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Review

The Social Ecological Model: A Framework for Understanding COVID-19 Vaccine Uptake among Healthcare Workers—A Scoping Review

by
Damian Naidoo
1,2,*,
Anna Meyer-Weitz
1 and
Kaymarlin Govender
3
1
Discipline of Psychology, School of Applied Human Sciences, Howard College, University of KwaZulu-Natal, Durban 4041, South Africa
2
Health Promotion Unit, KwaZulu-Natal Department of Health, Pietermaritzburg, Private Bag X9051, Pietermaritzburg 3200, South Africa
3
HEARD, College of Law and Management Studies, University of Kwazulu-Natal, Durban 4041, South Africa
*
Author to whom correspondence should be addressed.
Vaccines 2023, 11(9), 1491; https://doi.org/10.3390/vaccines11091491
Submission received: 26 July 2023 / Revised: 12 September 2023 / Accepted: 13 September 2023 / Published: 15 September 2023

Abstract

:
Vaccination plays a crucial role in combating the global COVID-19 pandemic. Immunizing all healthcare workers (HCWs) is essential for increasing vaccine confidence and acceptance within the general population. Understanding the factors that hinder or facilitate vaccine uptake among HCWs is of utmost importance, considering they are among the first to be vaccinated. This review follows Arksey and O’Malley’s five-stage methodological framework. We searched PubMed, Web of Science, ProQuest, WorldCat Discovery, and Google Scholar for peer-reviewed articles published from 2020 to 2023. A descriptive analysis and narrative synthesis approach were employed to collect and synthesize data. Using the social-ecological model as a framework, the literature was categorized into themes at the intrapersonal, interpersonal, organizational, community, and policy levels. We reviewed a total of fifty-three published academic articles, with the majority of studies conducted in Ethiopia and Nigeria. The intention for vaccine uptake resulted in an unsatisfactory (52%) overall uptake rate among HCWs. Individual-level determinants associated with vaccine uptake included being male, middle-aged, being a physician, having a higher level of education, and having a chronic illness. This review identified significant barriers at each level, such as safety concerns, perceived scientific uncertainty, vaccine ineffectiveness, lack of trust in stakeholders, and religious beliefs. Additionally, we identified facilitators at each level, with the most common factors promoting intention to uptake being the desire to protect oneself and others and a high perceived susceptibility to contracting COVID-19. This review highlights the existence of significant barriers to vaccine uptake on the African continent. Given that HCWs play a crucial role in guiding the public’s vaccination decisions, it is imperative to prioritize education and training efforts about the safety and effectiveness of COVID-19 vaccines.

1. Introduction

The World Health Organization (WHO) approved several vaccines against COVID-19 for global distribution in various regions [1,2]. Vaccines manufactured by Pfizer, Oxford/AstraZeneca, Moderna, Janssen, Sputnik V, Sinovac, and Sinopharm, among others, were authorized and made available in Africa [2,3]. In the first quarter of 2021, mass vaccination programs commenced in several African countries [2,3,4]. These campaigns were planned in 31 African countries until 2022 [5]. Egypt was the first African country to begin vaccination on 24 January 2021, followed by South Africa on 17 February 2021, and Zimbabwe on 18 February 2021 [4]. During the distribution of the COVID-19 vaccination, there have been substantial problems with vaccine nationalism and access equity [6] Hence, Africa and other low-and middle-income countries (LMICs) have low COVID-19 vaccine coverage [7]. As a result, the COVAX global initiative was established to ensure equitable and timely access to vaccines worldwide [8]. The continent received more than 892 million vaccine doses, with the COVAX facility accounting for 64% of the total vaccinations received [9]. Much progress has been made in increasing vaccine shipments to countries [10,11]. Despite greater access to COVID-19 vaccinations, the COVID-19 pandemic has exposed numerous flaws in African healthcare systems, particularly in the aftermath of the Delta and Omicron variants [10,12]. As of 16 October 2022, only 24% of the African continent’s population had been vaccinated, compared to a global coverage of 64% [13]. According to the WHO, Africa is on track to reach the global vaccination coverage target of 70% by April 2025 [13]. As vaccine supply has increased worldwide, it has become clear that COVID-19 vaccine hesitancy (VH) challenges vaccine uptake [14,15] in Africa [8,16], particularly in Western and Central Africa [17]. The WHO ranked VH as one of the top ten threats to global health [14,16] and defines it as “a delay in acceptance or refusal of vaccines despite availability of vaccination services” [18] (p. 899). This broad definition highlights variability by stating that VH varies between vaccine types, contexts, geographical regions, and over time. This phenomenon has been exacerbated by the current COVID-19 pandemic [15,19].
Due to a global shortage of COVID-19 vaccines, governments have prioritized high-risk groups for vaccination [11,20,21]. Despite African countries prioritizing healthcare workers (HCWs), vaccine coverage remains low due to VH and a lack of vaccination services and fear of its side effects, especially in rural areas, leaving the vast majority of front-line workers unprotected [4,11,22]. Studies showed that not all HCWs are prepared to receive the COVID-19 vaccine when it becomes available in their country [8,22,23]. Concerns have been raised about VH among HCWs throughout Africa [11,22]. Vaccine acceptance (VA) and hesitancy have been a global problem, particularly in African settings [16,24,25]. Historical, structural, and other systemic dynamics contribute to VH in the African continent [7,8], and are a remaining threat to Africa’s vaccination programmes [17]. The increased polio outbreaks in Nigeria have been argued to stem from misinformation and public distrust in vaccination between 2002 and 2006 and subsequent polio outbreaks on three continents [8,26]. Furthermore, mass deworming programmes in Ghana were rejected due to community misconceptions [8]. Furthermore, trust in current vaccines has been eroded by a history of colonial medical and vaccine research abuse in Africa [7]. African populations were frequently subjected to unethical testing in the name of scientific advancement [7,27]. At the beginning of 2021, Tanzania’s health minister announced that the country would forgo COVID-19 vaccination due to concerns about vaccine safety and would instead depend on traditional and household herbs and medicines for prevention and cure [28,29].
There are numerous barriers and drivers that influence vaccination intention (VI) and uptake, ranging from individual psychological, socio-cultural, and environmental factors that influence HCW’s willingness to be vaccinated [30,31,32,33]. The Social Ecological Model (SEM) was initially developed by Urie Bronfenbrenner [34] and later adapted by McLeroy and colleagues [35]. This framework, widely used in public health and social sciences, aims to comprehend the various factors influencing human behaviour and health outcomes [34,35]. It acknowledges that individuals exist within different social systems and that multiple levels of influence interact to shape their behaviours [35]. These levels are as follows: Intrapersonal Level: this level focuses on the characteristics and attributes of individuals, including factors such as knowledge, attitudes, beliefs, skills, and biological factors. Interpersonal Level: The interpersonal level involves the impact of relationships and social networks on an individual. It includes family, friends, peers, co-workers, and other social connections. Organizational Level: The organizational level pertains to formal and informal rules, policies, and practices. It can encompass schools, workplaces, community organizations, and religious institutions. Organizational factors can affect access to resources, opportunities, and social norms. Community Level: The community level encompasses the physical and social environment in which individuals reside. It includes the characteristics of the community, such as its infrastructure, social capital, and cultural norms. Community factors can influence social norms, social networks, and the availability of resources and services. Policy Level: The policy level represents the broader social, economic, and political context in which individuals and communities are situated. It encompasses public policies, laws, social inequality, and cultural values.
In light of continuous COVID-19 infections and the likelihood of future pandemics, HCW’s hesitation in vaccination uptake remains an area of concern. Given that HCWs are among the first to be vaccinated, it is critical to understand factors that pose barriers or facilitate vaccine uptake. In light of this, we used the five-level SEM to segment the levels of influence (intrapersonal, interpersonal, organizational, community, and policy level) to provide a more comprehensive and nuanced understanding of how these factors shape vaccine-related behaviours. The identified factors were organized into barriers and facilitators to clarify their influence on VA and VH. While a review had been conducted on VA on the African continent among HCWs [36], this review focused on factors and barriers influencing COVID-19 vaccine acceptance, intention for uptake, and hesitancy among HCWs on the African continent in lieu of informing intervention approaches to address likely barriers in future immunization programmes.

2. Methods

This scoping review was conducted using Arksey and O’Malley’s methodological framework [37]. The following five-stage framework proposed was as follows: “(1) Identifying the research questions, (2) Searching for relevant studies, (3) Selecting studies, (4) Charting the data, and (5) Collating, summarising, and reporting the results” [37] (p. 22). This review includes the Preferred Reporting Items for Systematic Review and Meta-Analysis extension for Scoping Reviews (PRISMA-ScR) checklist (Supplementary Materials S1) [38]. A review protocol was submitted to the University of KwaZulu-Natal (UKZN) Humanities and Social Sciences Research Ethics Committee (HSSREC)—Application number: 00013262.

2.1. Identifying the Research Questions

  • What is the rate of uptake of COVID-19 vaccinations among HCWs?
  • What socio-demographic factors are associated with VA or VH among HCWs?
  • What factors act as barriers or facilitators for vaccine uptake among HCWs?

2.2. Searching for Relevant Studies

A comprehensive literature search was conducted in five databases: Web of Science, WorldCat Discovery, PubMed, Google Scholar, and ProQuest to retrieve studies related to the above research questions, and the search period for the review spanned from 2020 to 2023. The final search was completed in May 2023. The COVID-19 pandemic was the motivating factor behind this timeline. The following search terms were applied, using a variation of MEsH terms and keywords for each database: “COVID-19 vaccines”, “COVID-19”, “SARS-CoV-2 vaccines”, “associated factors”, “intention”, “barriers”, “drivers”, “acceptance”, “hesitancy”, “Africa”, “Healthcare workers”, “vaccine uptake”, “vaccine refusal”, “HCWs”, “COVID-19 vaccination uptake”, “COVID-19 vaccination intention”, “COVID-19 vaccine willingness”. The final search strategies for WorldCat Discovery and PubMed are in Appendix A, Table A1, Table A2 and Table A3.

2.3. Study Selection

After thoroughly screening the titles and abstracts, inclusion and exclusion criteria were established initially and studies were considered using the Population–Concept–Context (PCC) framework to determine their eligibility for this review. Full-text eligible studies met the following inclusion criteria: (1) literature type: academic/published journals (peer-reviewed journals); (2) language: studies that were published in the English language; (3) timeline: studies that were published between 2021 and 2023, (4) location: studies conducted in Africa; (5) vaccines: COVID-19 vaccines; (6) populations: HCWs—using the WHO definition of HCWs [39] (7) study designs: quantitative, qualitative, or mix-methods studies; (8) studies that specifically address the research questions. The following were excluded: grey literature (unpublished journals, reports and documents, conference papers, memoranda, theses, letters, and protocols) and reviews (scoping and systematic).

2.4. Charting Data

Data extraction from the included peer-reviewed studies was conducted using a standardized Microsoft Excel data collection sheet. A reviewer (D.N) extracted data from included reviews, which was then independently verified by a second reviewer (A.M-W). The following data fields were extracted from each study: author, year of publication, country, data collection period, methodology and study design, population characteristics, sample size, and measurement scales. The VI, VH, and VA levels among HCWs were analysed, summarised, and compared using simple descriptive statistics (percentages). A narrative synthesis approach [40] was utilized to acquire, synthesize, and map the literature utilizing the SEM to group facilitators and barriers to the uptake of the COVID-19 vaccine. All data were reported using thematic narratives [41].

2.5. Collating, Summarising, and Reporting the Results

The results have been compiled and summarized. Following a description of the study’s characteristics, the relevant influencing factors are presented using the SEM. Barriers and facilitators impacting the uptake of COVID-19 vaccines were categorized into various levels, including socio-demographic characteristics, individual factors, social factors, institutional factors, community factors, and policy factors.

3. Results

A total of 180 records were identified from the five database searches: Web of Science (n = 20), WorldCat Discovery (n = 16), PubMed (n = 41), Google Scholar (n = 55) and ProQuest (n = 48). After removing duplicates using EndNote (V.X9), 145 records remained for a title and abstract screening. We excluded 69 articles that did not meet the selection criteria, leaving 76 for a review of the full-text articles. The full-text screening was conducted to assess eligibility before further data extraction. Following the inclusion and exclusion assessment criteria, studies were further excluded because they did not address research questions (n = 8), focused solely on vaccine uptake (n = 5), and were non-peer-reviewed (n = 10), resulting in 53 articles included in the final review. The PRISMA flow diagram below illustrates the selection process in Figure 1.

3.1. Descriptive Analysis of Articles

The majority of the articles included in this review were conducted in Ethiopia (23%), followed by Nigeria (17%), Egypt (13%), South Africa (8%), and Ghana (8%). The remaining articles were conducted in Cameroon, Uganda, Somalia, Tanzania, Namibia, Malawi, Zambia, The Democratic Republic of Congo (DRC), Guinea, Sudan, Sierra Leone, and Tunisia. Two articles focused on multiple African countries, including Nigeria, Cameroon, Sierra Leone, DRC, and Uganda. Please refer to Table 1 for the number of countries reviewed and Appendix B, Table A4 for the included study characteristics.
The majority of the studies used a quantitative cross-sectional design (88%), while six studies employed a mixed-method design (8%), and one used a qualitative design (4%). This review specifically focused on HCWs, with the exception of a study conducted by Toure and colleagues [43], which also surveyed the general adult population. Since this review had specific exclusion criteria, only the sampled population of HCWs was considered. The sample size of the included studies varied from 15 to 7763 participants. Among the sampled HCWs, the majority were physicians (83%), followed by nurses (73%), pharmacists (49%), medical laboratory technicians (47%), and midwives (42%).

3.2. Survey Instruments/Measurement Scales

There are various types of measurement scales or survey instruments used in research. The articles reviewed in this study employed two types of measurement scales, dichotomous scales and Likert scales, to assess VH or VA. A dichotomous question presents only two possible answer options [44]. This type of question is considered closed-ended because the options are predetermined by the investigator. Dichotomous questions are used when there are only two possible values for the subject being examined [44]. On the other hand, a Likert scale is a rating scale used to evaluate opinions, attitudes, or behaviours. It consists of a statement or question followed by a set of answer statements, typically five, seven, or nine in number [45].
In this review, 12 studies utilized Likert scales, while 36 studies utilized dichotomous scales to measure vaccine uptake. Upon screening the articles, variations in measurement approaches were identified. For example, authors assessed VH or VA using a Likert scale in the following ways. El-Sokkary and colleagues [46] measured vaccination intention by asking participants to indicate their intention to undergo COVID-19 vaccination on a three-point scale: “agree”, “neutral”, or “disagree”. Fares and colleagues [47] measured the decision to receive the COVID-19 vaccine with three options: “yes”, “no”, or “undecided”. In their study, the term “hesitant” was used for the undecided group. Wiysonge and colleagues [48] assessed vaccine acceptance by using the statement, “I will take the COVID-19 vaccine when one becomes available”. This statement had seven response options ranging from “strongly disagree” to “strongly agree”. The responses were later transformed into a binary variable, with responses 1 to 4 categorized as “vaccine hesitancy” and responses 5 to 7 categorized as “vaccine acceptance”.
In terms of dichotomous scales, VH and VA were assessed as follows, Adejumo and colleagues [49] evaluated participants’ willingness to receive the COVID-19 vaccine using single-item questions with “yes” or “no” responses. Yilma and colleagues [50] assessed vaccine acceptability by asking, “If a COVID-19 vaccine is proven safe and effective and is available, will you get vaccinated?” Participants who responded with “definitely not” or “probably not” were categorized as having vaccine non-acceptance, while those who responded with “probably” or “definitely” were categorized as willing to accept the COVID-19 vaccination.

3.3. The Uptake Rate of the COVID-19 Vaccines among HCWs

Table 2 presents the characteristics and COVID-19 vaccine uptake rates among HCWs represented in studies contained in this review.
Fifty-two studies reported on COVID-19 vaccination acceptability, intention, and hesitancy. In this review, most of these studies reported HCWs’ hesitation to accept the COVID-19 vaccines on the African continent. A qualitative study conducted by Ashipala and colleagues [63] did not provide information on nurses’ uptake of COVID-19 vaccines.
Twenty-seven studies reported on the intention to accept the COVID-19 vaccine. Intention to accept the vaccine varied dramatically from 21% to 90.1%. Notably, Fares and colleagues [47] found that Egypt (21%) had the lowest intention rate, while Adeniyi and colleagues [52] reported that South Africa (90.1%) had the highest intention rate. Based on the included studies in this review, the intention rate to uptake the COVID-19 vaccine among HCWs was below average [23,25,46,47,54,59,76,77,80,83,88]. Conversely, fourteen studies reported an above-average intention rate [48,49,51,52,55,60,69,71,79,82,88,91,92]. The overall average intention rate for HCWs to uptake the COVID-19 vaccines across all included studies was approximately 52%, indicating a suboptimal level of uptake among this population.
Medical students expressed a lack of willingness to accept the COVID-19 vaccine, with an acceptance rate ranging from 34.7% to 45.4%. A study conducted by Saied and colleagues [83] in Egypt found that only 34.7% of medical students were willing to accept the vaccine, which was disappointing. Most (45.7%) medical students hesitated to accept the vaccine. In addition, 71% intended to take the vaccine but would postpone doing so to wait and observe its effects on those who received it before making a decision themselves.
Twenty-nine studies examined HCWs’ hesitancy towards receiving the COVID-19 vaccine. The degree of hesitancy varied across these studies, ranging from 13.3% to 79%. Fares and colleagues [47] reported the highest VH rate (79%) in Egypt.
Subsequent studies reported HCWs’ acceptance towards the COVID-19 vaccines [43,57,65,68,74,75,78,86,87,89,90,93,95]. Among these ten studies, over half of the participants were vaccinated with at least one dose (see Figure 2). A study by Watermeyer and colleagues [90] reported the highest vaccination rate (90%) in South Africa. Additionally, a study conducted in Ethiopia by Zewude and Belachew [95] further depicted the intention to accept the second dose. Approximately 28.3% of HCWs were VH to accept the second dose.

3.4. Socio-Demographic Determinants Associated with VA or VH

Table 3 reports various socio-demographic (individual level) factors influencing vaccine uptake. These factors varied across HCWs on the African continent. Twelve socio-demographic factors were associated with vaccine uptake in this review. Seven socio-demographic factors were prominent in influencing vaccine uptake. These included gender, age, level of education, marital status, presence of chronic illness, living area, and cadre. These factors were further divided into two categories, which include COVID-19 vaccine uptake associated with hesitancy and associated with acceptance. Factors associated with COVID-19 vaccine uptake included being male, middle-aged (older than 40), being a physician, and having a tertiary-level education. In contrast, factors associated with hesitancy towards the COVID-19 vaccine were females younger than 40 and having a tertiary education. Interestingly, a tertiary-level education was a significant factor associated with VA and VH among HCWs.
The following factors associated with VA were gender [23,46,56,65,67,72,74,76,77,79,80,87], age [43,46,48,54,56,57,65,74,87,94], education level [43,46,50,52,67,75,78], belonging to religion [48,74], marital status [43,72,76,77,78], being a parent [95], absence of pregnancy [43], presence of chronic illness [43,56,59,77], living area [65,67,77,79], cadre [23,43,48,49,51,53,57,59,61,65,73,79,80,87], and income level [43,46].
In contrast, the following factors were associated with VH, gender [50,55,85,86,89,94], age [50,53,58,64,73,86,94], ethnicity [64], education level [50,55,70,85], religion [71], marital status [58], presence of chronic illness [62], cadre [50,58,64,71,84,93], and income level [58].

3.5. Barriers and Facilitators Affecting Vaccine Uptake among HCWs

At the intrapersonal level, three themes emerged: vaccine-related factors, COVID-19, and psychosocial factors. Within the theme of COVID-19 vaccines, ten sub-themes were identified, all acting as barriers to vaccine uptake. The most prominent sub-theme was safety concerns, which was reported as the primary barrier [23,25,43,47,50,51,55,56,57,60,61,65,66,67,68,69,70,72,74,75,76,77,78,81,82,83,84,85,86,88,90,91,92,95]. However, only three studies mentioned confidence in the COVID-19 vaccines, facilitating uptake [47,52,88]. Numerous studies [23,47,55,56,61,66,68,69,70,74,75,77,81,82,85,90,91] highlighted the prevalent mistrust in science among HCWs, often rooted in the belief that the COVID-19 vaccine has not undergone sufficient clinical trials. Concerns about the vaccine’s effectiveness were reported in 16 studies [23,25,65,67,69,70,76,77,78,82,84,85,86,88,92,95], with some expressing doubts about its ability to protect against COVID-19, particularly in Africa. In contrast, only one study reported that the vaccine was effective against COVID-19 [74]. Three studies mentioned that HCWs preferred alternative treatments to the COVID-19 vaccine, such as hydroxychloroquine, azithromycin, and ivermectin [61,81,94]. The subsequent studies reported on other COVID-19 vaccine-related barriers, which included poor vaccine knowledge [66], negative perceptions toward the vaccine [43], preference for waiting for another type of vaccine [70], and not considering the vaccine a priority [70]. Vaccine safety, mistrust in science, and efficacy were major concerns among HCWs within this theme. The following study [95] reported barriers to the uptake of the second vaccine dose, such as discomfort during the first dose and the belief that sufficient immunity had already been acquired.
The second theme in this level was COVID-19, with four sub-themes identified. The perception of susceptibility to contracting COVID-19 among HCWs was mentioned as both a barrier and a facilitator for vaccine uptake. HCWs who perceived themselves to be at a higher risk of contracting COVID-19 [25,47,59,63,88,92] were more willing to get vaccinated compared to those who perceived themselves to have a low risk [23,66,67,78,91]. HCWs who believed they needed the vaccine for protection were more likely to get vaccinated than those who relied on their immune system to prevent infection [65,68,76,77,95]. A prior diagnosis of COVID-19 was mentioned as a barrier to vaccine uptake as some HCWs believed that they had gained natural immunity and did not need the vaccine [23,67,91,92]. Side effects of COVID-19, such as loss of smell and taste, were mentioned as facilitators for vaccine uptake [56].
The final sub-theme at this level was psychosocial factors, which are individual factors that affect vaccine uptake. In separate studies, HCWs with pre-existing health conditions were mentioned as barriers and facilitators [56,59]. Female HCWs planning to conceive were less likely to get vaccinated [67,70,91]. Religious beliefs also played a role as a barrier, with Christian HCWs expressing concerns about the vaccine containing the mark of the beast [55,56,61,66,70,81,95]. Other barriers to uptake at this level included prior adverse reactions to vaccines [23,61], fear of needles and injections [70], and opposition to vaccinations in general [91].
At the interpersonal level, a significant factor relating to influences was discovered. HCWs reported that their relationships with colleagues played a role in encouraging vaccine uptake [63]. HCWs mentioned that their colleagues influenced their decision to get vaccinated. The connection between HCWs and their families also emerged as a crucial sub-theme. The desire to protect their loved ones motivated HCWs to receive the COVID-19 vaccine, as mentioned in eight studies [25,60,72,78,84,88,91,92].
Moreover, one study found that HCWs who had experienced the loss of a loved one due to COVID-19 were more likely to get vaccinated [55]. Within this theme, two barriers were identified. In one study, HCWs expressed the need for permission from their families before getting the COVID-19 vaccine [70]. In another study, HCWs reported facing disapproval from their families regarding the COVID-19 vaccine [66]. The last sub-theme explored religious leaders’ influences on HCWs, indicating that discouragement from religious leaders also acted as a barrier [66].
At the institutional level, there are significant challenges in the environmental structures. One identified barrier is the lack of trust in stakeholders, such as government and pharmaceutical companies [25,43,56,57,68,81,90]. Furthermore, a study [66] found that some HCWs would refuse the vaccine because government officials themselves did not accept it. The accessibility of the vaccine was mentioned as a barrier in four studies [63,65,70,75]. In contrast, one study suggested that the easy availability of the COVID-19 vaccine could be a reason for its uptake [63]. The workplace environment of HCWs also influences vaccine uptake. Lack of support from employers was identified as a barrier, leading HCWs to reject the vaccine [66]. Conversely, another study revealed that some HCWs felt compelled to accept the COVID-19 vaccine to continue working, per their company’s policy [91].
At the community level, a prevailing theme was centred around shared norms and myths. Within this overarching theme, three sub-themes were identified. Multiple studies [52,78,91,92] emphasized that HCWs viewed the uptake of the COVID-19 vaccine as a crucial public health responsibility for ending the pandemic. However, specific barriers to vaccine uptake were also identified. Several studies [23,25,57,61,63,67,70,78] observed that limited access to reliable information hindered the willingness of HCWs to receive the vaccine. Social media emerged as a significant influencer, with seven studies [57,60,63,68,70,72,90] reporting that HCWs subscribed to misinformation or conspiracy theories. These theories included beliefs that the vaccine was intentionally designed to cause harm to people in Africa, sterilize the African population, or even cause COVID-19.
At the policy level, an important theme that emerged was the implementation of COVID-19 policies. Within this theme, two specific sub-themes were identified. The first sub-theme focused on strategies to encourage HCWs to get vaccinated. It was supported by three studies, which highlighted that HCWs would be required to receive the vaccine to travel in the future [47,60,63]. Additionally, two studies indicated that HCWs are willing to accept the COVID-19 vaccine because it is free of charge [74,88]. However, it is worth noting that there is also a barrier at this level. This barrier stems from mandatory vaccination policies, which make HCWs feel coerced into accepting the vaccines [82,89]. HCWs believe they lack control over their health-related behaviours and refuse to be controlled by others, resulting in their rejection of the COVID-19 vaccine. Table 4 summarizes the factors influencing vaccine uptake.

4. Discussion

VH and refusal continue to jeopardize COVID-19 vaccination coverage in LMICs [23]. The fight against COVID-19 requires widespread vaccination uptake and acceptance [96]. In this review, 53 articles were selected and analysed, focusing on the intention, socio-demographical determinants, and factors influencing vaccine uptake. In this review, most studies were conducted in Ethiopia and Nigeria. The intention to take the COVID-19 vaccine is a challenge globally. We found that the proportion of HCWs who intend to take the COVID-19 vaccine was unsatisfactory (52%), with the intention rate ranging from 21% to 90.1%. This finding aligns with a global review by Li and colleagues [97] and Ghare and colleagues [98], who found similar acceptance rates among HCWs ranging from 27.7% to 77.3% and 30% to 98.9% (respectively). HCWs in Africa, particularly in countries such as Egypt, Uganda, and the DRC, seem hesitant about the uptake of the COVID-19 vaccination.
The results pertaining to VH in the studies are likely to be influenced to some extent by the timing of various Information, Education, and Communication (IEC) interventions within the different African countries and vaccine availability at the time of the respective studies. It should also be considered that despite the timing of the studies and vaccine availability in the respective African countries, research findings on vaccine side effects are likely to have played and continue to play a role in VH in particular African countries [99]. Furthermore, as outlined earlier, the previous negative experiences of many African countries with vaccines impact views about the desirability and safety of vaccines [100].
A better understanding of the factors influencing the uptake of COVID-19 vaccines is required to improve vaccine acceptance. Accordingly, this review was conducted using the SEM, which identified several factors that influence the uptake of COVID-19 vaccines. These factors were classified into five levels: intrapersonal, interpersonal, organizational, community, and policy. We found that socio-demographic determinants (intrapersonal level factors) were associated with COVID-19 vaccination. Li and colleagues’ [97] systematic review and Ghare and colleagues’ review [98] aligns with the findings of this scoping review. Socio-demographic determinants associated with COVID-19 vaccine uptake included being male, older age, physician, level of education, and presence of chronic illness. Studies have identified gender differences as a significant cause of VH in low-income countries [56,101]. VA was found to be significantly associated with gender, and specifically the male gender. Naidoo and colleagues’ [102] review reported that men were more accepting of the COVID-19 vaccines among the general African population. This finding is highly noteworthy in African society, where men make most family decisions, regardless of profession or social status [56]. In this review, we found that women were more likely than men to reject the COVID-19 vaccine. While Saied and colleagues [84] noticed that HCWs’ age could explain the difference in uptake; older HCWs appear more accepting due to the prevalence of co-morbidities and a high perceived susceptibility to contracting COVID [99].
Using the SEM, we have identified significant barriers within the five levels. Prominent individual-level barriers include vaccine safety and efficacy concerns and HCWs’ mistrust of science. Contrary to common assumptions that HCWs would have a positive attitude toward COVID-19 vaccines because of their expertise, Verger and colleagues [103] and El-Sokkary and colleagues [46] point out that HCWs are not a homogeneous group and that the vast majority are not immunization experts. Various information sources shape the general public’s vaccine knowledge, influencing vaccination attitudes, perceptions, and uptake [104]. Many studies have shown that individuals who lack adequate knowledge about vaccines or vaccine-preventable diseases (VPDs) are more prone to harbour a negative attitude towards vaccination [105,106]. The development of COVID-19 vaccines exposed a lack of knowledge in immunology among HCWs [46]. Two studies [25,81] cited that HCWs preferred using alternative treatments over accepting the COVID-19 vaccine. According to Oriji and colleagues [81], some (17%) respondents have already taken Hydroxychloroquine and Azithromycin as prophylaxis treatment for COVID-19. Allagoa and colleagues [56] and Oriji and colleagues [81] reported that most respondents who received the COVID-19 vaccine preferred a single-dose vaccine. The number of vaccine doses may have a negative impact on vaccination uptake. Religious beliefs were among the factors associated with vaccine refusal. Studies reviewed [55,56,81] discovered that those of Christian faith were more risk-averse regarding the uptake of the COVID-19 vaccines. However, fatalistic ideas combined with religious beliefs have been found to facilitate questioning about the efficacy of COVID-19 vaccines and that religious fatalism negatively impacts the acceptance of the SARS-CoV-2 vaccine [107].
Misinformation, primarily spread through social media, has fostered distrust in government officials, regulatory agencies, and pharmaceutical companies [102]. The media, particularly social media, has been a significant source of speculation and misinformation about the pandemic and COVID-19 vaccines [108]. According to some HCWs, the media has exaggerated the severity of the side effects of the vaccines [108]. HCWs are a trustworthy source of health information. Their acceptance or rejection of COVID-19 vaccines may impact the broader population’s acceptance and uptake of COVID-19 vaccines [23]. The low intention rate is due to the rapid development of COVID-19 vaccines, concerns about the vaccines’ safety and effectiveness, and cultural and social norms.
On a positive note, our review also identified facilitators at each level. At the intrapersonal level, HCWs’ high perceived susceptibility to COVID-19 and the desire to protect themselves were prominent factors. The African concept of ubuntu, which emphasizes interconnectedness and collective responsibility, influenced COVID-19 vaccine uptake at the interpersonal and community levels. HCWs were eager to receive the vaccine to protect their loved ones and saw it as a public responsibility to end the pandemic.
Governments, public health agencies, and private healthcare systems should collaborate in making educational resources available to inform HCWs about the vaccine’s safety, importance, and the negative consequences of refusing or delaying vaccination [69]. Most studies emphasized how crucial it is for stakeholders to inform and increase HCW awareness of COVID-19 vaccines. It is now up to various stakeholders and policymakers to take effective action to spread as much knowledge as possible among HCWs to increase vaccine acceptance and, thereby, address the pandemic’s detrimental effects on healthcare systems and socio-economic conditions. When tailored education campaigns are targeted to specific attitudes, beliefs, and experiences, they are beneficial [100]. The findings from this review will assist in the roll-out of other vaccination programmes.

Strengths and Limitations

The majority of articles reviewed adopted a quantitative approach. The present review investigates factors influencing HCWs’ intention and uptake of COVID-19 vaccines. Limitations are inherent in a scoping review approach. Some limitations should be considered in this review. This review did not undertake a quality or risk assessment bias of the included studies. Only studies published in English were considered. There is a bias in the body of literature towards VH. Due to the heterogeneity in the definition and assessment of VH in different studies, not all studies reported VH rates among HCWs. In some studies, the measurement scales used to assess the intention to uptake and VH rates for COVID-19 vaccines were either dichotomous or Likert. The varied sample size would be attributed to selection bias in studies focusing on HCWs. Social desirability on self-reported VH among the HCWs can also not be ruled out. At the time of data collection, some studies did not receive the COVID-19 vaccine. Therefore, intentions and VH may have influenced participants’ responses. The trends in acceptance might have changed after the vaccination programmes were implemented.

5. Conclusions

Preventive measures are essential to the global effort to mitigate the pandemic’s consequences. As a result, enormous resources have been dedicated to developing effective and safe COVID-19 vaccines. Using the SEM, this review explored various factors affecting the uptake, allowing for a more comprehensive understanding of vaccine uptake and the development of effective interventions. VI and VH rates vary greatly across countries or regions within the same country. Furthermore, the VI and VH rate is influenced by various factors. Most studies reviewed found significant barriers that affected vaccine uptake on the African continent among HCWs, resulting in a subpar intention to use COVID-19 vaccines. The low level of trust in COVID-19 vaccines and the concerns about the long-term efficacy of the vaccines, as well as the possible long-term side effects associated with the vaccine uptake, play a role in decision-making regarding vaccination. HCWs are influential in informing the general public about vaccines. Therefore, it is crucial to prioritize engagement with key stakeholders to address HCWs’ negative perceptions about vaccines and where they exist in efforts to increase vaccine uptake.
To improve vaccine uptake using the SEM, interventions should target multiple levels simultaneously. At an individual level, understand their concerns and reasons for hesitancy. Provide accurate information to address myths and misconceptions by implementing strategies addressing knowledge gaps and building trust among HCWs. At an organizational level, healthcare facilities should prioritize vaccination by educating staff, offering paid time off for vaccination and side effects, improving access by getting vaccinated as quickly and conveniently as possible, and incentivizing vaccination. They set the culture—if the leadership gets vaccinated, others will follow and leverage social networks and community influencers can have a synergistic effect on increasing vaccine acceptance and uptake. By considering the various levels of influence, the SEM provides a comprehensive framework for understanding and addressing VH and holistically promoting vaccine uptake.

Supplementary Materials

The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/vaccines11091491/s1, Supplementary Materials S1: PRISMA-ScR-Fillable-Checklist—HCWs.

Author Contributions

D.N., the first author, was responsible for the conceptualization and design of this research paper. He gathered data for the study, conducted data analysis, and authored the article. Supervised by Professor A.M.-W., who also gathered data for the study, conducted data analysis, and reviewed and provided constructive feedback. K.G. reviewed various drafts of the paper and provided feedback to the senior author. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A. Search Strategy

Table A1. WorldCat Discovery search strategy.
Table A1. WorldCat Discovery search strategy.
Search TermsFiltersResults
kw: COVID-19 vaccine ANDFormat: Article16
kw: Vaccine Hesitancy AND
kw: Vaccine acceptance ANDLanguage: English
kw: Africa AND
kw: Healthcare workersPublication Year: 2020–2023
Table A2. PubMed search strategy.
Table A2. PubMed search strategy.
Search NumberQueryFiltersSearch DetailsResultsTime
10((((((COVID-19 vaccines[MeSH Terms]) AND (COVID-19)) AND (vaccines)) OR (covid vaccines)) OR (intention)) OR (vaccine hesitancy)) AND (vaccine acceptance) AND (healthcare workers) AND (Africa)Full text, Humans, English, from 2020–2023(((“covid 19 vaccines” [MeSH Terms] AND (“covid 19” [All Fields] OR “covid 19” [MeSH Terms] OR “covid 19 vaccines” [All Fields] OR “covid 19 vaccines” [MeSH Terms] OR “covid 19 serotherapy” [All Fields] OR “covid 19 nucleic acid testing” [All Fields] OR “covid 19 nucleic acid testing” [MeSH Terms] OR “covid 19 serological testing” [All Fields] OR “covid 19 serological testing” [MeSH Terms] OR “covid 19 testing” [All Fields] OR “covid 19 testing” [MeSH Terms] OR “sars cov 2” [All Fields] OR “sars cov 2” [MeSH Terms] OR “severe acute respiratory syndrome coronavirus 2” [All Fields] OR “ncov” [All Fields] OR “2019 ncov” [All Fields] OR ((“coronavirus” [MeSH Terms] OR “coronavirus” [All Fields] OR “cov” [All Fields]) AND 2019/11/01:3000/12/31[Date—Publication])) AND (“vaccin” [Supplementary Concept] OR “vaccin” [All Fields] OR “vaccination” [MeSH Terms] OR “vaccination” [All Fields] OR “vaccinable” [All Fields] OR “vaccinal” [All Fields] OR “vaccinate” [All Fields] OR “vaccinated” [All Fields] OR “vaccinates” [All Fields] OR “vaccinating” [All Fields] OR “vaccinations” [All Fields] OR “vaccinations” [All Fields] OR “vaccinator” [All Fields] OR “vaccinators” [All Fields] OR “vaccines” [All Fields] OR “vaccined” [All Fields] OR “vaccines” [MeSH Terms] OR “vaccines” [All Fields] OR “vaccine” [All Fields] OR “vaccins” [All Fields])) OR ((“sars cov 2” [MeSH Terms] OR “sars cov 2” [All Fields] OR “covid” [All Fields] OR “covid 19” [MeSH Terms] OR “covid 19” [All Fields]) AND (“vaccin” [Supplementary Concept] OR “vaccin” [All Fields] OR “vaccination” [MeSH Terms] OR “vaccination” [All Fields] OR “vaccinable” [All Fields] OR “vaccinal” [All Fields] OR “vaccinate” [All Fields] OR “vaccinated” [All Fields] OR “vaccinates” [All Fields] OR “vaccinating” [All Fields] OR “vaccinations” [All Fields] OR “vaccinations” [All Fields] OR “vaccinator” [All Fields] OR “vaccinators” [All Fields] OR “vaccines” [All Fields] OR “vaccined” [All Fields] OR “vaccines” [MeSH Terms] OR “vaccines” [All Fields] OR “vaccine” [All Fields] OR “vaccins” [All Fields])) OR (“intention” [MeSH Terms] OR “intention” [All Fields] OR “intent” [All Fields] OR “intentions” [All Fields] OR “intentional” [All Fields] OR “intentioned” [All Fields] OR “intents” [All Fields]) OR (“vaccination hesitancy” [MeSH Terms] OR (“vaccination” [All Fields] AND “hesitancy” [All Fields]) OR “vaccination hesitancy” [All Fields] OR (“vaccine” [All Fields] AND “hesitancy” [All Fields]) OR “vaccine hesitancy” [All Fields])) AND ((“vaccin” [Supplementary Concept] OR “vaccin” [All Fields] OR “vaccination” [MeSH Terms] OR “vaccination” [All Fields] OR “vaccinable” [All Fields] OR “vaccinal” [All Fields] OR “vaccinate” [All Fields] OR “vaccinated” [All Fields] OR “vaccinates” [All Fields] OR “vaccinating” [All Fields] OR “vaccinations” [All Fields] OR “vaccinations” [All Fields] OR “vaccinator” [All Fields] OR “vaccinators” [All Fields] OR “vaccines” [All Fields] OR “vaccined” [All Fields] OR “vaccines” [MeSH Terms] OR “vaccines” [All Fields] OR “vaccine” [All Fields] OR “vaccins” [All Fields]) AND (“accept” [All Fields] OR “acceptabilities” [All Fields] OR “acceptability” [All Fields] OR “acceptable” [All Fields] OR “acceptably” [All Fields] OR “acceptance” [All Fields] OR “acceptances” [All Fields] OR “acceptation” [All Fields] OR “accepted” [All Fields] OR “accepter” [All Fields] OR “accepters” [All Fields] OR “accepting” [All Fields] OR “accepts” [All Fields])) AND (“health personnel” [MeSH Terms] OR (“health” [All Fields] AND “personnel” [All Fields]) OR “health personnel” [All Fields] OR (“healthcare” [All Fields] AND “workers” [All Fields]) OR “healthcare workers” [All Fields]) AND (“africa” [MeSH Terms] OR “africa” [All Fields] OR “africa s” [All Fields] OR “africas” [All Fields])) AND ((fft[Filter]) AND (humans[Filter]) AND (english[Filter]) AND (2020:2023[pdat]))419:28:21
Table A3. ProQuest search strategy.
Table A3. ProQuest search strategy.
Set No.Searched forDatabasesResults
S9((factors associated with covid-
19 vaccine hesitancy among
HCWs in Africa) AND
(location.exact(“Africa” OR
“South Africa” OR “Nigeria”
OR “Ethiopia” OR “Egypt” OR
“Ghana” OR “Uganda” OR
“Central Africa” OR “North
Africa” OR “Sierra Leone” OR
“West Africa” OR “Zambia” OR
“Zimbabwe” OR “Burkina
Faso” OR “Cape Town South
Africa” OR “Congo-Democratic
Republic of Congo” OR “East
Africa” OR “Eastern Cape
South Africa” OR “Kano
Nigeria” OR “Kenya” OR
“Malawi” OR “Mozambique”)
AND at.exact(“Article”) AND
la.exact(“ENG”) AND
PEER(yes))) AND ((factors
associated with covid-19
vaccine uptake among HCWs
in Africa) AND
(location.exact(“Africa” OR
“South Africa” OR “Nigeria” OR “Ethiopia” OR “Egypt” OR
“Ghana” OR “Uganda” OR
“Central Africa” OR “North
Africa” OR “Sierra Leone” OR
“West Africa” OR “Zambia” OR
“Zimbabwe” OR “Burkina
Faso” OR “Cape Town South
Africa” OR “Congo-Democratic
Republic of Congo” OR “East
Africa” OR “Eastern Cape
South Africa” OR “Kano
Nigeria” OR “Kenya” OR
“Malawi” OR “Mozambique”)
AND at.exact(“Article”) AND
la.exact(“ENG”) AND
PEER(yes)))
Coronavirus Research Database, Ebook Central, Health
Research Premium Collection, Publicly Available Content
Database
These databases are searched for part of your query.
48

Appendix B

Table A4. Included Study Characteristics.
Table A4. Included Study Characteristics.
Author(s)
&
Publication Year
Country
&
Data Collection Period
Methodology
Adane et al., 2022
[51]
Ethiopia
May 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Medical Laboratory Technicians
Nurses & Midwives
Pharmacists
Radiologists
Anaesthesiologists
Public Health Specialist
Non-medical Auxiliary Staff
Sample size:
404
Measurement scale:
Likert scale
Adejumo et al., 2021
[49]
Nigeria
October 2020
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses
Medical Laboratory Technicians
Pharmacists
Physiotherapists
Other
Sample size:
1470
Measurement scale:
Dichotomous scale
Adeniyi et al., 2021
[52]
South Africa
November to December 2020
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Pharmacists
Nurses
Allied Health Professionals
Support Staff
Sample size:
1380
Measurement scale:
Dichotomous scale
Aemro et al., 2021
[53]
Ethiopia
May to June 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Pharmacists
Nurses
Allied Health Professionals
Support Staff
Sample size:
418
Measurement scale:
Dichotomous scale
Agyekum et al., 2021
[23]
Ghana
January to February 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Allied Health Professionals
Physicians
Sample size:
234
Measurement scale:
Dichotomous scale
Ahmed et al., 2021
[54]
Ethiopia
January to March 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Psychiatrists
Optometrists
Physicians
Health Officers
Anaesthetics
Medical Laboratory Technicians
Radiologists
Physiotherapists
Pharmacists
Other
Sample size:
409
Measurement scale:
Dichotomous scale
Alhassan et al., 2021
[55]
Ghana
September to October 2020
Study design:
A quantitative cross-sectional study
Population target:
Pharmacists
Other
Sample size:
1605
Measurement scale:
Dichotomous scale
Allagoa et al., 2021
[56]
Nigeria
April 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Sample size:
182
Measurement scale:
Dichotomous scale
Amour et al., 2023
[57]
Tanzania
October to November 2021
Study design:
A mixed-method study
Population target:
Physicians
Nurses & Midwives
Pharmacists
Medical Laboratory Technicians
Administrative Staff
Other
Sample size:
1368
Amuzie et al., 2021
[58]
Nigeria
March 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses
Pharmacists
Medical Laboratory Technicians
Administrative Staff
Allied Health Professionals
Sample size:
422
Measurement scale:
Dichotomous scale
Angelo et al., 2021
[59]
Ethiopia
March 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses & Midwives
Medical Laboratory Technicians
Pharmacist
Sample size:
405
Measurement scale:
Dichotomous scale
Annan et al., 2021
[60]
GhanaStudy design:
A quantitative cross-sectional study
Population target:
Junior Physicians
Sample size:
305
Measurement scale:
Dichotomous scale
Asefa et al., 2023
[61]
Ethiopia
July to August 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory Technicians
Pharmacists
Sample size:
421
Measurement scale:
Dichotomous scale
Aseneh et al., 2023
[62]
Multiple countries
Cameroon
&
Nigeria
May to June 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses & Midwives
Administrative Staff
Paramedics
Pharmacists
CHWs
Dentists
Medical Laboratory Technicians
Nurse Assistants
Public Health Specialist
Physiotherapists
Radiologists
Other
Sample size:
598
Measurement scale:
Dichotomous scale
Ashipala et al., 2023
[63]
Namibia
September to
October 2021
Study design:
A qualitative study
Population target:
Nurses
Sample size:
15
Berhe et al., 2022
[64]
Ethiopia
July 2022
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory Technicians
Pharmacist
Psychiatrist
Environmental Health Specialist
Public Health Specialist
Others
Sample size:
403
Measurement scale:
Dichotomous scale
Dahie et al., 2022
[65]
Somalia
December 2021 to February 2022
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory Technicians
Public Health Specialist
Dentist
Pharmacist
CHWs
Nutritionists
Other
Sample size:
1281
Measurement scale:
Dichotomous scale
Ekwebene et al., 2021
[66]
NigeriaStudy design:
A quantitative cross-sectional study
Population target
Physicians
Nurses
Public Health Specialist
Radiologist
Dentists
Optometrist
Medical Laboratory Technicians
Pharmacists
Physiotherapist
Cleaners
Sample size:
445
Measurement scale:
Dichotomous scale
El-Ghitany et al., 2022
[67]
Egypt
January to June 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses
Pharmacist
Other
Sample size:
2919
Measurement scale:
Dichotomous scale
El-Sokkary et al., 2021
[46]
Egypt
January 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Dentists
Pharmacists
Others
Sample size:
308
Measurement scale:
Likert scale
Fares et al., 2021
[47]
Egypt
December 2020 to January 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses
Pharmacists
Dentists
Physiotherapists
Sample size:
385
Measurement scale:
Likert scale
George et al., 2023
[68]
South Africa
August to October 2022
Study design:
A mixed-method study
Population target:
Nurses
Physicians
Allied Health Professionals
Dentists/Dental Hygienists
Paramedics Pharmacists
Sample size:
7763
Measurement scale:
Dichotomous scale
Guangul et al., 2021
[69]
EthiopiaStudy design:
A quantitative cross-sectional study
Population target:
Health Officer/Clinical
officer
Medical Laboratory Technicians
Nurses
Pharmacists
Physicians
Other
Sample size:
668
Measurement scale:
Dichotomous scale
Ibrahim et al., 2023
[70]
Somalia
February to March 2022
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Radiologists
Medical Laboratory Technicians
Sample size:
1476
Measurement scale:
Dichotomous scale
Iwu et al., 2022
[71]
Nigeria
September to October 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory
Technicians
Pharmacists
Sample size:
347
Measurement scale:
Dichotomous scale
Kanyike et al., 2021
[72]
Uganda
March 2021
Study design:
A quantitative cross-sectional study
Population target:
Medical students
Sample size:
600
Measurement scale:
Dichotomous scale
Mohammed et al., 2021
[73]
Ethiopia
March to July 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory Technicians
Anaesthetic Technicians
Pharmacists
Radiologists
Sample size:
614
Measurement scale:
Dichotomous scale
Mohammed et al., 2023
[74]
GhanaStudy design:
A quantitative cross-sectional study
Population target:
Physicians
Allied Health Professionals
Auxiliary Employees
Sample size:
424
Measurement scale:
Dichotomous scale
Moucheraud et al., 2022
[75]
Malawi
March to May 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Medical Assistants
Nurses
HIV Diagnostic Assistants
Health Surveillance Assistants
Patient Supporter
Data Clerks
Sample size:
400
Measurement scale:
Dichotomous scale
Mudenda et al., 2022
[76]
Zambia
February to April 2021
Study design:
A quantitative cross-sectional study
Population target:
Pharmacy students
Sample size:
326
Measurement scale:
Dichotomous scale
Ngasa et al., 2021
[77]
Cameroon
April to June
2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Medical Students
Nurses
Medical Laboratory Technicians
Public Health Specialist
Pharmacists
Sample size:
371
Measurement scale:
Dichotomous scale
Niguse et al., 2023
[78]
Ethiopia
October to November 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Radiologists
Public Health Specialist
Pharmacists
Sample size:
390
Measurement scale:
Dichotomous scale
Nnaemeka et al., 2022
[79]
Nigeria
September 2021 & March 2022
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Pharmacists
Medical Laboratory Technicians
Radiologists
Administrative Staff
Physiotherapists
Sample size:
1268
Measurement scale:
Dichotomous scale
Nzaji et al., 2020
[80]
The Democratic Republic of Congo
March to April 2020
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses
Other
Sample size:
613
Measurement scale:
Dichotomous scale
Oriji et al., 2021
[81]
Nigeria
April 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses
Pharmacists
Medical Laboratory Technicians
Non-clinical officers
Sample size:
182
Measurement scale:
Likert scale
Orok et al., 2022
[25]
Nigeria
May to June
2021
Study design:
A quantitative cross-sectional study
Population target:
Medical students
Sample size:
233
Measurement scale:
Likert scale
Ouni et al., 2023
[82]
UgandaStudy design:
A mixed-method study
Population target:
Nurses & Midwives
Physicians
Environmental Health Specialist
Medical Laboratory Technicians
Sample size:
346
Robinson et al., 2021
[83]
Nigeria
December 2020 to January 2021
Study design:
A quantitative cross-sectional study
Population target:
Ancillary Support Staff
Dental Technicians
Physicians
Medical Laboratory Technicians
Medical Consultant
Nurses & Midwives
Optometrists
Pharmacist
Physiotherapists
Primary Healthcare Worker
Radiologists
Sample size:
1094
Measurement scale:
Likert scale
Saied et al., 2021
[84]
Egypt
January 2021
Study design:
A quantitative cross-sectional study
Population target:
Medical students
Sample size:
2133
Measurement scale:
Likert scale
Sharaf et al., 2022
[85]
Egypt
August to October 2021
Study design:
A quantitative cross-sectional study
Population target:
Dental teaching staff
Sample size:
171
Measurement scale:
Likert scale
Shehata et al., 2022
[86]
Egypt
March to May 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Sample size:
1268
Measurement scale:
Dichotomous scale
Terefa et al., 2021
[87]
Ethiopia
June 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory Technicians
Pharmacists
Anaesthetists
Psychiatrist
Dentists
Public Health Specialist
Other
Sample size:
522
Measurement scale:
Dichotomous scale
Tharwat et al., 2022
[88]
Egypt
August to September 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Administrative Staff
Security Officers
Radiologist
Medical Laboratory Technicians
Pharmacists
Dentist
Sample size:
455
Measurement scale:
Likert scale
Toure et al., 2022
[43]
Guinea
March to August 2021
Study design:
A mixed-method study
Population target: General adult population
& HCW
Nurses & Midwives
Medical Laboratory Technicians
Physicians
Sample size:
7210
(HCWs-3547)
Measurement scale:
Dichotomous scale
Voundi-Voundi et al., 2023
[89]
Cameroon
January to March 2022
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Administrative Staff
Sample size:
360
Watermeyer et al., 2022
[90]
South Africa
September to
November 2021
Study design:
A qualitative study
Population target: CHW
Sample size:
20
Whitworth et al., 2022
[91]
Multiple countries
Sierra Leone
DRC
Uganda
April to October
2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Nurses & Midwives
Clinical Support Staff
Medical Laboratory Technicians
Pharmacist
Non-clinical support staff
Sample size:
543
Measurement scale:
Likert scale
Wiysonge et al., 2022
[48]
South Africa
March to May 2021
Study design:
A quantitative cross-sectional study
Population target:
Admin Support
Nurses
Other HCWs
Physicians
Sample size:
395
Measurement scale:
Likert scale
Yassin et al., 2022
[92]
Sudan
April 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Pharmacist
Nurses
Medical Laboratory Technicians
Administrators
Others
Sample size:
400
Measurement scale:
Dichotomous scale
Yendewa et al., 2022
[93]
Sierra Leone
January
to March 2022
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Medical Students
Pharmacists
Nurses
Nursing Students
Sample size:
592
Measurement scale:
Likert scale
Yilma et al., 2022
[50]
Ethiopia
February to April 2021
Study design:
A quantitative cross-sectional study
Population target:
Nurses & Midwives
Physicians
Medical Laboratory Technicians
Pharmacists
Cleaners
Others
Sample size:
1314
Measurement scale:
Dichotomous scale
Zammit et al., 2022
[94]
Tunisia
January 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Dentists
Pharmacists Paramedical professionals
Sample size:
493
Measurement scale:
Dichotomous scale
Zewude & Belachew, 2021
[95]
Ethiopia
June 2021
Study design:
A quantitative cross-sectional study
Population target:
Physicians
Health officer
Administrative Staff
Nurse
Medical Laboratory Technician
Pharmacist
Others
Sample size:
232
Measurement scale:
Dichotomous scale

References

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Figure 1. PRISMA flow diagram: selection of included studies. Adapted from [42].
Figure 1. PRISMA flow diagram: selection of included studies. Adapted from [42].
Vaccines 11 01491 g001
Figure 2. An illustration of COVID-19 vaccine uptake rates among the included studies in Africa [23,47,50,51,52,55,57,59,61,63,65,67,69,71,73,75,77,79,81,82,84,86,88,89,91,92,95].
Figure 2. An illustration of COVID-19 vaccine uptake rates among the included studies in Africa [23,47,50,51,52,55,57,59,61,63,65,67,69,71,73,75,77,79,81,82,84,86,88,89,91,92,95].
Vaccines 11 01491 g002
Table 1. Illustrates the number of countries reviewed.
Table 1. Illustrates the number of countries reviewed.
Country of FocusNumber of Studies
Ethiopia12
Nigeria9
South Africa (SA)4
Ghana4
Tanzania1
Namibia1
Somalia2
Egypt7
Uganda2
Malawi1
Zambia1
Cameroon2
The Democratic Republic of Congo (DRC)1
Guinea1
Sudan1
Sierra Leone1
Tunisia1
Multiple African countries2
Table 2. COVID-19 vaccine uptake rates by author and country.
Table 2. COVID-19 vaccine uptake rates by author and country.
Author(s) & Publication YearCountryVaccine Intention
(VI)
Vaccine Hesitant
(VH)
Vaccine Acceptance
(VA)
Adane et al., 2022
[51]
Ethiopia64.0%36.0%
Adejumo et al., 2021
[49]
Nigeria55.5%
Adeniyi et al., 2021
[52]
South Africa90.1%
Aemro et al., 2021
[53]
Ethiopia 45.9%
Agyekum et al., 2021
[23]
Ghana39.6%60.7%
Ahmed et al., 2021
[54]
Ethiopia33.2%
Alhassan et al., 2021
[55]
Ghana70.0%
Allagoa et al., 2021
[56]
Nigeria 44.5%
Amour et al., 2023
[57]
Tanzania 53.4%
Amuzie et al., 2021
[58]
Nigeria 50.5%
Angelo et al., 2021
[59]
Ethiopia48.4%51.6%
Annan et al., 2021
[60]
Ghana66.9%
Asefa et al., 2023
[61]
Ethiopia 61.9%
Aseneh et al., 2023
[62]
Multiple countries
Cameroon
& Nigeria
50.7%
Ashipala et al., 2023
[63]
Namibia
Berhe et al., 2022
[64]
Ethiopia 35.8%
Dahie et al., 2022
[65]
Somalia 48.7%
Ekwebene et al., 2021
[66]
Nigeria53.5%
El-Ghitany et al., 2022
[67]
Egypt 33.5%66.5%
El-Sokkary et al., 2021
[46]
Egypt26%32.1%
Fares et al., 2021
[47]
Egypt21%79%
George et al., 2023
[68]
South Africa 89%
Guangul et al., 2021
[69]
Ethiopia72.2%
Ibrahim et al., 2023
[70]
Somalia 38.2%
Iwu et al., 2022
[71]
Nigeria64.6%34.5%
Kanyike et al., 2021
[72]
Uganda37.3%62.7%
Mohammed et al., 2021
[73]
Ethiopia 60.3%
Mohammed et al., 2023
[74]
Ghana 73.6%
Moucheraud et al., 2022
[75]
Malawi 82.5%
Mudenda et al., 2022
[76]
Zambia24.5%
Ngasa et al., 2021
[77]
Cameroon45.4%
Niguse et al., 2023
[78]
Ethiopia 71%
Nnaemeka et al., 2022
[79]
Nigeria 59.3%
Nzaji et al., 2020
[80]
The Democratic Republic of Congo27.7%
Oriji et al., 2021
[81]
Nigeria 72.5%
Orok et al., 2022
[25]
Nigeria41.2%
Ouni et al., 2023
[82]
Uganda86.7%13.3%
Robinson et al., 2021
[83]
Nigeria48.8%39.7%
Saied et al., 2021
[84]
Egypt34.9%65.1%
Sharaf et al., 2022
[85]
Egypt 45.6%54.3%
Shehata et al., 2022
[86]
Egypt 75.5%22%
Terefa et al., 2021
[87]
Ethiopia 62.1%
Tharwat et al., 2022
[88]
Egypt70.5%29.5%
Toure et al., 2022
[43]
Guinea 65%
Voundi-Voundi et al., 2023
[89]
Cameroon 34%
Watermeyer et al., 2022
[90]
South Africa 90%
Whitworth et al., 2022
[91]
Multiple countries
Sierra Leone
DRC
Uganda
53.9%21%
Wiysonge et al., 2022
[48]
South Africa59%41%
Yassin et al., 2022
[92]
Sudan63.8%
Yendewa et al., 2022
[93]
Sierra Leone 60.1%38.3%
Yilma et al., 2022
[50]
Ethiopia 25.5%
Zammit et al., 2022
[94]
Tunisia 51.9%
Zewude & Belachew, 2021
[95]
Ethiopia 46.9%63.4%
Table 3. Socio-demographic determinants associated with vaccine uptake.
Table 3. Socio-demographic determinants associated with vaccine uptake.
FactorsAssociated with HesitancyAssociated with Acceptance
GenderBeing female
[50,55,85,86,89,94]
Being female [47]
Being male
[23,46,56,65,67,72,74,76,77,79,80,87]
AgeYounger [50]
<30 years [53,58]
<35 years [64]
<40 years [73,86,94]
Age [54]
>30 years [57]
>40 years [65,74,87,94]
Older [43,46,48,56]
EthnicityAmhara [64]
Education levelTertiary level [50,55,70,86]Secondary level [43,67]
Tertiary level [46,50,52,65,78]
ReligionChristian—Pentecostal denomination [71]Not specified [48]
Christian [74]
Marital statusSingle [58]Single [72,76]
Married [43,77,78]
Family status Being a parent [95]
Pregnancy status Not being pregnant [43]
Medical conditionPresence of chronic illness [62] Presence of chronic illness
[43,56,59,77]
Residential settings Not specified [65,79]
Rural [67]
Urban [77]
CadreNurses & midwives [50,58]
Physicians [58,84]
Medical laboratory technicians [50,64,71]
Environmental health specialist [64]
Medical students [93]
Not specified [53,73]
Nurses & midwives [43,51,65]
Physicians
[23,48,57,59,61,65,79,80]
Clinical health workers [50]
Public health specialist [65]
Academic staff working in hospitals [87]
Income levelAverage [58]Not specified [43,46]
Table 4. Factors influencing vaccine uptake.
Table 4. Factors influencing vaccine uptake.
TableFactorsBarriersFacilitators
Intrapersonal Level
Vaccine related factorsVaccine safetySafety concerns [23,25,33,48,50,51,55,56,57,60,61,65,66,67,68,69,70,72,74,75,76,77,78,81,82,83,84,85,86,88,91,92,95]Confident in the COVID-19 vaccines [47,52,88]
Vaccine efficacyConcerns about the effectiveness of the vaccine [23,25,65,67,69,70,76,77,78,82,84,85,86,88,92,95]Belief that the vaccine is effective in protecting against COVID-19 [74]
Vaccine knowledgeHaving poor knowledge [66]
Vaccine perceptionHaving a negative perception [43]
Vaccine preferencePrefer to wait for another type of COVID-19 vaccine [70]
Vaccine necessityNot a priority [70]
Vaccine experiencesExperiences of discomfort while receiving the first dose [95]
Vaccine immunity against COVID-19Sufficient immunity with the first dose [95]
Vaccine vs. alternative treatmentPreferred alternative treatment to the COVID-19 vaccine [61,81,95]
Vaccine developmentMistrust in science [23,47,55,56,61,66,68,69,70,74,75,77,81,82,85,90,91]
COVID-19Diagnosis of COVIDPrior diagnosis [23,67,91,92]
Susceptibility of contracting COVIDLow perceived susceptibility [23,66,67,78,91]High perceived susceptibility [25,47,59,63,87,92]
Side-effects of COVID Previous history of loss of smell & taste [56]
Protection against COVIDBelief in one’s immune system [65,68,76,77,95]Requires the vaccine to protect oneself [60,72,74,78,84,88,91]
Psychosocial factorsChronic illnessPresence of chronic illness [56]Presence of chronic illness [59]
Family planningPlanning pregnancy [67,70,91]
ReligionReligious beliefs [55,56,61,66,70,81,95]
Experiences with vaccinesPrior adverse reactions to vaccines [2,61]
Fear of needles & injections [70]
Against vaccinations in general [91]
Interpersonal Level
InfluencesRelationship with colleagues Being influenced by colleagues [63]
Relationship with familyRequires permission from their family before taking the COVID-19 vaccine [70]
Disapproval from family [66]
Desire to protect loved ones [25,60,72,78,84,88,91,92]
Loss of someone to COVID-19 [55]
Relationship with religious leadersDiscouragement from Religious leaders [66]
Organizational Level
Institutional structuresGovernment & stakeholdersLack of trust [25,43,56,57,68,81,90]
Government officials not accepting vaccine uptake [66]
Vaccine accessibilityCOVID-19 vaccine inaccessible [63,65,70,75]COVID-19 vaccine accessible [63]
Workplace environmentCompany policy To keep working [91]
Leadership & supportLack of support by employer [66]
Community Level
Shared norms & mythsPublic health responsibility To end the pandemic [52,78,91,92]
Access to informationLack of information [23,25,57,61,63,67,70,78]
Social mediaSubscribing to misinformation or conspiracies [57,60,63,68,70,72,90]
Policy Level
Vaccination policiesTravel requirements Requires the vaccine for future travel [47,60,63]
Vaccination cost Vaccines are provided free of charge [74,88]
Mandatory policiesFeeling coerced into accepting vaccines [82,89]
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Naidoo, D.; Meyer-Weitz, A.; Govender, K. The Social Ecological Model: A Framework for Understanding COVID-19 Vaccine Uptake among Healthcare Workers—A Scoping Review. Vaccines 2023, 11, 1491. https://doi.org/10.3390/vaccines11091491

AMA Style

Naidoo D, Meyer-Weitz A, Govender K. The Social Ecological Model: A Framework for Understanding COVID-19 Vaccine Uptake among Healthcare Workers—A Scoping Review. Vaccines. 2023; 11(9):1491. https://doi.org/10.3390/vaccines11091491

Chicago/Turabian Style

Naidoo, Damian, Anna Meyer-Weitz, and Kaymarlin Govender. 2023. "The Social Ecological Model: A Framework for Understanding COVID-19 Vaccine Uptake among Healthcare Workers—A Scoping Review" Vaccines 11, no. 9: 1491. https://doi.org/10.3390/vaccines11091491

APA Style

Naidoo, D., Meyer-Weitz, A., & Govender, K. (2023). The Social Ecological Model: A Framework for Understanding COVID-19 Vaccine Uptake among Healthcare Workers—A Scoping Review. Vaccines, 11(9), 1491. https://doi.org/10.3390/vaccines11091491

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