1. Introduction
Marine planktonic organisms play crucial roles in marine ecosystems and biogeochemical cycling in the world ocean; however, most of them are of microscopic size, having no or limited swimming capabilities relative to the macroscopic water parcels within which they are embedded. Although the water parcels themselves may constantly move in a turbulent, eddying way, the fluid environment at the spatial scales of individual plankters, generally less than a few millimeters, is a dominantly viscous world. Under oceanic turbulence conditions, a copepod is unlikely to face turbulent diffusion inside the spherical space of ~10 mm radius surrounding itself [
1], while a small phytoplankton experiences only shear remnants of dissipative turbulent eddies across the space of ~1 mm diameter around itself [
2]. Thus, within the fluid immediately surrounding a plankter, the low-Reynolds-number fluid dynamics together with small-scale diffusion governs the transport of mass and momentum, thereby shaping the energy, matter, and information flows to and from the plankter. The small-scale fluid physics is key to mechanistically understanding the adaptations that small marine planktonic organisms engage in to fulfill three main survival tasks, namely feeding, predator avoidance, and reproduction, in the three-dimensional viscous water environment [
3,
4,
5,
6,
7]. The small-scale fluid physics interfaces with the morphology, behavior, perception, response, and interaction of these small organisms to produce a variety of fascinating phenomena, patterns, processes, and functions that are fundamentally important to marine life, population and ecosystem functioning, and evolution.
Small marine planktonic organisms are morphologically, physiologically, and genetically diverse; however, living in the viscous water environment that is governed by the same small-scale fluid physics has driven convergent evolution of some of their key behavioral traits. For example, the ubiquitous, photosynthetic, jumping ciliate
Mesodinium rubrum is a species complex that consists of at least six genetically diversified clades [
8,
9,
10]. Nevertheless, morphologically, they all possess an equatorially located propulsive ciliary belt that enables them to jump both energetically more efficiently and hydrodynamically more quietly [
11]; kinematically, they jump at different speeds according to their temperature zones but at the same mean jumping distance of around six body lengths, which is just above the thickness of the nutrient diffusive boundary layer surrounding the cell, indicating the constraint imposed compellingly by the small-scale advection–diffusion physics of the cell’s immediately surrounding water [
12].
An even more compelling example is that many small marine plankters converge on similar propulsion mechanisms that involve impulsively generated viscous vortex rings. Despite differences in body morphology and size and propulsion machinery, copepods, copepod nauplii, squid paralarvae, small jellyfish, ciliates with contractible tail-like appendages, and freshwater
Daphnia species generate impulsive viscous vortex rings for fast jumping motions [
13,
14,
15,
16,
17,
18,
19] or feeding currents [
20]. The flow field of an impulsively generated viscous vortex ring can be mathematically described by an impulsive Stokeslet or an impulsive stresslet [
13,
14], which are spatially limited and temporally ephemeral, thereby effectively reducing the predation risk due to a flow-sensing predator. A jump-imposed flow typically consists of a vortex around the jumping body and a wake vortex, both of which are in a near mirror-image configuration [
21], thereby further reducing the predation risk by confusing the real position of the jumping body. Moreover, a relocating jump by a copepod achieves an extremely high Froude propulsion efficiency (>0.9), as revealed by both computational fluid dynamics (CFD) simulations [
21] and particle image velocimetry (PIV) measurements [
17]. The Froude propulsion efficiency (or hydromechanical efficiency [
22]) is defined as
where, to reflect the highly unsteady nature of jumping, the useful mechanical work
Wuseful is calculated as the time integral of the product of the instantaneous thrust
T(
t) and jumping velocity
U(
t) over the thrust duration
τ, and
Wtotal is the total mechanical work done for creating the jumping motion. Physically,
Wuseful is the mechanical work that is done to overcome body drag and accelerate the body with added mass to the maximum jumping velocity
Umax. Although the extremely high Froude propulsion efficiency for copepod jumping appears quite counter-intuitive with respect to the dominantly viscous water environment in which the copepod resides, it simply means that the part of the mechanical work done to generate the wake vortex is significantly smaller than
Wuseful. It is however unknown how the Froude propulsion efficiency varies for jumping by other small plankters that differ in body morphology and size and propulsion machinery.
In the present study, a theoretical fluid mechanics model is developed to calculate the Froude propulsion efficiency for fast jumping by a small plankter. The theoretical model is based on the appropriate assumption that, although the decay phase post the generation of the viscous vortex ring in the wake by an impulsively applied thrust is a highly viscous process, the initial acceleration phase for the body to attain Umax is brief and nearly impulsive and therefore can be regarded as a nearly inviscid process. The theoretical model is used to examine the effects on the Froude propulsion efficiency due to such factors as jumping impulsiveness, added mass coefficient, and the different ways by which those small plankters impart momentum on the water during the initial acceleration phase. It is highlighted that, here, the convergent evolution manifests itself in the behavioral traits which those small plankters possess to exert thrust on water in an astonishingly quick and impulsive fashion.
2. The Elastic Collision Model
Here, an elastic collision model is proposed for calculating the Froude propulsion efficiency of impulsive jumping by a small plankter. The theoretical model is developed by dividing the whole jumping process into two phases: an initial acceleration phase, in which the body is self-propelled briefly or impulsively to attain Umax, and then a deceleration phase, in which the body decelerates under the action of fluid drag while simultaneously the wake vortex ring initially generated in the acceleration phase decays due to viscosity.
For the acceleration phase, the impulsiveness of jumping ensures that the thrust duration
τ is shorter than the viscous timescale defined as
L2/(4
ν), where
L is a characteristic length scale (e.g., the body length) and
ν is seawater kinematic viscosity, and that the nondimensional jump number defined as
is much smaller than 1. In fact, measurements did show that
Njump << 1 (see below). Formally,
τ and
L are used as the time and length scale to conduct a dimensional analysis of the vorticity equation
; since
Njump << 1 implies
, the viscous diffusion term
is negligible compared with the other two terms. Thus, the acceleration phase is approximately inviscid, and, except for the wake region, the flow around the accelerating body is approximately irrotational. This has two consequences: firstly, the skin drag can be neglected. Secondly, along with accelerating the body of mass
m to
Umax, the body’s surface pressure must increase to supply the force to accelerate the fluid around the body, i.e., the added mass
ma must also be accelerated to
Umax in order to set up the irrotational motion. Therefore, the total impulse of thrust must be (
m +
ma)
Umax [
23]. This can be analogous to a one-dimensional elastic collision: the total momentum (=0 at
t = 0) is conserved in that the maximum momentum achieved by the accelerating body with added mass is equal in magnitude but opposite in direction to the impulse (
ρwater ×
I) of the wake vortex ring that the body generates by impulsively exerting thrust on the water, i.e.,
where
ρwater is seawater mass density and
I is defined by Equations (A7), (A16), or (A26), respectively, for three types of wake vortex rings that are considered in the following. Moreover, the total mechanical energy that the body expends for propulsion is the addition of the maximum kinetic energy achieved by the accelerating body with added mass [
] and the kinetic energy (
ρwater ×
K) of the wake vortex ring, where
K is defined by Equations (A8), (A17), or (A27) for the considered three types of wake vortex rings, respectively. Here, the term “elastic collision” is borrowed to mean that the initial separation between the accelerating body and the wake vortex ring conserves both momentum and mechanical energy.
As
m =
ρbody Vbody and
ma =
α ρwater Vbody (where
ρbody is body mass density,
Vbody is body volume, and
α is the added mass coefficient), substituting them into Equation (3) results in an expression for
α:
Moreover, from Equation (3),
E can be rewritten as
Then, using
E and
K, the Froude propulsion efficiency can be calculated as
For the deceleration phase, the viscous timescale is now the timescale and therefore the viscous diffusion term
is no longer negligible; however, the physical properties of the viscously dissipating wake vortex ring can be used to work out a final formula for calculating the Froude propulsion efficiency. First, a nondimensional kinetic energy of the wake vortex ring is defined as
where Γ is the circulation of the wake vortex ring. Second, substituting Equations (5) and (7) into Equation (6) and using
Vbody = 4/3π
R3 (where
R is the equivalent spherical radius of the body) lead to
In Equation (8),
I and Γ are informed by PIV measured flow data of the wake vortex ring, and
α is calculated using Equation (4) from measured
I and
Umax.
In particular, if the wake vortex ring can be approximated by an impulsive Stokeslet (
Appendix A), then it can be shown that
where
is the nondimensional kinetic energy of the impulsive Stokeslet, and
t* =
tmax −
t0, where
tmax is the time corresponding to the maximum circulation (Γ
max) attained at the end of the acceleration phase (=at the beginning of the deceleration phase), and
t0 is the virtual time origin that is determined by fitting the PIV measured time series of circulation for the deceleration (or decay) phase to the impulsive Stokeslet model (Equation (A6)).
Similarly, if the wake vortex ring can be approximated by one component of the viscous vortex ring pair described by an impulsive stresslet (
Appendix B), then it can be shown that
where
is the nondimensional kinetic energy of the impulsive stresslet, and
t* =
tmax −
t0, where
tmax is the time corresponding to the maximum circulation (Γ
max) and
t0 is the virtual time origin that is determined by fitting the time series of circulation for the decay phase to the impulsive stresslet model (Equation (A15)).
The nondimensional kinetic energy of the wake vortex ring, i.e.,
κ defined by Equation (7), is a key parameter to describe how energetically costly it is to impose a specific type of wake vortex ring. For a given impulse
I and circulation Γ, the higher the value of
κ, the higher the mechanical energy cost that is required to generate the specific wake vortex ring and therefore the lower the Froude propulsion efficiency. To illustrate this point, it is hypothetically assumed that a jumping plankter imposes a Hill’s spherical vortex (
Appendix C) in the wake, and then the resulted Froude propulsion efficiency
ηHill is compared with
ηiStokeslet and
ηistresslet. It can be shown that
where
is the nondimensional kinetic energy of Hill’s spherical vortex, and
a is the radius of the vortex. Note that
κHill >
κiStokeslet,
κistresslet.
For real cases of plankton jumping, time-resolved PIV measured circulation data are fitted to the above-mentioned viscous vortex ring models to determine
t*. Results of
t* are then used to calculate the Froude propulsion efficiencies from Equation (9) or (10). These include published data for the copepod
Acartia tonsa [
13,
14], the small jellyfish
Sarsia tubulosa [
16], and the tailed ciliate
Pseudotontonia sp. [
18], and previously unpublished data for the squid
Doryteuthis pealeii paralarvae, the copepod
Calanus finmarchicus, and the copepod
Acartia hudsonica. The PIV methods have been adequately described previously [
13,
20].
4. Discussion
For jumps of a few species considered in this study, the Froude propulsion efficiencies calculated using the newly developed elastic collision model can be compared to available previous results obtained using completely different methods. The Froude propulsion efficiencies calculated in the present study for jumps of the copepods
Acartia tonsa and
Calanus finmarchicus (
Table 2) compare well to the previous CFD simulation results that range from 0.94 to 0.98 [
21]. The present calculation results of Froude propulsion efficiencies for the squid
Doryteuthis pealeii paralarvae are 0.436 ± 0.158 (SD), ~42% smaller than the previous results of 0.749 ± 0.009 (SD) calculated using PIV-measured jet properties [
24]; however, the previous study used 15 Hz for PIV data acquisition, which was not enough to temporally resolve the fast-evolving flow, compared with 1000 Hz for time-resolved PIV in the present study. Nevertheless, these fairly good comparisons suggest that the present elastic collision model captures reasonably well the fluid physics underlying fast jumping motions of many small planktonic organisms. The brief and nearly impulsive acceleration phase for the jumping body to attain its maximum speed can be regarded as a nearly inviscid process, and the jumping body with added mass and its imposed wake vortex ring can be considered as two particles that separate elastically from each other.
The added mass coefficients for jumping by six plankton species have also been estimated from experimental data. To the author’s best knowledge, these are the first estimations of added mass coefficients for self-propelled jumping plankters. The estimated added mass coefficients differ generally from that of a towed accelerating sphere (i.e., 0.5), varying significantly for plankton species that differ in size, morphology, and propulsion machinery. The ciliate Pseudotontonia sp. deploys a long tail and shrinks it rapidly to accelerate a large amount of the surrounding water, thereby having an extremely high added mass coefficient (~41.0); this extremely high added mass coefficient may be an overestimation but could also be possible because of the big size difference between the cell’s main body (~90 μm in length) and the sub-cellular tail that is the propulsion machinery (290–900 μm in length). The relatively high added mass coefficient (~3.19) calculated for the squid Doryteuthis pealeii paralarva probably is an overestimation as the effect due to the excess weight of the paralarva should not be neglected in Equation (3). Copepods have a wide range of the added mass coefficient (0.05–1.96), probably because of their teardrop body shapes and versatile jumping behaviors. The highly deformable body shape of the small medusa Sarsia tubulosa likely leads to its relatively low added mass coefficient (~0.49). The added mass coefficient is an important parameter that affects the mechanical energy cost and efficiency and imposed flow-field of plankton jumping. The term that represents the added-mass effects appears explicitly in Equations (8)–(11) for calculating the Froude propulsion efficiency. The Froude propulsion efficiency decreases as body mass density increases relative to seawater mass density and as the added mass coefficient increases. More research, however, is still needed to shed light on how plankton’s morphological and behavioral traits determine their added mass coefficients and in turn how their added mass coefficients affect their individual-level ecological tasks such as jumping and predator–prey interactions.
The Froude propulsion efficiency decreases as the nondimensional kinetic energy of the wake vortex ring increases. A viscous vortex ring (pair) generated by an impulsive Stokeslet (stresslet) has a considerably smaller nondimensional kinetic energy than an inviscid vortex ring such as a Hill’s spherical vortex (Equations (7), (A9), (A18), and (A28)). Hence, for given impulse I and circulation Γ, to generate an impulsive viscous vortex ring requires less kinetic energy K than to generate a Hill’s spherical vortex. It is not unreasonable to assume that, at the end of the acceleration phase of a jump, the size of the imposed wake vortex ring is similar to the size of the jumping body. For the wake vortex ring to be approximated by an impulsive Stokeslet or stresslet, this assumption means = 1, and therefore the Froude propulsion efficiency ηiStokeslet = 0.968 (Equation (9) and assuming α = 0.5) or ηistresslet = 0.970 (Equation (10) and assuming α = 0.5). In contrast, for the wake vortex ring to be approximated by a Hill’s spherical vortex, this assumption means R/a = 1, and therefore ηHill = 0.412 (Equation (11) and assuming α = 0.5), which is significantly lower. Thus, by the very nature of the viscous vortex ring, impulsive jumping by small plankters is an energetically efficient propulsion mode.
The specific way by which a jumping plankter generates a viscous wake vortex ring makes a difference to the Froude propulsion efficiency of its jumping motion. Copepods such as
Acartia tonsa and
Calanus finmarchicus beat their swimming legs to generate the viscous wake vortex, and usually they also bend their urosome to aid this process. As a result, their appendage beating movements arrange the imparted momentum on the water in such a way that a well-developed, large viscous vortex ring is generated at the end of the acceleration phase of jumping, thereby achieving
< 1 to ensure a high Froude propulsion efficiency. In contrast, being constrained by their evolutionary history, the squid
Doryteuthis pealeii paralarvae use their jet funnel of ~0.2 mm orifice diameter to deliver momentum on the water. As a result, only a compact, prototype viscous vortex is generated at the end of the acceleration phase, thereby causing
> 1 to end up with a relatively low Froude propulsion efficiency. The small jellyfish
Sarsia tubulosa contracts its bell to initially generate a viscous wake vortex ring; however, likely for feeding purposes, the subsequent bell relaxation draws water into the bell cavity (Example 3 of
Supplementary Video Group S1). As a result, the development of the wake vortex ring is arrested to some degree, leading to a low Froude propulsion efficiency. These understandings are visually and qualitatively consistent with available PIV measured instantaneous vorticity fields when circulations reach their maximum.
The overall size of the viscous vortex ring pair generated by the ciliate
Pseudotontonia sp. is significantly larger than its body size (
Figure 1e), because the ciliate boosts its effective length scale by deploying a long, tail-like, sub-cellular structure, and its jumping is accompanied by an extremely high added mass coefficient. This seems to contradict the suggestion that the imposed viscous vortex ring pair helps to reduce the predation risk due to a flow-sensing predator [
18]. An alternative explanation may be that the ciliate imposes the viscous vortex ring pair to mimic the presence of copepods that are common predators of protists, thereby scaring away other protistan grazers to reduce feeding competition on algae.
Finally, the present study has applied two Stokes flow models, i.e., the impulsive Stokeslet and stresslet, to plankton jumping flows of Reynolds numbers in the range of 3–300. This is only practically justified by the fact that the decay-phase circulation fits very well to either one of the two models. The authors of [
25] investigated partially the effect due to a small, finite Reynolds number on the time evolution of an axisymmetric vortex ring by solving the linearized vorticity equation (i.e., the Stokes approximation). The analytical solution was obtained for an initial condition different from the way a plankton jumping flow is generated, and no closed-form expression is available for the impulse of the vortex ring. Thus, it is difficult to apply this theoretical model to plankton jumping flows. It remains an interesting problem to investigate the finite Reynolds number effects on plankton jumping flows.