1. Introduction
The problem of time in quantum cosmology [
1,
2] is well-known and, as of now, unsolved. It rests on the fact that general relativity (GR) is a totally constrained theory, and its canonically quantised counterpart can be reduced to the Wheeler–DeWitt (WDW) equation
, which is a timeless Schrödinger equation. Hence, dynamics is absent and, in a sense, meaningless in this framework.
A simple way to reintroduce dynamical properties into the theory consists in deparametrisation, namely by making use of the fact that there exists a constraint and using a variable to serve as clock. Indeed, let us denote the relevant canonical variables and their associated momenta , one has in the Dirac weak sense. Performing a canonical transformation and assuming that there exists a new variable such that the Poisson bracket is unity, one obtains , so that the variable itself can be used as time; this is a classical internal clock.
A simple and illustrative example consists in the Hamiltonian with arbitrary for a set of variables but independent of the variable y, and represents a harmonic oscillator with negative sign. The (local) canonical transformation and produces , leading to and , showing that T is a perfectly acceptable (local) clock variable for the Hamiltonian .
Denoting and its canonically conjugate momentum , one notes that since , the total Hamiltonian can be split into , where H may depend on t but not on . At the quantum level, it then suffices to apply the Dirac operator prescription to the original time WDW equation without time to transform it into and thus recover a time-dependent Schrödinger equation. Although this procedure is not always applicable for configurations in superspace, restriction to a cosmological minisuperspace often permits it.
The question that naturally comes to mind is whether a clock thus defined is unique and what the effect of changing it is. In what follows, we first discuss a simple cosmological model based on a homogeneous but anisotropic Bianchi I metric in
Section 2 in which we obtain a clock provided by the shear; this yields a simple free-particle Hamiltonian in which we introduce an affine quantisation procedure (
Section 3) to account for the restriction that the scale factor is positive definite.
Section 4 is dedicated to exploring in detail the clock transformations relevant to our quantised model, and we discuss the associated trajectories in
Section 5 before wrapping up our findings and concluding.
2. Classical Bianchi I Model
We begin by assuming a homogeneous and anisotropic Bianchi type I metric
thereby defining the scale factors
and the lapse
N. Classically, in order to ensure the required symmetries, all these functions are assumed to depend on time
only. For the metric (
1), the usual Einstein–Hilbert action then reduces to
in which we assume the comoving volume of 3-space to be finite (compact space ensuring the extrinsic curvature surface term to be absent) and set to
. Noting that
one integrates (
2) by each part and discards the boundary term to obtain the reduced action
from which the momenta are found to be
leading to the Hamiltonian
where we emphasise the constraint
C, which classically vanishes, with the lapse function
always being nonvanishing.
For later convenience, we consider instead of
the volume variable
, with momentum
, transforming the Hamiltonian into
In (
6) and in what follows, we assume units such that
.
As
H in (
6) depends on neither
, these cyclic coordinates have conserved associated momenta
, which we write as
in which we assume
. Correspondingly, we find that the corresponding momenta can be written as
and
. Plugging these relations into the Hamiltonian, it turns out that the new variable
can be altogether ignored as neither
nor its momentum
appears in
H. We thus end with
As the volume is positive definite, solving the constraint
translates into setting
, so that
, and finally
where
The variable
now serves as an integrating measure in the action, and it has therefore turned into a clock variable.
As now the constraint is satisfied; setting aside the boundary term above, one finally obtains the action in the form
where we have introduced an arbitrary function
of the original relevant variables. Discarding the last, integrated term and setting
and
, the action is expressed in the canonical form
provided we set
as the new time variable.
A thorough discussion of this issue together with that of choosing the otherwise arbitrary function
T is given in Ref. [
3], where in particular it was shown that there exist two categories of possible choices, namely the so-called fast- and slow-time gauges. In the former case, the singularity is somehow not removed upon quantisation, in the sense that the wavefunction asymptotically shrinks towards a
—function around the vanishing scale factor (hence a singularity) after an infinite amount of time. In the latter case of slow-time gauge, the singularity is resolved into a bouncing universe.
We shall restrict out attention in what follows to the slow-time gauge only and therefore assume the arbitrary function to take the simple form , leading the relevant variable q to be identified with the volume V. The classical Hamiltonian is now reduced to that of a free particle confined to the semi-infinite half line . We now turn to the quantisation of this problem.
3. Affine Quantisation
Quantising a Hamiltonian system in principle follows a well-defined procedure, referred to as “canonical quantization” and proposed by Dirac. It consists of replacing the relevant dynamical variables by corresponding operators and the Poisson brackets by i times the commutators between these operators. In the position representation with wavefunction , the operator becomes the multiplication by q and the momentum yields .
Canonical quantisation is based on the unitary and irreducible representation of the group of translations in the plane, the Weyl–Heisenberg group. For a particle living in a smaller space, it therefore might not apply in a straightforward manner, as one has to reduce the Hilbert space of available states to ensure the mathematical properties of the observables to be satisfied. Instead of adopting this potentially problematic approach, we propose that the so-called covariant integral be considered. This is based on a minimal group of canonical transformations with a nontrivial unitary representation.
For the half-plane that arises in the Bianchi I case of the previous section, the natural choice is the 2-parameter affine group of a real line with elements
, transforming
into
and with composition law
and left-invariant measure
. It is clear that
q represents a change of scale, which is what one would expect for a scale factor (dimensionless in our conventions), while the momentum is rescaled and translated as the scale is modified. For the 2-parameter affine group, one can find a unitary, irreducible and square-integrable representation in the Hilbert space
. It reads
where
and
is an (almost) arbitrary fiducial state vector belonging to the Hilbert space (see Ref. [
4] and references therein). As for the unitary operator
implementing an affine transformation, it reads
with
as the dilation operator, forming with
the algebra
.
Let us define the series of integrals
assumed convergent, and the quantisation rule
associating to each function
of the classical dynamical variables a unique operator
in the Hilbert space
. The normalisation
comes from the resolution of unity
using
. Useful operators can then be represented, such as powers of
q or the momentum
p, namely
and
showing that the fiducial state
should be such that
in (
14) to ensure the canonical commutation relations
. Finally, the compound quantity
is quantised to
so that the classical Hamiltonian in (
10), namely
, has an affine quantum counterpart given by
with
; given the arbitrariness of the fiducial vector, this coefficient is essentially arbitrary. If instead of the affine quantisation one applies the canonical prescription, it would simply vanish (
). Among the advantages of this quantisation is the fact that it permits us to merely parametrise the well-known operator ordering ambiguity, replacing it by a single unknown number, to be ultimately fixed by experiment.
It should be noted that if
, the Hamiltonian (
20) is essentially self-adjoint, so one needs not impose any boundary conditions at
, the dynamics generated being unique and unitary by construction [
5]. In the framework of quantum cosmology that concerns us here, affine quantisation induces a repulsive potential
thanks to which it is natural to expect that the classical GR Big Bang singularity will be resolved by quantum effects, as indeed is found to happen with our choice of clock [
3].
4. Clock Transformations
A classically constrained Hamiltonian theory with
and deparametrised to a reduced phase space
using an internal degree of freedom
t as clock is invariant under the so-called clock transformations. The idea behind the clock transformation is the following: given a clock
t and its associated reduced phase space formalism
, one seeks, prior to deparametrisation, another choice of clock
, say, leading to a similar reduced phase space formalism
. This involves transformations of both the clock variable
and the canonical variables
as the change in time generally changes the canonical relations in reduced phase space. These clock transformations can also be understood as canonical transformations in the full phase space
, thereafter restricted to the constraint surface. This restriction is responsible for altering the canonical relations in the reduced phase space. The relation between the full- and reduced-phase-space formulations of the clock transformations was investigated in [
6].
Let us start by noticing that the new canonical variables
associated with the new clock
can be chosen conveniently as to satisfy
where the form of the reduced Hamiltonian
is preserved by the clock transformation [
7]. The above choice of
and
is convenient because once the solution to the dynamics is known in
t as
, it is automatically known in all other clocks
as
. It is obviously the same physical solution but now differently parametrised. It is easy to notice that
implies
, and the clock transformation indeed alters the canonical relations in the reduced phase space. This is a sufficient reason for the existence of unitarily inequivalent quantum dynamics based on different choices of clock (as we shall see shortly). Let us now explain how the clock transformation satisfying the above condition is determined in practice.
One first calculates Dirac observables ( in the two-dimensional phase space discussed here) by solving their defining equation, namely . One then demands that for the transformation , one has , thus leading to the required relationship between and for an arbitrary change of clock time . It should be emphasised at this point that the clock transformation provides an actual invariance provided there is an underlying Hamiltonian, even a time-dependent one.
Consider first the Hamiltonian in (
10), namely
. The Dirac observable requirement then reads
. One set of solution is
and
, leading to
, and
, which implies
, thereby defining the function
The effects of this transformation was studied in Ref. [
3] for various arbitrary
. In phase space, the solutions for
are
, and therefore
constant, with
so that
: these are straight lines in the
space, labelled by
t. Changing to
yields the same Hamiltonian, now in the new variables, and therefore the same equations of motion, and thus the same formal solutions, namely
and
. Applying the transformation implies
and
. For one particular solution, Equation (
22) provides
, which must be monotonic and invertible, yielding
:
now transforms into
, and because
p is constant, one recovers straight lines, now labelled in a different way.
Let us now turn to the more complicated example of the quantum Hamiltonian (
20), now considered classical and written as
. One now needs to find the solution to
which is solved by the set
For the clock transformation, one derives from (
23) the relations
where we have set
. Two conditions must be imposed for the choice of
. First, it must be made such that it satisfies
to ensure
and hence
. Second, the inequality
must hold in order that the time delay function
ensures monotony of the new time with respect to the old one, i.e.,
. Note that the transformation (
24) gives back that corresponding to
in both limits
and
.
Our system originates classically from the simplest option, namely
, but that derived from the quantum one (
20) can imply semiclassical (or perhaps semiquantum [
4]) trajectories that should be invariant under (
24). It is therefore important to derive actual trajectories one way or another to be able to estimate the effects a choice of clock can have.
5. Trajectories
There are various ways to implement physically meaningful trajectories in our quantum description of the dynamics of a Bianchi I universe, as illustrated in
Figure 1. The first and most obvious consists merely in evaluating expectation values. If the wavefunction is sufficiently narrow, this can provide an effective semiclassical approximation.
Figure 1.
Time developments of the various trajectories proposed in the text (left panel) as obtained from the wavefunctions of
Figure 2. Except for the dBB case, all the definitions used for semiclassical trajectories are well fitted (or exactly given) by the solution (
29), shown as dashed lines for each curve (these have been arbitrarily displaced up and down for visual purposes; otherwise they are hardly distinguishable). The right panel shows the relevant associated momenta and emphasises the large discrepancy visible only in the dBB case.
Figure 1.
Time developments of the various trajectories proposed in the text (left panel) as obtained from the wavefunctions of
Figure 2. Except for the dBB case, all the definitions used for semiclassical trajectories are well fitted (or exactly given) by the solution (
29), shown as dashed lines for each curve (these have been arbitrarily displaced up and down for visual purposes; otherwise they are hardly distinguishable). The right panel shows the relevant associated momenta and emphasises the large discrepancy visible only in the dBB case.
With the Hamiltonian (
20), it has been shown that an approximate space trajectory can be deduced directly from the quantum version of the algebra [
3]: using
and the fact that
is a constant operator, one can integrate the Heisenberg equation of motion
, leading to
. Even though the operator
itself cannot be integrated directly from the algebra because
and
, its square leads to
, so one finds
. This implies
. A semiclassical trajectory can then be defined in phase space by setting
and
. Shifting the time to set the minimum of
at
, one obtains a bouncing behaviour
.
Another option consists in solving the Schrödinger equation and evaluating the expectation values directly with the relevant wavefunction. This leads to another semiclassical trajectory and . It turns out that for , one has , although close to the bounce and afterwards, there is a systematic shift between and . The phase space trajectories and are in good agreement, with only a difference in their time labelling.
A third way to obtain approximate trajectories consists in considering coherent states, as defined through Equations (
12) and (
13). Indeed, if one changes the fiducial state
, satisfying the canonical condition
below (
18), to
such that
and
, the Schrödinger action
is transformed into [
8]
once the arbitrary state
is replaced by the coherent state
, now defined with a priori unknown functions of time
and
. It is clear from Equation (
26) that the initially arbitrary functions
and
are now, in order to minimise the action, subject to Hamilton equations
with the original Hamiltonian replaced by the semiclassical one
.
Applying the coherent state method to the quantum Hamiltonian (
20) yields
in which
. As above, the coefficient
depends on the choice of fiducial state
and is, to a large extent, arbitrary.
Solving Equations (
27) with (
28) yields
where
and
. It is interesting to note that the solution (
29) is functionally the same as that obtained by using the operator algebra
and
, and even though the parameters
and
in both solutions differ in principle, they satisfy
in both cases.
Finally, trajectories can be obtained in the quantum theory of motion [
9] formulation of quantum mechanics originally proposed by de Broglie in 1927 [
10] and subsequently formalised in more detail by Bohm in 1952 [
11,
12]; we shall accordingly refer in what follows to this formulation as the de Broglie–Bohm (dBB) approach. Applied to quantum gravity [
13], it permits some relevant issues to be reformulated and, in some cases, solved [
14].
The basic idea stems from the eikonal approximation in the classical wave theory of radiation for which light rays can be obtained by merely following the gradients of the phase of the wave. Similarly, in quantum mechanics, the wavefunction is understood to represent an actual wave whose phase gradient provides a means to calculate a trajectory. In practice, for a Hamiltonian such as (
20), the Schrödinger equation reads
, which can be expanded, setting
, into a continuity equation
naturally leading to the identification
, and a quantum-modified Hamilton–Jacobi equation
which confirms the above identification, while highlighting a new potential adding to the original one. Appropriately called the quantum potential,
, being built out of the wavefunction solving the Schrödinger equation, is in general a time-dependent potential.
With the identification
, one gets
, so using the identification again and the Hamilton–Jacobi equation (
31), one finds
, i.e., a modified Newton equation that, formally, can be derived from the time-dependent Hamiltonian
. These trajectories happen to be very different from those derived above for various reasons. In particular, the coherent state approximation leads to one and only one trajectory
once the initial coherent state (including the fiducial state) is given. Similarly, expectation values are unique for a given quantum state, so that
and
define one semiclassical or semiquantum approximation only, which is entirely fixed by the parameters defining the state, whereas
, stemming from a differential equation, needs an initial value
to be evolved, and therefore there exists, for a given state, an infinite number of acceptable trajectories. One could, however, argue that for the coherent state trajectory, depending on the choice of a particular fiducial state, there remains some amount of ambiguity in this choice, permitting various families of such trajectories to be defined. In that sense, the coherent state approximation and the dBB approach can be compared.
Another crucial difference is that , and represent approximations supposed to encode the underlying quantum mechanical evolution of the wavefunction. The trajectories are, by contrast, an extra degree of freedom in the dBB formulation and thus exact solutions of the equations of motion.
Let us consider beginning with the canonical quantisation case, for which
. In this case, our Bianchi I vacuum model is formally equivalent, in the minisuperspace limit, to that of a Friedmann universe filled with radiation [
15], and one finds that there exists a wavefunction such that the
has the same functional dependence in time as
in Equation (
29), except for the fact that the minimum scale factor value is now given not only by the parameters describing the wavefunction, but also depends on an initial condition
. In that case, this comes from the fact that the quantum potential happens to be
, so one naturally recovers the Hamiltonian (
28): one thus finds that all trajectories are similar in shape.
The more relevant model in which
can also be solved analytically under special conditions (see Ref. [
3] for details and the solution itself). Our choice in the present work was to assume an initial wavefunction
in the far past, with
q large, to be in a coherent state
(see the right panel of
Figure 3) and to evolve it with the Schrödinger equation.
Figure 2 shows how
and then very rapidly departs from
, although the expectation value trajectories
and
remain similar (in shape, if not in actual values) to
. As it happens, as the wave packets move towards the origin
,
starts oscillating, thus producing the oscillations in the dBB trajectory
, while the coherent state remains smooth at all times, being merely squeezed close to the origin. It is interesting to note that even though the wavefunctions differ drastically at the time of the bounce, the relevant trajectories (except the dBB one) are well described by (
29), although with different parameters
and
. We take that as an indication that the coherent state approximation is a valid one in most circumstances as long as one is only interested in expectation values. Given the very significant differences with the true wavefunction, however, it can be assumed that higher order moments are
not well approximated.
As a result, the trajectories defined through either expectation values or coherent state approximation are invariant under the clock transformation (
24), contrary to the dBB ones. However, as can be seen on
Figure 4, in which the transformation stemming from the free particle Hamiltonian is applied to the phase space trajectories, they do depend on the choice of clock before quantisation. This is actually even more true for the dBB case, for which these clock transformations can lead to such tremendous modifications of the space space trajectories that the actual predictivity of the underlying theory becomes questionable.