
,
,
, and
are the value of each variable at the steady-state operating point of the circuit,
,
,
, and
are the disturbance of each variable at the steady-state operating point of the circuit. The linear small-signal model can be derived as follows:
where
is the duty cycle of the steady state,
is the vector of the current and rotator speed of the steady state,
is the control input, and
is the vector of disturbance.
3.4. Robust Controller of the HES
The state space of the model including the battery and DC/DC is expressed as follows:
where
,
,
,
,
,
,
,
,
,
,
,
,
,
.
The state space of the model including SC and DC/DC can be obtained using the same method.
The robust H2/H∞ controller to be designed should satisfy: (1) the stable closed-loop system, and (2) the H∞ norm of the closed-loop transfer function, , from the perturbed input, , to the tuned output, , being less than . The design of the controller aimed to minimize with the condition of , , .
To design the state feedback controller:
Substituting Equation (12) into Equation (11) yields:
According to the variable substitution method, the state feedback controller is solvable with the existence of the optimal solution,
, of Equation (14) [
43]:
The robust hybrid controller can be expressed as:
4. Experimental Validation for the HES of an Electric Loader
4.1. The Outline of the Experimental Platform for the HES
The experimental platform of electric construction machinery is shown in
Figure 11. The platform realizes functions: construction machinery power performance test, motor and control system test, dynamometer load test, energy recovery performance test, construction machinery battery, and SC composite power system test. The experimental platform of electric CM can be divided into four modules: a composite power module, a motor module, a loading dynamometer module, and a monitoring module. The composite power module is composed of battery, SC, and bidirectional DC/DC converter to supply the power system of the test platform, providing stable power for the test platform, the motor module is composed of a motor and its controller. The power of the composite power supply is transmitted by battery and SC. The loading dynamometer module is composed of a loading dynamometer, which is used to consume the power of the composite power supply. The measurement and control system are composed of a host computer, a sensor, and a related signal acquisition card, which is used to collect the working-state parameters of the related instruments and equipment during the test process and system control.
The experimental platform of the proposed method for an electric loader is shown in
Figure 12, it is composed of the test system, loading system, and hybrid energy system. The HES is mainly composed of lithium battery, SC, and DC/DC controller. The load is the motor. The detailed parameters of the experimental platform are shown in
Table 3.
The experimental process is as follows. Based on the working conditions of the loader and relevant parameters of the experimental platform, and the mathematical mode of the working process described above and the linear matric inequality given in Equation (14), using the MATLAB Robust controller toolbox (MATLAB 2020a) to calculate the answer, we obtained a robust controller as follows:
The control model is built in Simulink, the control code is generated, then the code is written into the controller through code conversion. The power curve of the loader is proportionally reduced to adapt to the test conditions of the experiment platform. Reduced power data is input to the test and data collection systems, then, the motor is controlled to start without a load. The controller receives the current and voltage signals of the battery, SC, and DC/DC converter, as well as the torque and speed signals of the motor. Once the loading system is started, the motor drives the load motor under reduced working power. According to the bus current, battery current, and SC current, the controller control DC/DC operation to meet the normal driving load motor. The motor rotates at the rated speed in the process of the experiment. Real-time data of the battery and SC and speed and torque data of the motor are obtained through multiple single-cycle experiments.
4.2. Validation for the HES
During the loader working process, when the loader is in the high power demand conditions, the energy of battery and SC is sufficient, the control system adjusts the bidirectional DC/DC converter to work in the discharge mode, and the battery and the SC works in parallel to provide the loader running energy.
To verify the performance of the proposed method, this study uses the proportional-integral (PI) control algorithm for comparison. In the working process of the HES, the program is set as follows: when the motor starts, the battery and DC/DC start to work and output the working current, then, the load motor loading, with the battery and SC jointly providing the required current. The experimental results of the robust controller compared with the PI controller are shown in
Figure 13. The battery and SC current curves are shown in
Figure 13a,b. If the battery is used as a single energy source, the maximum instantaneous discharge current
Ib could reach 47 A. When the SC and the battery discharge simultaneously, the current of the battery decreases compared with only the battery, and the SC provides insufficient current. Under the two control methods, the battery and SC could simultaneously provide a current to meet the load requirements. The maximum instantaneous discharge current
Ib of the battery is 30 A and the maximum instantaneous discharge current
Ic of the SC is 17 A. The high current discharge of the battery is significantly reduced. Compared with the PI control, the current curve of the SC is smoother and less volatile with robust control.
Meanwhile, the torque and speed of test results are shown in
Figure 13c,d. The output torque of the two control methods could reach the predetermined torque. However, the degree of torque fluctuation is different. Compared with the proposed control method, the motor torque fluctuation under PI control is large. The maximum value of motor speed fluctuation is 40 higher than the rated speed, and the minimum value of fluctuation is 80 lower than the rated speed. The torque curve and speed curve are smoother with the robust control. This further shows that the proposed robust control method can effectively control the accuracy of the output current with fluctuating load. The performance of the proposed method is better than the traditional PI controller.
The smaller the battery discharge current limit, the greater the energy effectiveness of the battery, however, the value of the upper limit is influenced by the maximum storage capacity of SC. When the maximum storage energy of the SC is large, the battery discharge current can be set to smaller, which helps to improve the energy effectiveness of the battery. In this study, the energy stored by the SC used in the experiment is less, thus, the battery discharge current upper limit is set at 35 A in the experiment. If using a larger-capacity SC, the upper limit of the battery discharge current can be set lower than before.
An SC pack can adequately provide peak current and reduce the current ranges of a battery pack. The HES could thus meet the power requirements of electric installations.