1. Introduction
Drug-resistant tuberculosis (DR-TB) is a serious global public health concern. According to the Global Tuberculosis Report released by the World Health Organization (WHO) in 2021, the number of new cases of TB worldwide in 2020 was as high as 9.87 million, and nearly 500,000 cases developed Rifampin-resistant tuberculosis (RR-TB), of which 78% were multidrug-resistant pulmonary tuberculosis (MDR-PTB) [
1]. Patients with DR-TB or MDR-PTB often have single or multiple lung cavities. These cavities have thick walls and insufficient blood circulation. Therefore, it is difficult for anti-tuberculosis drugs to enter them, making the
Mycobacterium tuberculosis (
M. tuberculosis) hidden in the cavities unable to be killed by these drugs and host immunity, and thus prolonging TB or even making it incurable [
2,
3]. Moreover, a previous study found that
M. tuberculosis strains isolated from lung cavities were more resistant than those isolated from sputum samples, suggesting that cavities play a vital role in the evolution of the drug resistance of tuberculosis [
2]. Therefore, treating and closing the pulmonary TB cavity has become key to controlling DR-TB. Various methods that rely on external forces to compress lung tissue have been used to seal cavities, including artificial pneumothorax and pneumoperitoneum [
4,
5]. However, these methods entail many adverse events that are difficult for patients to tolerate, seriously affecting their quality of life, and have been discontinued.
In recent years, one-way endobronchial valves (EBVs) have been used to treat persistent air leaks, emphysema, pneumothorax, bronchocutaneous fistula, and bronchopleural fistula owing to their advantages of causing only minor trauma and having fewer complications; they have achieved sound therapeutic effects [
6,
7,
8,
9,
10,
11,
12,
13,
14,
15] (
Figure 1A). The principle underlying EBVs is to seal the drainage bronchus through a one-way valve so that the air can exit but not enter, promoting the volume reduction of the corresponding lung tissue without affecting the secretion drainage [
16]. As an emerging technology, five reports on EBV were found in the PubMed database (
Figure 1B), of which only two studies worldwide reported the safety and efficacy of EBV in the treatment of pulmonary cavities in MDR-PTB patients. As early as 2016, Corbetta et al. treated cavitary TB using EBV to induce lobar volume reduction, and found that the cavities completely collapsed in four of five patients after EBV treatment without short-term severe or long-term complications, suggesting that EBV may be a potential treatment for cavities in MDR-PTB patients [
17]. Coincidentally, in the same year, researchers from Russia also conducted a study on EBV for the treatment of pulmonary cavities in 49 MDR-PTB patients who had failed previous anti-tuberculosis drug treatment, and found that EBV treatment could shorten the time to sputum culture conversion (SCC) and enhance the cavity closure rate [
18].
To our knowledge, this study is the first in China to evaluate the safety and efficacy of EBV in the treatment of pulmonary cavities in MDR-PTB patients. This study is also the third international study after studies from Italy and Russia to evaluate EBV for the treatment of pulmonary cavities in MDR-PTB patients. Herein, we assessed the efficacy and safety of EBV in the treatment of cavities in MDR-PTB patients. Our results indicate that EBV treatment could promote the closure of cavities and shorten the time to SCC. Moreover, we demonstrate new evidence for the evaluation of the efficacy and safety of EBV in treating cavities in MDR-PTB patients, and we provide novel ideas for controlling MDR-PTB.
3. Discussion
The treatment of MDR-PTB has always been a challenge in TB control. The current therapeutic schedule is dominated by a complex anti-tuberculosis treatment regimen comprising multiple drugs. This treatment regimen is expensive and has many adverse effects, inducing poor patient compliance and significantly affecting its efficacy. Since 2016, the WHO guidelines have recommended a short-term regimen of 9–12 months instead of an individualized regimen of at least 20 months for the treatment of MDR-PTB [
19]. However, treating MDR-PTB remains difficult, and is closely related to the pulmonary cavity caused by
M. tuberculosis infection [
20].
Pulmonary cavity lesions often accompany MDR-PTB patients, and there is a significant amount of caseous necrosis and
M. tuberculosis on the inner wall of the cavity, which is the primary source of
M. tuberculosis dissemination in vivo. Some cavities have thick walls and insufficient blood circulation, making it difficult for anti-tuberculosis drugs to penetrate the cavity and kill
M. tuberculosis. Thus, these cavities will become natural “refuges” for
M. tuberculosis, making this type of TB, as well as persistent TB, develop drug resistance. Although
M. tuberculosis can grow freely in the cavity, we found its weakness.
M. tuberculosis is a facultative aerobe. Therefore, promoting cavity closure can create a local hypoxic environment that is not conducive to
M. tuberculosis reproduction, providing a potential method for curing MDR-PTB. Zephyr (PulmonX Inc., Redwood, CA, USA) EBV has a duckbill-like configuration comprising a one-way flap valve, a self-expanding nickel-titanium memory alloy stent, and silicone covering the inside and outside of the stent [
21]. It is predominantly designed for lung volume reduction in emphysema, and is not readily associated with obstructive inflammation [
21]. As early as 2015, Klooster et al. treated 34 patients with emphysema without interlobar collateral ventilation using EBVs. They found that, compared with the control group, pulmonary function—including forced expiratory volume in the first second (FEV1)—was significantly improved in the EBV group [
22]. Similarly, a randomized controlled trial evaluated the efficacy and safety of EBVs in 93 patients with homogeneous emphysema in the absence of collateral ventilation, and the results have shown that the improvements in FEV1 from baseline were 13.7% ± 28.2% and −3.2% ± 13.0% in the EBV and control groups, respectively [
23]. Previous studies have demonstrated that EBV can improve lung function, exercise tolerance, and quality of life in patients with homogeneous emphysema without collateral ventilation.
In this study, unidirectional EBV was implanted in the cavity-draining bronchus to treat the cavities of 35 MDR-PTB patients who had previously failed anti-TB treatment. Excluding three patients who were lost to follow-up, the remaining 32 patients were treated with EBVs. Our results have indicated that the size of all of the 48 cavities was reduced compared to that before EBV treatment, the cavity closure rate reached 68.8%, and the negative conversion rate of sputum mycobacteria reached 100%. The study of Corbetta et al. from Italy used a flexible bronchoscope for unidirectional implant EBV to treat four cavities in three MDR-PTB patients and one cavity in one patient with refractory PTB, as a result, four (80%) cavities closed after treatment [
17]. The aforementioned study has many similarities with ours: both were operated using a flexible bronchoscope, and the treatment of cavities through EBV in MDR-TB patients achieved good results, suggesting that EBV implantation can be used for the treatment of cavities in MDR-PTB patients. Moreover, Levin et al. applied one-way EBV (MedLung, certified in Russia and Europe) to treat cavities in 49 MDR-PTB patients who had failed previous treatment; they found that the sputum negative conversion rate was 95.9%. The cavity closure rate was 95.9% [
18]. However, among the 53 cases in the control group receiving second-line anti-tuberculosis drugs only, the sputum negative conversion rate and cavity closure rate were only 37.7% and 20.7%, respectively. Moreover, the cavity closure time was significantly longer than that in the EBV group [
18]. All of the of these studies suggest that the one-way bronchial valve implanted in the cavitary drainage bronchus can indeed promote the closure of cavities in MDR-PTB patients, enhance the sputum negative conversion rate, and improve the cure rate of MDR-PTB. Unlike an EBV, which can be placed under local anesthesia using a flexible bronchoscope, an EbV is a hollow cylinder made of inert medical rubber composite material that needs to be placed under general anesthesia and a rigid bronchoscope. Therefore, an EBV can be more conveniently implanted. However, owing to limited data, it is difficult to distinguish the efficacy between EBV and EbV implantations in treating cavities in MDR-PTB patients.
Our study found that the time of cavity closure was positively correlated with the time to SCC. The earlier the cavity was closed, the earlier the sputum turned negative, suggesting that for patients with cavitary MDR-PTB, EBV implantation should be performed as soon as possible before anti-tuberculosis drug therapy failures, which may significantly promote the cavity closure and considerably shorten the treatment course of MDR-PTB. Moreover, our study also found that in 32 patients who completed a course of EBV treatment, the cavity closure rate was not statistically different between the age groups and the upper and lower lobes. The cavity closure time was not correlated with the disease course. These results indicate that the selection of indications for minimally invasive interventional therapy might not be limited by the patient age, distribution of lobes, and disease course. In this study, female patients had a high cavity closure rate, possibly due to the small sample size of the study or smoking, diet, genetics, and other factors. Furthermore, in this study, it was found that the cavity closure rate of patients taking linezolid was slightly higher, but there was no statistical difference compared to non-users, which may be related to the impact of the small sample size on the statistical results. Therefore, it is necessary to increase the sample size in order to further clarify the impact of the application of new anti-tuberculosis drugs, such as linezolid, on cavity closure.
Moreover, we evaluated the recurrence in 32 MDR-PTB patients treated with EBV. We found that five (15.6%) patients experienced recurrence. Four patients had increased lesions or enlarged cavities at the original site. This recurrence may be related to the resurgence of endogenous
M. tuberculosis caused by the short duration of the anti-tuberculosis drug treatment after cavity closure. Moreover, the recurrence rate of MDR-PTB in patients after EBV treatment in this study was higher than that reported by Levin et al. [
18], which may be related to the fact that a considerable number of MDR-PTB patients in their study chose to surgically remove the diseased site after EBV implantation.
In order to assess the safety of EBV treatment, we counted the adverse events that occurred in patients after EBV treatment. In this study, only a few patients had complications—such as fever, granuloma around the valve, chest tightness, hemoptysis, and valve displacement and insertion—that could not be removed, along with the valve falling off. Moreover, none of the patients experienced serious adverse events, including severe infection or pneumothorax. In a previous study, the safety of the Zephyr
® EBV was confirmed in four MDR-PTB patients and one patient with atypical mycobacteria. There were no severe short- or long-term complications [
17]. Similarly, Klooster et al. also reported the safety of EBV in the treatment of cavities in 34 patients with MDR-PTB; 23 and five serious adverse events were observed in the EBV and control groups during the six-month follow-up, respectively [
22]. It should be noted that most of the participants in Klooster’s study had emphysema and pneumothorax. The anatomical and pathophysiological characteristics of the patient’s lungs may increase the probability of the abovementioned adverse events; therefore, the natural rate of adverse events caused by EBV treatment in this study may have increased owing to the patient’s complications.
The greatest value of this study is that it presents the association of multiple parameters with EBV treatment, which will provide future case-control studies with endpoints that can be relied upon for multivariate analysis. This study provides new insights into the more precise definition of the predictors of improved MDR-PTB treatment outcomes. Additionally, this study had some limitations: (1) the sample size was small, which might have affected the accuracy of the EBV treatment results; (2) no control group was included, and all of the 34 MDR-PTB patients were treated with EBV; (3) EBV instillation is an expensive, time-consuming, and resource-intensive treatment option, and its widespread implementation in countries with high TB burdens faces many challenges, such as low incomes, poor healthcare resources, a lack of specialized equipment, and a lack of physicians proficient with the technology.
4. Materials and Methods
4.1. Study Design and Ethics Statement
This self-controlled prospective clinical study was conducted at the Eighth Medical Center of PLA General Hospital (Beijing, China). This clinical study was approved by the Ethics Committee of the Eighth Medical Center of PLA General Hospital (approval number: 2015ST005), and was conducted in accordance with the ethical standards of the Declaration of Helsinki. This clinical study was registered in the Chinese Clinical Trial Registry (registration number: ChiCTR2200059081).
4.2. Participants and Inclusion and Exclusion Criteria
MDR-PTB patients with cavities hospitalized in the Senior Department of Tuberculosis of the Eighth Medical Center of the PLA General Hospital between November 2013 and March 2018 were enrolled according to the order of hospitalization. The MDR-PTB patients with cavities were diagnosed under the guidelines of the “Diagnosis for pulmonary tuberculosis (WS 288-2017)” [
24] and “Classification of Tuberculosis (WS 196-2017)” [
25], which were approved by the National Health and Family Planning Commission of China.
Moreover, the inclusion criteria of MDR-PTB patients with cavities were as follows: (1) an age between 18 and 70 years; (2) no severe cardiopulmonary dysfunction; (3) a positive acid-fast bacillus (AFB) smear or sputum smear; (4) based on the results of the phenotypic drug sensitive test (DST) and previous medication history, individualized anti-tuberculosis treatment for six months deemed ineffective as the patient had no changes in the size of the cavity and SCC; (5) the patients could voluntarily participate in this clinical study and sign informed consent; and (6) there were no contraindications to bronchoscopy.
The exclusion criteria were as follows: (1) an age over 75 years or under 18 years; (2) cardiac insufficiency or a history of severe heart diseases such as coronary heart disease, rheumatic heart disease, pulmonary heart disease, and so on; (3) severe active pneumonia, hemoptysis, or severe pulmonary diseases such as emphysema and bullae that affect valve placement and respiratory function; (4) congenital or acquired malformation and deformation of the bronchus that affect valve placement; (5) caseous pneumonia with dissolved cavities and decay cavities; (6) severe liver and kidney damage affecting anti-tuberculosis treatment; and (7) other situations where valve implantation is not suitable.
4.3. Clinical Treatment Regimen
All of the enrolled patients continued to receive systemic individualized anti-tuberculosis treatment according to their phenotypic DST results and previous medication history. The selected anti-tuberculosis drugs included isoniazid, rifampicin, pyrazinamide, ethambutol, rifapentine, levofloxacin, moxifloxacin, linezolid, protionamide, and clarithromycin. The EBV was placed at the corresponding segment or subsegmental opening of the TB cavity, draining the bronchus (
Figure 5A). The patients were followed-up in order to determine whether the EBV was displaced, and to evaluate local airway and lung cavity changes and the results of the AFB smear and conversion of sputum smear from positive to negative.
4.4. EBV Placement Method
Potential cavities in the lungs were determined using high-resolution computed tomography. The patient then inhaled aerosolized lidocaine through the airway. A flexible bronchoscope (Olympus BF-1TQ180, Tokyo, Japan) with a 2.8-mm working channel was used to observe the trachea, bilateral main bronchi, and lobar bronchi, and to clear the airway secretions. Next, the bronchoscope was placed in the target lung lobe or segment in order to observe the shape and size of the lumen, and to estimate the number of EBVs (Zephyr, PulmonX Inc., Redwood, CA, USA) that needed to be placed. A diameter gauge (
Figure 5B) was used to measure the diameter of the target segment or subsegment bronchia, and to determine the size of the desired EBV. There are two sizes of EBVs: 4 mm, with an available size range of 4.0–7.0 mm, and 5.5 mm, with a suitable size range of 5.5–8.5 mm.
In order to evaluate the target bronchial diameter and estimate the number of EBVs required, the EBV in the loader was transferred into the valve delivery device through the valve inserter. The bronchoscope was withdrawn to the lower trachea and an EBV-equipped delivery device was inserted through the working hole. The delivery device was sent to the opening of the bronchus, and the marker line of the delivery device was flushed with the edge of the ridge. Finally, a push rod was pushed to release the EBV into the center of the bronchial opening (
Figure 5C). The position and function of the EBV were confirmed using a bronchoscope. If an EBV’s position and function were appropriate, other EBVs would be sequentially placed according to the abovementioned steps. Otherwise, the steps were repeated until the EBV placement was successful. Finally, the position and function of each EBV was confirmed once again, and the bronchoscope was gently exited after clearing the secretions in the airway. One day later, the position of the EBVs was determined again using chest computed tomography (CT).
4.5. Follow-Up Observation and Efficacy Judgment
Bronchoscopy and chest CT were reviewed in the first, second, and third months after EBV placement and every 2 or 3 months after the third month. AFB smears and the conversion of sputum smears from positive to negative were also determined at each review. Furthermore, the location and function of each EBV, as well as potential granulomas around the EBV, were assessed. After observation and confirmation, the sputum attached to the EBV surface was cleaned using a bronchoscope. Notably, changes in pulmonary cavities and AFB sputum smear negativity and complications—including fever, chest tightness, and hemoptysis—were also determined. Assuming two consecutive negative sputum culture results, the number of days taken for the first conversion of the sputum smear from positive to negative was defined as the time to SCC. The efficacy of the EBV treatment was divided into four grades, and the grading criteria were as follows: (1) ineffective, no change in cavity size; (2) effective, the size of the cavity was reduced by less than 50%; (3) markedly effective, the size of the cavity decreased by less than 100%, but more than 50%; and (4) cured, the cavity closed. The EBV was removed three months after the cavity was closed. After the EBV was removed, and SCC was performed for six months, the anti-tuberculosis drugs were stopped. Follow-up was continued for three years after the anti-tuberculosis medicines were discontinued.
4.6. Statistical Methods
The data were analyzed using GraphPad Prism 9.4.0 software (San Diego, CA, USA). For the enumeration data, a chi-square test or Fisher’s exact test was used according to the number of cases. The RR and OR were determined using the Koopman asymptotic score and Baptista–Pike method, respectively. Correlations between sex, age, disease course, number of EBVs, number of cavities, changes in cavity, cavity closure time, adverse events, time to SCC, linezolid use, and recurrence were assessed using Pearson’s correlation coefficient. The correlation between the cavity closure time and disease course or time to SCC was analyzed using a simple linear regression. p < 0.05 was considered statistically significant.