1. Introduction
Cleft-related maxillary hypoplasia is a congenital maxillofacial deformity characterized by facial growth disturbance, poor facial esthetic, improper occlusion, and negative psychological impact. Maxillary advancement osteotomy is a widely-used surgical option in treating patients with midface hypoplasia. Conventional LeFort I osteotomy involves significant maxillary forward repositioning to achieve the desired pre-planned position to restore normal jaw function and facial esthetic in patients with cleft lip and palate (CL/P) [
1]. Unfortunately, the conventional orthognathic surgery can only be carried out at the completion of growth to ensure a long-term stable result, the young CL/P patients should wait for skeletal maturity to adopt the surgical procedure. Besides, the soft tissue tension derived from lip scar, palatal flap contracture, and excessive skin stretch may contribute to the backward relapse of maxilla after LeFort I advancement [
2].
Maxillary distraction osteogenesis (DO) has been developed as an innovative surgical option for correcting cleft-related maxillary retrusion at an early stage of life. The DO in the craniofacial region was first introduced by McCarthy for lengthening the retrognathic mandible by 18–24 mm in young patients with hemifacial microsomia and Nager’s syndrome [
3]. In 1997, Polley and Figueroa developed a tooth-borne rigid external distraction device (RED) in combination with intra-oral splint for advancing the retrusive maxilla in CL/P patients. Since then, the RED procedure has become a popular alternative approach for maxillary DO, with minimal skeletal relapse and excellent esthetic outcome [
4].
The original design of the tooth-borne RED contains an external distractor and prefabricated intra-oral splint [
4]. The intra-oral splint is modified from headgear orthodontic appliances with vertical projecting arms extending from the oral cavity, and the height of the arms should be meticulously determined for better distraction direction. There are some drawbacks when using the tooth-borne RED approach. First, the fabrication of a custom-made intra-oral appliance requires considerable laboratory time and expertise. Second, patients should provide adequate and healthy dentition for applying an intra-oral splint to attach to the distractor. Third, the use of a tooth as an anchor for maxillary distraction would result in significant dentoalveolar changes rather than bony movements [
5]. Hence, those disadvantages indeed restrict the clinical indication for choosing tooth-borne RED technique as an alternative treatment.
With the invention of innovative orthopedic material, bone plates, or screws are recommended to the replace intra-oral splint to directly connect the external distractor and maxillary bone. Hierl and Hemprich carried out a midface DO by using miniplates as skeletal anchorage in treating an edentulous adult CL/P patient [
6]. Monaghan et al. successfully treated 10 cases that underwent the external distraction method by using miniplates with transcutaneous wire [
7]. Jenny presented an alar pinning technique in rigid external distraction for treating 7 patients, and all of them had stable and significant maxillary projection with the aid of bone-borne devices [
8]. Zheng proposed an internasal bone-borne traction hook to replace the fixation plate for external distraction, and showed good final outcomes [
9]. The bone-borne RED turned out to be an effective, easy, and comfortable alternative method.
Numerous studies have suggested that the introduction of the tooth-borne RED approach would allow surgeons to treat patients with cleft-related maxillary hypoplasia [
2,
4,
5]. However, no studies have reported the maxillary distraction efficacy of the innovative bone-borne RED system with skeletal anchorage in comparison with the traditional tooth-borne RED approach with dental anchorage to date. The current study demonstrated the novel DO procedure by using bone-borne RED with transcutaneous wire system, and then compared the distraction efficacy, volume of blood loss, operative time, and long-term distraction outcomes between the bone-borne RED system and the traditional tooth-borne RED approach.
4. Discussion
Cleft-related maxillary hypoplasia as a congenital craniofacial deformity tends to be managed with surgical repositioning of the maxilla to restore facial esthetics and function [
15]. Correcting a developing skeletal discrepancy in childhood as soon as possible also tends to reduce psychological stress and enhance occlusal function. Maxillary DO is introduced as a novel alternative surgical technique to treat young CL/P patients with maxillary retrusion before the completion of facial growth, with no need to wait for bimaxillary orthognathic surgery after skeletal maturity [
1,
2,
3,
4]. Currently, external and internal distraction devices are two popular types of maxillary distraction system [
4,
16]. Of these two systems, the external distraction device is easier to equip by surgeons and to adjust by orthodontists. Traditionally, the tooth-borne RED system was introduced by connecting an intra-oral appliance onto the extra-oral distractor; however, patients with inadequate dentition cannot take the advantage of tooth-borne RED system due to difficulties in fixing the intra-oral appliance. The modification of the RED system by using bone-borne miniplates with transcutaneous wire instead of tooth-borne intra-oral appliance, as shown in this study, provides a simple, safe, and predictable treatment modality.
Maxillary DO with RED protocol involves four stages: LeFort I osteotomy for separating the maxilla from craniofacial structure, the latency stage of 3–5 days for callus formation, the distraction stage of 2–3 weeks for maxillary protraction, and the consolidation stage of 6–8 weeks for new bone maturation [
2,
6,
17]. During the distraction stage, maxillary advancement is performed by turning the activating screw at a rate of 2 turns/1 mm per day [
2]. The RED distractor gradually elongated the separated maxilla forward, and then new bone deposited and connected osteotomized bone edges. Rachmiel et al. found mature lamellar bone formation in the distraction site between two separated bony segments. The new mature lamellar bone provides a sound physical support to stabilize the advanced maxilla [
18]. Kusnoto et al. demonstrated substantial bone formation in the pterygoid region after DO with RED, and the bone trabecular was seen on oriented tomography at 6 weeks after active distraction [
19]. Figuerora et al. provided human histology evidence from a patient who had underwent the RED procedure and still underwent additional surgery afterward; as a result, they found well-ossified dense lamellar bone by obtaining a bone biopsy specimen at the pterygomaxillary region [
2]. In addition, the gradual advancement of the maxilla allow soft tissue expansion and tissue regeneration [
20]. The reliable biomechanics enable proper management of callus manipulation, progressive bone regeneration at pterygomaxillary region, and the induction of soft tissue adaption, which is termed distraction histogenesis and thought to be one of the merits of DO [
21].
In the present study, both the bone-borne RED group and the traditional tooth-borne RED group exhibited the similar period of distraction under the same adjustment protocol as mentioned above. The horizontal changes in the ANS of the bone-borne RED group was advanced by 19.98 ± 5.64 mm after distraction; the result was in line with our previous literature conducted by Gao et al., who assess the effectiveness of maxillary DO by using bone-borne RED with a transcutaneous wire system to treat CL/P patients with severe maxillary hypoplasia, demonstrating considerable maxillary advancement by an average of 20.5 ± 5.1 mm [
22]. In comparison to the traditional tooth-borne RED group, a greater amount of maxillary advancement in the bone-borne RED group was revealed in the mean increases of SNA angle by 4.71 degree, in ANS by 5.46 mm, in A point by 3.87 mm, and in A-Nperp by 4.4 mm. The bone-borne RED group displayed a higher efficacy of maxillary distraction than the traditional tooth-borne RED group, and the direction of distraction vector in relation to the center of resistance of the maxilla is thought to be the main reason for the difference. In the traditional tooth-borne RED group, the dramatic changes of post-distraction SN-PP angle decreased by −11.23°, indicating a counter-clockwise rotation of the maxilla during distraction. The maxilla moved upward considerably, thus reducing the amount of forward distraction. By contrast, the changes of post-distraction SN-PP angle in the bone-borne RED group increased by 0.4°, representing the purely anterior translation of maxillary component without undesired rotational side-effect during distraction. The distraction force directly passing through the center of resistance of the maxilla, which is located 5–10 mm below the orbitale on the zygomatic bone or at the apex of the maxillary premolars in the lateral view, is considered to be the desired distraction vector [
4,
23]. The traditional tooth-borne RED system incorporated an intra-oral splint with vertical projecting arms, and the height of arms enabled the orthodontist to control the distraction vector. However, the intra-oral splint was fabricated before surgery, and it was quite difficult to estimate the osteotomy line relative to the center of resistance of the maxilla in the pre-operative laboratory procedure. Besides, the construction of custom-made intra-oral appliance required a sophisticated wire bending technique, which contained errors in determining the vertical height of the arms. In addition, because of the inherent flexible characteristic of archwires, the vertical arms of the intra-oral splint deflected significantly under the application of distraction force during post-operative clinical adjustment. Consequently, the distraction vector may be far from that of the pre-planned desired direction in relation to the center of resistance of the maxilla, thus contributing to unwanted rotational side-effect during distraction. Unlike the traditional tooth-borne RED approach, the distraction force transmission directly linked to the fixed bone plates onto the maxilla through transcutaneous wires in the bone-borne RED system. Moreover, the position of bone plates could be fixed closer to the center of resistance of the maxilla in relation to the LeFort I osteotomy line during operation, providing an appropriate distraction vector for the horizontal translation of the maxilla without significant rotational side-effect. Therefore, these findings highlight the advantages of utilizing the bone-borne RED approach in treating young patients with cleft-related hypoplasia, thus facilitating the effectiveness of maxillary distraction.
Dental movements were examined by comparing the changes of linear and angular parameters of the maxillary incisors and first molars. The results of this study illustrated that dental components in both groups showed remarkable forward movement after distraction; however, there were significant differences between these two groups in dental movements relative to their skeletal component. In the bone-borne RED group, the mean amount of dental forward movement of incisors (20.09 ± 6.59 mm) was comparable with that of skeletal advancement in ANS (19.98 ± 5.64 mm). Maxillary teeth and their accompanying maxillary bone segment moved a similar range of distance, presenting a minimal side-effect over the dentition as the maxilla distracted forward, and the result was in accordance with our previous associated study (Gao et al.) [
22]. On the contrary, the mean amount of dental forward movement of incisors was larger than skeletal advancement in ANS by 6.23 mm in the traditional tooth-borne RED group, indicating that dental movement exceeded bone movement through the traditional tooth-borne RED approach. The finding that greater anterior movement occurred in the upper incisors than in the ANS was in agreement with the previous RED studies conducted by Huang et al., Harada et al., and Aksu et al., which could be explained by the use of maxillary teeth as the anchor and the counter-clockwise rotation of maxilla after distraction [
5,
24,
25].
In terms of the angular change of upper incisors, a varying degree of palatal inclination in relation to S-N plane and palatal plane was found between both groups. In the traditional tooth-borne RED group, the distracted maxilla moved in a counter-clockwise rotation pattern, and the angular changes of incisors were supposed to be increased in the U1-SN angle and unchanged in the U1-PP angle. However, the actual mean post-distraction changes of U1-PP presented with significant palatal inclination by −10.86 °, larger than that of U1-SN value of −0.95°. The increase of soft tissue tension could be the explanation for the huge differences. The greater extent of maxillary protraction generated stronger soft tissue tension immediately after distraction, thus imposing excessive stress on front teeth and giving rise to the palatal inclination of incisors. Suzuki et al. reported the similar findings of palatal inclination of incisors in 8 of 12 patients after distraction by using the traditional tooth-borne RED approach, whereas in our study these results were found in 9 of 11 individuals [
26]. Unlike the traditional tooth-borne RED group, the angular changes of U1-SN by −3.10° was inconsistent with the changes of U1-PP by −3.94° in the bone-borne RED group, whereas the incisors’ inclination showed a little change in reference to both the S-N plane and the palatal plane. The results implied that the bone-borne RED directly distracted the maxilla by means of bone anchorage and transcutaneous wire passing through the lateral alar base, providing the forward translation the maxilla, better soft tissue adaption, and less skin tension than the tooth-borne RED approach. The bone-borne RED system is superior to traditional tooth-borne RED approach in reducing or avoiding increased soft tissue pressure after distraction, thus preventing the incisors from excessive palatal inclination and protecting the supporting periodontal tissue around the front teeth.
Overcorrection from the desired maxillary position before discontinuing activation of RED was advocated to accommodate for mandibular growth and to compensate for post-DO skeletal relapse. The distracted maxilla possessed limited growth ability due to either the obliteration of pterygomaxillary junction or soft tissue tension after extent great deal of distraction [
5]. Therefore, the compensation for relapse after distraction is of crucial importance for preventing the recurrence of Class III malocclusion and establishing the final position of maxilla. In our study, the A point demonstrated greater advancement in the bone-borne RED group by 19.54 mm than the traditional tooth-borne RED group by 15.67 mm immediately after distraction. After the short-term period (T2-T1), the A point showed less mean horizontal relapse of −1.71 mm in the bone-borne RED group than the horizontal relapse of −2.75 mm exhibited by the traditional tooth-borne RED group. In the T2–T3 interval, the mean horizontal backward movement of the A point in bone-borne RED group gradually decreased to −1.20 mm, whereas the traditional tooth-borne RED group demonstrated lesser backward movement of −0.75 mm. The greater backward movements during T2–T3 in the bone-borne RED group may be attributable to the large extent of distraction distance. However, in reference to the post-distraction period, the short-term horizontal relapse rates (T2–T1) in the A point were 7.9% in the bone-borne RED group and 17.2% in the traditional tooth-borne RED group, whereas the long-term relapse rates (T3–T1) were 14.9% and 22.3%, respectively. As a consequence, the traditional tooth-borne RED approach showed a higher relapse rate than the bone-borne RED group in the long-term follow-up period. Currently, numerous studies have demonstrated the result of long-term follow-up by using traditional tooth-borne RED approach. Harada et al. reported a relapse rate of 12% (1.2 mm) after 10.1 mm advancement in a 36-months follow up [
24]. Cho et al. conducted one- to six-year long-term assessment and revealed the relapse rate of 23% after 13.6 mm advancement; therefore, they claimed that an overcorrection of 20–30% is required for treating the patients with cleft-related maxillary hypoplasia [
27]. In contrast, a greater relapse rate after the 3-year follow-up period was presented by Huang et al. (34% relapse after 9.4 mm advancement) and Aksu et al. (22% relapse after 9 mm advancement) [
5,
25]. Furthermore, Saltaji et al. summarized the finding of numerous studies and proposed that DO can be expected to relapse about 15% (1.5 mm) after 10 mm of the A point advancement [
17]. A possible interpretation for the inconsistent outcomes could be attributed to the individual differences in the cleft structure and morphology between each study (i.e., difference in the side and extent of cleft defect, the severity of discontinuity maxillary segment, the scar contraction from lip, alveolus and palate). In comparison to previous traditional tooth-borne RED research, our study not only presented a greater distraction range than those reported studies, but also revealed the better outcome assessment of the innovative bone-borne RED system. Despite the fact that specific clinical guidelines regarding overcorrection in maxillary distraction have not addressed the compensation for the post-operative backward relapse of the maxilla, we suggested at least 15% of overcorrection for the bone-borne RED system and 25% for the traditional tooth-borne RED approach if the designed range of distraction was within the amount of 15 to 20 mm. This recommendation is based on the long-term relapse rate in the present study (the bone-borne group: −12.9% in the ANS(x) and −14.9% in the A-point; the tooth-borne group: −24.1% in the ANS(x) and −22.3% in the A-point).
The use of bone-borne RED with transcutaneous wire brings many benefits for treating patients with cleft-related maxillary hypoplasia. First, the transcutaneous wire is easier for orthodontist to directly control and to adjust the desired direction of distraction. Second, patients with inadequate dentition and minimal tooth anchor can take advantage of the bone-borne RED system. Lip irritation, chewing discomfort, and inadequate oral hygiene care could be eliminated without using intra-oral splint. Third, the bone-borne RED system did not require work for fabricating complicated intra-oral splint by dental laboratory technicians, which is extremely delicate and time-consuming. Although in this study, the operative time was lengthened by 38.4 min in the bone-borne RED group for fixing the miniplates, it did not seem to cause an inconvenience for the surgeon or increase intraoperative blood loss.
The complications showed in only 2 of 11 patients managed by bone-borne RED with transcutaneous wire system. One patient developed an infection over lateral alar base during the consolidation phase; the infected region was treated with proper medication therapy, and the process of distraction went smoothly and showed good results. Another patient experienced screw loosening before distraction; the screw was retightened under local anesthesia with outpatient procedure, and the screw remained stable throughout the distraction period. The fair-bone quality was detected by the surgeon during screw insertion; accordingly, bone quality could be one of the limitations with the use of bone-borne RED system. Other complications associated with the RED system, such as scalp pin loosening or headframe migration, were not shown in our study [
28]. Nevertheless, neither complication interfered with the distraction procedure or required operative management, and the complications did not compromise the final outcomes.
The main limitation of this study was that the sample size used was quite small, and this could be attributed to the low prevalence of cleft deformities. Patients with CL/P are not common in Taiwan. According to Lei et al. and Chang et al., the incidence of patients with cleft lip and palate in Taiwan was 1.37 to 1.43 per 1000 births, and this restricted the sample size considerably [
29,
30]. Future studies incorporating larger sample sizes are necessary. However, we believe that the present study should be considered as a pilot study examining the feasibility of using the bone-borne RED system with skeletal anchorage for treating patient with cleft-related maxillary hypoplasia.