Impacts of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies (Preferences, Influences, and Mechanisms): A Case Study of Apple Farmers in the Provinces of Shaanxi and Gansu, China
Abstract
:1. Introduction
2. Theoretical Analysis and Research Hypotheses
2.1. Direct Influence of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies
2.2. Mediating Effect of Information-Acquisition Capability in the Relationship between Capital Endowment and Farmers’ Choices of Fertilizer-Reduction and Efficiency-Increasing Technologies
2.3. Moderating Effect of Agricultural-Technology Extension on the Relationship between Information-Acquisition Capability and Farmers’ Decisions in the Selection of Fertilizer-Reduction and Efficiency-Increasing Technologies
3. Data Source, Model Construction, and Variable Selection
3.1. Source of Data and Sample Description
3.2. Model Construction
3.2.1. Weighted-Frequency Method
3.2.2. Ordered-Probit Model
3.2.3. Testing for Mediation Effects
3.3. Variable Selection
3.3.1. Dependent Variables
3.3.2. Core Independent Variables
3.3.3. Mediating Variables
3.3.4. Moderating Variables
3.3.5. Control Variables
4. Model Estimation
4.1. Analysis of Farmers’ Choices and Preferences concerning Fertilizer-Reduction and Efficiency-Increasing Technologies
4.2. Direct Impact of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies
4.3. Robustness Test
4.4. Mechanism Examination
5. Further Discussion
5.1. Moderating Effect of Agricultural-Technology Extension
5.2. Heterogeneity of Moderating Effects
5.2.1. Heterogeneity Analysis Based on Different Education Levels
5.2.2. Heterogeneity Analysis Based on Different Generations
6. Discussion
6.1. Conclusions
- (1)
- Capital endowment significantly and positively influences farmers’ selection of fertilizer-reduction and efficiency-increasing technologies. In essence, higher capital endowment levels correlate with an increased likelihood of farmers selecting fertilizer-reduction and efficiency-increasing technologies. More specifically, the selection of fertilizer-reduction and efficiency-increasing technologies is significantly and negatively associated with natural capital, as well as being significantly and positively associated with material capital, economic capital, and social capital.
- (2)
- Information-acquisition capability acts as a mediating factor in the influence of capital endowment on farmers’ decisions regarding fertilizer-reduction and efficiency-increasing technologies, with the proportion of the mediating effect being 19.62%
- (3)
- The methods of agricultural-technology extension, such as technical training, financial subsidies, and government publicity, have a significantly positive moderating effect on the influence of information-acquisition capability on farmers’ decisions to select fertilizer-reduction and efficiency-increasing technologies. That is to say, a higher intensity of agricultural-technology extension enhances the impact of information-acquisition capability on farmers’ decisions regarding the selection of fertilizer-reduction and efficiency-increasing technologies. This indicates that the occurrence of farmers’ technology selection is closely associated with the support provided by agricultural-technology extension.
- (4)
- Educational attainment and generational differences resulted in distinct moderating effects for various agricultural-technology extension methods. The effects of technical training, financial subsidies, and government publicity were more prominent in the high-education group compared with the low-education group. Additionally, the impact of financial subsidies was more effective in the old-generation group compared with the new-generation group.
6.2. Policy Implications
6.3. Limitations and Areas for Further Research
Author Contributions
Funding
Institutional Review Board Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Variable | Category | Sample Size | Ratio | Variable | Category | Sample Size | Ratio |
---|---|---|---|---|---|---|---|
Sex | Male | 1138 | 94.21% | Income | ≤40,000 | 358 | 29.64% |
Female | 70 | 5.79% | 80,000 to 80,000 | 363 | 30.05% | ||
Age | ≤40 years | 85 | 7.04% | 80,000 to 120,000 | 215 | 17.80% | |
41–50 years | 271 | 22.43% | >120,000 | 272 | 22.52% | ||
51–70 years | 791 | 65.48% | Fertilizer application | Less than standard | 158 | 13.08% | |
>70 years | 61 | 5.05% | According to standard | 110 | 9.11% | ||
Education | Primary school and below | 486 | 40.23% | More than standard | 335 | 27.73% | |
Junior school | 514 | 42.55% | According to experience | 605 | 50.08% | ||
Senior school | 178 | 14.74% | Technical quantity | Unselected | 114 | 9.44% | |
High school and above | 30 | 2.48% | 1 kind | 209 | 17.30% | ||
Scale | ≤5 mu | 411 | 34.03% | 2 kinds | 295 | 24.42% | |
5–10 mu | 495 | 40.92% | 3 kinds | 249 | 20.61% | ||
10–15 mu | 157 | 13.00% | 4 kinds | 174 | 14.40% | ||
>15 mu | 145 | 12.00% | 5 kinds or more | 167 | 13.82% |
Variable | Definition | Mean | Max | Min | Std. |
---|---|---|---|---|---|
Farmers’ choices in fertilizer-reduction and efficiency-increasing technologies | The number of farmers’ choices in fertilizer-reduction and efficiency-increasing technologies/numbers | 2.621 | 7 | 0 | 1.656 |
Capital endowment | The entropy weighting method calculates the value | 0.466 | 0.766 | 0.148 | 0.094 |
Natural capital | The entropy weighting method calculates the value | 0.083 | 0.174 | 0.007 | 0.032 |
Village’s topography | Flat land = 1; Sloping land = 2; Mountain = 3; Tableland = 4; Mountain platform = 5 | 1.477 | 3 | 1 | 0.819 |
Land size | Actual apple-planting area/acres | 9.594 | 120 | 0.5 | 9.368 |
Land quality | Very poor = 1; Relatively poor = 2; Moderate = 3; Relatively good = 4; Good = 5 | 3.406 | 5 | 1 | 0.886 |
Fragmentation level of cultivated land | The area of land operated divided by the number of plots | 4.918 | 80 | 0 | 5.353 |
Material capital | The entropy weighting method calculates the value | 0.053 | 0.129 | 0.006 | 0.019 |
Number of agricultural machinery | The quantity of farm machinery owned by a household | 2.088 | 8 | 0 | 1.515 |
Housing conditions | Stone kiln = 1; Adobe house = 2; Brick = 3; Brick = 4; Reinforced concrete = 5 | 3.624 | 5 | 1 | 0.920 |
Quantity of household appliances | The number of household appliances owned by the household | 5.815 | 12 | 0 | 2.197 |
Human capital | The entropy weighting method calculates the value | 0.061 | 0.097 | 0.019 | 0.137 |
Education level | The actual number of years of education | 7.426 | 17 | 0 | 3.531 |
Health status | Very poor = 1; Poor= 2; Average = 3; Good = 4; Very good = 5 | 4.043 | 5 | 1 | 1.085 |
Gender structure | The proportion of male members in the total population of the household | 0.548 | 1 | 0 | 1.575 |
Percentage of the labor force | Proportion of actual household labor force to total household population | 0.758 | 1 | 0 | 0.224 |
Economic capital | The entropy weighting method calculates the value | 0.130 | 0.312 | 0.000 | 0.066 |
Proportion of income from apple planting | Annual apple revenue as a percentage of total annual revenue | 0.466 | 1 | 0 | 0.323 |
Income stability | Very unstable = 1; Rather unstable = 2; Moderate = 3; Relatively stable = 4; Very stable = 5 | 2.343 | 5 | 1 | 1.208 |
Financing capability | How easy is it to borrow money? Very difficult = 1; Rather difficult = 2; Moderate = 3; Relatively easy = 4; Very easy = 5 | 2.853 | 5 | 1 | 1.163 |
Social capital | The entropy weighting method calculates the value | 0.140 | 0.223 | 0.009 | 0.044 |
Social networks | How are you moving around with friends and neighbors? Never = 1; Occasionally = 2; Generally = 3; Relatively frequently = 4; Frequently = 5 | 3.853 | 5 | 1 | 1.171 |
Social trust | How much do you trust your friends and neighbors? Very distrustful = 1; Distrustful = 2; Generally trusting = 3; More trusting = 4; Very trusting = 5 | 4.270 | 5 | 1 | 0.801 |
Social participation | Do you take part in village activities? Never = 1; Occasionally = 2; Generally = 3; Relatively frequently = 4; Frequently = 5 | 3.767 | 5 | 1 | 1.192 |
Social reputation | Do village people who have important matters to decide consult you? Never = 1; Occasionally = 2; Generally = 3; Relatively frequently = 4; Frequently = 5 | 3.156 | 5 | 1 | 1.375 |
Social norms | Do you consider the opinions of your friends and neighbors when adopting technology? Strongly disagree = 1; Disagree = 2; Neutral = 3; Agree = 4; Strongly agree = 5 | 3.508 | 5 | 1 | 1.187 |
Information-acquisition capability | Arithmetic mean | 3.405 | 5 | 1 | 0.826 |
Agricultural-technology extension | |||||
Technical training | Have you participated in training related to fertilizer-reduction and efficiency-increasing technologies in the past 5 years? Yes = 1; No = 0 | 0.623 | 1 | 0 | 0.485 |
Financial subsidies | Have you received financial subsidies related to fertilizer-reduction and efficiency-increasing technologies in the past 5 years? Yes = 1; No = 0 | 0.499 | 1 | 0 | 0.500 |
Government publicity | Has the government conducted publicity on fertilizer-reduction and efficiency-increasing technologies in the past 5 years? Yes = 1; No = 0 | 0.651 | 1 | 0 | 0.477 |
Age | Actual age of the head of household/Years | 55.134 | 81 | 26 | 9.363 |
Cadre identity | Have you ever served as a village cadre? Yes = 1; No = 0 | 0.108 | 1 | 0 | 0.319 |
Years of cultivation | Actual planting years/Years | 20.26 | 50 | 0 | 9.783 |
Risk aversion | Risk aversion index: 0–1 | 0.776 | 1 | 0 | 0.336 |
Understanding of fertilizer-reduction and efficiency-increasing policies | No knowledge = 1; Limited knowledge = 2; Moderate =3; Considerable knowledge = 4; Extensive knowledge = 5 | 2.515 | 5 | 1 | 1.251 |
Membership in cooperatives | Yes = 1; No = 0 | 0.203 | 1 | 0 | 0.402 |
Region | Shaanxi = 1; Gansu = 0 | 0.493 | 1 | 0 | 0.500 |
Preferences | Reduced Fertilizer Application | Green Manure Cultivation | New Efficient Fertilizers | Organic Fertilizer Substitution | Soil Testing and Formula Fertilization | Straw Mulching | Deep Mechanical Fertilization |
---|---|---|---|---|---|---|---|
First | 176 | 115 | 399 | 484 | 314 | 232 | 114 |
Second | 46 | 308 | 150 | 34 | 97 | 35 | 58 |
Third | 6 | 242 | 5 | 306 | 193 | 79 | 66 |
Fourth | 89 | 161 | 229 | 29 | 227 | 423 | 64 |
Fifth | 396 | 198 | 39 | 90 | 126 | 93 | 460 |
Sixth | 441 | 44 | 350 | 117 | 93 | 96 | 28 |
Seventh | 54 | 140 | 36 | 148 | 158 | 250 | 418 |
Willingness % | 56.21 | 52.4 | 70.28 | 74.42 | 58.03 | 52.48 | 56.46 |
Adoption rates % | 28.81 | 35.51 | 69.04 | 75 | 9.77 | 23.43 | 28.23 |
Composite score | 468.33 | 686.83 | 713.17 | 780.33 | 695.5 | 572.33 | 396.33 |
Preference order | 6 | 4 | 2 | 1 | 3 | 5 | 7 |
Variable | Oprobit | Ologit | ||
---|---|---|---|---|
(1) | (2) | (3) | (4) | |
Capital endowment | 2.2236 *** (0.3420) | 3.7466 *** (0.5873) | ||
Natural capital | −2.5936 ** (0.9985) | −4.1191 * (1.7502) | ||
Material capital | 7.9715 *** (1.6955) | 13.6842 *** (2.9173) | ||
Human capital | 3.9119 (2.3018) | 6.9968 (3.9796) | ||
Economic capital | 2.6667 *** (0.4993) | 4.1800 *** (0.8765) | ||
Social capital | 1.5866 * (0.7250) | 2.8338 * (1.2397) | ||
Age | −0.0074 * (0.0034) | −0.0051 (0.0034) | −0.0125 * (0.0058) | −0.0088 (0.0060) |
Cadre identity | 0.1093 (0.0962) | 0.1073 (0.0979) | 0.1890 (0.1703) | 0.1857 (0.1730) |
Years of cultivation | 0.0074 * (0.0033) | 0.0082 * (0.0033) | 0.0121 * (0.0057) | 0.0138 * (0.0058) |
Risk aversion | −0.3092 ** (0.0906) | −0.2624 ** (0.0912) | −0.4925 ** (0.1589) | −0.4221 ** (0.1609) |
Understanding of fertilizer reduction and efficiency-increasing policies | 0.1031 *** (0.0249) | 0.0845 ** (0.0252) | 0.1842 *** (0.0431) | 0.1544 *** (0.0436) |
Membership in cooperatives | 0.4153 *** (0.0753) | 0.3957 *** (0.0755) | 0.7137 *** (0.1327) | 0.6769 *** (0.1334) |
Region | 0.4309 *** (0.0629) | 0.4633 *** (0.0692) | 0.7660 *** (0.1101) | 0.7880 *** (0.1208) |
N | 1208 | 1208 | ||
LR chi2 | 218.41 | 255.78 | 215.75 | 248.25 |
Pseudo R2 | 0.0482 | 0.0564 | 0.0476 | 0.0547 |
Prob > chi2 | 0.0000 | 0.0000 | 0.0000 | 0.0000 |
Variable | Modifying the Dependent Variable | Excluding Specific Samples | ||
---|---|---|---|---|
(1) | (2) | (1) | (2) | |
Capital endowment | 1.9141 ** (0.6443) | 2.1922 *** (0.3663) | ||
Natural capital | −2.3881 (1.8254) | −3.005 ** (1.0582) | ||
Material capital | 10.8148 ** (3.4066) | 7.6025 *** (1.8374) | ||
Human capital | 0.9089 (4.0354) | 3.4811 (2.5541) | ||
Economic capital | 2.2549 * (0.9306) | 2.9900 *** (0.5362) | ||
Social capital | 1.3304 (1.3457) | 1.1900 (0.7953) | ||
Control variables | Controlled | Controlled | ||
N | 1208 | 1032 | ||
LR chi2 | 62.39 | 74.85 | 163.77 | 203.56 |
Pseudo R2 | 0.0826 | 0.0991 | 0.0419 | 0.0521 |
Prob > chi2 | 0.0000 | 0.0000 | 0.0000 | 0.0000 |
Variable | Oprobit | Ologit | ||||
---|---|---|---|---|---|---|
(1) | (2) | (3) | (1) | (2) | (3) | |
Technology Selection | Information-Acquisition Capability | Technology Selection | Technology Selection | Information-Acquisition Capability | Technology Selection | |
Capital endowment | 2.2236 *** (0.3420) | 1.8401 *** (0.2592) | 1.8291 *** (0.3481) | 3.7466 *** (0.5873) | 1.8401 *** (0.2592) | 3.0934 *** (0.5963) |
Information-acquisition capability | 0.2371 *** (0.0382) | 0.4297 *** (0.0663) | ||||
Control variables | Controlled | Controlled | ||||
N | 1208 | 1208 | ||||
LR chi2(F) | 218.41 | 17.49 | 256.96 | 215.75 | 17.49 | 257.93 |
Pseudo R2 (Adj R2) | 0.0482 | 0.0985 | 0.0567 | 0.0476 | 0.0985 | 0.0569 |
Prob > chi2 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 |
Variable | (1) | (2) | (3) | (4) | (5) | (6) |
---|---|---|---|---|---|---|
Information-acquisition capability | 0.2614 *** (0.0377) | 0.2608 *** (0.0377) | 0.2615 *** (0.0377) | 0.2525 *** (0.0378) | 0.2663 *** (0.0376) | 0.2653 *** (0.0376) |
Technical training | 0.6638 *** (0.0632) | 0.6696 *** (0.0633) | ||||
Financial subsidies | −0.3775 *** (0.0627) | −0.3810 *** (0.0627) | ||||
Government publicity | 0.5696 *** (0.0638) | 0.5762 *** (0.0639) | ||||
Information-acquisition capability * Technical training | 0.1524 * (0.0753) | |||||
Information-acquisition capability * Financial subsidies | 0.1930 ** (0.0733) | |||||
Information-acquisition capability * Government publicity | 0.1767 * (0.0767) | |||||
Control variables | Controlled | Controlled | Controlled | |||
N | 1208 | 1208 | 1208 | |||
LR chi2 | 340.15 | 344.24 | 265.65 | 272.59 | 309.22 | 314.52 |
Pseudo R2 | 0.0750 | 0.0759 | 0.0586 | 0.0601 | 0.0682 | 0.0694 |
Prob > chi2 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 |
Variable | High | Low | High | Low | High | Low |
---|---|---|---|---|---|---|
(1) | (2) | (3) | (4) | (5) | (6) | |
Information-acquisition capability | 0.1768 (0.1029) | 0.2700 *** (0.0408) | 0.2253 * (0.1023) | 0.2554 *** (0.0411) | 0.1882 (0.1028) | 0.2733 *** (0.0408) |
Technical training | 1.002 *** (0.1775) | 0.6272 *** (0.0681) | ||||
Financial subsidies | −0.0744 (0.1614) | −0.4439 *** (0.0683) | ||||
Government publicity | 0.9553 *** (0.1790) | 0.5244 *** (0.0688) | ||||
Information-acquisition capability * Technical training | 0.6857 ** (0.2064) | 0.0709 (0.0815) | ||||
Information-acquisition capability * Financial subsidies | 0.3974 * (0.1970) | 0.1471 (0.0801) | ||||
Information-acquisition capability * Government publicity | 0.6995 ** (0.2093) | 0.0942 (0.0830) | ||||
Control variables | Controlled | Controlled | Controlled | |||
N | 183 | 1025 | 183 | 1025 | 183 | 1025 |
LR chi2 | 91.30 | 258.52 | 57.41 | 218.37 | 88.17 | 232.12 |
Pseudo R2 | 0.1272 | 0.0679 | 0.0800 | 0.0574 | 0.1228 | 0.0610 |
Prob > chi2 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 |
Variable | New | Old | New | Old | New | Old |
---|---|---|---|---|---|---|
(1) | (2) | (3) | (4) | (5) | (6) | |
Information-acquisition capability | 0.1650 (0.0958) | 0.2855 *** (0.0413) | 0.1733 (0.0970) | 0.2743 *** (0.0415) | 0.1696 (0.0958) | 0.2902 *** (0.0413) |
Technical training | 0.7741 *** (0.1726) | 0.6500 *** (0.0683) | ||||
Financial subsidies | −0.6120 *** (0.1708) | −0.3365 *** (0.0678) | ||||
Government publicity | 0.7721 *** (0.1735) | 0.5404 *** (0.0690) | ||||
Information-acquisition capability * Technical training | 0.2763 (0.2046) | 0.1200 (0.0819) | ||||
Information-acquisition capability * Financial subsidies | 0.2385 (0.1941) | 0.2020 * (0.0799) | ||||
Information-acquisition capability * Government publicity | 0.2802 (0.2044) | 0.1464 (0.0835) | ||||
Control variables | Controlled | Controlled | Controlled | |||
N | 181 | 1027 | 181 | 1027 | 181 | 1027 |
LR chi2 | 48.05 | 316.77 | 41.37 | 254.94 | 47.78 | 288.14 |
Pseudo R2 | 0.0699 | 0.0825 | 0.0602 | 0.0664 | 0.0695 | 0.0750 |
Prob > chi2 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 | 0.0000 |
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Chen, Y.; Xiang, W.; Zhao, M. Impacts of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies (Preferences, Influences, and Mechanisms): A Case Study of Apple Farmers in the Provinces of Shaanxi and Gansu, China. Agriculture 2024, 14, 147. https://doi.org/10.3390/agriculture14010147
Chen Y, Xiang W, Zhao M. Impacts of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies (Preferences, Influences, and Mechanisms): A Case Study of Apple Farmers in the Provinces of Shaanxi and Gansu, China. Agriculture. 2024; 14(1):147. https://doi.org/10.3390/agriculture14010147
Chicago/Turabian StyleChen, Yihan, Wen Xiang, and Minjuan Zhao. 2024. "Impacts of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies (Preferences, Influences, and Mechanisms): A Case Study of Apple Farmers in the Provinces of Shaanxi and Gansu, China" Agriculture 14, no. 1: 147. https://doi.org/10.3390/agriculture14010147
APA StyleChen, Y., Xiang, W., & Zhao, M. (2024). Impacts of Capital Endowment on Farmers’ Choices in Fertilizer-Reduction and Efficiency-Increasing Technologies (Preferences, Influences, and Mechanisms): A Case Study of Apple Farmers in the Provinces of Shaanxi and Gansu, China. Agriculture, 14(1), 147. https://doi.org/10.3390/agriculture14010147