Sustainability Assessment on an Urban Scale: Context, Challenges, and Most Relevant Indicators
Abstract
:1. Introduction
1.1. Emergence of Sustainability Assessment Methods
1.2. Definition and Characteristics of Sustainable Neighbourhoods
2. Materials and Methods
2.1. Choosing the Assessment Tools
2.2. Defining the Sustainability Categories and Redistributing Indicators
2.3. Method for Screening the Indicators
3. Results and Discussion Regarding the Selected Indicators within the Potential Categories
3.1. Urban Structure and Form
3.2. Transportation Infrastructure
3.3. Basic Services Availability
3.4. Energy Saving Measures
3.5. Water-Saving Measures
3.6. Resource Efficiency, Recycling, and Waste Measures
3.7. Ecosystems and Landscapes
3.8. Land Use and Infrastructure
3.9. Outdoor Environmental Quality
3.10. Employment and Economic Development
3.11. Local and Cultural Identity
3.12. Context and Vulnerabilities
4. Discussion
- Eleven indicators are promoted by all of the methods and supported by ISO 37120 and/or SDGs (Figure 14). These indicators were chosen for the final list, with four of them being proposed in a mixed-mode format.
- Thirteen indicators are promoted by at least three methods and supported by ISO 37120 and/or SDGs (Figure 15). These indicators were chosen for the final list, and three of them were proposed in a mixed-mode format.
- Five indicators are promoted by two to three methods but are not supported by ISO 37120 and/or SDGs (Figure 16). These indicators were chosen for the final list, and one of them was proposed in a mixed-mode format.
- Eight indicators were promoted by two tools and supported by ISO 37120 and/or SDGs. Five of these indicators were chosen for the final list, and two of them were proposed in a mixed-mode format.
5. Conclusions
- Preserving natural resources (energy, water, materials and waste, and natural habitats), using renewable resources as an alternative to non-renewable ones, and maintaining ecosystems and landscapes. These issues are the most important except for SNTool (Minimum version) and BREEAM-C;
- Urban planning strategies, in which urban structure and form, quality of the outdoor environment, land use and infrastructure, efficient connectivity and public transportation services, and quality public spaces are all advocated in the reviewed urban sustainability assessment methods, with less importance given by SNTool (Minimum Version). On the other hand, adaption to climate change, which is crucial for the sustainability of urban areas, is not given enough attention in any of the assessment tools, except for the SNTool (Minimum version) and BREEAM-C.
- Social and economic well-being cover relevant issues to improve the local economies, community involvement, and the reinforcing of cultural identity. All tools address these issues, except for the SNTool (Minimum version). Additionally, the provision of basic services has a lower importance in the SNTool (Minimum version) and BREEAM-C.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Categories | Indicators | Explanation (Main Issues and/or Measurements Included in the Indicators) |
---|---|---|
Urban structure and form | Use passive solar design strategies | Passive solar design strategies, natural ventilation, shading, the orientation of the buildings, urban layout to maximize solar gain, use of daylighting, shading, topography |
Use natural ventilation potential | Wind management, natural ventilation, controlling climatic conditions on a micro-scale, thermal comfort | |
Smart locations and efficient urban network | Safe and secure street layouts, connectivity, and designated high-priority locations to reduce distances, facilitate circulation, and mitigate potential noise disturbance | |
Transportation infrastructure | Availability of public transport service | Accessibility to the alternative public transport options, quality of public transport road network, and transit facilities and amenities, use of clean, renewable energy in public transport, use of public transport for physically disabled persons, provision of safe, convenient, and comfortable transit waiting areas, and availability of public transportation in the outskirts with access to car parks |
Pedestrian path accessibility | Pedestrian safety and accessibility, shaded sidewalks, accessibility of people with disabilities to crucial buildings, walking distance to public transport | |
Cycling network and facilities | Quality cycle path network, adequate provision of cyclist facilities | |
Availability of on-street and indoor car parking spaces | The percentage of on-street and indoor car parking spaces in relation to the total resident and working population | |
Basic services availability | Availability and proximity of key local public services | A set of diversified services and consumer facilities in the local area |
Access to recreation facilities | A set of quality leisure amenities | |
Availability of local food production | Access to fresh products, community food production | |
Energy-saving measures | Infrastructure energy efficiency | Energy efficiency in public spaces with more efficient technologies (public lighting and dynamic control systems, and other street infrastructures) |
Percentage of total end-use energy generated on-site, derived from renewable sources | Availability and access to a public or private renewable energy production | |
Centralized energy management | Energy management systems, district heating, and cooling strategies | |
Percentage of total primary energy consumption derived from renewable sources | Availability and access to a public or private renewable energy production | |
Primary energy demand for heating, cooling, and DHW | To reduce the need for energy for heating, cooling, and DHW for residential/non-residential buildings | |
Water-saving measures | Efficient drinking water consumption | Water conservation practices to reduce water consumption in public spaces, reducing the production of effluents and pressure in the drainage systems, analysing the current availability of water and demands, and the predicted water demand resulting from growth and climate change, water consumption management in green spaces (e.g., water efficiency is considered in the selection of tree, shrub, and herbaceous planting specifications and any associated irrigation systems) |
Effluent management | Recharge of underground reserves, reducing the load on public drainage, effluent treatment systems, public sewage disposal, domestic effluent management, increase infiltration and minimizing water demand, on-site collection and storage opportunities | |
Rainwater harvesting and water body conservation | Efficient water run-off surface to reduce run-off volume | |
Centralized water management | Centralized water systems | |
Resource efficiency, recycling and waste measures | Resource efficiency and low impact material used in public spaces | Use of sustainable and certified materials, fast renewable materials, recycled materials, reused materials, and local or locally produced materials, and considering embodied carbon of construction materials. |
Reusing of construction and demolition waste | Reuse the construction and demolition waste, consumption of non-renewable material, qualitative and quantitative assessment of waste produced from the construction, demolition, deconstruction, or refurbishment activities | |
Urban solid waste management | Selective separation of waste and implementing recovery systems | |
Construction activity pollution prevention | Reduce pollution of construction activities (e.g., controlling soil erosion, waterway sedimentation, and airborne dust) | |
Ecosystems and landscapes | Distribution of green spaces | Percentage of green space in the site, |
Connectivity of green spaces | Connected green spaces | |
Enhancement of ecological value and conservation of imperilled species | Enhance/restore biodiversity and native vegetation in the site, preserve irreplaceable agricultural resources; protect, enhance, and create wildlife corridors and habitat connectivity using appropriate native species, which are selected according to being water-efficient, conserving imperilled species and ecological communities | |
Environmental management and monitoring | Monitoring the environmental quality of the site | |
Land use and infrastructure | Use the natural potential of land | Appropriate use of the land according to its natural potential (e.g., use of wet or steep slopes for green areas, establishing leisure areas and equipment in the areas with watercourses, and determining green spaces and green corridors in areas of high biodiversity) |
Compact neighbourhoods | Land use efficiency, increase density through the building height, development within existing cities, and towns to reduce the sprawl | |
Mixed-use neighbourhoods | Diversity of uses | |
Reuse of urban land | Reuse of previously built land areas, rehabilitation of contaminated lands, conservation of land with ecological or agricultural values | |
Reuse of buildings and infrastructure | Adaptive reuse of buildings, optimization of technical infrastructures, | |
Outdoor environmental quality | Adaption for ambient air quality | Long-term ambient air quality resulting from the operation of buildings and private vehicles, the polluting substances that can be assessed in the urban air are SO2, CO, NOx, O3, PM10 |
Heat island effect in the local area | Temperature and thermal comfort in outdoor spaces | |
Ambient noise conditions | Reduction in outside noise by implementing strategies to reduce and isolate noise sources in the intervention area (e.g., sound barriers, vegetation barriers, finishing materials with high sound absorption in public spaces, use of vegetation on the building’s facades to enhance the diffusion coefficient of the incident sound) | |
Light pollution reduction | Avoiding light pollution of public lighting (e.g., efficient design, reduction in brightness in the sky, glare and intrusive light (inside homes), intelligent systems for automatic cutting in night shifts, and prohibited or limited use of mirrored glass and other reflective materials at the buildings, facing the outside) | |
Employment and economic development | Economic viability | Optimize initial costs based on the evaluation of operating and maintenance costs, regional priorities, alternative project financing strategies, quantification of the internal rate of return (IRR) |
Local economy | Local economy study of an urban project (e.g., identification of existing business areas and priority areas for the growth, main services and necessary local commerce, strategies for internal exchanges of goods and services, the attractiveness for private investment to the area, benefits attributed to investors, areas with greatest investment potential, diversity of uses in the different areas of the project, proximity to services to reduce transport needs of the inhabitants) | |
Employability | Creation of jobs | |
Local and Cultural Identity | Access to public spaces | Access to high quality civic and public spaces |
Valuing Heritage | Strengthened the local identity, conservation of the built and natural and historical heritage of the place, promoting the integration of the project into the local context, maintenance and enhancement of the existing built and natural heritage for the public, which use can be developed by assigning new uses to them according to the needs of the present such as providing tourist routes to make the heritage known to local inhabitants and visitors, and other efforts to promote the existing built and natural heritage, etc. | |
Social inclusion and integration | Provision of services, facilities, and amenities based upon the local demographic trends and priorities, enhancing skills and training opportunities beneficial to the local area, stakeholder engagement, communities’ involvement in developing the strategies for the area, and promoting socially equitable and engaging neighbourhoods | |
Housing provision | provision of a diversity of housing types and affordable housing, provision for social housing units | |
Context and vulnerabilities | Street safety | Crime prevention measures in the streets |
Flood risk assessment | The vulnerability of buildings in the local area to riverine flooding events | |
Windstorm events assessment | The vulnerability of buildings in the local area to windstorm events | |
Earthquake’s events assessment | The vulnerability of buildings in the local area to local forest fire events | |
Environmental management based on information and communication technologies (ICT) | Integrated management of the various environmental aspects from a Smart City perspective, access to a public telecommunications system | |
Adapting to climate change | Changes in regional ambient summer temperatures, resiliency to the impacts of climate change |
N | Indicators | SBToolPT_U | SNTool | BREEAM-C | LEED-ND |
---|---|---|---|---|---|
1 | Use passive solar design strategies | ● | ● | ● | |
2 | Use natural ventilation potential | ● | ● | ||
3 | Smart locations and efficient urban network | ● | ● | ● | |
4 | Availability of public transport service | ● | ● | ● | ● |
5 | Pedestrian path accessibility | ● | ● | ● | ● |
6 | Cycling network and facilities | ● | ● | ● | ● |
7 | Availability of on-street and indoor car parking spaces | ● | ● | ||
8 | Availability and proximity of key local public services | ● | ● | ● | ● |
9 | Access to recreation facilities | ● | ● | ||
10 | Availability of local food production | ● | ● | ||
11 | Infrastructure energy efficiency | ● | ● | ● | |
12 | Percentage of total end-use energy generated on-site, derived from renewable sources | ● | ● | ● | |
13 | Centralized energy management | ● | ● | ● | |
14 | Percentage of total primary energy consumption derived from renewable sources | ● | |||
15 | Primary energy demand for heating, cooling and DHW | ● | ● | ||
16 | Efficient drinking water consumption | ● | ● | ● | ● |
17 | Effluent management | ● | ● | ● | ● |
18 | Rainwater harvesting and water body conservation | ● | ● | ||
19 | Centralized water management | ● | |||
20 | Resource efficiency and low impact material used in public spaces | ● | ● | ● | |
21 | Reuse of the construction and demolition waste | ● | ● | ● | ● |
22 | Urban solid waste management | ● | ● | ||
23 | Construction activity pollution prevention | ● | |||
24 | Distribution of green spaces | ● | ● | ||
25 | Connectivity of green spaces | ● | |||
26 | Enhancement of ecological value and conservation of imperilled species | ● | ● | ● | ● |
27 | Environmental management and monitoring associated with aspects of the natural environment | ● | ● | ||
28 | Use the natural potential of land | ● | ● | ● | |
29 | Compact neighbourhoods | ● | ● | ● | |
30 | Mixed-use neighbourhoods | ● | ● | ● | |
31 | Reuse of urban land | ● | ● | ● | ● |
32 | Reuse of buildings and infrastructure | ● | ● | ● | |
33 | Adaption for ambient air quality | ● | ● | ● | |
34 | Heat island effect in the local area | ● | ● | ● | ● |
35 | Ambient noise conditions | ● | ● | ● | |
36 | Light pollution reduction | ● | ● | ● | |
37 | Economic viability | ● | ● | ||
38 | Local economy | ● | ● | ● | |
39 | Employability | ● | |||
40 | Access to public spaces | ● | ● | ● | |
41 | Valuing heritage | ● | ● | ● | |
42 | Social inclusion and integration | ● | ● | ● | |
43 | Housing provision | ● | ● | ● | ● |
44 | Street safety | ● | ● | ||
45 | Flood risk assessment | ● | ● | ● | ● |
46 | Windstorm events assessment | ● | ● | ||
47 | Earthquake events assessment | ● | ● | ||
48 | Environmental management based on information and communication technologies (ICT) | ● | ● | ||
49 | Adapting to climate change | ● | ● |
Categories | Indicators |
---|---|
Urban structure and form | Providing a comfortable outdoor environment |
Smart locations and efficient urban network | |
Transportation infrastructure | Availability and access to public transport service |
Quality of pedestrian and bicycle network | |
Basic services availability | Availability and proximity to public and local public services |
Availability of recreational facilities | |
Availability of local food production | |
Energy-saving measures | Infrastructure energy efficiency |
Percentage of total end-use energy generated on-site, derived from renewable sources | |
Centralized energy management | |
Water-saving measures | Efficient drinking water consumption |
Effluent management | |
Rainwater harvesting and water body conservation | |
Resource efficiency, recycling and waste measures | Resource efficiency and low-impact materials used in public spaces |
Reused of the construction and demolition waste | |
Recycled urban solid waste derived from regularly collected solid waste | |
Ecosystems and landscapes | Distribution of green spaces for public use |
Enhancement of ecological value and conservation of imperilled species | |
Land use and infrastructure | Use the natural potential of land |
Densification and flexibility of land use | |
Reuse of urban land | |
Reuse of buildings and infrastructure | |
Outdoor environmental quality | Adaption for ambient air quality |
Heat island effect in the local area | |
Ambient noise conditions | |
Light pollution reduction | |
Employment and economic development | Economic viability |
Local economy and employability | |
Local and cultural identity | Access to public spaces |
Valuing heritage | |
Social inclusion and integration | |
Context and vulnerabilities | Adapting to climate change |
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Salati, M.; Bragança, L.; Mateus, R. Sustainability Assessment on an Urban Scale: Context, Challenges, and Most Relevant Indicators. Appl. Syst. Innov. 2022, 5, 41. https://doi.org/10.3390/asi5020041
Salati M, Bragança L, Mateus R. Sustainability Assessment on an Urban Scale: Context, Challenges, and Most Relevant Indicators. Applied System Innovation. 2022; 5(2):41. https://doi.org/10.3390/asi5020041
Chicago/Turabian StyleSalati, Maryam, Luis Bragança, and Ricardo Mateus. 2022. "Sustainability Assessment on an Urban Scale: Context, Challenges, and Most Relevant Indicators" Applied System Innovation 5, no. 2: 41. https://doi.org/10.3390/asi5020041
APA StyleSalati, M., Bragança, L., & Mateus, R. (2022). Sustainability Assessment on an Urban Scale: Context, Challenges, and Most Relevant Indicators. Applied System Innovation, 5(2), 41. https://doi.org/10.3390/asi5020041