The Adaptation and Development of the Proclean Notion of Κατάβασις: From Proclus to Maximus the Confessor
Abstract
:1. Introduction
2. The Notion of Κατάβασις in Proclus
μέση γάρ ἐστιν ἡ ψυχὴ τοῦ τε νοῦ καὶ τῆς σωματικῆς φύσεως· καὶ ὅταν μὲν εἰς νοῦν βλέπῃ καὶ τὸ ἐκεῖ καλόν, ὁ ἔρως αὐτῆς μόνιμός ἐστιν ὡς τῷ ἀκινήτῳ καὶ ἀμεταβλήτῳ δι’ὁμοιότητος συναπτόμενος, νοῦς γὰρ ἐν αἰῶνι τήν τε οὐσίαν ἑστῶσαν ἔχει καὶ τὴν ἐνέργειαν· ὅταν δὲ εἰς τὰ σώματα καὶ τὸ ἐπ’ αὐτοῖς κάλλος, ἑτεροκίνητος γίνεται αὐτῆς ὁ ἔρως καὶ συμμεταβάλλει τῷ ἐραστῷ, καὶ γὰρ τὸ σῶμα τοιοῦτόν ἐστιν, ἑτεροκίνητον δήπου καὶ εὐμετάβολον.
Πᾶν τὸ θεῖον καὶ προνοεῖ τῶν δευτέρων καὶ ἐξῄρηται τῶν προνοουμένων, μήτε τῆς προνοίας χαλώσης τὴν ἄμικτον αὐτοῦ καὶ ἑνιαίαν ὑπεροχὴν μήτε τῆς χωριστῆς ἑνώσεως τὴν πρόνοιαν ἀφανιζούσης.
ὅπου δὲ ἡ ἕνωσις καὶ ἡ διάκρισις τῶν ὄντων, ἐκεῖ καὶ ὁ ἔρως μέσος ἐξέφηνε· συνδετικὸς γάρ ἐστι τῶν διῃρημένων καὶ συναγωγὸς τῶν τε μετ’ αὐτὸν καὶ τῶν πρὸ αὐτοῦ καὶ ἐπιστρεπτικὸς ἐπὶ τὰ πρῶτα τῶν δευτέρων καὶ ἀναγωγὸς καὶ τελεσιουργὸς τῶν ἀτελεστέρων.
ὁ Σωκράτης ἐστὶ δυοῖν ὅρων μέσος, αὐτὸς μὲν εἰς δαίμονα καὶ θεὸν ἀνηρτημένος, ἑαυτοῦ δὲ ἐξάπτων τόν τε ἐρώμενον καὶ τὸ πλῆθος τῶν Ἀθηναίων· καὶ οὕτω δὴ πᾶσιν αἴτιος γίνεται τῆς τοῦ θείου μετουσίας, καὶ τοῖς χείροσι. Socrates is the middle between two boundaries. On the one hand, he is dependent upon his daimon and god. On the other hand, he himself clings to both the beloved and the people of Athens; in this way, he becomes responsible for everyone’s participation in the divine, especially of those inferior.20
ἡ ἐρωτικὴ συνουσία ταύτην ἀρχὴν προΐσταται τῆς οἰκειώσεως, τὴν ἀπὸ τοῦ πατρὸς ἐγειρομένην ἐν τῷ ἐρωμένῳ φιλοφροσύνην. κινεῖ γὰρ ἡ μὲν τοῦ πατρὸς μνήμη τὴν ἐν τῷ νεανίσκῳ πρὸς αὐτὸν οἰκείωσιν, αὕτη δὲ τὴν πρὸς τὸν Σωκράτην κοινωνίαν.
ὁ Σωκράτης ἐνδεικνύμενος διὰ τῆς πρώτης ταύτης κλήσεως ἐγείρει μὲν τὸ φρόνημα τοῦ ἐρωμένου πρὸς τὴν τοῦ ἀληθινοῦ κάλλους ἀντοχήν, ἀνακινεῖ δὲ τὸ ἐν αὐτῷ θαῦμα τῆς φιλοσόφου ζωῆς, περιάγει δὲ αὐτὸν εἰς τὴν τῆς ἀληθοῦς ἐρωτικῆς ἀποπλήρωσιν.
ἔτι τοίνυν διὰ τῶν αὐτῶν τούτων ῥημάτων ἅμα μὲν εἰς ἑαυτὸν ὁ Σωκράτης συλλέγει τὸν Ἀλκιβιάδην καὶ τὴν ἑαυτοῦ πρόνοιαν, ἅμα δὲ τῆς ἑαυτοῦ ψυχῆς αὐτὸν καὶ τῶν ἔνδον κινημάτων καθίστησι θεωρόν, καθαίρων μὲν αὐτὸν ἀπὸ αἰσθήσεως καὶ φαντασίας καὶ τῆς περιττῆς ἐν τοῖς ἐκτὸς οἰήσεως, ἐπιστρέφων δὲ εἰς τὴν ἔνδον ζωὴν καὶ πείθων γνωρίσαι τὰς κινήσεις τὰς ἐν αὐτῷ καὶ ἐπισκέψασθαι τὸ τέλος αὐτῶν εἰς ὃ βλέπουσι καὶ τὸν τρόπον τῆς τελειώσεως αὐτῶν.
3. The Notion of Κατάβασις in Pseudo-Dionysius
ὅτι φῶς νοητὸν ὁ ἀγαθὸς λέγεται διὰ τὸ πάντα μὲν ὑπερουράνιον νοῦν ἐμπιμπλάναι νοητοῦ φωτός· πᾶσαν δὲ ἄγνοιαν καὶ πλάνην ἐλαύνειν ἐκ πασῶν, αἷς ἂν ἐγγένηται ψυχαῖς, καὶ πάσαις αὐταῖς φωτὸς ἱεροῦ μεταδιδόναι, καὶ τοὺς νοεροὺς αὐτῶν ὀφθαλμοὺς ἀποκαθαίρειν τῆς περικειμένης αὐταῖς ἐκ τῆς ἀγνοίας ἀχλύος...
Ἔστι δὲ καὶ ἐκστατικὸς ὁ θεῖος ἔρως οὐκ ἐῶν ἑαυτῶν εἶναι τοὺς ἐραστάς, ἀλλὰ τῶν ἐρωμένων. The divine eros is ecstatic, not allowing the lovers to belong to themselves but to the beloved.39
καὶ αὐτῆς ἐφιέμεναι, καὶ τὸ εἶναι καὶ τὸ εὖ εἶναι ἔχουσι, καὶ πρὸς αὐτὴν ὡς ἐφικτὸν ἀποτυπούμεναι καὶ ἀγαθοειδεῖς εἰσι καὶ ταῖς μεθ’ αὑτὰς κοινωνοῦσιν ὡς ὁ θεῖος θεσμὸς ὑφηγεῖται, τῶν εἰς αὐτὰς ἐκ τἀγαθοῦ διαφοιτησάντων δώρων.
αἱ πρὸς τὰς κρείττους ἀναγωγικαὶ τῶν ὑφειμένων δυνάμεις, αἱ περὶ τὰ δεύτερα πρόνοιαι τῶν πρεσβυτέρων.
Celestial Hierarchies | Seraphim, Cherubim, Thrones |
Dominions, Powers, Authorities | |
Principalities, Archangels, Angels |
Ecclesiastical Hierarchies | The Rite of Illumination, The Communion, The Sacrament of Ointment |
Hierarch, Priests, Deacons | |
Monks, The Initiated, The Uninitiated (The Penitents, The Possessed, Catechumens) |
4. The Notion of Κατάβασις in Maximus the Confessor
Ἔστι δὲ καὶ ἐκστατικὸς ὁ θεῖος ἔρως, οὐκ ἐῶν ἑαυτῶν εἶναι τοὺς ἐραστάς, ἀλλὰ τῶν ἐρωμένων. The divine eros is ecstatic, not allowing the lovers to belong to themselves but to the beloved.55
Καὶ δηλοῦσι τὰ μὲν ὑπέρτερα, τῆς προνοίας τῶν καταδεεστέρων γινόμενα· καὶ τὰ ὁμόστοιχα, τῆς ἀλλήλων συνοχῆς· καὶ τὰ ὑφειμένα, τῆς πρὸς τὰ πρῶτα θειοτέρας ἐπιστροφῆς.
Τοῦτο κυρίως ἐστὶ τὸ τῆς προνοίας καὶ τῶν προνοουμένων πέρας, καθ’ ὃ εἰς τὸν θεὸν ἡ τῶν ὑπ’ αὐτοῦ πεποιημένων ἐστὶν ἀνακεφαλαίωσις.
Oὕτως γὰρ ἐδόξασεν τὴν προσληφθεῖσαν ἀνθρωπότητα ὅτι ὥσπερ ἐν τῷ παθητῷ σώματι ὢν ὤφθη ἐν τῷ ὄρει μεταμορφωθείς, οὕτως ἡμεῖς ἐν τῇ ἀναστάσει ἄφθαρτον ἀπολαμβάνοντες σῶμα ἐσόμεθα.
τὴν δὲ κυρίως ἀληθινὴν ἐν μόνῃ τῇ πείρᾳ κατ’ ἐνέργειαν δίχα λόγου καὶ νοημάτων, ὅλην τοῦ γνωσθέντος κατὰ χάριν μεθέξει παρεχομένην τὴν αἴσθησιν· δι’ ἧς κατὰ τὴν μέλλουσαν λῆξιν τὴν ὑπὲρ φύσιν ὑποδεχόμεθα θέωσιν ἀπαύστως ἐνεργουμένην.
5. Conclusions
Funding
Conflicts of Interest
1 | (Armstrong 1961) argued that Proclus’ exegesis of divine love is closer to original Platonism compared to that of Plotinus who did not believe in the providential aspect of divine love toward creation; see for example, Plotinus, Enneads, 5.5.12. |
2 | I use the term, ἀνάβασις, i.e., ascension, to refer to human endeavor toward perfection. See (Liddell and Scott 2007, p. 47). |
3 | “The perfecting power of the giver, and the utmost fitness of the recipient (τὴν τελεσιουργὸν τοῦ δώσοντος δύναμιν καὶ τὴν ἄκραν ἐπιτηδειότητα τοῦ ληψομένου).” See In Alc. 123; all the Greek texts of In Alc. follow (Westerink 1954) and all translations of In Alc. are mine having consulted (O’Neill 1971). Also see (Riggs 2016, p. 463). |
4 | In In Alc. 121 and 139, while insisting on the significance of human readiness, Proclus clearly argued that it is the providence of gods that actually leads humans to perfection. In the text, he clearly portrayed Socrates as having the power to perfect Alcibiades, a prepared soul, acting in a way that evokes the providence of gods, especially that of Apollo who bestows humans purification and elevation (In Alc. 83). Note that Proclus refers primarily to the providence of lower deities, that is, to the Olympian gods as incorporated into the Proclean hierarchy. See (Chlup 2012) who argued that the Olympian gods are the second-lowest deities in Proclean theology, just above cosmic deities. See In Alc. 83, 121, 139; cf. (Vasilakis 2021, pp. 78–91). |
5 | See (van den Berg 2017) who examined Socrates’ leading role in redefining the emotion of φιλοτιμία, translated as ambition/love of honor. Hence, while vulgar lovers seduced Alcibiades to the φιλοτιμία of ephemeral power and honor, Socrates urged him to the φιλοτιμία of the philosophical life. |
6 | See Phaedrus 248C-E. Please, note all references to Plato are given in accordance with the Loeb Classical Library editions, specified in the bibliography: (Fowler 1914), (Emlyn-Jones and Preddy 2017). |
7 | See In Alc. 116. |
8 | In this sense, (van den Berg 2003) connected Proclus’ philosophy with Greek theurgy, arguing that both have the same character and purpose in freeing humans from corporeality toward the perfect intellectuality of souls. |
9 | In his major dialogues, for instance, in the Phaedo and the Phaedrus, Plato identified the mode of life that is dedicated to the constant contemplation of the Good as the blissful life that human souls enjoyed before their tragic incarnation. Plato argued that human salvation begins by recollecting their a priori knowledge through philosophical endeavor, especially dialectics, that converts humans from carnal life toward intellectual life. In this sense, Plato identified the salvation of souls as the freedom from the body: while souls that failed to live philosophical life suffer from an inappropriate carnal desire and re-incarnation after their physical death, philosophers’ souls enjoy the bodiless-intellectual life in the realm of Forms. See Phaedo 81A-E; Phaedrus 248C-E; 249A-B. |
10 | Proclus followed Plato, who in the Phaedo described physical death as the goal of philosophical endeavor in a sense that freedom from the material body is required of philosophers for the perfect intellectual life. In this sense, Proclus also envisioned the perfect form of souls in the context of freedom from material bodies. He specifically identified the love of knowledge as divine while devaluating the love of the body as ephemeral. See Phaedo 80E; In Alc. 117. |
11 | See In Alc. 116. |
12 | (Marler 1993) demonstrated that in Proclean philosophy the perfection occurs as the result of the reciprocal relationship between “agent-patient.” |
13 | See Inst. Theol. 120. |
14 | See Inst. Theol. 122; the Greek text of Inst. Theol. follows (Dodds 1963), and this translation of Inst. Theol. is mine having consulted (Dodds 1963). |
15 | See In Alc. 53. |
16 | See In Alc. 53. |
17 | More precisely, according to the likeness of the spirit/god Apollo. See In Alc. 83. |
18 | Here, Proclus followed Plato, who identified philosophical fulfillment as religious initiation. In the Phaedrus, Plato defined philosophers as those initiated in “a mystery rite (τελετή),” captured by “madness (μανία)” which urges them to the knowledge of Forms. Here, he accentuated that only the initiated shall experience reinstatement to their original state. See Phaedrus 244A; 253C; 256D. |
19 | See In Alc. 159. |
20 | See In Alc. 159. |
21 | See In Alc. 170–171. |
22 | See In Alc. 170. |
23 | See In Alc. 170. |
24 | See In Alc. 170. |
25 | See In Alc. 171. |
26 | In In Alc. 20 Proclus identified three kinds of reversion; first, the reversion to inferior beings. Second the reversion to human-self, and third the reversion to superior beings. According to Proclus, dialectics gradually frees humans from human indulgence in materiality toward human-self, which eventually elevates humans to divine knowledge. See In Alc. 20–21. Also see (Vasilakis 2019b), where he interpreted ‘the reversion to inferior beings’ as meaning the providential movement of Socrates. |
27 | See In Alc. 123. |
28 | See In Alc. 26. |
29 | See In Alc. 27. |
30 | See (Wohl 2012) who argued that the contemplation on Socrates’ vita and dicta functioned as a significant pedagogical methodology that enabled Alcibiades (and also the readers of the Alcibiades I) to imitate the perfect life of Socrates in real life. |
31 | See In Alc. 141. |
32 | This theme is prevalent in the Phaedrus and the Phaedo as well, where Plato connected closely the constant participation in the Good through the contemplation with the restoration of human soul, i.e., the salvation. See Phaedrus 256D; Phaedo 84A-B. |
33 | The tension between the ἀνάβασις of souls and the κατάβασις of gods in the context of human fulfillment exists in the works of Plato. For instance, while Plato stressed the significance of the souls’ act of ἀνάβασις in the Phaedrus, he also stressed the importance of κατάβασις from the superior being, i.e., Socrates, in the Alcibiades I. The same tension resides in Proclean works; however, Proclus accentuated more the role of the κατάβασις of gods in the form of downward divine love that occurs throughout the Proclean hierarchy, as revealed in his Elements of Theology and the exegesis on the Alcibiades I. See Phaedrus 248D-C, where Socrates emphasized the significance of philosophical endeavor for the salvation of the soul. And see In Alc. 40–41, where Proclus identified Socrates as the divine κατάβασις to lead Alcibiades to fulfillment. Also, see Inst. Theol. 122, where Proclus introduced the principle of divine κατάβασις within the hierarchy, from divine Henads toward the physical world. |
34 | See Div. Nom. 4.4 (PG 3:700A). Please, note Pseudo-Dionysius is cited according to (Migne 1857). |
35 | See Div. Nom. 4.5 (PG 3:700D); all the Greek texts of Div. Nom. follow Migne (PG 3), and all translations of Div. Nom. are mine having consulted Luibheid 1987. |
36 | See (Armstrong 1961). |
37 | See (Vasilakis 2021). |
38 | See (Motia 2021). |
39 | See Div. Nom. 4.13 (PG 3:712A). |
40 | See (Vasilakis 2017), arguing that the notion of God’s manic philanthropy as revealed in the Incarnation is the key difference between Dionysius and Proclus; cf. (Vasilakis 2016). |
41 | See Div. Nom. 2.10 (PG 3:649A). |
42 | However, it should be noted that although Dionysius incorporated the Proclean notion of the inspired lover to refer to the activities of hierarchies, he only adapted its epistemological feature, not the ontological ramification of Proclus’ system: By leaning on Proclean feature, Dionysius endeavored to reveal how his Christian understanding of God’s κατάβασις, i.e., God’s ecstatic κατάβασις, is gradually passed on to humans. See (Perl 1994; cf. Vasilakis 2019a). |
43 | See Div. Nom. 4.1 (PG 3:696A). |
44 | See Div. Nom. 4.2 (PG 3:696B). |
45 | See Coel. Hier. 7; 8; 9 (PG 3:205A; 237B; 257A); I followed Luibheid’s translation of names in (Luibheid 1987, pp. 161–73). |
46 | See Coel. Hier. 4.2 (PG 3:108A-B). |
47 | This unique view of perfection was formed in the context of Dionysius’ endeavor to revise Origen’s doctrine. Origen introduced a disorderly reality of created beings in which created beings were constantly recreated as different levels of beings as the result of their life in each aeon, i.e., periods of time between repeated judgments and re-creations until the final judgment. As argued by (Constas 2018), Dionysius introduced the fixed hierarchy of creations into his theological discussion as a way of amending Origen’s unstable cosmology and to theologically assure humans’ place in the process of divine providence. |
48 | As argued by Louth, Dionysian view on the process of human perfection is theurgic; although the human effort is a prerequisite, the κατάβασις of God through liturgies is crucial for human perfection. See (Louth 1986). |
49 | See Eccl. Hier. 2.1; 3.1; 3.3.6; 4.1; 5.1.5–6; 6.2 (PG 3:392A; 424B; 432C; 472C; 505B-508B; 533B); I followed Luibheid’s translation of names in Luibheid 1987, 200–238. |
50 | See Eccl. Hier. 2 (PG 3:392A-404D). |
51 | See Eccl. Hier. 3:4 (PG 3:424B-445C; 472C-485B). |
52 | See Eccl. Hier. 5.1.6 (PG 3:508A); all the Greek texts of Eccl. Hier. follow Migne (PG 3), and all translations of Eccl. Hier. are mine having consulted Luibheid 1987. |
53 | See Eccl. Hier. 5.1.6 (PG 3:505D). |
54 | See Eccl. Hier. 5.1.5 (PG 3:505B-C). |
55 | See Maximus’ Cap. Quin. V.85 (PG 90:1384D) and Dionysius’ Div. Nom. 4.13 (PG 3:712A), see note 39; all the Greek texts of Cap. Quin. follow Migne (PG 90), and all translations of Cap. Quin. are mine having consulted (Palmer et al. 1981). Please, note that Maximus the Confessor is cited from (Migne 1860) throughout the article. |
56 | Here, although there are some changes in words, Maximus directly followed the Dionysian argument. See Maximus’ Cap. Quin. V.85 (PG 90:1384D) and Dionysius’ Div. Nom. 4.13 (PG 3:712A). |
57 | On Macarius’ influence on Maximus, see (Plested 2004, pp. 213–54); also, see (Plested 2015). |
58 | See Plested 2004 for an analysis of Macarius’ influence on Maximus, especially on Maximus’ view on the human body. According to Plested, Macarius’ emphasis on the human physical heart as the centre of the human intelligence, and the physical sensation as the recipient of God’s κατάβασις, as well as the physical transformation as the efficacy of divine κατάβασις, formed the central doctrines of Maximus’ pro-somatic anthropology. See (Plested 2004, pp. 213–54). |
59 | Maximus introduced his holistic anthropology in the context of his refutation of Origen’s extreme anthropology, which viewed humans as materialized souls due to corruption. In his Ambiguum 7, he emphasized the human body as the essential indicative of humans defining humans as the body and soul simultaneously created as a human being at the moment of creation. See Amb. 7 (Constas 2014) (DOML 28:138). |
60 | See Q. Thal. 60 (PG 90:621A); all the Greek texts of Q. Thal. follow Migne (PG 90), and all translations of Q. Thal. are mine having consulted (Constas 2018). |
61 | See Cap. Quin. 4.40 (PG 90:1322D). |
62 | See Cap. Quin. 4.40 (PG 90:1322D). |
63 | See Cap. Quin. 4.38-43 (PG 90:1320C-1324C). |
64 | See (Plested 2004, p. 218). |
65 | See Q. Dub. 190 (CCSG 10: 131–132); the Greek text of Q. Dub. follows (Declerck 1982) (CCSG 10), and this translation of Q. Dub. is mine having consulted (Prassas 2010). |
66 | As demonstrated by Blowers, Origen presented the persistence of intellectual beings to contemplate God as a prerequisite for their perfection. Maximus viewed it as problematic since he thought this idea eventually suggests an endless repetition of the beings’ satiety and their Fall. Thus, he endeavored to amend it with the absolute role of the κατάβασις of God that perfects the fragile humans. See (Blowers 1992). |
67 | See Q. Thal. 60 (PG 90:622D). |
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Woo, K. The Adaptation and Development of the Proclean Notion of Κατάβασις: From Proclus to Maximus the Confessor. Religions 2021, 12, 936. https://doi.org/10.3390/rel12110936
Woo K. The Adaptation and Development of the Proclean Notion of Κατάβασις: From Proclus to Maximus the Confessor. Religions. 2021; 12(11):936. https://doi.org/10.3390/rel12110936
Chicago/Turabian StyleWoo, Kyeongyoon. 2021. "The Adaptation and Development of the Proclean Notion of Κατάβασις: From Proclus to Maximus the Confessor" Religions 12, no. 11: 936. https://doi.org/10.3390/rel12110936
APA StyleWoo, K. (2021). The Adaptation and Development of the Proclean Notion of Κατάβασις: From Proclus to Maximus the Confessor. Religions, 12(11), 936. https://doi.org/10.3390/rel12110936