1. Introduction
The so-called “cosmological constant problem” continues to provide serious challenges to our understanding of fundamental physics. Einstein’s equations of General Relativity involve the classical stress-energy tensor as a source of gravitation and should include all possible sources of stress energy. Experimental cosmology provides evidence for a very small positive cosmological constant, and the origins of it remain unknown. There are many possibilities that remain to be explored, everything from modified classical General Relativity, quantum fluctuations of the vacuum, to quantum gravity effects at the Planck scale. In this article, we study this problem from the point of view in which it was first stated, namely as originating in quantum vacuum fluctuations, which is where the often-quoted discrepancy by 120 orders of magnitude originated. However, we do not claim any kind of resolution of the problem, since the non-zero cosmological constant may have completely different origins. Nevertheless, it is worthwhile to fully explore this option. We need to say, however, that some researchers believe that this problem cannot be resolved without considering quantum fields in curved spacetime, which is far beyond the scope of this article. See, for instance, the recent articles [
1,
2] and references therein.
In a semi-classical quantum theory, it is reasonable to suppose that the classical
is replaced by its quantum vacuum expectation value
, where
is the vacuum state. Based on general coordinate invariance, one expects
where
is the spacetime metric. In the above equation, the convention for the metric is the signature
, i.e.,
in Minkowski space. Perhaps the first version of the cosmological constant problem was based on viewing a
free quantum field as a collection of harmonic oscillators of frequency
, and the vacuum energy is naively the sum of the zero point energies [
3,
4]:
where
is an ultraviolet cutoff and we have assumed
. The problem is that for reasonable values of the cut-off
, such as the Planck scale, the above
is off by roughly 120 orders of magnitude compared to astrophysical measurements. The original problem has evolved to consider a series of phase transitions in the thermal development of the dynamical evolution of the Universe where
is a scale of spontaneous symmetry breaking (SSB), such as the electro-weak scale, a supersymmetry breaking scale, or even the QCD scale (see, for example, the review [
5] and references therein.) In any case, the corresponding
leads to much too high a scale to explain the observed astrophysical value of
.
We emphasize that we will not consider here quantum fields in curved spacetime, nor quantum gravity; in fact, we neglect gravity entirely. This is the main shortcoming of this article since, as previously mentioned, some physicists feel that one cannot avoid dealing with gravity in order to even attempt to solve the cosmological constant problem. Although ignoring gravity may turn out to be an oversimplification, let us mention that one does not need to understand quantum electrodynamics in curved spacetime in order to understand the cosmic microwave background, so as a first step we can suppose this is true for the cosmological constant itself. We feel this is justified since the original version of the cosmological constant problem was based on divergences in the vacuum energy in pure quantum field theory without gravity, and it is worthwhile to make sense of this since it is not well understood; it is worth exploring whether it can be ruled out or not, and we will argue that it is not. Although perhaps an abuse of terminology, henceforth we refer to “” and “cosmological constant” interchangeably, although clearly we are not studying cosmology per se but rather the vacuum energy density of an interacting QFT in flat space.
One should strongly question the above naive computation in (
2), since we are accustomed to dealing with divergences in quantum field theory (QFT) in a way that leads to finite physical predictions. Moreover, as already mentioned, the way the problem is stated above, it is actually a QFT problem in the absence of gravity. It is only relevant to gravity when one treats
as a source in Einstein’s equations of General Relativity. Thus it would appear that a first step in addressing the vacuum energy density should focus on making mathematical and physical sense of
purely in the context of quantum field theory in flat space, i.e., without gravity. This may or may not resolve the cosmological constant problem, but it is worthwhile exploring with the theoretical tools we have available at the present time. In [
6], we studied this problem for integrable quantum field theory in
spacetime dimensions. Although
is considerably simpler, conceptually the problem is essentially the same as in
since in
the calculation (
2) also leads to a divergent
. We proposed that interactions can actually fix the above simplistic free field calculation. Using integrability, we were able to exactly calculate
for a wide variety of models, including massive and massless, and some with and without SSB. The main point is that it is physically meaningful and calculable without quantum gravity. It was found that for all these models
exactly, where
m is a physically measurable mass scale and
an interaction coupling. The main tool that led to this result was Zamolodchikov’s analysis of the Thermodynamic Bethe Ansatz (TBA) [
7,
8,
9], which is a relativistic generalization of Yang–Yang thermodynamics [
10]. For many additional references which deal with some specific models, we refer to [
6]. For the massive case, in formula (
3)
which is the
physical mass of the
lightest particle and
is a generalized coupling which is a trigonometric sum over certain resonance angles of the exact two-body S-matrix for the scattering of this lightest particle with itself. See, for example, (
16) below. This is ultimately a consequence of the S-matrix bootstrap, which in principle applies in all spacetime dimensions. For massless cases, which are renormalization group flows between two conformal field theories,
m can be the scale of SSB. We should add that although we have not considered QFT in general curved spacetime, the TBA formalism that led to (
3) does involve QFT on a cylinder, not flat space.
The above
results led us to suggest [
6] that in
,
In [
6], we did not attempt to justify the above
proposal in any particular model. In this paper, we will do so for
theory. We were encouraged to undertake this study by some recent results from a very different approach involving charged black holes and the notion of a Swampland [
11,
12]. There, it was proposed that
where
m is the mass of a charged particle, and
is the electromagnetic fine structure constant. This is weaker than (
4) since it is an upper bound rather than an equality. Remarkably, this is consistent with (
4) if
m in (
5) is the lightest mass particle and < is replaced with ≤. In other words the novelty of our proposal (
4) is that whereas it is consistent with (
5) if
m is the lightest mass, it proposes that the lightest mass particle saturates the inequality, leading to an equality. One intriguing aspect of (
4) is that if
m is for the lightest mass particle and
, then the astrophysically measured value of
implies the lightest particle has a mass on the order of the expected neutrino masses (0.03 eV)
1.
The main goal of this paper is to understand how to obtain (
4)
without relying on integrability, at least in some approximation. We will also demonstrate that a QFT can have a well-defined cosmological constant even in the absence of spontaneous symmetry breaking. First of all there is no integrability in
and thus no TBA. Secondly, in the TBA the theory lives on an infinite cylinder of circumference
; in thermal field theory
where
T is the temperature. In [
6], we proposed that the cosmological constant
is the
-independent term in the free energy density; however, in the TBA this term is sometimes tricky to extract since it can mix with terms coming from conformal perturbation theory. On the other hand, it should be possible to compute
directly in the zero temperature quantum field theory, and this paper shows how to do this for a simple model, namely the
theory, in a weak coupling approximation. We chose to study the latter theory since this alternative calculation can be compared with exact results for the sinh–Gordon model at small coupling as a check of the method.
In the next section, we review the exact
for the sinh–Gordon model which was originally obtained with the help of the TBA. We show how this result can be obtained at weak coupling from a relatively simple calculation without introducing
and the TBA
2. We then apply this approach to
theory in
d spacetime dimensions and show how to obtain both (
3) and (
4). An interesting feature is that in order to obtain the correct result one must analytically continue in
from a regime where
is negative and has SSB to a physical region with no SSB, since there is no SSB in the sinh–Gordon model. We will derive a Callan–Symanzik for
based on the renormalization group for the coupling
, which leads to an RG flow for
. The two main cases correspond to whether
is marginally relevant or irrelevant. For the marginally relevant case, the cosmological constant
decreases in the flow to low energies.
2. Generalities for a Scalar Field in Any Spacetime Dimension
In this article, we only consider models of a single scalar field in
d spacetime dimensions. The classical theory can be defined by the action in euclidean space
As usual, we consider the partition function
where
is the inverse temperature. From
Z, we can calculate the free energy density
, energy density
, and pressure
p in the usual manner
where
is the
dimensional spatial volume. For arbitrary
, the above equations determine an equation of state relating
and
p, which generally does not correspond to a cosmological constant. However, in [
6] it was shown that the
-independent term in
does correspond to a cosmological constant. Let us show this here in a different manner. First of all, consider an arbitrary shift of
by a constant
v,
. Whereas
Z depends on
v, correlation functions do not, since
v cancels in
.
Let us calculate
in a saddle point approximation. In the vacuum,
has no dependence on spacetime, so we can ignore the
terms. The saddle point is then the value of
, satisfying
The action is then
since in thermal field theory, euclidean time is a circle of circumference
. This implies a
-independent free energy density
The equation of state corresponds to a cosmological constant (
1) since it implies the equation of state
:
We adopt the standard convention that a positive
corresponds to negative pressure
p:
in this approximation.
3. The 2d Sinh–Gordon Model at Weak Coupling
The sinh–Gordon model is perhaps the simplest integrable and relativistic quantum field theory. It can be defined by the action
The
normalization of the kinetic term is such that the two point function has the standard
conformal field theory normalization:
when
. The operator
is then strongly relevant with scaling dimension
. The spectrum consists of a single particle of mass
m. Parameterizing the energy and momentum of a particle in terms of a rapidity
,
the exact two-body S-matrix is
As explained in [
6], the strict
analog of the
cosmological constant corresponds to the so-called bulk term in the effective central charge
. The latter can be extracted from the TBA, but without some level of difficulty [
7,
8,
9]. In the TBA, one calculates the free energy on a cylinder of circumference
, where
T is temperature. However, the exact result is quite simple:
Since this result depends only on S-matrix parameters, it must be possible to obtain it directly in the zero temperature quantum field theory, and this is the primary goal of this paper, since doing so can provide insights into the cosmological constant problem.
Whereas a shift of the potential by a constant
v in the last section would appear to shift the saddle point approximation to
, there is clearly no room for such a shift of the above-quoted (
16) vacuum energy for the sinh–Gordon model on a finite cylinder. Once given the S-matrix, the TBA equations are determined, and the coefficient of the bulk term in the free energy on a cylinder is completely fixed. It would be nice to understand this better; however, we suspect it is due to the finite circumference
R of the cylinder that renders the problem well defined. This leads us to propose the following principle which eliminates the freedom to shift by
v: The only contributions to the stress-energy tensor in Einstein’s General Relativity are properties that can be measured in a flat space laboratory
3. This rather conservative principle solves the usual fine-tuning problems. Moreover, it is consistent with the Casimir effect, in that only changes in the vacuum energy density as a result of changing a geometric modulus, for Casimir it is the separation of the plates, is measurable, since it leads to measurable force. Indeed, the sinh–Gordon result (
16) is measurable in the finite geometry of a circle of circumference
R. In fact it can even be derived on a lattice [
15]. On the other hand the shift by
v is in fact not measurable in flat space by any means whatsoever without gravity. We also wish to repeat that the TBA calculations that lead to (
16) require studying the theory on a cylinder, which is not flat spacetime.
At small coupling
b, one has
Note that as the couplling
, this is a free field limit, and there is indeed a divergence, which is consistent with (
1). This can be obtained in a simple way using results of the last section. The saddle point satisfying (
8) is simply
; thus,
The above result does not rely on integrability, and is not exact except in the
limit. If one allows results from integrability, then the relation between
and the physical mass
m and coupling constant
b is known exactly [
16]. Since the cosh potential has dimension
, the scaling dimension of
is
; thus,
where
m is the renormalized physical mass. The exact relation is
In the limit
,
which implies
and this combined with (
18) gives the correct limit (
17).
In the
limit, the result (
20) can be obtained in a much simpler way without using integrability and this will be useful in the sequel. Expanding the cosh and redefining
, the lagrangian is
This naturally leads us to the next section where we consider the cosmological constant for theory in d spacetime dimensions in light of the above understanding.
5. Concluding Remarks
We have argued that the quantum vacuum expectation value of the stress energy tensor can be well-defined in d spacetime dimensions by including interactions. The main support for our analysis is that it can reproduce the exact, small coupling limit for some integrable quantum field theories in , in particular the sinh–Gordon model. This study could provide insight into the cosmological constant problem since the most well-known version of the problem is an issue of QFT in flat space, where the source of gravitation is the vacuum expectation value . There are other versions of the problem mentioned in the Introduction, and it is not at all clear this is the origin of the observed cosmological constant, since we have not incorporated gravity. However, the problem studied here is well-motivated and -posed, and essentially decouples the problem from classical and quantum gravity.
Based on insights gained in , we studied the problem for theory in d spacetime dimensions and motivated the result in a saddle point approximation. This result does not require spontaneous symmetry breaking. This entails a renormalization group equation satisfied by which is naturally of Callan–Symanzik type. For a marginally relevant coupling , such as for asymptotically free theories, can flow from large positive values to zero, and this flow introduces a large hierarchy of energy scales.
If our analysis proves to be correct, then there are many open avenues for exploration. It would be interesting to try and extend our results to theories with both bosons and fermions as in the Standard Model of particle physics. In fact, based on our analysis of simpler models, conceptually the cosmological constant in the Standard Model is
in principle computable, but difficult; it is non-perturbative, and perhaps can be computed on a lattice from finite size or temperature effects. The computation of vacuum energy density based on the TBA described in [
6] is actually a finite size effect since the formalism involves quantum fields on a cylinder. Indeed, it was shown how to obtain exact results for the vacuum energy density for models such as the sinh–Gordon model from the lattice [
15]. In fact, it can in principle be measured in a laboratory through finite size effects, as for the usual Casimir effect.
We have not at all explored the consequences of including in the temporal and thermal evolution of the Universe; as already stated, we decoupled the cosmological constant problem from gravity itself and thus cosmology. However, we suggested one scenario wherein is a negative marginally relevant coupling, for instance, for an asymptotically free theory, and flows to zero at low energies, indicating a kind of “cosmic freedom” in that the cosmological constant does not dominate at very late times.