2. Anyon Hamiltonian
Anyons are identical particles described by wave functions
which acquire a phase factor
, respectively
, under permutation of two sets of coordinates. In contrast to fermions and bosons, we do not assume that the statistics parameter
is an integer. Namely, it could be any real number, say between 0 and 1, or between −1 and 0, i.e., a fraction of an integer (thereby ‘fractional statistics’). Consequently, we have to distinguish between the continuous exchange processes where two particles make an elementary anti-clockwise braid around each other, in which case the wave function gains a factor
, and processes where they braid clockwise around each other, in which case the wave function has to acquire the inverse factor
. Here we however see a difference on the sphere compared to the plane, since e.g., the 2-particle braid group reduces from
on the plane to
on the sphere, due to a double exchange being topologically trivial. This also means that we cannot determine topologically which way the particles braided, and thus reduces the whole problem to the ordinary case of bosons or fermions,
. In fact, this conclusion is a manifestation of the symmetry of the full sphere, and indeed the existence of anyons necessarily requires the breaking of time-reversal or orientation symmetry (corresponding to the choice of sign of
and the handedness of braids in our braid group representation). A similar analysis for the
N-particle case leads to the condition
, analogous to the well-known Dirac quantization condition [
26,
28,
30]. We can overcome this issue, by instead considering the punctured sphere
, where
denotes the north pole (and
will denote the south pole), i.e., we consider anyons which are no longer invariant under the action of
but only with respect to rotations in the polar angle. Clearly,
is topologically equivalent to the plane. Nevertheless, the analysis of anyons living on the sphere (or a subset thereof) requires novel ideas and techniques. The first reason for this is that
carries a non-flat geometry, i.e., the free dynamics of two anyons is given by the Hamiltonian
where
is the metric tensor of the sphere, and we put suitable conditions at
and on the coincidence set for the particles (for simplicity, we may consider functions
vanishing on the diagonal of the configuration space
; cf. [
43,
44,
45].) The second difference to the plane is that the natural orientation-preserving symmetry group of the full sphere is given by the three dimensional rotations
, while the symmetry group of the plane consists of a rotation around a single axis and translations in the plane. As one might expect, and we will see explicitly below, the symmetry group plays a crucial role in deriving the emergence of anyons from suitable impurity problems.
It will be convenient to represent the anyonic wave function as
, where
is a bosonic wave function and
is a fixed smooth multivalued function with the property
under simple continuous exchange of the two coordinates
, in order that
acquires a correct phase factor
. A concrete example of such a function
is given in complex stereographic coordinates
by
. Applying the unitary transformation
to the free anyon dynamics yields
with the anyon statistics gauge field
given by
. Note that
, which is unitarily equivalent to the free anyon dynamics (although by a
singular gauge transformation, thereby changing the reference geometry) has the advantage of acting on bosonic (single-valued) wave functions
.
3. Emerging Gauge Field from the Angulon Hamiltonian
The angulon Hamiltonian for two rotors/impurities is defined by
where
is the rotor Hamiltonian,
is the position of the
j-th impurity on the sphere,
are collective rotation modes of the bath, and
defines the coupling between these systems at the Fröhlich level [
36,
37,
38]. Note that this Hamiltonian is typically fully invariant under the action of
, so that we cannot expect any non-trivial anyons to emerge.
Instead, in the following, we aim to derive the statistics gauge field
as emergent from the following
modified angulon Hamiltonian:
where
is the normalized center of mass of the two impurities,
is the momentum operator aligned in the direction of
which we define with the help of the Wigner matrix
where
are the Euler angles of a rotation
with the property
,
V is an additional quadratic potential, and the parameter
, which will describe the strength of a simultaneous magnetic field and a rotation, is assumed to be large. With the convention above, the momentum operator
aligned with the
reads
. Note that having the momentum operator
aligned in the direction
will simplify our computation significantly. In the next section we will discuss a model where we take the operator
aligned with the
z-axis as usual, and argue that as
they describe the same limit within a certain setup. We will also discuss how one can realize the modified operator
, by coupling
to an additional constant magnetic field. In this concrete realization of Equation (3) the scaling on
V comes naturally.
We refer to Hamiltonian (3) as modified, since it has a dispersion relation
which is not invariant under a change of orientation. Furthermore, the introduction of a suitably chosen potential
V punctures the sphere and therefore breaks the
invariance as well. Let us denote with
the azimuthal angle of the impurity position
and with
its polar angle w.r.t. the laboratory reference frame. The
-dependent coefficients of
are then given by
where
are the spherical harmonics and
are real coefficients. We will occasionally suppress the
-dependency of
, and simply write
Z. Note that we may instead of Equation (3) consider a symmetry-breaking interaction such as
leading to the emergence of anyons with the same statistical gauge field. As stated, however, we here aim for a simplest possible realization of anyons, as a first step.
The full Hamiltonian (3) acts on an appropriate dense domain in the tensor product Hilbert space of the impurities
, where
is the bosonic Hilbert space and
the fermionic one, with the Fock space
of the bath. Following the analysis for impurity problems in the planar case [
25], the statistics gauge field emerges from
, by restricting it to the ground state of its pure many-body part
which acts only on the Fock space
of the bath. Namely, with the help of a coherent state transformation, we can write the ground state as (we use the notation
and : for action or composition)
Explicitly, by completing the square,
with
and
. We see that the non-symmetric dispersion relation
leads to a breaking of symmetry in the vacuum section
, since the coefficients
are no longer invariant under the action of
.
In the following, we consider a gapped dispersion
and heavy impurities such that the ground state decouples from the rest of the Hamiltonian. In this regime, the low energy spectrum of Hamiltonian (3) can be described by the first Born–Oppenheimer approximation
where
is an impurity wave function (bosonic or fermionic). By applying the coherent state transformation
as above, we see that, formally,
The issue with this representation is that we do not have a nice expression for the quantity
. This is due to the fact that the following family of operators is non-commuting:
and therefore we cannot apply the usual chain rule
. In order to arrive at an explicit expression, we will apply two unitary transformations, which should map the non-commuting family to a commuting one. Note that this transformation has to be
-dependent, since a single fixed unitary transformation always maps non-commuting families to non-commuting ones.
We first need to transform the whole system to a fixed reference point, such that
, i.e., such that the middlepoint
between
and
stays fixed at the south pole
. For an arbitrary position
which is not the north pole, let
be a rotation which maps
q into the south pole, i.e.,
. Clearly there are many rotations which satisfy
. Therefore, we demand further that
T leaves the axis
invariant for
and define
T to be the identity if
. The conditions
and
uniquely determine the map
T. Since
T is
q-dependent, we will write
. In the following, we will always use the center of mass
as the argument, i.e., we consider
. In order to promote
to a transformation on the whole Hilbert space, note that we can write it as
with coefficients
, where
is the geodesic distance of
to the south pole
. Let us furthermore denote transformed points as
. With this at hand, we can define the transformation of a Fock space valued state
as
Recall that the transformation only makes sense as long as . Therefore, we only consider this transformation for confined states , for example only for states which have a support contained in an open set . Note that this is not necessarily a real restriction, since the modified operator contains a confining potential V anyway, which we will assume to have its minimum close to .
We can write the transformed Hamiltonian
as
Note that after the transformation, the angular momentum operator
is aligned with respect to the
z-axis instead of the direction
. Let us denote with
the polar angle of
, which is the position of the first impurity after the rotation
T. Furthermore, let
be a rotation around the
z-axis by an amount of
. Then, the polar angle of the transformed point
is zero, while the polar angle of
equals
. Both points
have the same azimuthal angle
. We promote
to an operation on the whole Hilbert space by
The transformed operator
then reads
In the final step, we diagonalize the pure many body part
, by applying the coherent state transformation
Since the coefficients at the transformed points
are all real valued and the expressions only dependent on
, we know that the collection
is a family of commuting operators. Consequently, we can finally apply the chain rule and compute
quite explicitly as
We can express the transformed Hamiltonian
as
with the abbreviations
and
Observe that the vacuum expectation of
and
is zero. Therefore these terms will only contribute to the emergent scalar potential but not to the emergent gauge field. Let us recall the definition of the vacuum section
in Equation (4). With the help of the unitary maps
and
S we can write
and consequently
The second expectation is simply
. In order to compute the first one, let us define the magnetic potential
and the gauge covariant derivative
. Let us further abbreviate
Then we can rewrite the first vacuum expectation as
Let us define the magnetic background potential
and the modified scalar potential
then we can compactly express the emergent Hamiltonian as
In case of constant
, the operator
corresponds to the anyon Hamiltonian (1) with statistics parameter
, i.e.,
In reference [
35], approximately constant
(depending on
) is indeed realized for a suitable, and experimentally feasible, choice of
and
. Particularly,
is chosen at the roton minimum of the dispersion relation of superfluid helium, which allows us to achieve a gapped dispersion, and the coupling
is described by the model interaction used in order to describe angulon instabilities and oscillations observed in the experiment. Therefore, the Hamiltonian
gives rise to a system of two anyons, coupled to an additional magnetic potential
and an additional scalar potential
.
In the following let us verify that the magnetic potential
is regular, which on a suitable scale means that
can be treated as a background field and thus does not influence the statistics. First of all, we can write it as
where
is as usual the vacuum section. First we want to compute the Lie algebra element
. In order to verify that
is a matrix-valued
(smooth) function, so especially that its derivative exists and is a continuous function, recall the explicit representation
As long as
, i.e., as long as
and
,
is clearly
. Since we want to investigate the limit
anyway, we do not have to worry about the case
. Regarding the south pole itself, observe that the function
is
, even for
. Consequently, we know that
exists and it is a smooth function as long as
. Note that
is an element of the Lie algebra of
, and therefore we can write it as
with continuous and real functions
and
. Consequently, we can write the operator
as
From the representation above we see that the additional magnetic field
is regular and therefore does not contribute to the statistics, i.e.,
describes anyons subject to an additional magnetic gauge field
as well as an additional electric potential field
. Let us now describe a set-up, where the additional magnetic background field
can be neglected entirely, i.e., we look for reasonable conditions such that
. Since
T and
are compatible with rotations around the
z axis, we know that
. It is therefore enough to verify that the vector field
is continuous. By our representation of
above, the continuity of
follows from the continuity of
,
, in
. A sufficient condition for
being continuous would be the following growth condition on the coefficients:
and
with
. While the former condition can be fulfilled with the model parameter describing the molecule-helium interaction, see reference [
35], the latter condition can be satisfied by considering a strong magnetic field. Then,
vanishes for
close to the south pole, in contrast to the singular gauge field
which has a pole at
.
With the convergence
at hand, we can verify that the coupling to the background field
can be neglected in the limit of large
. In order to do this, let us define the dilatation operator
Note that the statistics gauge field
A transforms exactly like the derivative operator as
. Therefore,
and
. Transforming the emerging Hamiltonian yields
Using the assumption that the confining potential
V is quadratic, we see that the natural length scale of the confinement is given by the equation
, i.e.,
. In the next section we will see that a quadratic potential comes naturally, however different choices for
V could yield other interesting limits. Since
in the limit of large
, we conclude
. With the abbreviation
we then have the asymptotic result
Hence, in the limit of large , the emerging Hamiltonian corresponds to a system of two anyons living on a sphere of radius , with no additional magnetic field but coupled only to an additional scalar potential .
4. Realization of a Modified Quantum Dispersion Relation
We now come back to the standard angulon Hamiltonian (2), and modify it by coupling it to an external magnetic potential
, i.e., we consider the operator
Let
be the total angular momentum of the two particles together with the many body environment. By rotating the system in the
plane at the cyclotron frequency
we obtain
where we used
. With the definition
, we see that
almost coincides with
except that the angular momentum operator
in
is aligned in the
z direction, while for
the operator
is aligned in the center of mass direction
.
In the previous section we have seen that the modified angulon Hamiltonian
gives rise to a system of two interacting anyons in the limit of large
. In the following, we want to argue why the same conclusion holds for the slightly different operator
, i.e., we are going to justify that anyons emerge in the low energy regime of
as well. Let us define the Fock space valued function
which is the vacuum state of the many-body part of
, i.e., it is the ground state of
In order to observe the emergence of anyons, let us define the alternative section
which gives rise to the correct gauge field
. The issue is that
is no longer the vacuum section of
. However, if we can show that
approximates the true ground state energy of
and if there is a spectral gap from a nondegenerate ground state, then we can argue that the states (considered as rays of the Hilbert space) are close.
Let us now verify that the energy deviation
is small in the limit of large
. First of all, we can express
as
Let us make the reasonable assumption that
is non degenerate, i.e., for simplicity let us assume that
for some
. Furthermore, we assume that
for some
C. We define the operator
by
in the diagonalizing basis of
. Since
is block-diagonal with respect to
l,
commutes with
and consequently we can rewrite the first part of the error
(the second part can be rewritten in the same way)
Note that we have the bound on the operator norm
, as well as
and
for
, where we define
for
and
otherwise. By our assumption
, we know that
, therefore we obtain
and
Applying a similar argument for
yields the estimate for the total error
. Note that the ground state energy itself satisfies
. Consequently, the error term
is negligibly small even compared to the ground state energy
, i.e.,
We conclude that approximates the ground state energy of , and since has a uniform spectral gap this especially means that there exists such that . This justifies the usage of the section instead of in the Born–Oppenheimer approximation.
Lastly, we stress that the Born–Oppenheimer approximation itself and the emergence of the exact anyonic spectrum, i.e., the spectrum of the Hamiltonian (1), was justified both analytically and numerically for simpler but highly representative models in [
25,
35].