1. Introduction
Antimicrobial/antibacterial resistance (AMR) is defined as the ability of the organism (bacteria) to withstand the bacteriostatic and bactericidal activity of the administered drug. The World Health Organization (WHO) considers AMR as the largest global threat to public health [
1]. As per the 2019 antibacterial resistance report from the CDC, there are over 2.8 million antibiotic-resistant infections across the US resulting in more than 35,000 deaths [
2]. The continuous evolution of bacterial species leading to the acquisition of AMR-determinant genes [
3] and the reduced pace of the development of new antimicrobial drugs combined with the gross misuse of the available antibiotics are some of the main factors responsible for the rise of AMR [
4]. While the empirical use of antibiotics is inevitable in emergency settings, the existing delay between blood culturing and the knowledge of its in vitro susceptibility data reduces the overall efficacy of this empirical treatment. In fact, in one of the largest retrospective cohort studies, it was found that one in five patients in the US with bloodstream infections received discordant empirical antibiotic therapy (i.e., a pathogen was treated with an antibiotic to which it was found not susceptible in vitro upon subsequent culturing) [
5]. Studies like these highlight the importance of the availability of rapid (molecular) diagnostic tests in reducing the time to antibiotic administration (TTA) to identify resistant strains of infecting bacteria for reducing patient mortality and subsequently abating the crisis of increasing antibiotic resistance [
6,
7]. Thus, antimicrobial stewardship (optimized used of antibiotics) can be achieved by developing faster and more reliable methods of antimicrobial susceptibility testing (AST), which will be critical to limit the misuse of antibiotics in the clinical setting [
8,
9].
AST studies have historically relied on traditional gold standard methods, such as agar dilution, broth macro/microdilution, disk diffusion, or Epsilometer test (Etest), that offer high sensitivity and specificity to analyze antimicrobial susceptibility [
10]. Unfortunately, these culture experiments are often time-consuming and require highly specialized means for obtaining, storing, and transporting the sample specimen, and their efficacy is greatly dependent on the culturing method. Advancements in the field of molecular biology have enabled the development of nucleic acid amplification test (NAAT) technologies that are rapidly replacing cell culture methods to diagnose the presence of mono- and polymicrobial infections in complex biological matrices. NAATs (particularly PCR) offer many advantages over the gold standard culture method; in particular, the sample collection is less invasive (wound swab samples can also be used) and their storage and transport conditions are also less impactful on the final analysis [
11]. Another important advantage of the NAAT over cell culture methods is its ability to process nonviable cells that further increases its robustness [
12]. Finally, the ability of NAATs to reliably provide sample-to-answers in a matter of a few hours (versus a few days) makes them an ideal candidate for point-of-care diagnostic (POC-Dx) applications [
13].
Traditionally, NAATs have been implemented to detect genotypic AMR by investigating genetic mutations associated with AMR [
14]. However, genotypic approaches are unable to predict phenotypic resistance reliably and are often susceptible to false negatives due to the constant evolution of AMR genes in infecting pathogens [
15,
16]. Genotypic approaches also cannot provide information on minimum inhibitory concentration (MIC), a quantitative metric of AST, exemplifying the need for phenotypic assays [
17]. NAAT can also yield false positives by detecting commensal pathogens over their infectious counterparts, as is often the case with
N. gonorrhoeae [
18]. Furthermore, due to the increasing reliance of clinical practitioners on NAAT compared to culture-based AST, there is scarcity of susceptibility data available to physicians that further shifts the treatment regimen from evidence-based to empirical [
16]. On the other hand, it is well recognized that antimicrobial dosages below the MICs can increase the rate of treatment failure and lead to selection for resistant bacteria [
19]. Hence, there is a need for NAAT assays to be accompanied by AST studies for predicting MIC values in a real-time (or near real-time) format (i.e., to leverage the advantages of NAAT without losing the valuable information generated from culture-based AST) [
20]. This simultaneous implementation of both AST and NAAT assays for a targeted antibiotic recommendation in a reduced time has been the primary motivation behind this work.
To reduce the potentially complex nature of workflows (i.e., number of steps required, consumables utilized, manual intervention per step, sample loss/damage during transfer and handling, etc.) required to execute these assays, both AST and subsequent NAAT assays should be ideally streamlined into a single-vessel format. However, NAAT and AST assays involve different chemistries and require different incubation conditions and temperatures. While AST requires the growth of bacteria at 37 °C in the presence of physiological buffers and pH, NAAT (typically PCR) is performed at higher temperatures with very specific pH and reagent compositions (salt, media, etc.) to support uninhibited nucleic acid amplification and detection [
21]. Hence, there needs to be a spatial segregation of these chemistries for effective implementation of these assays in a single-vessel format for reliable MIC analysis.
Finally, for efficient and multiplex testing of several antibiotics at different concentrations, there is a need for microfluidic platforms equipped with a facile sample-to-device interface and precise fluid titration. For a simplified POC-Dx workflow, it is desirable to achieve this without the aid of multiple sterile consumables and the necessity of any mechanically actuating (pump/valve/lock) components. A single injection of bacterial sample followed with an equivolumetric distribution into different reaction chambers, each having a unique antibiotic at a specified concentration, will greatly simplify the operation of the AST/NAAT assays. The presented work aims to address these unmet needs by combining our expertise in microfluidic engineering and the development of lyophilized reagents in a unique format that allows for rapid estimation of MIC values.
Multiphase Reagent Storage and Single-Step Multiplexed Assays
The challenges of performing both bacteria cell growth and PCR analysis in the same reaction vessel have been overcome using a novel combination of two technologies. First, lyophilized reagent mixtures for AST and PCR were prepared in a dry bead format, and the beads were then loaded into AST and PCR reaction chambers in the same PCR tube and separated using a paraffin wax seal (
Figure 1). To achieve this, a preweighed wax pellet was first added in an empty PCR vial and melted by raising the temperature to 65 °C and then the PCR bead was added to molten wax. The lyophilized PCR bead was determined to be compatible with exposure to the liquid wax, which completely covered the bead and shielded it from external reagents. Once the PCR tube was cooled down to room temperature, the wax solidified, encapsulating the PCR bead and creating a physical partition for the addition of a second bead containing the antimicrobial drug. Furthermore, each of the PCR vials was associated with a microfluidic manifold that enables precise distribution of a common input sample evenly into eight different vials. Each PCR vial was preloaded with different antibiotic beads (i.e., different drug or different concentration of the same drug) enabling a multiplexed MIC analysis.
The manifold was designed and optimized to yield an equal output (~10 µL) at each of its ends, thus, uniformly distributing the bacterial load within the sample among different test conditions. The key innovation advancing the application of this microfluidic platform is the development and optimization of dried lyophilized reagent beads (LRBs) for potential long-term storage and stabilization of sensitive biological reagents (i.e., antibiotic drugs and PCR reaction mixtures). Stabilization in the dried state enables multiplexing and high-throughput reagent preparation at the manufacturer’s site, eliminating the need for precise liquid metering and distribution during use. Furthermore, having all reagents (PCR and antimicrobial drug) in a lyophilized state increases their room temperature stability, reducing the probability of hydrolytic degradation of the required DNA primers and PCR enzymes during storage. In addition to providing room temperature stabilization of the PCR enzymes in the dried state, the highly porous nature of these beads provides for rapid dissolution in aqueous solutions. This is achieved through use of lyophilization-stabilizing components, which remain compatible with both the growth step of bacterial cells and the amplification step of bacterial DNA. This feature of LRBs makes this approach ideally suited for use in a single-vessel reaction.
As shown in
Figure 1, each reaction vessel consists of a standard PCR vial preloaded with two different beads each containing an antibiotic drug for AST assay (green) and/or PCR reagents (primers, enzymes, dNTPs, etc.) (violet). The PCR bead is embedded in the solid paraffin wax environment, which melts at 65 °C, and therefore remains solid (protecting the PCR bead) during incubation or culture phase (i.e., 37 °C) but melts and releases the NAAT reagents during PCR (i.e., 95 °C). This unique choice of wax melting temperature creates a hydrophobic barrier that helps in shielding the PCR bead from dissolution during the bacterial/sample incubation step of the AST assay. To begin the assay, the sample is added to the PCR tube (through the manifold) dissolving the unprotected drug LRB (green) and exposing bacterial cells to the released antibiotic. The highly porous nature of these beads allows for near-instantaneous dissolution and antibiotic release into the solution. Following the incubation of bacterial cells in the presence of the antibiotic for ~3 h, the temperature is increased to 98 °C to initiate the PCR reaction. The transition from 37 °C to 98 °C (denaturation temperature for PCR) melts the wax. The liquid wax being less dense than water displaces the aqueous bacterial sample and floats above it. The phase inversion of the cell sample to the bottom of the tube facilitates rapid dissolution of the PCR bead releasing the PCR master mix reagents (i.e., primers, deoxy-nucleotides, DNA polymerase, intercalating dye for PCR, etc.) into the solution.
Thus, the wax not only compartmentalizes the assays in space and time, but also acts as a sample mixing agent (during phase inversion of the sample liquid) and an evaporation seal preventing sample evaporation during hot cycles of PCR. The near-boiling temperatures of the initial PCR denaturation step causes bacterial cell lysis and subsequent DNA release into the solution. This step was adequate to lyse the bacteria tested herein. However, lytic enzymes (for instance, lysostaphin) could also be stored in lyophilized form in future tests to enable enzymatic as well as thermal lysis capability, but were not required for the bacteria tested [
22]. The amplification of the released DNA was then quantified using qPCR directly from the same PCR tube used for bacterial cell growth. By using both control (i.e., no-drug) and drug-containing chambers within the manifold, AST and MIC values can also be obtained. To do this, Ct values were measured for each PCR tube across the manifold array. Pathogens susceptible to the antibiotic drug at a particular concentration underwent inhibited growth and demonstrated a high(er) Ct value (due to lower starting DNA concentrations), whereas pathogens resistant to the same concentration exhibited uninhibited growth, reporting low(er) Ct values. The range of antibiotic concentrations in which Ct values transition from high to low can be established as the MIC value(s) of that antibiotic for the pathogen. Herein, we compared these PCR-derived MIC values to those previously reported using the Clinical and Laboratory Standards Institute (CLSI) standards.
2. Materials and Methods
2.1. Lyophilized Reagent Beads (LRBs)
Hemo KlenTaq was purchased from New England Biolabs as a glycerol-free solution. Tetracycline hydrochloride was purchased from Sigma-Aldrich (St. Louis, MO, USA). Forward and reverse PCR primers were purchased from Integrated DNA Technologies (Coralville, IA, USA). EvaGreen and ROX normalizing dye were purchased from Biotium (Fremont, CA, USA). All other chemicals were purchased from Sigma-Aldrich (St. Louis, MO, USA).
2.1.1. Preparation of E. coli/16S-Specific qPCR LRB Beads
Ten µL-sized LRBs were prepared using the previously described method [
23] and contained 150 mM tricene, pH 8.75, 12.5 mM ammonium sulfate, 8.75 mM magnesium chloride, 0.8 mM dNTPs (0.8 mM each: dATP, dCTP, dGTP, and dTTP), 0.75 µM forward (5′-GAA GAG TTT GAT CAT GGC TCA GAT TG-3′) and 0.75 µM reverse (5′-TTA CTC ACC CGT CCG CCA C-3′) primer, Hemo KlenTaq enzyme (15,000 U), 10 mM KCl, 1 mM Tris-HCl at pH = 7.4, 10 µM EDTA, 10 µM dithiothreitol, 0.05% Tween 20, 0.05% IGEPAL CA-630 (octylphenoxypolyethoxyethanol), 25 nM Eva Green, and 1 µM ROX normalizing dye in addition to the lyophilization stabilizing components as described in [
23]. The LRBs were flash-frozen with liquid nitrogen prior to lyophilization, and the LRBs were stored desiccated until use. Although a formal batch to batch analysis was not performed, 6 separate batches of LRBs were manufactured over a 24-month period and used to collect data in this manuscript. Each batch of LRBs was used within 30 days of its initial production.
2.1.2. Preparation of Tetracycline LRB Beads
Ten µL-sized LRBs were prepared using the previously described method [
23] and contained 1 mg/mL tetracycline hydrochloride (Sigma T3383-25G). The LRBs were stored desiccated until use. All PCR and antimicrobial LRBs were stored in low-humidity environments at room temperature prior to use and utilized from within days of manufacturing to one month following their initial production.
2.2. Antimicrobial Susceptibility Testing: Single-Phase Assay
The potency of lyophilized beads of tetracycline hydrochloride against E. coli was tested using cell growth indicator and PCR-based assays and compared with the results obtained from same assays performed in the presence of a standard aqueous solution of the antibiotic.
Bacteria Culture and Preparation: Bacteria were sampled from active exponential phase 10 mL cultures inoculated with a single-colony pick from a stock agar plate and grown in a shaking 37 °C incubator. Stock plates were prepared by overnight outgrowth at 37 °C of streaks from −80 °C glycerol bacterial stocks, used within 7 days of revival and stored at 5 °C between uses. Bacterial concentration was determined by using McFarland turbidometry, using the polynomial best-fit equation Y (bacterial concentration × 108 CFU/mL) = 29.857 X3 − 9.0883 X2 + 10.35 X + 0.5238, where X is an A600 value within the range of 0.05–0.7, and corrections were made for dilution factors. Absorbance at 600 nm was measured on a Molecular Devices M5 luminometer. Cell counts determined this way were verified separately either by direct microscopic observation in cell-counting chambers, by dilution plating for CFU number, or by using quantitative PCR of diluted bacterial heat lysates compared to pure genomic DNA copy number standards.
AlamarBlue Assay: Minimum inhibitory concentration (MIC) value for tetracycline against
E. coli was determined by using microtiter plate-based antibacterial assay incorporating alamarBlue as an indicator of cell growth [
24]. Briefly, each well in a 96-well plate contained 100 µL mixture of 10 µL of 500
E. coli cells/µL (ATCC 25922) suspended in cation-adjusted Mueller–Hinton broth (CAMHB), 50 µL of 1:1 serial dilution of tetracycline in CAMHB, 10 µL of alamarBlue HS Cell Viability Reagent (Thermo Fisher (Waltham, MA, USA), A50100), and 30 µL growth medium of CAMHB. For a positive growth control, the antibiotic was replaced with CAMHB, and sterility (no growth) control included solutions without any cells. The cells were then grown in the presence of different concentrations of liquid tetracycline including controls for 16 h at 37 °C without any agitation. Alternately, the cells were grown in the presence of lyophilized beads consisting of different concentrations of tetracycline or a drug-free bead (positive control) under similar conditions as the liquid-only drug samples. The 96-well plate was then imaged for detecting color change in the wells to assess the bactericidal activity of tetracycline at different concentrations and determine the corresponding MIC value.
Titration of tetracycline in PCR Assay: A sample of 10 µL of E. coli culture containing 5000 cells was grown for 3 h at 37 °C in the presence of a serial dilution of liquid tetracycline or no drug as described above. After this growth phase, 1 µL aliquot of the culture was added to a PCR tube containing 10 µL of PCR mixture. The details of the PCR mixture and primer information were as described earlier. The Ct values obtained were analyzed to estimate the MIC values and compare them with the MIC values obtained from alamarBlue assay.
2.3. Antimicrobial Susceptibility Testing: Multiphase Assay
Multiphase assay for AST involved two 10 µL-sized LRBs in a single 0.1 mL PCR tube (
Figure 1 with one consisting of tetracycline at the desired concentration and one consisting of the PCR mixture). First, the PCR bead was embedded in the wax at the bottom of the PCR tube by dropping the bead in the molten wax and letting it cool down to room temperature. The paraffin wax volume was optimized to be 10 µL and was measured using mass/density information from the vendor (Sigma-Aldrich (St. Louis, MO, USA), 411663-1KG). The required weight of the wax was punched from a molten sheet of solid wax and added to a PCR tube, which was heated slightly beyond the melting point of wax (65 °C) prior to the addition of PCR bead. After solidification, the drug bead (or no-drug control bead) was placed on top of the solid wax. A sample of 10 µL of
E. coli culture containing 5000 cells was introduced inside the tube and incubated at 37 °C for 3 h in the absence of any agitation as described above. The same tube was then placed in the PCR instrument to initiate the qPCR. The corresponding Ct values were analyzed to estimate the MIC values and compare them with the MIC values obtained from single-phase assays (PCR and alamarBlue).
2.4. Microfluidic Manifold—Assembly and Operation
The microfluidic manifold was designed to allow for equal and precise distribution of input sample into 8 different PCR vials attached at the output. It was fabricated from acrylonitrile butadiene styrene (ABS)-like clear material (WaterShed XC11122) using 3D printing from Protolabs (Maple Plain, MN, USA) at a resolution of ~100 µm. The manifold design consisted of a female luer lock inlet compatible with standard syringes with male luer lock interface, and 8 radially splitting connecting channels used for distribution of sample from the inlet to outlet(s)/PCR vials. The terminal end of each channel had a round connector to create a tight fitting with the PCR vial and a vent hole. The schematic and assembled picture of this manifold are shown in
Figure 2. Polyetheretherketone (PEEK) capillaries (McMaster-Carr, Elmhurst, IL, USA) with inner diameter of ~0.125 µm and length of 1 cm, were attached to outlet ports at the end of the internal 3D-printed channels. The PEEK tubing was secured inside the groove of the outlet port and permanently attached using plastic epoxy. After the assembly, the manifold was rinsed with isopropyl alcohol (IPA) and dried using nitrogen gun. Prior to each use with biological samples, the manifold was first rinsed with deionized water and dried using nitrogen gun. Then, the manifold was sterilized by exposing the top and bottom sides of the device to the UV light in a biosafety cabinet for at least 30 min on each side.
For sample distribution, 0.1 mL PCR vials were first attached to individual outlet ports and 84 µL sample was pipetted inside the luer lock port of the dried manifold (the target dispensed volume per PCR tube was 10 µL per vial for a total of 80 µL). An empty 1 mL syringe was used to displace the liquid from the luer port into channels and finally inside PCR vials. Syringe actuation was carried out slowly to avoid uneven fluid distribution into channels. Once the entire sample volume was completely actuated into the individual PCR vials, the syringe was removed, and then reattached to the manifold, and a second actuation (with an empty syringe) of air pressure from the syringe further displaced any residual fluid retained on channels of the manifold inside the PCR vials. After the liquid distribution was complete, the syringe was removed and the manifolds along with PCR vials were gently tapped to allow the sample liquid to collect at the bottom of vials. Finally, vials were removed carefully and processed for AST/PCR assay. After use, the manifold was rinsed with IPA and dried as described above for reuse.
4. Conclusions
Herein, we demonstrate a novel two-phase AST/MIC analysis platform that uses two premade lyophilized reagent beads (LRBs) to fully automate the antimicrobial testing process. The unique format encases the PCR reagent bead within a sealed wax environment (prior to PCR), enabling bacteria culture and PCR testing in the same/single tube. Loading of the sample through a microfluidic manifold, enables single-step priming of all drug concentrations necessary for MIC testing. Use of the wax-sealed compartment also enabled protection of the PCR reagents/LRB during the culture/incubation phase. Post-incubation heating of the reaction vessel melts the wax and allows rehydration of the PCR reagents for subsequent PCR amplification and assessment with bacteria-specific PCR primers. Different levels of growth inhibition across the array of tubes (due to the presence or absence of different levels of the drug) can then be assessed based on CT values for the PCR reactions run across the array of tubes. As shown, this unique single-vessel/two-phase system enabled MIC testing with only a single-user step, which is in sharp contrast to the multiple sample preparation and pipetting steps necessary to run current gold standard tests, such as microbroth dilution or agar plate-based AST/MIC assessment.
While our results demonstrate proof of concept for using LRBs in a sealed wax environment for rapid/single-tube microbial detection and testing, additional work is needed for translation into clinical and field use. For example, one primary advantage of the standard CLSI methods of AST/MIC remain the universal nature of their application across clinical sample types (i.e., post-culture and microbial isolation), microbe species/strains, and antimicrobials. While universal/broad-spectrum testing is beyond the scope of this proof of concept demonstration and report, we show in
Supplementary Figure S4 that in addition to tetracycline (shown above), ciprofloxacin can also be manufactured in lyophilized/LRB form and utilized for the PCR-based detection of antimicrobial growth inhibition. Furthermore, in
Supplementary Figure S5, MIC values are determined for
E. coli within multiple concentrations of tetracycline (Tet), penicillin G (PenG), and ciprofloxacin (cipro) mixed/diluted directly in LRB reagents, thus showing overall compatibility with multiple antimicrobial types. We also tested these additional antimicrobials in the full wax-sealed, two-phase system and show that PCR-based growth inhibition is apparent using both PenG (
Supplementary Figure S6) and Cipro (
Supplementary Figure S7).
The LRB PCR formulation utilized herein is available commercially in several standard PCR mixtures and has already been used internationally across medical applications/fields [
25]. However, we additionally show in
Supplementary Figure S8 that our specific formulation (using either the Hemo KlenTaq (manuscript figures) or SSO Advanced (Bio-Rad;
Supplementary Figures S8 and S9) enzymes) is compatible with the amplification of multiple types of genomic DNA and organisms (i.e.,
E. coli and a. Baumannii). It is anticipated that the heat lysis-based method utilized herein may not be sufficient for some Gram-positive bacteria; however, our group [
29] and others [
30] have shown that additional enzymatic or mechanical lysis steps are available that are compatible with rapid bacteria identification and AST/MIC analysis. In addition, while we demonstrate in the manuscript that the two-phase, single-step PCR system is compatible with high salt environments (i.e., input sample contains CAMH growth buffer), we further show in the
supplementary data (Supplementary Figure S9) that the PCR LRB is capable of amplification in other buffers that are commonly used as transport media for clinical swab samples. Finally, we show in
Figure S10 (Supplementary Figure S10) that the variation in sample/fluid splitting using the microfluidic manifold can provide a low coefficient of variation, and is capable of providing single-step fluid manipulations for AST/MIC assays. This additional data further show utility and readiness for further testing and application in clinical trials and translational activities. In addition, our group and others have demonstrated that simple sample preparation systems may further enable rapid AST/MIC testing from more complex clinical matrices, such as blood [
29,
30,
31,
32], and that rapid PCR assessment may be used to determine the lack of growth inhibition in samples containing drug-resistant organisms [
9,
20,
29,
31,
32,
33,
34,
35,
36,
37,
38,
39,
40].
It should also be noted that while several rapid PCR-based phenomolecular AST/MIC assays are currently under development [
9,
20,
29,
31,
32,
35,
38,
39,
40], their utility may ultimately depend on the development of standardized methods that consider specific microbe–antimicrobial biophysical interactions. As an example, we demonstrate in
Supplementary Figures S6 and S7 that within the 3 h incubation period utilized herein, PenG demonstrates a nearly complete growth inhibition on
E. coli (i.e., Ct values for the drug-treated samples are equal to gDNA controls with equal initial inputs), while ciprofloxacin demonstrates a partial inhibition (i.e., Ct values are less than the no-drug control, but not equivalent to the gDNA standard control). This may be due to the differences in the mechanism of action between PenG and Cipro on
E. coli. PenG is known to inhibit cell wall biosynthesis, weaken wall integrity, and result in cell death due to a lack of maintenance of osmotic gradients. Cipro inhibits DNA gyrase and topisomerases, thereby inhibiting cell division in the near term, while DNA fragmentation will eventually result in cell death as a secondary/longer term effect (i.e, at later timepoints). Thus, as with CLSI’s standard methods, new standards must be developed that take into account different timing of the drug effect in these shorter incubation periods and PCR assays time windows.
Due to the increasing prevalence of resistant organisms and drug-resistant infections, the development of rapid AST/MIC technologies remains important research and a clinical goal [
30,
31]. However, in the last decade, a significant number of new techniques have been developed [
9,
30,
31,
32,
33,
34,
35,
36,
37], including molecular-, genome-, and novel biophysical-based methods, to rapidly detect, identify, and characterize drug resistance in clinical, environmental, and food/pharmaceutical/industrial samples. Currently, the lack of adoption of these new technologies is in part due to (1) the cost associated with performing full clinical trials to fully validate new methods; (2) the difficulty displacing previously installed and systematically entrenched methods in large clinical (or other) environments; and (3) differences in the cost per assay for new technologies versus the relative cheap gold standard assay formats [
30]. While their combination is novel, the lyophilized reagents and wax components themselves utilized herein are inexpensive and use of the multiphase reaction eliminates the need for any complex fluid handling required for traditional AST/MIC methods. While beyond the scope of this initial report, the compatibility with low-cost reagents and the simplicity of the single-vessel assay may facilitate further investment and clinical testing, which remains a goal of our team.