1. Introduction
Assessing the vulnerability of coastal communities to climate-related hazards is a key aspect of climate change adaptation [
1,
2]. Coastal flooding has been recognised in scientific literature as the most relevant among the many potential hazards related to climate change for coastal communities, due to its frequency and damage potential [
3]. Because of the combination of the regional orography and its latitude range resulting in a concentration of all the main natural risks linked to the water cycle [
4], the Mediterranean Sea basin is considered to be one of the most vulnerable areas to climate change impacts [
5,
6]. The quasi-homogeneous signal of Global Mean Sea Level (GMSL) rise, combined with changes in the northeast Atlantic circulation are likely to lead to the average sea level in the Mediterranean Sea rising between 40 and 100 cm at the end of the 21st century, with respect to current values [
4]. There is a lack of consensus in scientific literature regarding future projections of Extreme Sea Levels (ESLs); these have been demonstrated to be highly sensitive to the choice of atmospheric forcing, and model simulation results have shown marked differences and low spatial coherence [
4]. It is nevertheless widely accepted that, worldwide, today’s 100-year event will become common by the end of the century under all Representative Concentration Pathway (RCP) scenarios [
1]. Some notable literature contributions regarding ESLs in the Mediterranean Sea point instead towards a reduction in the average number [
7] and magnitude [
8] of positive surges, as well as lower values of extreme wind waves [
9].
As with other climate change-related risks, flood risk is determined by the interaction of biophysical and social factors [
10]. Climate drivers vary in time resulting from the interaction of natural variability and anthropogenic climate change, and contextual characteristics play a role in determining how the flood event will unfold in and impact the specific context [
11,
12]. Assuming current levels of coastal protection standards to remain unchanged in the future, absolute coastal flood risk is projected to increase strongly because of a combination of climate-induced ESL changes and socioeconomic drivers [
13]. Coastal areas are generally associated to a large number of social and economic activities concentrated near the shoreline [
2,
14] and assets exposed to such extreme events are expected to increase dramatically in the upcoming decades [
15,
16]. In the EU, one third of the population already lives within 50 km of the coast, and by the end of this century 5 million EU citizens could be annually at risk from coastal flooding [
17].
Given the relevance and perceived urgency of the topic, a widespread uptake of coastal vulnerability appraisals has been observed both in research and practice. A variety of frameworks (e.g., the 1991 IPCC Common Methodology [
10]), assessment methodologies and indices has been proposed within the field, mirroring the context and purpose-dependency of the concept [
2,
3] and the breadth of the field of vulnerability to climate change at large. Methodologies including numerical flood modelling (e.g., [
18]), the vulnerability curve method, the disaster loss data method [
19], indicator-based methodologies (of which [
2] and [
20] have provided comprehensive reviews) and Multi Criteria Decision Analysis (MCDA) (e.g., [
21]) have been used in order to assess coastal flood vulnerability, depending on the research objectives and on the resources available [
3]. Among the most widely accepted methodologies for flood vulnerability assessment, indicator-based methodologies have met with particular success because of their overall ability to convey relatively comprehensive information in a quick and not overly computationally-intensive manner [
12].
The Coastal Vulnerability Index (CVI) [
22,
23] represents possibly the earliest attempt at providing an indicator-based assessment methodology of vulnerability to coastal flooding and erosion, with a main focus on the physically-based drivers of vulnerability. Other methodologies were then proposed to also account for the socioeconomic components of coastal vulnerability, such as the Coastal Social Vulnerability Index (CSoVI) [
24,
25].
Specific approaches have also been devised in order to depict the complex interactions among catchment hydrology and coastal processes in low-lying deltaic environments, such as the Coastal Cities Flood Vulnerability Index (CCFVI) [
26] and the Integrated Deltaic Risk Index (IDRI) [
27]. The latter is a hybrid approach which utilises numerical model results on different locally-relevant climate and hydrological processes as an input for computing an aggregate risk index.
The most relevant shortcomings within the field of flood vulnerability assessment regard for the most part a generalised lack of standardisation in practices, methodologies [
2] and terminology [
12], hindering the propagation of good practices and the comparability of research outcomes. The paucity of sensitivity, uncertainty [
3,
28] and validation analyses provided as complementary to vulnerability assessment results [
29] has also been shown to impair their validity in terms of a cognizant and proper incorporation of research outcomes in policy processes. When it comes to indicator-based assessment methodologies, these exhibit critical issues also with regards to the data choice, aggregation and weighting processes leading to a final aggregate indicator [
2,
30], and regarding the transparency of underlying assumptions not being conveyed by some types of indicators [
31].
Within this context, this work aims at addressing some of the relevant shortcomings presented above through a case study assessment of the physical exposure component of vulnerability to coastal flooding, particularly with regards to the study of indicator sensitivity to different climate scenarios. Namely, the focus is to better outline the scope of application of indicator-based methodologies in terms of their suitability to accurately convey information on the underlying variations in climate variables, and to consequently be appropriate tools to depict climate scenarios fit to inform policy action. For this reason, attention was directed towards the characterisation and inclusion within the analysis of relevant climate variables determining extreme sea levels and storm conditions in coastal areas. In order to do so, the consequences of data aggregation and indicator computation processes were investigated through sensitivity and validation analyses for data on wind speed and wave power.
Liguria, an Italian coastal region facing the Mediterranean Sea, was chosen as area of interest for the analysis. Because of a combination of geomorphological characteristics (e.g., high slopes contributing to high runoff speeds for pluvial floods [
32]), presence of densely populated urban areas, high soil sealing rates and local climate, this region has historically faced dire consequences related to pluvial and coastal flood events [
33]. The case study assessment was carried out using the InVEST Coastal Vulnerability model [
34,
35], a well established methodology which provides an index-based assessment of vulnerability to coastal floods and coastal erosion in a spatially-explicit manner.
The contribution of this work to the field of research on coastal vulnerability assessments is threefold. The first contribution regards the broad methodological issue of the study of model and indicator sensitivity to climate change scenarios mentioned above in this section, which represents the main research gap this work aims to address. Secondly, this work originally contributes to research in terms of the geographical context of choice: to the best of the authors’ knowledge, most of the published peer-reviewed articles which utilised the InVEST Coastal Vulnerability model focused on oceanic coasts, and none provided examples of its application to coastal areas in the Mediterranean Sea. This article attempts a first application of this methodology to this semi-enclosed sea basin, which entailed tuning model parameters with regards to the limited fetch conditions as well as to the local geomorhphology and coastal habitats. Finally, this case study also represents a first example of coupling the ERA5 reanalysis dataset [
36] with this specific coastal vulnerability assessment model, in order to produce scenarios of past climate conditions influencing sea levels locally. Utilising the ERA5 dataset in place of the default Wavewatch III data suggested for use within this InVEST model [
35] is particularly relevant in view of the need to account for the context-dependency of climate change impacts by tailoring the methodology of choice to regional characteristics.
Quagliolo et al. [
32] proposed an assessment of pluvial flash floods with a focus on Nature-Based Solutions (NBS) for urban flood risk mitigation, for a series of watersheds within the Metropolitan area of Genoa, Liguria. As compound and multi-pathway flooding is at the forefront of research in coastal areas [
37], the work presented here further complements the aforementioned analyses by assessing exposure to coastal floods for roughly the same geographical area. Such analyses help highlighting the multitude of potential flooding pathways in the region, also in support of future economic appraisals of climate change impacts and climate adaptation policies for urban coastal environments.
The continuation of this work is articulated as follows:
Section 2 presents the study area and the data inputs, and addresses how the latter were used within the InVEST Coastal Vulnerability model. Notably, this section highlights the data on relevant climate variables included in the analysis and the creation of climate scenarios to input in different model runs.
Section 3 addresses the analysis results; a general overview of the model outputs is introduced, together with an analysis of the model’s sensitivity to changes in climate data inputs and an attempt at results validation.
Section 4 poses a critical discussion of the scope of application of the methodology of choice by addressing its potential and limitations, especially with regards to its use to represent different ESL scenarios in coastal areas. Future research developments in light of the case study results and discussion are additionally examined therein. Conclusions are drawn in
Section 5.
3. Results
Running the InVEST Coastal Vulnerability model at a resolution of 1000 m within the AOI generated 457 shore points.
Figure 3 and
Figure 4 show the model output in a GIS environment: each shore point is coloured based on the values of the overall EI. The EI distribution has been subdivided in 5 equal quantiles corresponding to 20% of the distribution each for the purpose of styling, to which qualitative labels of ’lowest’ to ’highest’ have been assigned within the map.
Figure 5 presents the distribution of the EI for the current climate period and highlights its subdivision in quantiles mentioned above.
Table 3 shows summary statistics of the EI and the
habitat and
geomorphology sub-indices. No summary statistics are provided for the
wind, wave, surge and
relief sub-indices because they are computed in such a way that there is always going to be the same amount of shore points for each of the ranks spanning 1 to 5 (integers only).
3.1. General Overview of the Outputs
In general, shoreline stretches ranking worse with respect to the overall AOI in terms of the EI are located mostly in front of the port areas of Genoa and La Spezia, to the east of the Portofino promontory (Chiavari and Lavagna municipalities) and close to the westernmost portion of the AOI, in the Savona province (Albenga and Loano municipalities). Some portions of the shoreline present a particularly complex morphology, particularly in port areas where the landmass vector used as input to the model accurately depicts port and coastal defense infrastructure. This is particularly true for the Genoa and La Spezia port areas. Zooming over those areas as shown in
Figure 4 allows to highlight that in those complex port areas the model identifies how some portions such as breakwaters are at highest exposure, whereas the innermost portions of portal areas are ranked as less exposed.
Each shore point is associated to values of both the overall EI and individual sub-indices of each bio-geophysical variable contributing to physical exposure. Because of the EI construction (see
Section 2.7.2), it is possible for two contiguous shore points to have very different EI values, as it can be noticed in
Figure 4. In particular, this happens frequently for shore points that have the same wind and wave exposure, but that fall on shoreline segments that have very different relief or geomorphology ranks: keeping the climate exposure fixed, the shore points located higher above water or in proximity to shoreline defense infrastructure will be less exposed in terms of the relief and geomorphology sub-indices and eventually rank differently in terms of the overall EI.
3.2. Outputs Pertaining to Individual Sub-Indices
The model output type allows to further investigate the main sub-index driver(s) behind the particularly high EI for the areas mentioned above. The very high exposure for several shore points in the Genoa port area can be in general traced back to a combination of absence of habitats potentially providing protection to the coast and a generally very low relief (port infrastructure at very low elevation above water). The model identifies shore points located directly on the breakwater protecting the entrance channel to the port as particularly exposed to waves as well.
For La Spezia, the low relief and lack of habitats still hold true. Moreover, in this instance the model identifies a relatively higher surge potential when compared to the rest of the AOI, due to the bigger distance between this city and the location of the continental shelf edge provided as input to the model.
Coastline stretches pertaining to the municipalities of Chiavari and Lavagna (east of the Portofino promontory) are at highest exposure due to particularly high values of the wind and wave sub-indices. It is worth noting the proximity of these municipalities to Rapallo, whose recorded extreme weather event in 2018 was referenced as a worst-case scenario situation to set model parameters. These findings are also consistent with S-SW (Libeccio) direction being associated to most coastal storms for Liguria [
43].
Some sub-indices present a clustering behaviour in space. For instance, shore points ranking the worst in terms of the habitats sub-index are concentrated exclusively in proximity of the two main port areas of the region (Genoa and La Spezia), and those ranking worse in terms of surge potential are located exclusively in La Spezia. Shore points ranking the worst in terms of relief are scattered across the whole regional territory, but are consistently associated to port infrastructure at low elevation above water: for this reason, a lot of shore points of this type are located in the two main port areas of the region.
On the other hand, shore points that are more exposed due to climate variables show less of a spatial clustering behaviour. Shore points ranking badly in terms of wave power are mostly found scattered through the eastern part of the region (Genoa and La Spezia provinces). The same happens with regards to wind exposure, with the worst ranking shore points showing a more scattered distribution in space with still a bit of a prevalence in the eastern portion of the Region.
3.3. Model Outputs Validation
Validating the InVEST Coastal Vulnerability model outputs is a challenging task due to the aggregation of diverse data types and to the qualitative nature of the EI provided. Furthermore, flood risk appraisals are generally difficult to validate against real-life data due to the lack of recorded observations of extreme events location and consequences.
For this case study, an attempt of result validation was performed by comparing model outputs to coastal risk appraisals provided by the Ligurian regional administration in the framework of the
Piano di Tutela dell’Ambiente Marino Costiero (PTAMC) [
73] for some portions of the Ligurian coastline (
’ambiti’ 08-15-16-17-18). The regional administration ranking consisted of 4 ordinal categories. Coastline segments within the areas considered which were not associated to any risk according to the regional appraisal were considered to be at lowest risk for the purpose of this analysis. The regional ranking thus consisted of a total of 5 ordinal risk categories. Regional risk rankings were assigned to InVEST shore points through a spatial join with Voronoi diagram cells generated from InVEST shore points in a GIS environment. In case of multiple categories of the regional ranking pertaining to the same Voronoi cell, the ranking of the biggest shoreline segment was considered. Adopting the same ranking system the InVEST model utilises to assign sub-indices, the EI values associated to the shore points were transformed in 5 categories according to 5 quantiles containing 20% of the EI distribution each (for the whole sample of 457 points). Thus, each shore point was associated to both an InVEST ranking and a regional ranking. The validation subset consisted of 245 shore points out of the original 457 due to the reduced spatial extent of the regional risk appraisal.
Table 4 shows a comparison of the two ranking systems considered.
Due to the ranking system adopted, shore points classified according to the InVEST model show an almost uniform distribution, with similar amounts of points falling into each category even when considering the validation sample. Conversely, the vast majority of shore points is at low risk according to the regional classification, and the highest risk is associated to very few points. Assuming the regional classification to better approximate the ground truth within this validation analysis, the InVEST model accuracy can be conveyed by looking at the number of points both appraisal methods classify in the same way. Considering shore points at lowest, low, high and highest risk approximately 32% of the points (79 out of 245) were correctly classified by the InVEST model (bottom-right and upper-left corners of the table) and approximately 40% of the points (98 out of 245) were misclassified.
3.4. Study of the Model’s Sensitivity to Changes in Climate Data Inputs
Sensitivity analyses aim at assessing how variations in model inputs or parameters affect model outputs [
74]. The sensitivity analysis presented here intends to highlight how changes in climate variables are
translated into changes in the outcome vulnerability computed by the model, keeping all other input variables equal. Results of the sensitivity analysis of the InVEST Coastal Vulnerability model to variations in climate inputs are shown in
Table 5.
The percentage of the number of shore points whose value undergoes variation from one climate period to the other is reported in the middle column. The column on the right shows the average variation from one climate period to the other (considering present values minus past values). Different rows are associated to subsequently more aggregate data types. The first row reports the simple interpolation of ERA5-derived climate data for wind and waves to the shore points generated by the model, which can be interpreted as raw data for wind speed (in m/s) and wave energy flux (kW/m). Intermediate outputs are computed by the model as a multiplication of the above-mentioned raw data by other factors such as time and fetch distance. The model then computes wind and wave sub-indices by arranging intermediate outputs in an ordered distribution and then allocating the values to 5 equal bins corresponding to 20% of the distribution each. The 5 bins obtained through this process correspond to ranks 1 to 5 and represent the sub-indices of exposure for wind and waves. The EI is computed by the model as described in
Section 2.
These results highlight how the gradual aggregation of data performed by the model induces a progressively more marked masking of the variations in climate data pertaining to different periods. In the case of raw data simply interpolated to shore points before any further computation, all shore points undergo variations between the two climate periods, reflecting the changes in climate patterns. The same happens for intermediate outputs, yet the interpretation of the average variation between periods for these variables is hindered by the complex aggregation of several units of measurement (see [
35]).
On the other hand, the ordering and binning process mask most of the variation, resulting in the vast majority of shore points not changing value between the two climate periods when considering both the sub-indices and the resulting EI. The binning procedure also masks the average variation for the wind and wave sub-indices: since two symmetrical variations are always generated, the average variation is always null.
The analyses presented here highlight the main hindrances to the use of the InVEST Coastal Vulnerability model to account for magnitude-of-effect questions [
46], including those concerning varying climate scenarios. The data aggregation processes smooth over any variation in the original climate data to the point of rendering almost indistinguishable different climate periods. It might be argued that the original average variations of raw data between periods are of small magnitude to begin with, and that this could result in the lack of variation getting transmitted through the various aggregation steps within the model. Some smoothing in the climate data can indeed be attributed to the need to use periods of at least 5 years for climate data inputs, according to model specifications [
35]. Further analyses might therefore need to focus on the creation of synthetic data of more extreme wind and waves to better test the sensitivity of the model to variations of a greater magnitude. Nevertheless, the low percentage of shore points undergoing variations between the two periods when considering the EI (below 5%) and the climate sub-indices (around 3.5% for wind and below 1% for waves) is still noteworthy, if compared to raw data (100% of shore points undergoing variations between periods). Such an asymmetry between raw data and vulnerability metrics represents a relevant methodology limitation, especially in the context of a spatially-explicit assessment methodology aiming to highlight the geographical roots of vulnerability such as the one used for this case study.
5. Conclusions
The urgency and uncertainty of climate change-induced consequences on coastal communities, primarily in terms of coastal flooding, have resulted in the widespread request for and uptake of coastal vulnerability appraisals. This process has been supported by a flourishing of frameworks and assessment methodologies developed for such a purpose, to the point of bringing about a lack in standardisation and a frequently hasty or inadequate application of best research practices.
Within this context, this work is aimed at studying the suitability of index-based methodologies for coastal vulnerability to accurately convey information on observed variations in climate variables contributing to the generation of Extreme Sea Levels (ESLs) in coastal areas. This research objective is investigated through a case study assessment of the physical exposure component of coastal vulnerability to inundation and erosion for the Italian coastal region Liguria.
The InVEST Coastal Vulnerability model [
34] was used within the study area in order to obtain a version of the Coastal Vulnerability Index (CVI) [
22,
23], based on the aggregation of data on several biogeophysical variables. Particular attention was devoted to the data pertaining to wind speed and wave power; ERA5 reanalysis data [
36] was used for the first time to run this model, and two different climate periods were reconstructed from the reanalysis dataset in order to test two climate scenarios within the model.
The results of this case study analysis substantiate previous literature findings regarding index-based methodologies being an advantageous choice in terms of yielding a comprehensive preliminary grasp of coastal vulnerability locally, while still allowing a relative velocity of use, low data input needs and little computational requirements. Most of all, the InVEST Costal Vulnerability model outputs show to be in somewhat good accordance with observed geomorphological characteristics, correctly identifying in space areas most vulnerable because of low elevation above water, specific shoreline type or local bathymetric features.
Nevertheless this work further contributes to emphasise how methodology issues pertaining to data choice, aggregation and indicator computation can impair some applications of coastal vulnerability assessments, particularly regarding the inclusion of climate change variations within the analysis. Within this particular approach, the data aggregation process results in an almost complete loss of the original information conveyed by raw data on climate variables. This results in the unsuitability of this method to accurately reproduce past observed changes or carry out what-if scenarios of climate conditions which might result in ESLs, in support of policymaking processes.
This work originally contributes to literature delineating the perimeter of application of different vulnerability assessment methodologies, by providing an in-depth investigation of the opportunities and drawbacks related to the inclusion within the analysis of data on inherently dynamic climate-change processes.
It suggests that some indicator-based methodologies might produce misleading results if information is not adequately supported by sensitivity analyses and results validation. It further argues that future research in the field should carefully consider the consequences of the methodology of choice on the outcome representation of climate-change impacts, most notably in instances when research outcomes are intended to be used to inform concrete action such as climate adaptation plans for coastal communities and related economic valuations.