1. Introduction
Lumbar disk herniation (LDH) is a prevalent condition, affecting approximately 1% to 3% of the population annually, with an overall prevalence of around 12%. It often leads to significant lower back pain that radiates into the lower limbs, and around 80% of individuals experience lower back pain at some point in their lives [
1]. This radiating pain results from the rupture of the lumbar disk and the protrusion of the nucleus pulposus into the spinal canal, compressing the spinal nerves, which in turn contributes to impairment in daily activities and a substantial reduction in quality of life. When conservative treatments, such as physical therapy and medication, fail to provide relief, surgical intervention, such as microdiscectomy, is typically recommended. Microdiscectomy represents a type of spinal decompression surgery and it aims to alleviate pain, restore mobility, and improve overall function [
2,
3].
The complexities of pain in LDH are not solely anatomical but arise from a convergence of nociceptive, neuropathic, psychological, and social factors. For instance, psychological elements like maladaptive coping strategies, anxiety, and depression are increasingly recognized as key contributors to the persistence of pain and disability post-surgery. Several studies highlight that patients with preoperative anxiety or depression face a higher likelihood of postoperative complications, longer hospital stays, and increased rates of hospital readmission. Such psychological states can amplify pain perception and contribute to a cycle of disability and fear of movement, known as kinesiophobia, which exacerbates the overall outcome [
4,
5,
6,
7].
Furthermore, maladaptive beliefs, such as fear of movement and pain catastrophizing, have been identified as predictors of both preoperative and postoperative function in spine surgery patients, showing a direct impact on recovery trajectories [
8]. This biopsychosocial model of pain is supported by research indicating that factors like low work satisfaction, prolonged sick leave, and poor expectations regarding return to work can serve as risk factors for ongoing pain and disability in lumbar disk surgery patients [
9,
10]. While these studies often focus on degenerative lumbar conditions, the implications are relevant to LDH, where psychological components can create a feedback loop of pain and functional limitation.
Interestingly, the mental health impact of chronic radicular pain can itself become a cause of depression and anxiety, creating a complex interplay between physical disability and psychological distress [
11,
12]. This underscores the need for a comprehensive, preoperative psychological evaluation in patients undergoing surgery for LDH. By assessing factors like fear-avoidance beliefs, coping mechanisms, and psychological readiness, healthcare providers may identify individuals at higher risk for unsatisfactory outcomes and implement preoperative or postoperative interventions to enhance recovery. Evidence suggests that interventions such as patient education programs can effectively reduce anxiety levels in patients awaiting spine surgery, potentially improving postoperative outcomes [
13,
14].
The objective of this study is to evaluate whether preoperative psychological assessment can serve as a predictor of postoperative outcomes in patients undergoing surgery for lumbar disk herniation. This research aims to highlight the impact of preoperative psychological factors on both short- and long-term recovery, advocating for an integrated approach to patient care that addresses both physical and psychological dimensions of recovery.
4. Discussion
In our exploration of psychological factors affecting outcomes in lumbar disc herniation surgery, a comprehensive narrative emerges from the synthesis of key findings across several studies. The interplay between mental health and surgical recovery is intricate, as demonstrated by the varied aspects of patient psychology discussed below.
The prevalence and impact of depression and anxiety in surgical patients were robustly demonstrated in a study that found significant levels of these conditions among lumbar disc herniation patients, with approximately one-third exhibiting clinical symptoms. These psychological states significantly compromised recovery, increasing the risk of poor surgical outcomes by up to 50% [
35].
The decision to undergo surgery is profoundly influenced by a patient’s perceived quality of life and functional ability. Research has shown that patients with lower preoperative quality of life scores were more than twice as likely to express dissatisfaction with surgical outcomes [
36].
Catastrophizing, or the tendency to envision the worst possible outcome, has been closely linked to increased postoperative pain and diminished quality of life. One study quantified this effect, noting that high catastrophizing scores were associated with a 40% increase in post-surgical pain perception [
37].
The longitudinal influence of preoperative depression extends far beyond immediate postoperative periods, as demonstrated in a study that followed patients for over a year. Patients with moderate to severe depression were found to have three times the likelihood of experiencing suboptimal recovery outcomes [
38].
The broader clinical implications of psychological well-being are illustrated by findings that link preoperative psychological health with long-term recovery success. Patients reporting better psychological states prior to surgery had a substantially higher probability of positive outcomes, with a 60% increase in long-term success rates [
39].
Anxiety not only affects immediate postoperative pain management but also predicts longer-term analgesic usage. Patients with higher anxiety levels preoperatively were noted to require 25% more pain medication postoperatively [
40].
Fear-avoidance beliefs are another psychological factor with a measurable impact on surgical outcomes. Patients who exhibited these beliefs were 1.5 times more likely to experience poor outcomes, emphasizing the need for interventions that address these fears through cognitive behavioral strategies, thereby potentially improving recovery experiences [
41].
The necessity for tailored psychological interventions is further reinforced by findings that link trait anxiety with persistent pain issues. A significant association was found between high levels of anxiety and ongoing radicular pain a year after surgery, suggesting that patients with such traits might benefit from targeted psychological support [
42,
43].
The importance of integrating psychological assessments into early postoperative rehabilitation is supported by a study where patients participating in early active rehabilitation programs that included psychological assessments showed an 80% improvement in function and pain-related psychometric scores within 6 months [
44].
Wang et al. identified several key factors that predict patient dissatisfaction 2 years post-discectomy for lumbar disc herniation among an older Chinese cohort. Over 70% of patients reported satisfaction with their discectomy for lumbar disc herniation. Key predictors of dissatisfaction, identifiable before surgery, include obesity and preoperative depression. Additionally, factors such as symptom recurrence and postoperative depression were linked to reduced patient satisfaction post-surgery [
45].
In line with these studies, our results demonstrate that preoperative emotional well-being, as measured by the SCL-90-R and SF-36, is a strong determinant of postoperative improvement in the Oswestry Disability Index (ODI). Specifically, patients with better preoperative psychological profiles achieved clinically significant improvements (≥20-point ODI reduction) at a rate of 69%, underscoring the critical role of emotional health in recovery.
Patients with heightened attention to pain-related stimuli [
46] and those exhibiting pain-avoidance behaviors [
47] often experience worse functional outcomes postoperatively. Such behaviors perpetuate a cycle of physical inactivity, psychological distress, and delayed recovery. Conversely, patients with obsessive-compulsive traits may paradoxically preserve pain as a coping mechanism to manage underlying emotional distress [
48,
49].
Importantly, surgical intervention can yield significant improvements even in patients with preoperative psychological distress, such as depression. However, depression remains a critical factor that can impede recovery [
50]. It is associated with increased postoperative complications, higher opioid consumption, prolonged hospital stays, and elevated healthcare costs [
51]. Additionally, the immunosuppressive effects of psychological stress may increase susceptibility to infections and other complications, underscoring the need for perioperative psychological management [
52].
Our findings diverge from some earlier studies in that somatization emerged as the most significant predictor of postoperative back pain persistence (VAS). This suggests that interventions targeting somatic symptom reduction, rather than solely focusing on anxiety or depression, may yield better pain management outcomes.
These findings underline the critical role of psychological factors in optimizing outcomes for patients undergoing lumbar disk herniation surgery, with implications for both surgeons and mental health care professionals. Integrating preoperative psychological assessments, such as the SCL-90-R and SF-36, into the standard surgical workflow can help identify patients at higher risk of suboptimal recovery. By leveraging these tools, surgeons gain insights into patients’ emotional and psychological readiness, allowing for the development of tailored interventions even before the surgery takes place. Predictive models, incorporating variables such as preoperative pain levels and hostility, not only support the stratification of patients but also enable more personalized surgical planning. This approach helps guide realistic discussions with patients regarding expected postoperative outcomes, ultimately improving satisfaction and adherence to recovery protocols.
For mental health care professionals, these results emphasize the importance of close collaboration with the surgical team. Psychological interventions, such as cognitive-behavioral therapy (CBT), psychoeducation, and stress management programs, should be considered essential components of care for patients presenting with high levels of anxiety, depression, or somatization. The significant impact of somatization on persistent postoperative back pain suggests the need for targeted strategies aimed at reducing somatic symptoms. Techniques focusing on mindfulness, resilience, and adaptive coping mechanisms may play a pivotal role in mitigating these challenges and enhancing recovery.
5. Strengths and Limitations
This study benefits from a large sample size, ensuring robust statistical power, and the use of validated tools (SCL-90-R, ODI, VAS, and EQ-5D) for comprehensive psychological and functional assessment. The consistent surgical approach minimizes variability, while advanced statistical methods strengthen the reliability of the findings.
This study has some limitations that should be acknowledged. First, being conducted in a single-center setting may limit the generalizability of the findings to other institutions. Additionally, the exclusion of patients with pre-existing psychological conditions may have introduced selection bias, underrepresenting individuals with significant psychological comorbidities.
The fact that all surgeries were conducted by only two surgeons may limit the generalizability of the findings, as surgical experience and techniques can vary significantly across surgeons.
The follow-up period, ranging from 12 to 48 months, does not capture long-term outcomes or delayed complications. Self-reported measures, while validated, may be prone to response bias, and the absence of established psychological cut-offs for spine surgery patients limits clinical applicability.
Statistically, while robust methods were used, the moderate sensitivity of the predictive model suggests room for improvement in identifying all patients with potential for significant recovery. Furthermore, unmeasured confounding factors, such as socioeconomic status and access to rehabilitation, may have influenced the results.