1. Introduction
Water stress is considered the most important abiotic limitation for plant growth and development in arid and semi-arid zones and is increasingly found in temperate zones [
1]. Water stress for this study is defined as the lack of adequate precipitation combined with high atmospheric moisture demand needed for normal plant growth and development in order to maximize potential yield [
2]. Water stress in this context may reduce yield, but seldom results in catastrophic loss [
3].
Pear trees are not drought resistant; therefore, areas of pear cultivation having dry seasons are dependent on irrigation. Two stages exist in the reproductive growth of pear trees, which are based on fruit growth. Stage I occur for a period of approximately two months after bloom, when vegetative growth is the strongest [
4]. This period ends at approximately the end of May in Belgium. Stage II begins approximately in June in Belgium, where fruit growth becomes stronger and ends in Belgium approximately at the end of August, although the exact timing of Stage I and II is dependent on meteorological conditions. Moderate water stress induced at Stage I has been shown to reduce shoot growth, but also increased fruit drop and reduced production. At Stage II, moderate water stress resulted in smaller fruit size and weight and decreased production [
5,
6,
7,
8,
9]. Severe water stress at either Stage I or II may trigger biennial bearing: an event that occurs when fruit production is large during one year, followed by a smaller production the following year [
10].
In virtually all plants, one of the first responses to water stress is stomatal closure to avoid water loss through transpiration [
11]. Plant growth, photosynthesis and stomatal aperture are limited under water deficit, which is regulated by environmental factors, such as CO
2, vapor pressure deficit (VPD), leaf water status, solar irradiance and abscisic acid (ABA) from the roots [
12]. It has been shown that for some plants, as little as half of their maximum photosynthetic capacity is restored one day after irrigation [
13], while maximum photosynthesis was not realized for up to two months for severely stressed orange trees (
Citrus sinensis L. Valencia), thereby slowing CO
2 assimilation [
14]. Ni and Pallardy [
15] demonstrated that for black walnut (
Juglans nigra L.), the limitations of mesophyll conductance are most responsible for the decreased photosynthesis during water stress and slow recovery after re-watering.
The use of solid state leaf porometers has allowed measurements of stomatal conductance under field conditions. However, stomata are extremely sensitive to blue and red light and will react to shadowing almost instantly. Therefore, care must be taken not to shade the leaf when using a leaf porometer. Environmental conditions are not the only limitations for leaf porometers. The position and age of the leaf within the canopy determines their ability to optimize dry matter production by balancing photosynthesis and transpiration [
16]. Consequently, a more efficient methodology of monitoring water stress in fruit orchards is needed.
Curran [
17] described three dominate canopy features, each having specific spectral regions: pigmentation in the visible (VIS, 400–700 nm), cell structure in the near infrared (NIR, 700–1350 nm) and water content in the short wave infrared (SWIR, 1350–2500 nm). Vegetation indices, such as the Normal Difference Vegetation Index (NDVI), the Photochemical Reflectance Index (PRI) and the Normalized Difference Water Index (NDWI), have been developed to detect water stress based on the unique reflectance signature within and a combination of the aforementioned spectral regions [
18,
19,
20,
21]. However, thirty-five years ago, simulated reflectance and atmospheric transmission properties determined that the SWIR region was most sensitive to leaf water content [
22]. Recent advancements in remote sensing have resulted in the development of a new generation of sensors having continuous narrow spectral regions of the electromagnetic spectrum [
23]. Recently, two remote sensing satellites have become operational; Landsat 8 and WorldView-3, each having bands with the sensing capability in the SWIR regions, as stated by Tucker [
22]. The Landsat 8 Operational Land Imager has SWIR wavelengths between 1570 and 1650 nm at a spatial resolution of 30 m, and the WorldView-3 has SWIR wavelengths segmented into eight regions from 1195–2365 nm at a spatial resolution of 4.1 m [
24,
25].
The responses of canopy water status to the SWIR region have been mixed. The shortwave infrared water stress index (SIWSI) was able to successfully measure canopy water status in the grasslands of the Ferlo region in Senegal [
26]. On the other hand, apple trees (
Malus domestica Borkh, cv. Gala) that were irrigated to 100%, 75% and 50% of evapotranspiration showed no significant differences between treatments and canopy water status [
27]. Plausible explanations for the inconsistency in the results of these vegetation indices is that the physiological response to water stress is species specific, the water stress is detectable over a small region of the electromagnetic spectrum and the sensors may not have been suitable to detect changes in water content. More research in improving the spectral, spatial and temporal resolutions would provide the foundation to significantly advance the characterization of water stress.
In this study, Conference pear trees (Pyrus communis L.) were managed in a controlled environment in order to regulate water input, to eliminate competition for water and nutrients, to reduce within-field variability and to allow for precise repeated measurements. A soil water deficit was imposed for 47 days to separate the control group from the stress treatment followed by irrigation to the soil medium’s water holding capacity (i.e., recovery from water stress). Because stomatal conductance has been shown to be an early indicator of water stress, leaf porometer data were used as a reference for comparison purposes. The overall goal of this study was to develop non-destructive methods using hyperspectral remote sensing in the SWIR region to measure the pear trees’ response to stomatal conductance. The three specific objectives of this study are: (1) to analyze the stomatal conductance and SWIR response for the stress treatment and the control group at each time point over a period of 86 days; (2) to construct a multivariate analysis of time difference variables for stomatal conductance and SWIR regions corrected for meteorological factors; and (3) to estimate the average rate of change in stomatal conductance and the spectral response in the SWIR region between the stress treatment and the control group.
2. Experimental Section
2.1. Experimental Design
The experimental design was completely randomized consisting of 30 3-year old Conference pear tree canopies that were planted in individual containers (24 cm diameter × 29 cm height) at KU Leuven, Leuven, Belgium (50°51′ N, 4°40′ E; 60 m above sea level). The stress treatment contained 18 canopies, and the control group consisted of 12 canopies. The experiment was laid out with 5 rows containing 6 canopies each with a spacing of 1.3 m × 3.0 m. A border row surrounded the experiment in order to minimize border effects. The growing medium was a greenhouse mixture containing 40% peat moss, 30% perlite and 30% vermiculite. The containers were covered with a solid waterproof material and each tree sealed between the trunk and the solid waterproof material with a flexible, waterproof substance to prevent rainfall from influencing the experiment and to minimize water evaporation from the growing medium. A black cloth was attached to the top of the waterproof material to minimize the effects of the underlying reflectance. Trees were managed in accordance to the standards used by commercial orchards for nutrients and the control of insects and diseases.
On 20 March 2012, an irrigation system was installed with three emitters per container, and all containers received water and nutrients to the growing mediums water holding capacity until 10 June 2012. Beginning 10 June, the containers of the stress treatment were limited to one emitter, while three emitters remained in each of the containers of the control group. The irrigation system was computer controlled and coupled to a weather station, where the timing of applied water and nutrients was determined by solar radiation from 07:00–17:00 beginning 10 June 2012 until 27 July 2012 (i.e., stressed), 47 days after stress began. During the second period beginning 28 July 2012, through 4 September 2012 (i.e., recovery), all containers had 3 emitters, and additional water was applied 3 times per day, i.e., early morning, noon and late afternoon local time, by manually overriding the irrigation program until excess water appeared from the drainage holes at the bottom of all of the containers. The study had a maximum of 12 irrigation periods per day and a maximum water supply of 2 liters per hour for each emitter.
Twenty-one stomatal conductance and hyperspectral measurements were taken only on days where cloud cover was between 0% and approximately 10%.
2.2. Meteorological Measurements
Meteorological data were obtained from a weather station located 25 m from the study area. Measurements included relative humidity (RH) and ambient temperature (°C), which were recorded every 5 min. From these measurements, vapor pressure deficit (VPD) was calculated as shown in Equation (1), as VPD is a better indicator of atmospheric water demand than RH, in accordance to Anderson [
28].
where
es is the saturation vapor pressure in millibars, 6.11 is the saturation vapor pressure above a water body,
L is the latent heat of vaporization of 2.5 × 10
6 J·kg
−1,
Rv is the gas constant for water vapor (461 J/kg), 273 is the temperature (°K), T is the temperature (°C) and
RH is the measured percent relative humidity.
2.3. Stomatal Conductance Measurements
Stomatal conductance (mmol m−2·s−1) was measured using a leaf porometer (model SC-1, Decagon Devices, Inc., Pullman, WA, USA) with an accuracy of ±10%. Instrument calibration was done prior to each set of measurements according to the manufacturer’s guidelines. Six leaves, 3 sunlit and 3 shaded, were randomly chosen in the upper one-third of the canopy, and these leaves were marked on the underside to ensure the same clusters were used for each measurement period. The time required to measure 6 leaves was approximately 5 min per canopy. Limiting the number of leaves on which to measure stomatal conductance was done to allow all other measurements to be completed within two and a half hours, thereby minimizing the variability in stomatal conductance due to meteorological factors.
2.4. Hyperspectral Data Collection
Canopy reflectance was measured for all 30 canopies using an ASD FieldSpec Pro spectroradiometer (Analytical Spectral Devices Inc., Boulder, CO, USA) that is capable of detecting reflectance in the 350–2500-nm spectral regions. The spectroradiometer has a spectral resolution of 3 nm (full-width-at-half-maximum, FWHM) and a 1.4-nm sampling distance between the 350- and 1050-nm spectral ranges. The FWHM and sampling interval for the 1051–2500-nm spectral range are 30 nm and 2 nm, respectively. The spectroradiometer was optimized every fifteen minutes using a white Spectralon background (Labsphere Inc. Ltd, North Sutton, NH, USA) in order to minimize errors due to changes in illumination conditions. The spectroradiometer was positioned at a height of 1.3 m above a canopy at nadir using a fiber optic cable with a field of view of 25°, attached to a mechanical lift and placed into a fixed position. This enabled the performance of repeated measures with a positional accuracy of 5 mm.
2.5. Hyperspectral Data Processing
Unique leaf morphology and chemistry provide specific reflectance and absorption features in the SWIR regions, allowing spectral measurements of water status. Hence, eight regions of the electromagnetic spectrum were selected, seven of which were based on the WorldView-3 satellite: 1550–1590, 1640–1680, 1710–1750, 2145–2185, 2185–2225, 2235–2285 and 2295–2365; and the eighth region was between 1550 and 1750 nm, as shown in
Figure 1. Each SWIR region was quantified by utilizing the area under the curve by means of Simpson’s rule to measure the difference of adjacent wavelengths by the amplitude of the signal over the region of interest [
29].
Figure 1.
Reflectance of a Conference pear tree. The shaded area indicates the SWIR regions used in this study. The shaded areas of 1550–1750 nm were segmented into three, 40-nm regions and integrated into one 200-nm region. The area of 2145–2365 nm was segmented into two 40-, one 50- and one 70-nm region, respectively.
Figure 1.
Reflectance of a Conference pear tree. The shaded area indicates the SWIR regions used in this study. The shaded areas of 1550–1750 nm were segmented into three, 40-nm regions and integrated into one 200-nm region. The area of 2145–2365 nm was segmented into two 40-, one 50- and one 70-nm region, respectively.
2.6. Multivariate Analysis
As the study is longitudinal in nature with continuous outcomes, a repeated measures model was applied. More specifically, a polynomial model with a complex covariance structure to correct for the association between measurements of the same subject was applied and used for analyzing the data, as suggested by Verbeke and Molenberghs [
30]. In order to model the coefficients, a second degree polynomial, constructed on the number of days after stress, was used. This polynomial also contains the terms that specify the difference between the treatments (stress/control). In order to correct for possible differences between treatment groups in daily VPD or air temperature, the latter were included as covariates. The specified covariance structure takes into account that measurements taken close to each other are often more strongly correlated than those taken further apart. Additionally, an extra assumption was made such that a covariance structure can be different between treatment groups. The fitting of the model was done by maximizing the likelihood. The analysis was performed in proc mixed, SAS
® software Version 9.3 [
31].
4. Conclusions
The goal of this study was to model stomatal oscillation and the resulting changes in canopy reflectance using the shortwave infrared region of the electromagnetic spectrum over time. After re-watering, stomatal conductance for the stress treatment recovered 30 days later than the control group. The most suitable SWIR region had wavelengths between 1550 and 1750 nm, where the first significant difference was measured nine days after stress was initiated. The results demonstrated that the integration of the short wave infrared region between 1550 and 1750 nm is most suitable for the early detection of water stress due to stomatal oscillation in Conference pear trees, while the SWIR regions between 2145 and 2365 are less suitable, as they demonstrated considerable variability. The repeated measure models allowed us to describe the time lag between measurements as mathematical functions by defining the covariance structure. Meteorological sensors provided continuous measurements and were used as covariates in describing the variability over time. Because all trees experienced the same growth and development periods and meteorological variables, the control group showed similar variability in both stomatal conductance and reflectance values as the stress treatment, although at different magnitudes.
Shortwave infrared measurements were able to integrate information associated with stomatal oscillation from the whole canopy in a matter of seconds, as opposed to in situ measurements of stomatal conductance for six leaves, taking an average of 5 min per canopy. The ability of hyperspectral remote sensing to quickly detect water stress due to stomatal oscillation is an important element in monitoring fruit orchards. Because of the dynamic nature of vegetation, a single image is not able to provide the necessary information to support management of fruit orchards. A time sequence of images is able to determine not only the onset, but also the recovery from water stress, thereby aiding fruit growers in their management decisions.
The use of meteorological variables and statistical analysis in this study may be considered as a framework for hyperspectral remote sensing systems, supporting the collection of detailed information quickly and non-destructively throughout the plants life cycle. Recently, two new remote sensing satellites have become operational: WorldView-3 and Landsat 8. Both of these satellites have the same or similar wavelengths in the shortwave infrared region used in this study. Their effectiveness in detecting water stress is dependent on the scale, species and ecosystem being monitored. WorldView-3, with a revisit period of one day, would be suitable for monitoring vegetation at the landscape scale, whereas Landsat 8, with a revisit period of 16 days, is likely suitable for vegetation monitoring at a regional or continental scale.
In order to strengthen our understanding of the climate-vegetation interaction and the long-term impact on agricultural production, a remote sensing study should be designed that continues for multiple years with many different genotypes. This would provide valuable information on how plants adapt to the environmental changes and support the global initiative of providing a safe and secure food supply.