3.1.1. Selection of Surfactant for CPE
The crucial characteristic of surfactants is their solubility, which stems from having both hydrophilic and hydrophobic parts. This underscores the importance of selecting an appropriate surfactant for a particular system to effectively collect and maximize the yield of both solvent–soluble and insoluble compounds within micelles [
16]. In previous research, the extraction efficiency of polyphenols and carotenoids was explored using various surfactant types, including cationic, anionic, and nonionic. Researchers observed that employing nonionic surfactants resulted in a higher yield of target components [
17,
18]. Additionally, nonionic surfactants have lower critical micelle concentrations, enabling their use at lower concentrations. Based on these findings, this study focuses on various categories of nonionic surfactants, each with unique physicochemical properties.
The screening of four surfactants, i.e., Tween 80, Triton X-100, Ceteareth-12, and Span 85, was conducted, aiming to verify their efficiency for maximum extraction yield of target bioactives. The ongoing parameters included a solid-to-liquid ratio of 1:50, a concentration of surfactant of 4% (
w/
v) at 45 °C, pH 4, for 30 min, and a salt concentration of 15% (
w/
v), followed by centrifugation at 2473×
g for 10 min. The obtained results are shown in
Table 3.
Among the investigated surfactants, there was no phase separation observed with Ceteareth-12 and Span 85, whereas Triton X-100 and Tween 80 resulted in two distinct phases in the samples. It was found that the use of Tween 80 resulted in 81.72 mg GAE/100 g dw of TPC, 6.27 mg β-carotene/100 g dw, and an AA of 226.47 μmol TE/100 g dw. In contrast, employing Triton X-100 led to significantly lower concentrations of TPC (20.93 mg GAE/100 g dw), TC (5.81 mg β-carotene/100 g dw), and AA (140.14 μmol TE/100 g dw). These findings align with the research by Katsoyannos et al. [
19]. They found that Tween 80 showed the highest recovery rates for phenolics (96.4%) and carotenoids (64.3%). Skrypnik and Novikova [
18] also reported a higher efficiency of Tween 80 for polyphenol extraction from apple pomace in comparison to Triton X-100, Span 20, and Tween 20.
The observed differences in phase separation among the investigated surfactants can be attributed to their hydrophilic–lipophilic balance (HLB). Based on their HLB values, the surfactants ranged as follows: Span 85 (1.8), Ceteareth-12 (12), Triton X-100 (13.5), and Tween 80 (15). Tween 80 showed the highest ability to enhance the extraction process of polyphenols and carotenoids, which is in correlation with the HLB value (highest value). Based on the literature data, it can be observed that the efficiency of surfactant depends not only on its HLB properties, but also on the composition of compounds in plant material. For example, the use of Tween 80 for the extraction of polyphenols from rattan tea (
Ampelopsis grossedentata) exhibited the highest efficiency [
20], the Brij-58 [
21] and Brij-35 [
17] solutions were the most effective in the extraction of phenolic compounds from fruits, and the Triton X-100 solution was the most effective for the extraction of conjugated phenolic compounds from black tea [
22]. Thus, selecting an appropriate surfactant for CPE requires considering the plant raw material matrix and the qualitative composition of the extracted compounds.
3.1.2. Effect of Surfactant Concentration
After screening various surfactants, Tween 80 was chosen for further investigation. Quina and Hinze [
16] noted that the extraction efficiency increases up to a maximum point with higher surfactant concentrations. However, according to More and Arya [
23], it is recommended to keep concentration below 11%. Therefore, the concentration of surfactant was varied between 2 and 10% to select the most efficient surfactant concentration, and obtained results are presented in
Table 4.
Increasing the surfactant concentration significantly enhanced the TPC and AA, while TC remained relatively unchanged for surfactant concentration above 4%. Specifically, at a 10% surfactant concentration, the TPC was 150.97 mg GAE/100 g dw, compared to 62.59 mg GAE/100 g dw at a 2% concentration, demonstrating the substantial impact of higher surfactant levels. A similar trend was observed for AA, with DPPH assay results showing values of 204.85 and 409.14 μmol TE/100 g dw at 2% and 10% surfactant concentrations, respectively. The TC was approximately 10 mg β-carotene/100 g dw for surfactant concentrations above 4%. These findings are consistent with Kiai et al. [
24], who reported maximum polyphenolic recovery from table olive processing wastewaters with a 10% Tween 80, as well as with Katsoyannos et al. [
19], who found that 10% Tween 80 yielded the highest recovery of phenolics and carotenoids from red-flesh orange juice and olive mill wastewater.
3.1.4. Effect of pH
The extraction yields of most substances vary with changes in pH. According to the literature data, in terms of polyphenols, the optimal pH values are located in the acidic region [
4,
17,
26]. Depending on the acidity, phenolic compounds can exist in either neutral or ionic forms. Simple phenolic compounds are typically weak acids with pKa values ranging from 2.5 to 4.9. At acidic pH, phenolic compounds predominantly remain in their undissociated state, making them more likely to interact with the hydrophobic micellar phase. Conversely, pH values above 8 can cause the dissociation of bioactive compounds, leading to decreased recovery of these substances [
23]. The effect of pH on CPE yield was examined by varying the pH from 1.5 to 7.5, adjusted using 0.1 N HCl or 0.1 N NaOH (
Table 6), with a 10%
w/
v Tween 80 solution at a 1:50 solid-liquid ratio.
The highest TPC and AA were observed for pH 3, reaching 198.86 mg GAE/100 g dw and 622.42 μmol TE/100 g dw, respectively. However, in a sample where pH was 3, the TC (5.50 mg β-carotene/100 g dw) was lower compared to higher pH values. Giovanoudis et al. [
27] found that the maximum recovery of carotenoids from liquid tomato wastewater occurred at pH 3.5. Alibade et al. [
4] reported that using lecithin as a surfactant resulted in maximal recovery at a pH of 3. Similarly, Stamatopoulos et al. [
28] discovered that the optimal pH for implementing Tween 80 was 3 for olive leaf extraction. The observed variability in carotenoid yield at different pH levels indicates the strong relationship between pH variations, surfactants, and the nature of the matrix in extraction processes. Carotenoids exhibit a notable sensitivity to pH changes, impacting their stability, solubility, and interactions with surrounding compounds [
29]. Lower pH levels may trigger carotenoid degradation or complex formation. Additionally, the specific matrix or source material significantly influences this process, introducing various interfering substances that alter carotenoid behavior under different pH conditions. This complex interaction underscores the need for ongoing research and optimization to fully understand and control these factors to maximize carotenoid recovery.
3.1.5. Effect of Equilibration Temperature
The temperature at which a surfactant’s solubility in water significantly increases is known as the Krafft point, and it is generally regarded as the melting point of a hydrated solid surfactant. Beyond the Krafft point, the surfactant’s overall solubility rises markedly due to micelle formation, facilitating effective extraction [
30]. Additionally, the equilibration temperature is influenced by salt concentration, which dehydrates the polyoxyethylene chain of non-ionic surfactants. Consequently, as salt concentration increases, the cloud point temperature (CPT) decreases [
24]. Optimizing the equilibration temperature is crucial, as phase separation will not occur if the equilibration temperature is below the CPT. Therefore, various temperatures between 35 and 75 °C were examined to determine the suitable equilibration temperature for this system (
Table 7).
Table 7 reveals that as the temperature increased from 35 °C to 45 °C, there was a gradual rise in all measured responses. The highest yields recorded were 279.81 mg GAE/100 g dw for TPC, 2.70 mg β-carotene/100 g dw for TC, and 1085.39 μmol TE/100 g dw for AA. However, beyond 45 °C, the yields of these bioactives and the antioxidant activity began to decline, likely due to the degradation of polyphenols and carotenoids at temperatures higher than 45 °C. This phenomenon is consistent with findings from Giovanoudis et al. [
31], who also used an equilibration temperature of 45 °C in their study on the extraction of ripe and unripe peaches by CPE. Additionally, Stamatopoulos et al. [
28] examined the effect of temperature on phase separation when 4% Tween 80 and 35% salt were used. Furthermore, Giovanoudis et al. [
27] investigated the impact of temperature (25–65 °C) on carotenoid extraction from liquid tomato wastewater, concluding that the optimal temperature was 45 °C.
3.1.6. Effect of Equilibration Time
The equilibration time is an important parameter as it dictates the duration of contact between bioactive compounds and the surfactant that leads to the formation of micelles. The evaluation of equilibration time provides information regarding sufficient contact time for maximal recovery of bioactive compounds [
24]. Therefore, this study evaluated five different equilibration times (20, 30, 40, 50, and 60), and the results are shown in
Table 8.
The investigation into equilibration times revealed minimal differences between 20 and 30 min for TPC and AA. The TC was notably higher at 20 min (3.29 mg β-carotene/100 g dw), compared to longer durations of 30, 40, 50, and 60 min, where lower carotenoid levels were observed. Additionally, at 40, 50, and 60 min, TPC dropped below 194.62 mg GAE/100 g dw. The 20 min equilibration time was also employed in other studies by Giovanoudis et al. [
31,
32], examining various fruits. These findings suggest that shorter equilibration times positively affect the recovery of target compounds, leading to the selection of 20 min as the optimal parameter for the CPE procedure.
3.1.7. Effect of Salt Type
The salt addition increases both the quantity and size of micelles. Salt primarily functions to lower the cloud point temperature, thereby safeguarding heat-sensitive substances and intensifying the hydrophobic interactions between surfactants and analytes [
33]. Commonly used neutral salts like NaCl, KCl, and CaCl
2 are typically employed for this purpose. According to Chawla and Mahajan [
34], the cloud point temperature of Tween solutions decreases when NaCl and KCl are introduced, as they disrupt the hydration layers surrounding the polyoxyethylene head groups of Tween molecules through a salting-out effect.
However, in this study, phase separation was only observed with NaCl (
Table 9). The TPC, TC, and AA were 295.92 ± 2.67 mg GAE/100 g dw, 3.59 ± 0.74 mg β-carotene/100 g dw, and 1095.84 ± 10.97 μmol TE/100 g dw, respectively. NaCl usage can be seen in the study by Giovanoudis et al. [
31], where Tween 80 was also employed as a surfactant.
3.1.8. Effect of Salt Concentration
Apart from selecting the most suitable type of salt for the system under study, the concentration also significantly influences phase separation. This phenomenon may be linked to the salting-out effect, where the surfactant phase experiences dehydration, thereby facilitating effective phase separation [
23].
In experiments using 10% and 14% salt concentrations, no phase separation occurred, indicating homogenous solutions (
Table 10). However, higher salt concentrations resulted in the formation of two distinct phases. Specifically, at 18% salt concentration, the surfactant-rich phase exhibited increased viscosity. This phase behavior adversely affected the volumetric ratio and subsequently led to reduced yields of bioactive compounds [
35]. Higher values for all three responses were achieved with 16% NaCl, suggesting an optimal salt concentration for maximizing the extraction efficiency of target bioactive compounds.
3.1.11. CPE Steps
The number of CPE steps significantly influences the success and quality of the extraction process, thereby impacting the final purity and yield of the extracted compounds [
39]. Increasing the number of extraction steps is crucial for optimizing the overall effectiveness of this process, particularly in complex matrices where comprehensive recovery of target substances is challenging.
After the CPE Step 1, the TPC was 416.72 mg GAE/100 g dw, which constituted 75% of the overall phenolic content (
Table 13). After a CPE Step 2, the TPC of 552.78 mg GAE/100 g dw was achieved. AA follows this trend as well. However, maximum recovery of carotenoids with a single CPE step was observed. In a study by Giovanoudis et al. [
40], authors examined the impact of multiple CPE steps using Genapol X-080 at concentrations of 2%, 5%, and 10%, revealing that additional steps increased polyphenol recovery by approximately 35%. The most effective recovery was achieved with two extraction steps using 5% Genapol X-080. Additionally, Giovanoudis et al. [
31] investigated ripe and unripe peaches using Tween 80, achieving polyphenol recovery rates of 54.24%, 70.92%, and 83.01% with concentrations of 2%, 5%, and 10%
w/
v, respectively, after one extraction step. The optimal approach involved two steps with 5% Tween 80, resulting in an 83% recovery rate. In contrast, Athanasiadis et al. [
39] demonstrated that ultrasound-assisted CPE extraction of lemon peel with 20%
w/
v Span 20 achieved a 95% recovery rate in a single CPE step.
3.1.12. Comparative Assessment of CPE, Water Extraction, Ultrasound, and Microwave Extraction
To assess the efficacy of the CPE method, a comparative analysis was conducted involving conventional water-based extraction and cutting-edge techniques such as microwave and ultrasonic extraction. Moreover, the influence of pretreatments such as microwave and ultrasonic extraction prior to CPE on enhancing the yield of polyphenols and carotenoids was examined. Detailed findings are presented in
Table 14.
The highest yield of TPC and AA was noted for CPE, followed by microwave-assisted CPE, ultrasound-assisted CPE, microwave, ultrasound, and water extraction. The highest yield of TC order was CPE > Ultrasound-assisted CPE > Ultrasound extraction > Microwave-assisted CPE > Microwave extraction, while water extraction did not recover any carotenoids. This outcome was anticipated because carotenoids are known to dissolve in non-polar organic solvents rather than polar solvents like water. However, the CPE method employed water as the solvent, facilitated by surfactants such as Tween 80. This surfactant contains both polar and non-polar segments in its molecular structure, which allows it to bind carotenoids as non-polar substances to the non-polar part of the molecule. This mechanism enabled the incorporation of carotenoids into micelle, leading to their isolation from the plant material.
Further, microwave-assisted CPE emerges as another effective technique, with TPC reaching 427.77 mg GAE/100 g dw and AA at 974.79 μmol TE/100 g dw. In the study of Tang et al. [
41], application of microwave-assisted cloud point extraction was optimized and compared to conventional extraction methods (heating reflux extraction and ultrasonic-assisted extraction). It revealed that not only higher recovery was obtained with microwave-assisted cloud point extraction, but also the flavonoids and alkaloids were successfully separated.
Ultrasound-assisted CPE significantly boosted the TPC to 345.56 mg GAE/100 g dw compared to ultrasound extraction alone (255.37 mg GAE/100 g dw). Additionally, ultrasound-assisted CPE demonstrated higher values for TC and AA compared to ultrasound extraction as well. Mai et al. [
42] highlighted the efficacy of ultrasound-assisted extraction combined with CPE for enhancing flavonoid recovery and separation from
Euonymus alatus. This method showed superior selectivity and efficiency compared to other extraction techniques such as pressurized microwave-assisted extraction (PMAE), ultrasonic-assisted extraction (UAE), heating reflux extraction (HRE), and cold maceration. Notably, UAE and PMAE achieved the highest recovery rates of catechin at 0.659 and 0.636 mg/g, respectively, surpassing cold maceration and HRE with catechin contents of 0.103 and 0.416 mg/g, respectively. However, the combination of UAE with CPE demonstrated the highest recovery rate of flavonoids, specifically catechin, at 0.684 mg/g. These findings underscore the effectiveness of integrating ultrasonic-assisted extraction with CPE.
3.1.13. HPLC Phenols and Carotenoids Profiling
To facilitate a more detailed comparison, HPLC analysis was additionally used to identify and characterize the phenolic compounds and carotenoids in the selected horned melon peel extracts (
Table 15).
Achieved total phenol content in horned melon peel extracts decreased in the following order: CPE (58.87 mg/100 g dw) > Water extraction (49.96 mg/100 g dw) > Ultrasound-assisted CPE (31.54 mg/100 g dw) > Microwave-assisted CPE (29.87 mg/100 g dw) > Microwave extraction (28.19 mg/100 g dw) > Ultrasound extraction (26.98 mg/100 g dw). Higher phenolic values obtained via the spectrophotometric method, compared to those measured by HPLC, could be due to interference from other substances in the extracts, such as ascorbic acid, sugars, and aromatic amines. These substances might affect the Folin–Ciocalteu assay, leading to an overestimation of the TPC [
43]. Considering individual phenolic compounds, the highest yield in almost all extracts was observed for catechin. In CPE, catechin represents ~73% of total phenolics. Catechin as a polyphenolic flavonoid is notable for its antioxidant properties and potential health benefits. Catechin may support heart health, aid in weight management by boosting metabolism, and have cancer-preventive and antimicrobial effects. Additionally, incorporating catechin-rich foods into the diet can be a valuable strategy for promoting overall well-being [
44]. Besides catechin, in the horned melon peel, extracts were identified, as well as p-hydroxybenzoic acid, gallic acid, protocatechin, caffeic acid, syringic acid, and vanillic acid. In the scientific literature, there is scarce information about the qualitative analysis of this type of fruit, and they mainly refer to the edible part. Thus, Vieira et al. [
45] revealed the presence of high amounts of gallic acid and protocatechuic acid in horned melon fruit, while Barin et al. [
46] showed a significant presence of benzoic acid, caffeic acid, and gallic acid in this fruit.
In the context of extracting phenolic compounds from horned melon peel, the use of surfactant water solutions proved to be more effective than pure water across all extraction techniques employed. This enhanced efficiency is particularly notable in the case of catechin, where surfactants play a significant role. However, an interesting observation was that gallic acid yields were higher in treatments that did not utilize surfactant-based CPE. This result can be attributed to the polarity of gallic acid. Gallic acid is inherently more polar than catechin due to its chemical structure, which includes a carboxyl group (–COOH) and multiple hydroxyl groups (–OH). These functional groups enhance gallic acid’s ability to form hydrogen bonds and interact with polar solvents, making it more soluble in water compared to less polar molecules. Consequently, gallic acid is effectively extracted from the peel even without the aid of surfactants. The surfactant-enhanced extraction method excels at extracting both polar and less polar compounds by improving their solubility in aqueous solutions. This approach not only increases the overall efficiency of the extraction process but also addresses environmental concerns.
The higher phenol content observed in the CPE and water extract can be attributed to the lower extraction temperature of 45 °C, compared to 60 °C for ultrasound and ultrasound-assisted CPE treatments, and the significant heat generated during microwave and microwave-assisted CPE. Phenolic compounds, being sensitive to heat, may degrade under higher temperatures, resulting in reduced content. Dorta et al. [
47] noted that water extracts of mango by-products had lower phytochemical content at 75 °C compared to 50 °C. Similarly, Volf et al. [
48] studied the effect of temperature on standard solutions of polyphenols such as catechin, gallic acid, and vanillic acid. They found that catechin, being particularly sensitive to heat, experienced a degradation rate of about 20% at 60 °C, which increased to 32% at 100 °C. This suggests that variations in extraction temperatures could lead to similar degradation patterns.
Carotenoids, another important class of phytochemicals found in horned melon peels, exhibit considerable variation in extraction efficiency depending on the method used. CPE yields the highest total carotenoid content (2 mg/100 g dw), followed by ultrasound-assisted CPE (1.82 mg/100 g dw), microwave-assisted CPE (1.44 mg/100 g dw), and ultrasound extraction (1.29 mg/100 g dw). Water-extraction and microwave-extraction methods yielded no detectable carotenoids. β-cryptoxhantin was the most abundant carotenoid extracts, followed by lutein and zeahanthin. β-carotene, notable for its non-polar structure, was effectively extracted using methods that included CPE, highlighting the techniques’ ability to handle both nonpolar substances due to the surfactant-enhanced solubility.