Intelligent Fault Diagnosis Methods for Hydraulic Piston Pumps: A Review
Abstract
:1. Introduction
2. Fault Types and Mechanisms of Hydraulic Piston Pumps
3. Fault Diagnosis Methods
3.1. Traditional Intelligent Fault Diagnosis Methods
3.2. Modern Intelligent Fault Diagnosis Methods
3.3. Combined Intelligent Fault Diagnosis Methods
4. Research Status of Fault Diagnosis for Hydraulic Piston Pumps
4.1. Traditional Intelligent Fault Diagnosis Methods
4.1.1. Model-Based Fault Diagnosis Methods
4.1.2. Data-Driven Fault Diagnosis Methods
4.2. Modern Intelligent Fault Diagnosis Methods
4.3. Combined Intelligent Fault Diagnosis Methods
4.3.1. Combined with Artificial Neural Networks
4.3.2. Combined with Entropy Theory
4.3.3. Combined with Convolutional Neural Network
4.3.4. Combined with Extreme Learning Machine
4.3.5. Combined with Three or More Algorithms
4.4. Summary of Fault Diagnosis Methods for Hydraulic Piston Pumps
5. Challenges and Trends in Fault Diagnosis of Hydraulic Piston Pumps
- (1)
- Integrated intelligent fault diagnosis technology could improve the precision of fault pattern recognition in HPPs. The diagnostic results of traditional or single-fault diagnosis methods are often inaccurate when faced with nonlinear and adaptive feature extraction requirements. However, more comprehensive and intelligent fault diagnosis could be realized by combining multiple fault diagnosis techniques based on knowledge-based, model-based, and data-driven approaches. Integrating advanced data processing techniques with the different nonlinear features exhibited by HPPs in different fault modes could enable feature information in the time–frequency domain to be identified for multiple fault types, and fault classification and recognition could be accomplished rapidly and accurately. This provides ample room for the development of fault diagnosis technology.
- (2)
- Establishing a knowledge-based database would enhance the intelligent reasoning levels of fault diagnosis in HPPs. Data serve as an important foundation and resource for fault pattern recognition research. With the development of artificial intelligence technology, a knowledge-based database could be established by integrating system diagnostic functions with expert knowledge. This approach would allow for intelligent reasoning mechanisms based on this expert knowledge. Moreover, fault diagnosis would be enabled for HPPs without the need for model construction. Planning and establishing a knowledge-based database would have significant implications for technical innovations in fault diagnosis, revealing fault evolution mechanisms and supporting research work.
- (3)
- Multi-source sensing technology could broaden the entry points of the fault diagnosis methods for HPPs. As a novel technology that is closely related to cutting-edge science, sensing technology could significantly enhance the capability to perceive and acquire multi-source fault information. This would achieve the multi-dimensional, multi-angle, and multi-level maintenance and monitoring of HPPs. With the increasing precision and complexity of HPP structures, intelligent fault diagnosis techniques are increasingly dependent on multi-dimensional and high-quality data. Integrating sensing technology with multiple sources of information could promote the diversification of fault diagnosis methods for HPPs and improve the accuracy of diagnostic results.
- (4)
- Multi-angle and multi-level deep learning algorithms could enhance the intelligence and accuracy of the fault identification methods for HPPs. In addition, deep learning could simulate the learning process of the human brain and construct deep mathematical models. An end-to-end data-driven approach could be formulated to adaptively extract hidden feature information and fit the mapping relationship with the system. This would enrich the data content and improve the fault recognition accuracy. Establishing multi-angle and multi-level deep learning networks could enhance the intelligence and accuracy of fault diagnosis technology for HPPs and accomplish adaptive feature extraction processes and the automatic identification of fault modes in piston pumps.
- (5)
- Establishing a remote fault diagnosis system could expand the application scenarios for HPPs. This system could realize fault diagnosis remotely by relying on intelligent control systems, computer technology, electronic information technology, etc., and combining the fault diagnosis process with data acquisition, feature signal extraction, and analysis. By effectively coordinating the working environment of the pump with the network environment of remote diagnosis, it will be possible to overcome environmental and spatial limitations and remotely achieve real-time perception, dynamic analysis, and failure identification in HPPs. This will expand the application scope of fault recognition.
- (6)
- Incorporating visualization research into fault diagnosis methods could represent the health statuses of HPPs from multiple perspectives (as in digital twin). Visualization transforms data into images using image-processing techniques in an interactive visual manner. Furthermore, this would enable the understanding and interpretation of the intrinsic information of mechanical data. At present, feature extraction data signals and the visualization of fault diagnosis recognition results are used as research approaches. These approaches allow the relationship between fault modes and feature signals to be explored and deeply analyze the expression patterns of fault features in HPPs. Moreover, the health status of a piston pump could be intuitively reflected, and the faults could be accurately and efficiently classified, using these visualization results. This would promote the visualization and accuracy of fault diagnosis results for HPPs.
6. Conclusions
- (1)
- In this review, the principles and types of fault diagnosis methods that have been developed in recent years were introduced and elaborated. Existing fault diagnosis methods were classified as traditional intelligent fault recognition methods, modern intelligent failure detection methods, or combined intelligent failure detection methods. In addition, existing fault recognition methods were divided into three categories: knowledge-based methods, model-based methods, and data-driven methods.
- (2)
- The common types and mechanisms of faults in HPPs were briefly described, and detailed analyses were provided for four typical faults: loose slipper, slipper wear, center spring failure, and valve plate wear.
- (3)
- From the perspectives of traditional intelligent fault recognition approaches, the modern intelligent fault pattern recognition methods, combined intelligent fault diagnosis methods, and recent research achievements in HPP fault diagnosis technology were comprehensively reviewed. The types, methods, and characteristics of the faults that have received attention in the field of fault diagnosis technology for HPPs were summarized.
- (4)
- Based on the current research achievements in failure detection technology for HPPs, the development trends of fault recognition approaches were identified, including the following: combining intelligent fault diagnosis techniques could increase the precision of fault recognition; establishing knowledge-based databases could enhance the intelligent reasoning level of fault diagnosis; new sensing technologies could broaden the entry points for fault diagnosis techniques; multi-angle and multi-level deep learning algorithms could enhance the intelligence and accuracy of fault diagnosis methods; establishing remote fault diagnosis systems could expand the application scenarios for HPPs; and incorporating visualization research into fault diagnosis methods could present the health statuses of HPPs from multiple perspectives.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Nomenclature
Abbreviation | Full name |
HPP | Hydraulic piston pump |
SVM | Support vector machine |
RBF | Radial basis function |
DL | Deep learning |
TL | Transfer learning |
RL | Reinforcement learning |
CNN | Convolutional neural network |
RNN | Recurrent neural network |
DBN | Deep belief network |
HHT | Hilbert–Huang transform |
ELM | Extreme learning machine |
PSO | Particle swarm optimization |
AM-FM | Amplitude modulation–frequency modulation |
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Fault Type | Fault Components | Fault Cause |
---|---|---|
Loose slipper | Slipper | Dust in the working environment enters the gap between the piston ball head and slipper. Less precise dimensions of piston ball head and slipper. |
Slipper wear | Slipper | The supporting force of the swashplate on the slipper changes and makes the oil film thinner. The existence of a wedge-shaped clearance between the swashplate and the transmission shaft. |
Center spring failure | Center spring | The long-term and high-intensity operation of the HPP causes fatigue wear and plastic deformation of the center spring. |
Valve plate wear | Valve plate | The high-speed operation of an HPP increases the centrifugal force of the cylinder. Changes in the inclination angle of the swashplate change the thickness of the oil film. |
Algorithm Type | References | Fault Type | Method Features |
---|---|---|---|
Nonlinear input observer | [25] | Leakage faults | Dynamic performance and high accuracy |
Dynamic modeling | [26,27,28,29,30] | Sliding wear and swashplate wear | Increased sensitivity of characteristic signals to failure mode degrees |
Kalman filter | [31] | Piston wear, | Insensitivity to noise |
Hierarchical clustering algorithm | [32] | Valve plate wear, insufficient inlet pressure, bearing wear, swashplate eccentricity, increased piston, and slide clearance | High accuracy with simultaneous diagnosis of multiple faults |
Empirical wavelet transform | [33] | Sliding wear | Good interference resistance |
Empirical modal reorganization | [34,35] | Wear, fatigue, corrosion, and deformation | Solves complex working conditions and small sample data problems |
Teager energy operator demodulation | [36,46,47,48] | Cylinder faults and bearing faults | Good noise immunity and robustness |
Random forest | [37] | Parts wear and loose slippers | Capable of handling high-dimensional data without having to perform feature selection |
Adaptive decision fusion | [38] | Leakage faults | Improved classification accuracy and high precision |
Theory of evidence | [39] | Piston wear, center spring failure, and swashplate wear | High accuracy, fast calculation speed, and high confidence level |
Mathematical morphology | [40] | Sliding wear, loose slippers, and center spring failure | High noise immunity |
Artificial neural networks | [41,51] | Loose slippers, sliding wear, and sliding corrosion | High accuracy |
Improved Autogram | [42,43] | Sliding wear and center spring failure | Strong feature extraction ability and noise suppression ability |
Shape difference filtering | [44] | Sliding wear, loose slippers, and center spring failure | Strong filtering ability and noise suppression ability |
Based on instantaneous speed fluctuation signals | [45] | Valve plate wear | High noise immunity |
Spectral characteristics | [49,50] | Bearing faults and cavitation faults | Prevention of natural cycle pulse interference and strong fault feature extraction capability |
Variational modal decomposition | [52] | Piston wear and cylinder faults | Envelope decomposition of the appropriate frequency band |
Algorithm Type | References | Fault Type | Method Features |
---|---|---|---|
Spatial alignment algorithm | [53] | Loose slippers and sliding wear | High accuracy |
Twin neural networks | [54] | Sliding wear and valve plate wear | Solves the problem of small sample data |
Deep forest | [55] | Bearing faults | Strong feature extraction capability and high accuracy |
Deep confidence network | [56] | Cylinder faults, valve plate wear, bearing faults, and piston faults | Improved fault classification capability |
Minimum entropy deconvolution | [57] | Bearing faults | Extracts faint periodic pulses and reduces signal preprocessing time |
Stacked self-encoder | [58] | Cylinder faults, valve plate wear, bearing faults, and piston wear | Solves the problem of small sample data and high accuracy |
Sparse self-encoder | [59] | Leakage faults | Improved extraction of high-dimensional features and robustness |
Convolutional neural network | [60,61,62,63,64,65,66] | Sliding wear, loose slippers, center spring failure, valve plate wear, and cavitation faults | Powerful adaptive learning capability, fault classification capability, good robustness, generalization capability, and high accuracy |
Algorithm Type | References | Fault Type | Method Features |
---|---|---|---|
Probabilistic neural network–sensitivity analysis | [68] | Piston wear | High accuracy |
Eigen time scale decomposition method–Softmax regression model | [69] | Loose slippers and valve plate wear | Capable of handling nonsmooth, nonlinear signals, and good robustness |
Modal decomposition combinations | [70,72,73,74] | Bearing faults, impact faults, swashplate faults, and sliding wear | High signal-to-noise ratio, high precision, and strong feature extraction ability |
Transfer learning–residual network | [71] | Sliding wear, valve plate wear, and piston wear | Adaptive extraction of fault information, high stability, and high generalization capability |
Popular learning–feature selection | [75] | Sliding wear and loose slippers | High accuracy by excluding nonsensitive features in the mixed feature set |
Empirical wavelet transform–variance contribution | [76] | Piston faults | High precision, low computational cost, and high noise suppression capability |
Local mean decomposition–morphological analysis | [77] | Sliding wear, loose slippers, and center spring failure | Good noise immunity and adaptive demodulation |
Fuzzy C-mean clustering algorithm combinations | [78,80] | Sliding wear, loose slippers, center spring failure, and swashplate wear | Accurately reflects fault characteristics, improves diagnostic accuracy, and visualizes fault types |
Artificial immunity—support vector machine | [79] | Loose slippers and valve plate wear | Solves the problem of insufficient training samples and high accuracy |
Weight space meta-representation–modified WaveletKernelNet | [81] | Valve plate wear, cylinder faults, swashplate wear, and rolling wear | Accommodates dynamic changes in fault types and repeatedly updates the diagnostic model |
Entropy theory combinations | [83,84,85,86,87,88,89,90] | Sliding wear, loose slippers, valve plate wear, and bearing fault | Good robustness, strong noise immunity, high accuracy, and strong feature extraction |
Convolutional neural network combinations | [91,92,93,94,95,96,97,98,99,100,101,102,103,104] | Cavitation faults, sliding wear, loose slippers, center spring failure, swashplate wear, and bearing faults | Good robustness, noise immunity, fault tolerance, and high accuracy |
Ultimate learning machine combinations | [105,106,107,108,109,110] | Sliding wear, loose slippers, swashplate wear, valve plate wear, and center spring failure | Strong feature extraction capability, short computation time, and high accuracy |
Wavelet transform–singular value decomposition–locally linear embedding algorithm | [111] | Bearing faults | Strong noise immunity and feature extraction capability |
Wavelet packet transform–fuzzy entropy–linear local tangent space alignment algorithm | [112] | Sliding wear and loose slippers | Good dimensionality reduction and feature extraction ability |
Empirical modal decomposition–sensitivity analysis–probabilistic neural network | [113] | Sliding wear, piston wear, and swashplate wear | Solves the problem of small sample data, high accuracy, and fast calculation speed |
Wavelet packet transform–singular value decomposition–support vector machine | [114] | Piston wear and swashplate wear | Solves the problem of small sample data, and strong generalization ability |
Fully integrated empirical modal decomposition–short-time Fourier transform–time/frequency entropy–multi-class support vector machine | [115] | Piston wear and swashplate wear | Strong feature extraction capability, good robustness, and high accuracy |
Empirical wavelet transform–principal component analysis–extreme learning machine | [116] | Loose slippers and valve plate wear | Fast calculation speed, high generalization ability, and high accuracy |
Synchrosqueezing wavelet transform–VGG11–long short-term memory | [117] | Sliding wear, loose slipper, swashplate wear, valve plate wear, and center spring failure | Self-adaptive feature extraction, blatant timing of fault signals, and high accuracy |
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Zhu, Y.; Wu, Q.; Tang, S.; Khoo, B.C.; Chang, Z. Intelligent Fault Diagnosis Methods for Hydraulic Piston Pumps: A Review. J. Mar. Sci. Eng. 2023, 11, 1609. https://doi.org/10.3390/jmse11081609
Zhu Y, Wu Q, Tang S, Khoo BC, Chang Z. Intelligent Fault Diagnosis Methods for Hydraulic Piston Pumps: A Review. Journal of Marine Science and Engineering. 2023; 11(8):1609. https://doi.org/10.3390/jmse11081609
Chicago/Turabian StyleZhu, Yong, Qingyi Wu, Shengnan Tang, Boo Cheong Khoo, and Zhengxi Chang. 2023. "Intelligent Fault Diagnosis Methods for Hydraulic Piston Pumps: A Review" Journal of Marine Science and Engineering 11, no. 8: 1609. https://doi.org/10.3390/jmse11081609
APA StyleZhu, Y., Wu, Q., Tang, S., Khoo, B. C., & Chang, Z. (2023). Intelligent Fault Diagnosis Methods for Hydraulic Piston Pumps: A Review. Journal of Marine Science and Engineering, 11(8), 1609. https://doi.org/10.3390/jmse11081609