1. Introduction
In the ever-evolving landscape of materials science, nanostructured titanium dioxide (TiO
2) stands out as a material of paramount importance due to its technological applications ranging from sensors and solar cells to energy conversion and hydrogen production [
1,
2]. In particular, in the last few decades, the emerging interest in the reduced black TiO
2 has revolutionized the field of photocatalysis with its outstanding visible light absorption and charge separation efficiency [
3,
4,
5,
6,
7].
TiO
2 exists in various polymorphic forms, with anatase and rutile being the primary focus due to their activities under UV irradiation [
8,
9]. The thermal anatase-to-rutile transition is not just a mere phase transformation but a gateway to understanding and harnessing the true potential of TiO
2 in various applications [
9]. However, the criticality of the anatase-to-rutile transition remains a subject of intensive debate, primarily due to the varying transition temperatures and its reconstructive atom bond mechanism influenced by nanocrystal size, impurities, annealing temperature, and synthesis conditions [
9,
10]. As an example, very recently advanced characterization techniques such as ATR-FTIR, EELS, EFTEM imaging, XPS, Raman spectroscopy, and DRIFTS have confirmed the successful doping of the TiO
2 nanoparticles with nitrogen, phosphorus, and carbon [
11]. This doping significantly enhanced the photocatalytic properties of the nanoparticles, as evidenced by their ability to inhibit electron-hole recombination by 7.3 times compared to the standard P25 photocatalyst. The doped nanoparticles resisted the anatase-to-rutile phase transformation, maintaining their anatase structure even after a calcination temperature of 700 °C [
11]. On the other hand, the modification of the TiO
2 structure to form reduced black TiO
2 by oxygen vacancies not only narrows the band gap but also potentially alters the dynamics of the anatase-to-rutile transition [
12]. Depending on the TiO
2 precursor used for the synthesis, the oxygen vacancies could promote or prevent the fusion of neighboring anatase nanocrystals by inhibiting the anatase-to-rutile transformation. In particular, the surface-adsorbed fluoride ions play a crucial role in the formation of surface oxygen vacancies upon calcination [
13]. These vacancies contribute to the high thermal stability of the TiO
2-NSs (nanosheets) and prevent the early phase transition from anatase to rutile TiO
2, allowing the material to retain its high photocatalytic activity at higher temperatures [
13].
Despite the extensive literature on the TiO
2 phase transformation, a significant gap exists in understanding the temperature dependence of unit cell parameters and microstructure. Previous studies have predominantly used ex situ powder X-ray diffraction (XRD) to determine these parameters [
14], but this may yield less reliable outcomes due to the loss of thermally triggered lattice features upon cooling [
10]. On the other hand, in situ XRD methods offer a more accurate picture of phase transformation and the available studies on the thermal behavior of anatase in air have indicated a linear expansion of unit cell parameters with increasing temperature [
15]. In contrast, Hummer and coworkers demonstrated that polynomial models are more effective than linear ones for characterizing the changes in the
a and
c axes [
14]. However, these investigations are confined to temperatures below the phase transition threshold, thereby limiting insights into lattice alterations during phase transformation. Recently, an in situ powder diffraction study with Cu source on a commercial P25 sample, a 85:15 mixture of anatase and rutile nanoparticles (NPs), revealed really unusual properties across the anatase-to-rutile phase transition [
10]. Notably, an average negative thermal expansion of the anatase
c-axis was observed accompanied by the decrease in particle size with increasing temperature in the temperature range of 673 ≤
T ≤ 973 K [
10].
This finding not only profoundly contradicts the previously reported linear behavior but also adds complexity to the understanding of the TiO2 structure leaving the issue of structure characterization wide open. This rather puzzling scenario underscores the need for more detailed studies in order to offer the most thorough understanding of this transformation.
The present study aims to embark on a comprehensive investigation of the anatase-to-rutile transition in both conventional P25 and black TiO
2 samples, employing in situ temperature-dependent high-resolution synchrotron powder diffraction. Thanks to high resolution in reciprocal space, the intrinsic narrow instrument resolution function, and an intense monochromatic photon flux offered uniquely by synchrotron radiation facilities, this approach enabled us to analyze the evolution of structural parameters (e.g., unit cell parameters) more accurately than conventional powder diffractometer providing a broad description of the phase transition occurring in transition metal oxides [
16].
Through correlating our findings with the structural stability, mechanism, and progression of the transformation, we aim to bridge the existing knowledge gap and elucidate the critical role of this transformation. Moreover, this study also emphasizes the need to explore the properties and applications of reduced black TiO2. The advent of black TiO2, with its narrowed band gap and enhanced visible light catalytic performance, represents a significant advancement in photocatalysis. This variant of TiO2, which emerged from hydrogenation strategies, exhibits potential for greater light utilization efficiency and quantum efficiency, addressing the limitations of traditional TiO2 in harnessing solar energy. This paper aims to provide new insights into the anatase-to-rutile phase transition of TiO2, particularly focusing on the evolution of the P25 TiO2 sample across this thermal-induced transition. Through shedding light on the structural and microstructural changes during this transition, this study will contribute to a better understanding of TiO2 photocatalytic efficiency, particularly emphasizing the role of reduced black TiO2.
2. Experimental/Calculation Techniques
Degussa P25 was used as the raw TiO
2 material while black TiO
2 was produced by the procedure described in [
4]. Commercial amorphous TiO
2 powder (NanoActive
®; NanoScale Co., Manhattan, KS, USA) was initially treated under vacuum (10
−5 mbar) and then heated at 200 °C under flowing O
2 for 1 h, to oxidize and favor the desorption of molecular species adsorbed onto the surface of the metal oxide. After the sample reached RT, the obtained sample was subjected to a reduction in H
2 flow at 500 °C for 1 h. All thermal treatments were carried out using a heating rate of 10 °C/min. The sample cooling was performed under inert gas flow by placing the reactor outside the furnace with a cooling rate of ~50 °C/min
High-resolution synchrotron powder diffraction experiments were performed at the High-Resolution Powder Diffraction beamline (former ID31) of the European Synchrotron Radiation Facility (ESRF), working in transmission geometry and employing the setup equipped with crystal analyzers [
17]. The wavelength of the incident beam was set to λ = 0.30988 Å. 31 patterns in the 0 ≤ 2θ ≤ 50° range data were collected for about 1 h counting time between 93 K and 993 K. Both the samples were cooled down to 93 K using an N
2 gas stream, while from 303 K an air blower was employed to achieve the highest temperature. It should be noted that the powders within the capillary were completely sealed off from the N
2, ensuring that they did not come into contact with the gas and thus preventing any direct interaction with the material.
Data at each temperature were analyzed with the Rietveld method. Structural refinements were performed through the GSAS program [
18] by implementing simultaneously the anatase tetragonal model of the
I4
1/
amd space group [
19] and the rutile tetragonal model of the
P4
2/
mnm space group [
20]. During the refinement, the background was subtracted using shifted Chebyshev polynomials and the diffraction peak profiles were fitted with a modified pseudo-Voigt function [
18]. In the last calculation cycles, all the parameters were refined including the unit cell parameters, atomic positional degrees of freedom, isotropic thermal parameters, background, diffractometer zero-point, and line profile parameters together with the phase fraction (%) of the anatase and rutile phases. It should be noted that we did not refine the occupation factor related to oxygen in the anatase and rutile phases of the black TiO
2 sample. Within this model, all the occupation factors were set to unity and, hence, any contribution of the H
2 reduction process to TiO
2 structural evolution upon increasing
T was accommodated in the refined parameter of the structural model. This approach helps prevent potential correlations between structural parameters.
According to GSAS formalism [
18], the estimation of the particle size dimension was determined by the relation D = 18,000
Kλ/π
LX, where
K = 0.9 is the Scherrer constant and
Lx is the refined Lorentzian broadening parameter. This approach, despite being based on empirical functions and on the assumption of spherical monodisperse particles, takes into account all the observed reflections and separates the finite size effect from microstrain, like a conventional Williamson–Hall approach. Whilst the crystal size is more likely to be a wide distribution, the values extracted here can be taken as reference values to monitor the evolution with
T. Eventually, owing to the extremely high instrumental resolution, it is possible to resolve limited coherence lengths even larger than 100 nm, which would be unreliable using laboratory instruments.
The thermal expansion coefficient (K−1) was determined from the relation where stands for a and c axis determined at each T of anatase and rutile phases in P25 and black TiO2 samples.
3. Results and Discussion
Figure 1a–d show the powder diffraction patterns related to P25 and black samples at selected
T. All the diffractograms show the presence of both anatase and rutile and, within the resolution of our measurements, we did not detect any spurious crystalline phases at each
T. At the lowest
T, P25 is composed of 87.3% of the anatase phase and 12.7% of the rutile phase, whereas at
T = 993 K it is composed of 55.1%/44.9%, respectively. The black sample shows a similar composition at
T = 93 K (86.7% anatase, 13.3% rutile), whereas at
T = 993 K rutile increases up to 68.6%. The overall temperature evolution of the relative phase weight fraction is presented in
Figure 2a. Phase transformation from anatase-to-rutile phase was detected in both the samples. In the P25 and black samples, the transition began at about
T = 843 K and
T = 723 K, respectively.
The transformation of anatase to rutile in TiO
2 does not occur at a unique
T and has been a matter of debate for decades [
9,
10]. The reported transition temperatures range from 673 K to 1573 K, with the general consensus placing the transition around 873 K in pure bulk anatase under atmospheric conditions [
9]. Several factors influence the transition temperature, including the size of the particles, the presence of dopants, as well as structural defects [
9].
In this context, the temperature evolution of particle size
D is shown in
Figure 2b. At
T = 93 K, the P25 and black anatase samples show really similar
D~30 nm, whereas an increase in size for black rutile
D~62 nm is observed in respect of the P25 rutile sample (
D~62 nm). At the transition, all the samples show an exponential increase in the particle size reaching
D~43 nm and
D~85 nm for anatase in the P25 and black samples. The rutile phase at
T = 993 K displays
D~85 nm and
D~110 nm for P25 and black TiO
2, respectively.
The anatase-to-rutile transformation is a thermodynamically driven process where the more stable rutile phase forms at the expense of the metastable anatase phase through a so-called reconstructive mechanism [
9,
21]. This transition involves the breaking of seven out of the twenty-four Ti-O bonds per unit cell of anatase, which requires overcoming a significant energy barrier. Above the transition temperature, the thermal energy is high enough to overcome the energy barriers for diffusion and surface energy reduction. This energy facilitates the movement of atoms or ions, allowing them to rearrange into the more thermodynamically stable rutile structure. The increased atomic mobility leads to the faster growth of the rutile particle size. Our observation of an almost exponential increase in particle size above the transition temperature can be explained by several factors related to the nature of the phase transformation and the kinetics involved. It is widely reported that commercial P25 TiO
2 powder contains small rutile crystallites interwoven with anatase [
22]. This arrangement leads to an interface between the two forms of crystallites where at the transition temperature, small rutile nuclei form within the anatase matrix. As the temperature increases, these rutile nuclei grow at the expense of the anatase phase. Smaller particles tend to dissolve, and the material is redeposited onto larger particles integrating the pre-existing rutile. This phenomenon, known as Ostwald ripening, leads to an increase in the average particle size and can follow a kinetic profile that seems exponential under certain conditions [
9,
23]. The driving force for this process is the reduction in the total surface energy of the system. At higher
T, sintering can also occur, where particles may fuse together to lower the total surface area, thus reducing the system’s overall energy leading to a significant growth in particle size. The rate of sintering is typically slow at lower
T but it can increase rapidly as the temperature rises. Finally, with increasing
T, the nucleation rate of new rutile particles decreases because the system is approaching a thermodynamically stable state with fewer nucleation sites. Consequently, the growth mechanism dominates over nucleation, leading to the enlargement of existing particles rather than the formation of new, smaller particles. At higher temperatures, atomic diffusion is accelerated, facilitating the transport of material and the growth of larger particles at the expense of smaller ones. Within this framework, it can be anticipated that the elimination of oxygen ions through the creation of oxygen vacancies may expedite the transition, offering room for the rearrangement of ion movements and further diminishing the energy required for phase change [
12]. Moreover, the presence of oxygen defects at the crystallite interfaces serves as nucleation sites for the anatase phase transformation [
10,
12]. The oxygen vacancies that are peculiar to reduced black TiO
2 could facilitate a phase transformation at lower temperatures [
12]. This mechanism elucidates the observed, approximate 120 K discrepancy in the transition temperatures between two TiO
2 samples.
Further insights into the structural evolution are revealed by the temperature-dependent evolution of the unit cell parameters, as illustrated in
Figure 3. In
Figure 3a, both the
a- and
c-axis of anatase exhibit an almost linear thermal expansion behavior from RT up to 993 K. Both P25 and black TiO
2 nanoparticles follow a similar trend, indicating that the reduction process does not significantly affect the thermal expansion properties in the anatase phase. It is worth noting that the thermal expansion along the
c-axis is less pronounced than the
a-axis, which may be indicative of a weak anisotropic thermal evolution of anatase TiO
2 structure.
Figure 3b demonstrates that both the
a-axis and
c-axis for the rutile phase of TiO
2 also exhibits a positive correlation with temperature, analogous to the anatase phase. Again, both P25 and black TiO
2 nanoparticles display a similar trend, suggesting the inherent thermal expansion characteristics of the rutile phase are maintained irrespective of H
2-reduced NPs.
Figure 3c,d show the temperature evolution of the expansion coefficient
α calculated for anatase and rutile in P25 and black samples, respectively. For both anatase P25 and black TiO
2, from 93 K to 400 K, all the thermal expansion coefficients display similar behavior and rather similar values. Above T = 400 K, the
coefficient is lower than for the
c-axis, revealing a sort of anisotropic thermal expansion behavior. In the case of P25,
shows a step-like increase at about
T = 400 K remaining relatively constant as the temperature approaches 1000 K. Black TiO
2 shows a more pronounced increase in
starting from around 600 K, suggesting that the anatase phase may undergo a precursor phenomenon related to the anatase-to-rutile structural transformation. On the other hand, the rutile phase (
Figure 3d) shows somewhat constant thermal expansion coefficients across the measured temperature range, reflecting the linear T dependence of unit cell constants shown in
Figure 3b.
Our analysis presents a marked contrast to the findings of previous studies concerning the temperature dependence of the P25 anatase
c-axis. Whereas prior studies have reported a pronounced non-linear behavior [
10], characterized by a third-degree polynomial distribution up to 673 K followed by a sudden decrease beyond this transition temperature, our findings suggest a different behavior. In particular, these earlier observations pointed to a significant thermal expansion of the
c-axis with increasing temperature, culminating in an estimated thermal expansion coefficient α
c~−1.5 × 10
−5 K
−1 within the temperature range of 773 K to 873 K [
10]. This behavior was indicative of a strong negative thermal expansion (NTE), which contrasted sharply with our observations of relatively constant positive thermal expansion coefficients across a similar temperature range for both P25 and black TiO
2. Moreover, the reported NTE is typically associated with unique electronic and magnetic properties, often linked to changes in band structure and localized electron behaviors of materials contracting upon heating. Such changes can affect the material electronic transport properties and its response to external electric fields, leading to exotic physical phenomena like spin-lattice coupling, magnetic frustration, and magnetostriction. However, to the best of our knowledge, such properties have not been observed in undoped anatase nanostructured TiO
2, suggesting that NTE is not expected for these materials. Our findings thus emphasize a linear thermal expansion behavior in contrast to the complex non-linear dynamics reported previously [
10].
From the structural perspective, the main difference between P25 and black is attributed to the formation of point defects. These defects are sensitively generated through H
2 reduction, as described by the following relation in Kröger–Vink notation [
24]:
where
represents the oxygen vacancies and
represents the electrons trapped at Ti
4+ lattice sites.
Defect formation leads to the expansion and contraction of the lattice in the black sample, a phenomenon that has recently been elucidated by Santara et al. [
25]. In their study on undoped, reduced rutile nanomaterials, the lattice expansion is caused by
, which results from the relaxation of Ti-O interatomic distances and the interaction between
and
. On the other hand, lattice contraction is driven by the Coulombic attraction between defects at the interstitial positions, e.g.,
Oi and
Tii [
25]. In addition, as already mentioned above, the presence of
is involved in promoting the anatase-to-rutile phase transformation due to the removal of oxygen ions which tailors in the reconstruction of Ti-O bonds. This reduces the phase-change energy which must be overcome before rearrangement of the structure can occur.
In this context, the nature of defects caused by the reduction process can then be inferred directly from the temperature evolution of Ti-O distances related to anatase and rutile phases. In
Figure 4a,b, we present the temperature evolution of Ti-O to investigate the role of structural defects across the transition. The structural order in each phase is depicted in
Figure 5 and consists of TiO
6 octahedra sharing four edges in anatase and two in rutile constituted of O ions at its vertices and Ti atoms at the center resulting in four short Ti-O (Ti-O basal) and two long Ti-O (Ti-O apical) distances.
For anatase in both P25 and black samples, the linear increase in both the apical and basal Ti-O interatomic distances with
T suggests a uniform thermal expansion (see
Figure 4a). The P25 sample shows a very similar expansion behavior to the black TiO
2 sample. This could be indicative of the fact that the intrinsic structural differences due to lattice defects in black sample cannot affect the
T evolution of TiO
6 units in anatase structure.
Conversely, the rutile form displays a more complex behavior (see
Figure 4b). Basal and apical Ti-O distances in P25 exhibit a nearly linear behavior as a function of T, as observed in the anatase phase. The distances for the rutile black sample reveal a marked nonlinear increase with
T indicating that the structure may undergo a strong reorientation of the crystal lattice associated with the modifications of H
2 reduction. At
T = 93 K, the difference between apical and basal Ti-O is less pronounced than the P25 sample; however, we noted a significant expansion related to black Ti-O basal distances. According to the mechanism proposed by Santara et al. [
25], this provides direct experimental evidence of the expansion expected from the
formation owing to the relaxation of Ti-O bonds around them. Above
T = 600 K, the TiO
6 units become progressively more distorted and both the apical and basal Ti-O distances in black tend to values found for the P25 sample at
T~900 K.
This evolution can be even better appreciated considering the temperature dependence of the degree of distortion of TiO
6 octahedra (
ϕ) for apical and basal Ti-O distances, which is defined as follows [
16]:
Figure 6a illustrates the
T evolution of the order parameter
ϕ for both anatase and rutile. In the case of anatase, particularly for the P25 and black,
ϕ exhibits a relatively stable trend across varying T, with minor fluctuations as the transformation temperature is approached. This pattern is also observed in the P25 sample for the rutile phase. The evolution of the
ϕ parameter for black rutile is markedly complex. Initially, at lower temperatures, the
ϕ parameter for black rutile starts at a minimal value of approximately 0.005. As the T increases,
ϕ decreases, indicating a transition towards a regime where TiO
6 unit are more regular up to 600 K. Above this T, the
ϕ parameter begins to increase, eventually aligning with the values observed for the P25 samples at the highest
T (see
Figure 6a).
This analysis of the differences between anatase and rutile in P25 and black samples is markedly intriguing. It implies that the alterations triggered by H
2 significantly and principally impact the reduced structure of rutile. This suggests that the rutile TiO
2 is preferentially reduced over anatase through
and
formation. To evaluate the reduction in rutile compared to anatase, we calculated the bond valence sum (BVS) [
26,
27] charges of Ti species from the experimental Ti-O using the tabulated parameters, i.e.,
R0 = 1.815 Å and B = 0.37 [
28]. The results for all the samples are shown in
Figure 6b. For all the nanocrystal phases, Ti-BVS decreases as T increases. This behavior agrees with the observed expansion of both apical and basal Ti-O, since, as suggested by Brown, the thermal expansion of the bond is assumed to be inversely related to the valence of the bond [
26]. In other words, since the bond valence model is sensitive to interatomic distances (the valence of a bond decreases as the bond length increases), the BVS of Ti decreases as the Ti-O bond lengths would increase with
T, reducing the electrostatic attraction between the Ti ions and O ions. For the anatase phase, both Ti-BVS share the same
T evolution in the P25 and black samples. A clear depletion of Ti-BVS is evident in black rutile with respect to the P25 TiO
2 rutile. According to a recent study [
29], this can be attributed to the differences in their atomic structure, bonding energies, and the electronic properties inherent to each phase. In particular, in the spatial arrangement surrounding black TiO
2, the Ti atom deviates from the ideal octahedral, exhibiting four elongated basal bonds and two contracted bond lengths. Specifically, at the lowest temperature, the elongated basal bonds measure ~1.96 Å in black rutile and ~1.93 Å in anatase, while the apical bonds are ~1.97 Å and ~1.98 Å, respectively. This indicates a more pronounced elongation in rutile, suggesting its bonds or bonding energy are comparatively weaker, thus requiring less energy for bond disruption. In addition, a recent study showed a lower charge density around the Ti atoms than the O atoms in reduced rutile, with the majority of Ti charge density proximal to its adjacent O [
29]. In anatase, the electron distribution between Ti and O showed uniformity, signifying isotropic bonding [
29]. In rutile, electron clouds favor proximity to one of three Ti atoms, leading to a diminished covalent bond overlap and, hence, weaker Ti-O bonds. This insight into weaker covalent bonding in rutile aligns with the remarkable elongation of basal rutile Ti-O bonds observed here and the relative, reduced Ti valence as evidenced by BVS calculation (see
Figure 6b).
Looking at the evolution of Ti-O distances on the black rutile, we observed an interesting behavior above
T~600 K—the disparity between basal and apical Ti-O distances begins to widen. This phenomenon, notable around
T = 123 K beneath the transformation temperature, is likely a result of mechanisms activated during the transition from anatase to rutile. The formation of
in reduced rutile plays a crucial role in this context. We suggest that the phenomena observed may be attributed to the enhanced mobility of defects or the partial healing of
(filling by O
2) promoting upon increasing T > 600 K. We argue that the ongoing filling-up of the
disrupts the uniformity between the apical and the expanded basal Ti-O distances which are directly tied to the presence of lattice defects. Furthermore, our observations indicate that, beyond the transformation temperature of 900 K, the Ti-O distances in black rutile agree with those found in the P25 sample. This alignment strongly supports the Ostwald ripening proposed above, implying that the formation of a new, defect-free rutile lattice is notably enhanced by merging with an existing defective structure. Finally, we assume that the interactions of
with potential carbon atom sources present as impurities or from atmospheric CO
2 are negligible. This assumption is fully supported by the fact that during heating in air, the predominantly reduced material, the rutile phase of black TiO
2, achieved at the higher
T a degree of distortion comparable to that seen in the fully oxygenated rutile belonging to the P25 sample (see
Figure 5a).