1. Introduction
The design and operation of marine structures necessitate a comprehensive understanding of the long-term variations in essential metocean processes to mitigate overloading and fatigue effects. This research study specifically focuses on structures that endure continuous operation at specific locations for the operational life, typically ranging from 25 to 50 years. The predominant metocean processes of major interest include waves, wind, and current. Examples of such structures encompass fixed and floating installations utilized in the oil and gas industry, fixed and floating wind turbines, and floating structures employed in the fish-farming industry; the latter are anticipated to be increasingly deployed in more exposed offshore environments in the future. It should be noted that the desired safety level may vary across different applications. To verify that a structural design fulfils the required target safety level against overload failures, Ultimate Limit State (ULS) and Accidental Limit State (ALS) action effects must satisfy the limit state equation below [
1]:
where various action effects are denoted by
x and the indices
p,
v and
e refer to permanent action effects (caused by weight of structure and permanent equipment), variable operational actions effects (caused by the loading capacity specified by the vessel owner) and the external action effects (caused by wind, waves and current, etc.), respectively.
is the limiting capacity for the action effect under consideration. Involved partial safety factors are denoted by
with indices as given above and
representing the partial safety factor for the limiting capacity. National rules and regulations define how the various quantities of Equation (1) shall be determined.
In this study, the focus is on estimating the target characteristic values of the externally generated action effect . For ULS control, is frequently defined as the value corresponding to an annual exceedance probability of 10−2. This value is multiplied by a safety factor, , typically 1.3–1.4. For ALS control, is often defined as the value exceeded by a probability of 10−4 per year. In most cases, the safety factors are set to 1 in connection with the ALS control.
To estimate the target response extremes for ULS and ALS, it is necessary to add up the exceedance probabilities of all possible sea states that can be faced at the site or, rather, all metocean conditions that contribute significantly to the exceedance of target extremes. At the Norwegian Continental Shelf (NCS), the most common approach has been to use the all-sea-state approach [
2,
3]. In this approach, the long-term probability of exceeding a response level is calculated as a weighted sum of the short-term probabilities of exceeding the response level, where the weights are the probability of occurrence of the various sea states. This has been the default approach at NCS since the late seventies/early eighties. Here, the short-term sea state refers to a stationary or weakly stationary random wave process for a given length of time, where the characteristics of the random wave such as total variance, distribution of variance versus wave number and frequency, and direction of propagation are close to constant. For Norwegian waters, it is commonly assumed that stationarity holds for a duration of 3 h. A short-term sea state typically exhibits a combined nature, where a wind-generated sea coexists with an incoming swell system generated by a distant storm event or a dying wind sea due to an abrupt change in wind conditions [
4]. Accounting for the combined systems can be important in the planning and designing of marine operations, as wind sea and swell sea can have comparable severity in terms of significant wave height for mild sea states. When considering extreme responses in relation to ULS and ALS design, the influence of swell is generally limited, as highlighted in studies such as [
5,
6]. Therefore, this study will treat the sea surface as a single system characterized by an analytical wave spectrum model.
In the statistical long-term response analysis, a joint model of important sea state parameters is required. For short-term sea state conditions, significant wave height (
), spectral peak period (
) and peak direction of propagation (
) are identified as the most important sea state characteristics. Several methods, such as maximum likelihood model [
7], the conditional modeling approach [
8] and the Nataf model [
9] can be used to derive a joint model for these characteristics. Discussions of various methods can be found in Bitner-Gregersen et al. [
10]. Among these methods, the conditional modeling approach is straightforward and has been widely used for various design purposes. However, when the available wave data are limited and the characteristics included in the joint model are too many, the joint modeling will lead to large uncertainties [
11]. In such cases, a simplified method involves utilizing an omni-directional wave climate for all direction sectors. A joint distribution of
and
from all directions is firstly established and then applied in the response analysis for all directions. This method has often been used in situations when only a limited amount of high-quality wave data are available. While this approach is rather conservative for the mildest sectors, the adequacy of the approach may well be acceptable for the most severe directional sectors. In the literature, one can find previously published joint models of
and
at various locations, e.g., Li et al. [
12] and Johannessen et al. [
13], which can be used in the simplified method for various design purposes.
To predict extreme responses for structures sensitive to wave directions, it is necessary to incorporate the wave direction of propagation () into the joint model. Given the fact that presently good quality hindcast data spanning over 60 years are available at NCS, it is feasible to create a more realistic conditional model that considers the direction of propagation (). However, the number of published joint models that incorporate the direction characteristic is limited. Hence, the motivation behind this work is to present the comprehensive results of a joint model encompassing three sea state characteristics, , and , at a site in the Norwegian Sea. This study provides fitted joint models of and for all directional sectors, offering a comprehensive representation of the joint model that can be directly utilized in long-term response analysis for various design purposes. To illustrate the practical application of the joint probability model, two case studies of the long-term response analyses are conducted. The case studies focus on evaluating the critical directions and dominating sea states contributing to the extreme responses.
2. Statistical Assessment of Action and Action Effects
2.1. Description of Short-Term Sea States for Response Estimation
Assuming that the weakly stationary random field,
is Gaussian, the wave spectrum is, in a statistical sense, a complete description of the random process. The 3-dimensional wave spectrum,
, is often written in the form [
14]
It is tacitly assumed that an analytical model parameterized in terms of significant wave height,
, and spectral peak period,
, can be used for the frequency spectrum, e.g., JONSWAP spectrum [
15], where the frequency is denoted by
.
is the wave spreading function representing the variability of the propagation direction,
, of the various frequency components around the mean direction of propagation,
, of the wave system. A spreading function often used is given below [
16]:
is the Gamma function and the factor in front of the cosine term ensures that the integral over the spreading function is 1. In general, the spreading function is also a function of . This is neglected here. It is also assumed that the spreading function is the same for all sea states. The latter assumption is rather good for the severe sea states, but it may represent a rather crude approximation for lower sea states where the underlying combined nature of the sea is often more clearly reflected. For the response problem discussed here (long-term extremes) this is not expected to be important. The parameter, n, is defining the width of the spreading function. Low values suggest large spreading, whereas very large values would suggest long-crested sea. For severe sea states, n around 10 may be a good approximation.
For a linear response problem, the response can be performed in the frequency domain. The response–wave relation is given by the transfer function,
, where
denotes the stationary wave process,
, at a reference position (for example, the projection of the center of gravity of the structure under consideration) and
R denotes a selected response process,
, of the structure. The transfer function is a complex-valued function including both amplitude scaling and phase shift between the response component and the underlying wave component. For a linear response quantity, the response process will also be Gaussian and completely characterized by the response spectrum given by
In order to determine the frequency spectrum, we can integrate over
:
The
th spectral moment for the response spectrum is given by
From the spectral moments, we can determine the variance of the response process, expected zero-up-crossing frequency, , expected number of-zero-up-crossings in a sea state of duration (s), and . These quantities are needed for estimating short-term response extremes. In the following, short-erm duration is considered as 3 h (10,800 s) and short-term extremes of a response quantity C are denoted as .
2.2. Long-Term Response Analysis
At the Norwegian Continental Shelf (NCS), the most common approach has been to use the all-sea-state approach. In this approach, the long-term probability of exceeding a response level is calculated as a weighted sum of the short-term probabilities of exceeding the response level, where the weights are the probability of occurrence of the various sea states. Given the sea-state characteristics, significant wave height
, peak period
and peak direction of propagation
, the long-term distribution for the largest response in a short-term sea state (3 h), denoted as.
, is given by [
2]
where
is the short-term distribution function for the 3 h maximum response for a given sea state and
is the joint probability density function for the selected sea-state characteristics.
If the sea surface is a stationary Gaussian process and the target response can be considered as linear function regarding waves. Then, the global maxima (largest maximum between adjacent zero-down crossings) of the responses follow a Rayleigh distribution and the distribution of
is obtained by raising the Rayleigh distribution to the expected number of global maxima within 3 h. For nonlinear response problems, the common approach is to perform 3 h time-domain simulations for each sea state using different realizations of the wave process. The number of wave realizations for each sea state must be large enough to reflect the probabilistic structure of the 3 h extreme value. The maximum response from each simulation is identified and a proper distribution function is fitted to the sample of 3 h extremes. The simulations must be performed for a large number of different sea states in order to cover the sample space of
and
. Very often, the 3 h extreme value is assumed to follow a Gumbel distribution:
where
and
are estimated Gumbel parameters. A continuous function of these parameters as functions of
and
, often referred to as response surfaces, can be established based on the estimated parameters for many different combinations of sea-state characteristics. An example of the obtaining response surfaces for Gumbel parameters is shown in Li et al. [
17].
Regarding the joint probability density function of the sea-state characteristics
, the estimation of this probability function will be detailed in
Section 3. Here, it is mentioned that the peak direction of propagation,
, is modeled as a discrete variable in this study. It is described by the probability mass function for 12 sectors of width 30°,
with corresponding probabilities
. Accordingly, Equation (6) is rewritten to the form
From the conditional long-term distribution given the sector
one can estimate the conditional response for this sector corresponding to a return period of
(years) by solving
is the number of short-term events of 3 h duration per year, and is the expected number of occurrences in sector i during M years. The usefulness of conditional response extremes can be discussed if they are much lower than the marginal extremes determined below. It is usually other sectors that are important regarding extremes if the target sector is much milder than the governing sectors.
The full long-term analysis is conducted by first performing a conditional long-term analysis for all sectors. Thereafter, the marginal long-term distribution is found as a weighted sum of the conditional long-term distributions with sector probabilities as weights. The response value corresponding to a return period of M years or, equivalently, an annual exceedance probability of
,
, is estimated by solving
In an ideal case with an infinite amount of data, . A condition for establishing the long-term response distribution using the all-sea-states approach is the availability of a good quality joint density function for the wave characteristics , and .
4. Case Studies
The purpose of establishing the joint distribution function of , and is that it shall be used for obtaining characteristics for loads and responses for ULS-design and ALS-design. Target probabilities of exceeding these characteristics are 0.01 and 0.0001 per year for ULS and ALS, respectively. From the discussions of the joint model, it is expected that the model is accurate or slightly conservative for severe sea states of the important directions of propagation, i.e., sectors openly exposed to weather from the southwest to northwest. For other domains, e.g., sea states propagating from the coast and rather low sea states irrespective of direction of propagation, the model might be less accurate. An intriguing question is whether the model is adequate for ULS and ALS response predictions with sufficient accuracy. To provide further discussions on this issue, two response problems are presented below to illustrate the application of the established joint model. From the analysis, the most important directional sectors, and the dominating sea states for estimating ULS and ALS response extremes, are identified.
4.1. Case Study on the Wave Crest Height
The response quantity for the first case study is the wave crest height, which is a key quantity for the air gap assessment for fixed platforms [
17]. The short-term crest height distribution is assumed to follow the Forristall second-order crest height model [
22]:
where
h is significant wave height,
is sea-state average wave period, and
and
are the scale and shape parameters of the distribution, respectively. For long-crested seas, the following expressions are recommended [
16]:
where
is the mean sea-state steepness,
,
is the Ursell number,
,
is the wave number corresponding to
and
d is water depth. In this study, the wave spectrum for all sea states is a JONSWAP spectrum with peakedness factor
. This is a crude approximation when
and
characterize total sea; however, it is acceptable for the most extreme seas. A short-term sea state in Norwegian waters is typically assumed to last for 3 h. The distribution function of the largest maximum in 3 h can be approximated by assuming all global crest heights (largest crest between zero-down-crossings) are identically distributed and statistically independent:
where
is the expected number of global crest heights in 3 h. Introducing Equation (18) for
, the long-term distribution of
is obtained from Equation (8). From this distribution, the crest height can be estimated with the return period,
M, from Equation (10). Similarly, crest heights with a return period,
M, for the various sectors can be derived by Equation (9). The results for extreme crest heights corresponding to ULS and ALS analyses are shown in
Table 5, where the extremes for each directional sector as well as for omni-directional results are compared. It is seen that the extreme crest heights using an omni-directional distribution are around 5% higher than those crest heights for the most severe sector, Sector 10.
To conduct a more in-depth analysis of the sea states that have the highest impact on the extremes, the exceedance probability of the extreme values from each individual sea state can be quantified. Denote the ULS extreme value as
; the exceedance probability of
for an arbitrary sea state
reads
Summing the exceedance probabilities over
= 1, 2, …,
,
= 1, 2, …,
and
= 1, 2, …, 12 results in the target 100-year probability per 3 h, which is known a priori to be
. Thus, the relative contribution (%) for an arbitrary 3 h sea state is defined as
By summing up the contributions from all sea states for each sector, the relative contributions for all sectors are obtained.
Figure 6 presents the relative contribution from different sectors for both ULS and ALS scenarios. It is seen that Sector 10 [255° 285°] gives the highest contribution to the extreme responses, and the primary sectors contributing to the responses are concentrated within a 90° sector ranging from 210° to 300°. This suggests that it may not be necessary to utilize the distribution model for all sectors. Instead, focusing on a detailed modeling of this main 90° sector may be sufficient to obtain a realistic design response for a marine structure. Furthermore, the results in
Table 5 show that the extremes based on the omni-directional distribution are slightly larger than the characteristics for the worst sector based on the distribution for the given sector. If the proposed 90
sector is used instead, the extreme values will be very close to those based on the omni-directional distribution.
For a more comprehensive investigation of the most critical sector, Equations (19) and (20) can be applied to Sector 10, i.e., removing
and using
(ULS) and
(ALS) for Sector 10, respectively. The sea states which are of most importance regarding exceeding the ULS characteristic and ALS characteristic are identified, respectively. The results are presented in
Figure 7, where only sea states giving a relative contribution larger than 0.1% are included.
It is seen that a relatively narrow range of spectral peak period of 1–2 s, associated with high and steep sea states, plays a significant role for the extreme values. These important domains are close to the steep side of the ULS and ALS metocean contours, respectively. For sufficiently steep sea states, effects of order higher than the second order may affect the extremes. However, as the steepness increases further, wave breaking tends to decrease the crest extremes to a lower level than the second-order crest height.
4.2. Case Study on the Airgap of a Semi-Submersible
For the second case study, the response quantity is the relative surface elevation at a given point on a semi-submersible, which is assumed to operate at the reference site in the Norwegian Sea (see
Figure 1). The relative surface elevation is the surface elevation relative to the motions at the target position onboard the platform (wave surface seen from the target position onboard). This is the key quantity to assess the airgap problem for semi-submersibles. The major difference between the previous case study of the wave crest height and this case study is that the relative wave elevation depends not only on the surface waves. It is also significantly affected by the platform motions in waves. The detailed characteristics on the platform and the key derivations of the airgap and relative surface elevation for the target point on the semi-submersible can be found in Haver and Patiño [
5].
The chosen point at the semi-submersible has coordinates
= −47.62 m and
= −47.62 m in the local body-fixed coordinate system,
see
Figure 8. The selected point is close to the western corner along the East–West diagonal, i.e., the orientation of the platform is selected to be such that this corner faces the worst wave direction, Sector 10 [255° 285°]. The most critical platform motions include heave of center of gravity (CoG), pitch (rotation about local
-axis) and roll (rotation about local
-axis). The combined pitch and roll platform motion will lead to a rotation about the South–North diagonal with respect to the earth fixed coordinate system.
Figure 9 presents transfer functions for the relative surface elevation for two critical wave directions.
Long-term analyses on the relative surface elevation for this platform have been performed following a similar procedure as the previous case study. First, the short-term distribution of the response for a given sea state is established, following the methods applied in Haver and Patiño [
5]. In this reference, a Gaussian assumption is applied for the sea surface elevation process with a linear transfer function of the platform motions from hydrodynamic analysis. Effects of non-linearities in the surface process are accounted for by an asymmetry factor of 1.3 for the points close to the platform projection as recommended by DNV [
23]. The wave spectrum is JONSWAP with a peakedness of 2 and a long-crested sea is used. The short-term distribution is thus established given the above assumption and linear motion transfer functions of the platform. Then, using the established joint distribution of the wave characteristics, the long-term distribution of the relative elevation can be obtained following Equation (8), i.e.,
is now the 3 h maximum relative crest height at the studied target point.
From the long-term distribution, the relative crest height corresponding to an annual probability of exceedance equal to 10−2 accounting for all directions reads 17.22 m, while the value corresponding to annual probability of 10−4 reads 22.65 m. The still water airgap for the reference platform is given as 20 m. This means there will be no wave-deck impacts at the ULS level, while a 2–3 m submergence of cellar deck bottom must be expected for the western corner at ALS level.
Following the same procedure as discussed in the case study in
Section 4.1, the contributions from different directional sectors and from individual sea states on the extreme responses can be obtained. The relative contribution from the various directions regarding the exceedance of the estimated marginal extremes is shown in
Figure 10. It is seen for this case that the results are completely dominated by the western sector, i.e., sector 10 [255° 285°]. This result differs greatly from that observed in the previous case study. This is a combined effect of high crest heights and a large transfer function value of the relative wave elevation for this sector.
The relative contribution from individual sea states to exceed the marginal extremes for the Western sector (Sector 10) is also obtained and presented in
Figure 11. It is seen that the most important sea states are along the steep side of contours. The most important sea states are sea states between 10 and 15 s spectral peak periods, which is consistent with the shape of the transfer function for relative surface elevation in the target point, as presented in
Figure 9. It can also be found from
Figure 9 that the transfer function for relative wave elevation for Sector 10 (central direction of 270°) is much higher than those for Sector 11 (central direction of 300°). This explains why Sector 10 is dominating the extreme responses.
5. Conclusions
The paper presents a joint probabilistic model for the significant wave height, spectral peak period, and spectral peak direction of propagation at an offshore site in the Norwegian Sea. The model is fitted using a dataset spanning 61 years of 3-hourly sea state characteristics provided by the Norwegian hindcast database NORA10. The adequacy of the fitted model is assessed by comparing fitted conditional distributions with empirical distributions estimated directly from corresponding data samples. All the fitted parameters in the joint model encompassing the three sea state parameters are provided, which can be directly utilized in long-term response analysis for various design purposes. Detailed discussions regarding the fitted joint model are made in
Section 3.4. The fitted model presented in the paper is valid for an area around the site of observations. The methodology to fit the joint distribution model in this work can be applied to a wide range of locations in the Barents Sea, the Norwegian Sea, and the North Sea. For offshore areas where the extreme response is governed by the occurrence of rare extreme hurricanes, long-term response analyses should be based on a storm-over-threshold method.
To explore the practical implications of the established joint model, it is applied in two response case studies. These case studies aim to identify the most critical directional sectors and sea states contributing to long-term extreme responses during structural design. The findings highlight that high and steep sea states have the most detrimental impact. It is recommended to specifically investigate the sea states that have the highest significance. The major findings from the case studies are summarized below:
The studies reveal that the characteristic response for design is governed by the three to four critical sectors with a direction width of 30°. Furthermore, the results indicate that sea states with a significant wave height lower than 8 m do not significantly impact the estimated ULS and ALS extreme responses. This suggests that it may not be necessary to develop a distribution model for all sectors. Instead, it is recommended to focus on a joint probabilistic model covering the worst sectors, which can be represented by a width of 90°–120°, and includes all sea states with a significant wave height above 8 m.
In the second case study, when the structure is oriented with the most unfavorable heading against the worst incoming weather, the directional sensitivity of the extreme responses narrows. However, it is still advisable to focus on a wider design sector spanning 90°–120° around the worst direction. This ensures that the structural design remains appropriate for all directions, accounting for potential variations in weather conditions.
As a final recommendation, based on the observations from the case studies indicating that lower sea states with significant wave height below 8 m have minimal impact on extreme responses, it is advisable to compare the results obtained using the presented all-sea-states approach with an all-storms-over-threshold approach. The all-storms-over-threshold approach estimates the long-term extremes by considering only storms that exceed a specified wave severity threshold; see, e.g., Tromans and Vanderschuren [
24] and Stanisic et al. [
25]. At present, both methods can be used at NCS, but in recent years, there has been an increasing trend in the application of the all-storms-over-threshold approach due to the availability of very long series of metocean data. However, it is important to note that challenges exist when using
the storms-over-threshold approach, including the selection of an appropriate threshold value, and establishing the distribution of extremes over the threshold. Considering these challenges, it is crucial to conduct further case studies and comparisons with the all-sea-states approach in future research. This will contribute to a better understanding of the strengths and limitations of each method and facilitate their improved application and interpretation for the design of marine structures.