Multivariate Statistical and Correlation Analysis between Acoustic and Geotechnical Variables in Soil Compression Tests Monitored by the Acoustic Emission Technique
Abstract
:1. Introduction
2. Materials and Methods
2.1. Tests Performed
2.2. Instrumentation
2.3. Samples Used: Test Preparation and Procedure
2.4. Geotechnical Properties of the Soil
- Test beginning, point 0. We will refer to this point when referring to the state of the soil prior to the application of any load (vertical effective stress = 0 kN/m2). It corresponds to the state of the soil after preparation (drying and addition of moisture content), placement and compaction in the oedometric ring. In this state, the sample has not yet undergone any deformation or increase of its internal stress.
- Test origin, point o. After placing the sample in the test press, the soil is slightly preloaded at a vertical effective stress, = 12.5 kN/m2, to check that both the sample and all the parts and sensors to be used during the test are correctly positioned and fixed. Logically, in this state, the sample has shown some deformation, as well as an increase in its internal stress ().
2.4.1. Definition of Basic Soil Properties
- Sample thickness, (mm). The height of the soil sample within the oedometric ring, which decreases as the applied load increases. Its initial value for all the samples tested is = 20 mm.
- Sample volume, (cm3). The volume of the soil sample within the oedometric ring, which decreases as the applied load increases. Its initial value for all the samples tested is = S = = 39.27 cm3. Furthermore, it is always true that the total volume of the sample is equal to the sum of the volume of solids and the volume of voids .
- Strain, . Ratio between the deformation and the original length of the sample in axial direction at a given instant i. Since the sample cross-section is constant, it can be defined both in terms of the initial volume () and the initial thickness (). It is obtained from the following expression (taking compression as a deformation of positive sign):
- Solids volume, () (cm3). Volume occupied exclusively by solid soil particles.
- Voids volume, () (cm3). The volume of the space between particles. It may be occupied by air, water, or a combination of both.
- Void ratio, . Ratio between the voids volume and the solids volume.
- Dry mass of the soil, (g). The mass of the soil sample after removal of all the water it contains (by drying in an oven at 60 °C for 24 h).
- Mass of water, (g). Mass of water contained in the soil, prior to its removal by drying in an oven at 60 °C for 24 h.
- Specific gravity of the soil particles, . Ratio of density of solid particles to density of water. For our soil, this intrinsic parameter never changes and has a value of 2.78.
2.4.2. Geotechnical Properties Monitored
- Moisture content, (%). Ratio between the mass of water and the dry mass of the soil.Five possible values for vibrated samples: = 0%; = 3%; = 6%; = 9%; = 12%, plus one value for the loose sample: = 0%, as shown in Table 2.
- Initial dry density, (g/cm3). Ratio of the dry mass of the soil (without moisture) to its initial volume:
- Initial void ratio, . Ratio between the initial volume of voids () and the volume of solids (). One different value for each test carried out (Table 2). It can be obtained from the following expression:
- Loading stage effective stress, (kN/m2). Nine different values, represented by the effective stress reached by the soil at the end of each loading stage (Table 1):= 25 kN/m2; = 50 kN/m2; = 100 kN/m2; = 200 kN/m2; = 400 kN/m2; = 800 kN/m2; = 1600 kN/m2; = 3200 kN/m2; and > 5000 kN/m2.
- Loading stage density, (g/cm3). Ratio of the dry mass of the soil (without moisture) to its volume at the end of a loading stage.
- Loading stage void ratio, . Ratio between the volume of voids at the end of a loading stage () and the volume of solids (). It can be obtained from the following expression:Nine variable values for each test carried out, defined similarly to the above: , , , , , , , , and .
- Loading stage compression index, . Slope of the - curve between the start and end points of a given loading stage. It is obtained from the following expression:
- Loading stage strain, . Strain of the sample at the end of a loading stage:Nine variable values for each test carried out, defined similarly to . , , , , , , , , and .
- Loading stage coefficient of compressibility, (m2/kN). Slope of the curve relating the void ratio () to the effective stress () between the start and end points of a given loading stage. It is obtained from the following expression:Nine variable values, equally conceived as : , , , , , , , , and .
2.5. Parameters and Characteristics of Acoustic Emissions
2.5.1. Definition of Basic Characteristics of Acoustic Emissions
- Hit. Acoustic emission event that is sensed by a sensor and whose signal is sent for processing to the multi-channel AE recording equipment, resulting in a waveform, as in Figure 3.
- Hits number, . During a given time interval (or process or test), the number of total hits that are sensed by the AE sensors and subsequently stored and processed in the multi-channel AE recording system.
- (Peak) Amplitude, (dB). Maximum amplitude (height) that the wave reaches with respect to the horizontal axis. It is usually expressed in decibels (dB), although the real output signal from the AE sensor has units of electrical potential. The equivalence is given by the following expression:
- Threshold (dB). Positive lower limit (or minimum value) that the amplitude of the AE signal must have. It is used to filter and discard those AE signals that do not exceed this value, in order to eliminate unwanted hits or noise. For the tests carried out in this research, the threshold established was 40 dB.
- Counts number, . Number of crossings of the positive threshold.
- Signal Duration, (µs). Time interval between the first and the last time the positive threshold is crossed.
- Frequency, (kHz). Average counts number per unit of time. This is:
- Rise time, (µs). Time interval between the first time the positive threshold is exceeded and the time when the peak amplitude is reached.
- Energy, (aJ). Integral (area under the curve) of the squared amplitude over the signal duration time. It is usually expressed in energy units (eu), 1 eu = 10−18 J = 1 aJ.
- r value, (1/aJ). Ratio between the cumulative number of hits (of a given process) and their cumulative energy. Qualitatively, it is expressed by the following equality:
2.5.2. Acoustic Emission Properties Monitored
- Loading stage hits number, . The total number of hits recorded in a loading stage. Nine variable values:(for the loading stage between around 25 kN/m2 and around 12.5 kN/m2), and so on for , , , , , , , and .
- Loading stage amplitude, (dB). Average amplitude of the hits of a given loading stage.In our sand compression process, the signal amplitude gives an idea (or measure) of the magnitude of the friction and microcracking phenomena. Thus, a higher amplitude implies larger microcracks, or a greater intensity of friction. In addition, when working with different materials, the more resistant ones usually present higher amplitudes. However, this is not our case since the sand samples are homogeneous in nature.
- Loading stage signal duration, (µs). Average signal duration of the hits of a given loading stage.The signal duration gives a direct measure of how long in time the process that generates the ultrasound is. However, it must be taken into account that its value is greatly influenced by the peak amplitude, since for those emissions with higher amplitudes, its associated wave takes longer to attenuate (longer time for the last crossing of the positive threshold).
- Loading stage counts number, . Average counts number of the hits of a given loading stage.
- Loading stage frequency, (kHz). Average frequency of the hits of a given loading stage.The magnitude of the frequency is linked to the greater or lesser speed of development of the internal physical phenomena occurring in the material. Thus, sudden processes such as the appearance of microcracks present higher frequencies than other more gradual phenomena such as particle rearrangement or abrasion of grain asperities.
- Loading stage rise time, (µs). Average rise time of the hits of a given loading stage.
- Loading stage energy, (aJ). Average energy of the hits of a given loading stage.The AE wave energy gives us a measure of the energy released by the rearrangement, abrasion, and microcracking phenomena that occur in the material during compression.
- Loading stage b value, . Slope of the regression line relating the decimal logarithm of the number of hits (of a given loading stage) that exceed a given amplitude () to the decimal logarithm of that amplitude (), Equation (13). Nine variable values for this parameter, defined in similar terms to the variables above: , , , , , , , , and .
- Loading stage r value, (1/aJ). Ratio of the loading stage hits number to their cumulative energy. It can be defined through the following expression:Defined in similar terms to the above, we have nine variable values for this parameter: , , , , , , , , and .
3. Processing of Acoustic Emission and Geotechnical Data
3.1. Geotechnical Data Processing
3.2. Acoustic Emission Data Processing
3.3. Data Organization
3.3.1. Fixed Value of Moisture Content
3.3.2. Any Value of Moisture Content
3.4. Functions and Operations with Python
4. Pearson’s Correlation Coefficients and Regression Functions
- -
- Pearson’s correlation coefficients, p, between geotechnical and acoustic variables.
- -
- Polynomial regression functions (order 1, 2, and 3) obtained by the least-squares fitting method.
- -
- Graphical representations of the regression functions, indicating both the Pearson’s correlation coefficient p and the coefficient of determination R2.
4.1. Analysis for Fixed Values of Moisture Content
4.2. Analysis for Any Value of Moisture Content
5. Discussion of Results and Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Loading Stage | (kN/m2) |
---|---|
preloading | 0–12.5 |
1 | 12.5–25 |
2 | 25–50 |
3 | 50–100 |
4 | 100–200 |
5 | 200–400 |
6 | 400–800 |
7 | 800–1600 |
8 | 1600–3200 |
9 | 3200–>5000 |
Test ID | ωc (%) | Loose (L) or Vibrated (V) | ρd,0 (g/cm3) | e0 |
---|---|---|---|---|
1 | 0 | L | 1.99 | 0.40 |
2 | 0 | V | 2.04 | 0.36 |
3 | 3 | V | 1.46 | 0.90 |
4 | 6 | V | 1.52 | 0.83 |
5 | 9 | V | 1.82 | 0.53 |
6 | 12 | V | 2.13 | 0.31 |
Symbol | Geotechnical Variable (Units) |
---|---|
Moisture content (%) | |
Initial dry density (g/cm3) | |
Initial void ratio | |
Loading stage effective stress (kN/m2) | |
Loading stage density (g/cm3) | |
Loading stage void ratio | |
Loading stage compression index | |
Loading stage strain | |
Loading stage coefficient of compressibility (m2/kN) |
Symbol | Geotechnical Variable (Units) |
---|---|
Loading stage hits number | |
Loading stage amplitude (dB) | |
Loading stage signal duration (µs) | |
Loading stage counts number | |
Loading stage frequency (kHz) | |
Loading stage rise time (µs) | |
Loading stage energy (aJ) | |
Loading stage b value | |
Loading stage r value (1/aJ) |
Best Correlations | ||||
---|---|---|---|---|
Acoustic emission variable | (%) | (%) | ||
Loading stage r value, | 0.95 | 0 (L) | 0.83 | 12 |
Loading stage frequency, | 0.94 | 0 (L) | 0.85 | 0 |
Loading stage amplitude, | −0.87 | 0 | −0.83 | 12 |
Best Correlations | ||||
Acoustic emission variable | (%) | (%) | ||
Loading stage frequency, | 0.94 | 0 (L) | 0.87 | 12 |
Loading stage r value, | 0.94 | 0 (L) | 0.88 | 3 |
Loading stage amplitude, | −0.93 | 0 (L) | −0.79 | 3 and 12 |
Best Correlations | ||||
Acoustic emission variable | (%) | (%) | ||
Loading stage amplitude, | 0.94 | 0 (L) | 0.79 | 12 |
Loading stage frequency, | −0.94 | 0 (L) | −0.88 | 12 |
Loading stage r value, | −0.93 | 0 (L) | −0.89 | 9 |
Best Correlations | ||||
Acoustic emission variable | (%) | (%) | ||
Loading stage r value, | 0.97 | 0 (L) | 0.90 | 9 |
Loading stage frequency, | 0.92 | 0 (L) | 0.83 | 0 |
Loading stage amplitude, | −0.89 | 0 (L) | −0.73 | 12 |
Best Correlations | ||||
Acoustic emission variable | (%) | (%) | ||
Loading stage amplitude, | −0.94 | 0 (L) | −0.79 | 12 |
Loading stage frequency, | 0.94 | 0 (L) | 0.88 | 12 |
Loading stage r value, | 0.93 | 0 (L) | 0.89 | 9 |
Best Correlations | ||||
Acoustic emission variable | (%) | (%) | ||
Loading stage energy, | 0.95 | 0 (L) | 0.81 | 3 |
Loading stage b value, | −0.93 | 0 (L) | −0.72 | 0 |
Loading stage counts number, | −0.93 | 0 | −0.88 | 6 |
Geotechnical Variable | Acoustic Emission Variable | Degree of Correlation | |
---|---|---|---|
−0.54 | Moderate | ||
−0.53 | Moderate | ||
−0.50 | Moderate | ||
−0.42 | Moderate | ||
−0.32 | Low | ||
0.38 | Low | ||
−0.31 | Low | ||
−0.37 | Low | ||
0.30 | Low | ||
−0.55 | Moderate | ||
0.54 | Moderate | ||
−0.49 | Moderate | ||
0.49 | Moderate | ||
−0.38 | Low | ||
−0.40 | Moderate | ||
0.33 | Low | ||
0.38 | Low | ||
−0.33 | Low | ||
−0.64 | High | ||
0.61 | High | ||
−0.53 | Moderate | ||
0.53 | Moderate | ||
0.44 | Moderate | ||
0.77 | High | ||
0.64 | High | ||
−0.62 | High | ||
−0.60 | High | ||
−0.60 | High | ||
−0.54 | Moderate | ||
−0.43 | Moderate | ||
0.31 | Low | ||
−0.31 | Low |
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García-Ros, G.; Villalva-León, D.X.; Castro, E.; Sánchez-Pérez, J.F.; Valenzuela, J.; Conesa, M. Multivariate Statistical and Correlation Analysis between Acoustic and Geotechnical Variables in Soil Compression Tests Monitored by the Acoustic Emission Technique. Mathematics 2023, 11, 4085. https://doi.org/10.3390/math11194085
García-Ros G, Villalva-León DX, Castro E, Sánchez-Pérez JF, Valenzuela J, Conesa M. Multivariate Statistical and Correlation Analysis between Acoustic and Geotechnical Variables in Soil Compression Tests Monitored by the Acoustic Emission Technique. Mathematics. 2023; 11(19):4085. https://doi.org/10.3390/math11194085
Chicago/Turabian StyleGarcía-Ros, Gonzalo, Danny Xavier Villalva-León, Enrique Castro, Juan Francisco Sánchez-Pérez, Julio Valenzuela, and Manuel Conesa. 2023. "Multivariate Statistical and Correlation Analysis between Acoustic and Geotechnical Variables in Soil Compression Tests Monitored by the Acoustic Emission Technique" Mathematics 11, no. 19: 4085. https://doi.org/10.3390/math11194085
APA StyleGarcía-Ros, G., Villalva-León, D. X., Castro, E., Sánchez-Pérez, J. F., Valenzuela, J., & Conesa, M. (2023). Multivariate Statistical and Correlation Analysis between Acoustic and Geotechnical Variables in Soil Compression Tests Monitored by the Acoustic Emission Technique. Mathematics, 11(19), 4085. https://doi.org/10.3390/math11194085