1. Introduction
Autonomous shuttles are driverless micro-transit vehicles operating at slower speeds than traditional transit buses. The initial deployments of autonomous shuttles took place in Australia, Switzerland, France, and the USA, marking the beginning of a transformative journey in urban mobility [
1]. Autonomous shuttles offer a unique and promising solution for short-distance travel needs within urban and rural areas with a capacity of 12 to 15 passengers [
1]. They are designed to run on pre-defined routes at speeds ranging from 3 to 20 miles per hour, serving as a reliable and efficient mode of transportation. Autonomous shuttles can be more attractive to riders with efficient planning and management. These shuttles are crucial in addressing public transportation system users’ first- and last-mile (F&LM) connectivity gaps. Therefore, autonomous shuttle technology is an additional component to the existing long-route transit systems, enhancing overall transportation accessibility and efficiency.
The Society of Automotive Engineers (SAE) International defined six levels of automated vehicles (AVs), ranging from Level 0 (no automation) to Level 5 (complete automation) [
2]. As per the vehicle design, autonomous shuttles can fall under Level 4 autonomous vehicles as there are no manual controls like steering wheels and pedals, and they rely entirely on the autonomous system for driving tasks. Operation-wise, they could be currently categorized as Level 3 or Level 4 autonomous vehicles. A safety operator should be present on board for safety and security purposes, particularly in the case of Level 3 autonomous shuttles.
Autonomous shuttles hold immense promise in transforming urban mobility, easing traffic congestion, and playing a pivotal role in fostering sustainable transportation systems within the framework of mobility as a service (MaaS) [
3]. They were deployed in the USA in different environments, such as public roads, closed campuses, and airports, to assess their real-world performance [
4]. Despite these trials, there has been no permanent deployment of autonomous shuttles yet in the USA.
Numerous challenges, such as safety, regulatory compliance, public acceptance, and technical reliability, need to be addressed before the permanent deployment of autonomous shuttles. Therefore, it is imperative to thoroughly evaluate all aspects of the technology before proceeding with permanent deployment. One practical approach to addressing these challenges is by assessing the perspectives of practitioners and industry experts. It is crucial to capture stakeholders’ perceptions in identifying necessary updates, replacements, or key focus areas before large-scale shuttle deployments. By analyzing stakeholders’ perspectives, potential barriers and positively influencing factors can be identified, which can help in enhancing the adoption of autonomous shuttles among road users.
A significant research gap exists in understanding the perspectives of practitioners and industry experts regarding the adoption and deployment of autonomous shuttles. While past studies have focused on general perception and adoption, little attention has been given to key stakeholders’ perceptions toward integrating autonomous shuttles into transportation systems. This gap hinders a comprehensive understanding of barriers and the potential for enhancing the permanent deployments of autonomous shuttles. Addressing this research gap through the specific analysis of practitioners and industry expert’s perceptions will help identify obstacles and reasons why users are less willing to adopt autonomous shuttles, offering insights into decision-making. Potential enablers to enhance existing deployments can also be identified, providing valuable recommendations for improved effectiveness and acceptance. The findings will also assist in making informed decisions in the future, bridging the research gap, and facilitating the successful integration of autonomous shuttles into transportation systems. Overall, the perceptions of stakeholders such as practitioners and industry experts will provide a more holistic understanding of factors influencing the successful implementation of autonomous shuttles.
This study, therefore, focuses on capturing and analyzing the perceptions of practitioners and industry experts on autonomous shuttle adoption and deployment. A well-structured questionnaire was used to capture the perceptions of practitioners and industry experts on various operational and safety aspects of autonomous shuttles. An explanatory factor analysis (EFA) was employed to model the perceptions of practitioners and industry experts to identify potential barriers hindering the widespread adoption of autonomous shuttles. Further, critical reasons for the underutilization of autonomous shuttles and suggested areas of improvement before permanent deployment were identified using the Garrett ranking method. Valuable recommendations are provided to aid stakeholders in making informed decisions and in formulating a robust framework for autonomous shuttle deployments and integrating them into transportation systems. Overall, the contributions of this study are two-fold. Firstly, it systematically investigates the perceptions of practitioners and industry experts to identify potential barriers to the widespread adoption and implementation of autonomous shuttles. Secondly, it provides recommendations for successfully implementing and integrating autonomous shuttles into transportation systems.
This paper is organized into five sections. Following this introduction (
Section 1),
Section 2 summarizes the past literature on the perceptions of users and stakeholders on autonomous shuttles and AVs. The research design and methodology are explained in
Section 3.
Section 4 summarizes and discusses the results obtained from this study. The recommendations from this study are presented in
Section 5, followed by conclusions and future research directions.
2. The Literature Review
A robust framework to address the challenges related to safety, public acceptance, operations, and policies in both short- and long-term scenarios is essential for successfully deploying AVs and autonomous shuttles [
5]. An autonomous shuttle is a type of AV designed to improve accessibility in public transportation. Therefore, the deployment of autonomous shuttles may be related to the deployment of private AVs. As AV’s are soon to be integrated into the current transportation system, there is an urgency for long-term planning and a collaborative approach from various sectors to streamline the transition toward AVs. Insights from the early stages of AV development provide a crucial foundation for evaluating future innovations and their implications [
6]. Since autonomous shuttles are not yet widely deployed, road users are not very familiar with these vehicles. Therefore, in the early stages, it is beneficial to include the perspectives of practitioners and industry experts on this technology in transportation planning.
Autonomous shuttles are designed to optimally connect origin and destination with the nearest public transportation stop [
7]. Autonomous shuttles’ operational pathways, road certification concepts, essential infrastructure elements, and factors influencing safe operations have been examined previously [
1,
4,
8]. However, the stakeholders’ views on operational constraints on road networks are still being determined as they swing between waiting for technology to mature or seeing proven societal benefits before dealing with infrastructure needs [
9].
In the MaaS landscape, autonomous shuttles can serve as a flexible and convenient mode of transportation. Emberger and Pfaffenbichler observed that total vehicle miles can be reduced by 14.6% with a consequent increase in public transportation usage by improving F&LM connectivity [
7]. Although there are many positive aspects of autonomous shuttles, there are also several barriers to their adoption. Public–private cooperation, business support, service coverage, shared vision, data security, and demand-side barriers like appeal, digital platform attractiveness, and user willingness to pay are some barriers to adopting AVs and autonomous shuttles [
8].
The introduction of autonomous shuttles has consistently highlighted a common issue: adjusting distance and timing [
10,
11,
12,
13]. Adjusting distance involves the fine-tuning of spatial positioning for safety and efficiency, while adjusting timing refers to synchronizing its movements with traffic flow and schedules. Legal, regulatory, and guideline-related hurdles emerge as primary barriers, while customer acceptance and labor shortage rank lower. The unpredictability of these systems, especially when they need to anticipate the action of other road users’ behavior, requires them to effectively manage spatial context and real-time road space negotiation [
14,
15]. Flexible policymaking for private AVs is critical to match global technological advancements [
16]. While optimistic about Level 4 AVs becoming publicly available within the next decade, stakeholders are only planning to deploy them on specific road sections [
17].
Collaboration and standardization among stakeholders are essential to ensure trust and safety in AV deployment. The current road infrastructure needs to be AV-friendly. New urban design discussions encourage transforming transportation infrastructure to enhance livability and sustainability, even though this may require some infrastructural changes and societal acceptance [
3,
17,
18]. Infrastructure requirements for AVs include everything from the physical features of roads to secure digital communication systems. Ensuring equity in terms of accessibility and the funds to support them is a major challenge, requiring a well-planned approach to prepare for AVs [
9].
Safety concerns rank highest among objectives, while ease of use and cross-border interoperability are ranked lowest [
19]. From a manufacturing perspective, the designs of autonomous shuttles should prioritize smooth operation in complex traffic situations without substantial road infrastructure modifications. Several mitigation areas have been identified, including road infrastructure, weather-dependent operation, localization improvement, digital infrastructure, design, working conditions, and user experience for citizens [
20].
The roles of stakeholders differ in the implementation of autonomous shuttles. Policymakers are encouraged to promote AV adoption through subsidies for shared AV usage and road testing permits for AV-sharing service providers. Manufacturers should strategize diverse business models to attract a wider customer base and partner with ride-hailing services to demonstrate AV utility through robotaxi type services [
19].
Many researchers have previously explored road users’ perceptions of autonomous shuttles [
3,
4,
9,
19,
20,
21]. User acceptance surveys indicate a generally positive outlook toward autonomous shuttles, underscoring the importance of safety measures and separate right-of-way [
22]. However, public perception is impacted by concerns over the limited availability of regular service and potential private vehicle replacement [
13].
Variability exists in levels of acceptance and satisfaction across different surveys. Environmentally conscious consumers are strongly influenced by the perceived drawbacks of AVs. Policymakers should promote sustainable development in the AV industry through energy-efficient standards and incentives for electric AV development [
21]. Therefore, sensor technology enhancements and long-term user experiences are required to shape user acceptance.
The deployment of autonomous shuttles presents a range of known and unknown challenges, spanning vehicle performance, safety, security, traffic management, weather conditions, infrastructure, social justice, equity, legal considerations, and user acceptance. To effectively address these challenges and identify potential enablers for best practices, it is essential to capture the perceptions of stakeholders, such as practitioners and industry experts, to assess all the factors impacting the adoption of autonomous shuttles. These challenges can be overcome with continuous technological advancements, infrastructure upgrades, collaborative engagement among stakeholders, and the establishment of suitable regulatory frameworks, paving the way for the seamless integration of autonomous shuttles into our transportation landscape and unlocking their full potential for the benefit of society.
3. Research Design and Methodology
There are different methods to capture perceptions, such as interviews, focus group meetings and online survey questionnaires. Capturing perceptions through questionnaires is more cost-effective and provides more quantifiable data that can be easily analyzed. A well-structured questionnaire comprising multiple choice and scaling questions was used to gain insights into the perceptions of practitioners and industry experts toward autonomous shuttles.
3.1. Questionnaire Content and Participants
The web-based questionnaire was developed based on the potential factors identified from the literature. The draft questionnaire underwent internal review and modifications based on suggestions from the Institutional Review Board (IRB) to ensure comprehensive data collection regarding autonomous shuttle deployment and adoption. The questionnaire was divided into three parts. The first part focused on socio-demographic information. The second part focused on questions related to familiarity with autonomous shuttles. The third part focused on how practitioners and industry experts perceive the operation of autonomous shuttles and areas that require improvement, including vehicle, road infrastructure, safety, and security aspects. Overall, the questionnaire sought to gain insights into the barriers concerning the safety, comfort, and operational elements of autonomous shuttle deployment.
The participants surveyed included practitioners and industry experts interested in autonomous shuttles and AVs. Practitioners are employees from state and regional departments of transportation (DOTs), private consultants, and consulting firms, while industry experts are individuals involved in the manufacturing (including parts) and operation of autonomous shuttles. The participants were identified from a systematic review of public agencies with a transportation function, using publicly available contact information, relevant conferences, research papers, and organizations such as the American Association of State Highway and Transportation Officials (AASHTO), the Transportation Research Board (TRB), the American Society of Civil Engineers (ASCE), etc. Although users are one of the stakeholders, they were not considered, as the focus of the study is to comprehend the barriers related to the adoption and implementation of autonomous shuttles.
After receiving ethical approval from the IRB (IRB-23-0716), the questionnaire link was forwarded to the identified participants via e-mail and social media. Reminders were sent approximately two weeks after the original e-mail date. The online survey was left open for four months. Forty responses (36 from the practitioners and 4 from the industry experts) were received. Among these respondents, ten had actively participated in pilot deployments of autonomous shuttles.
3.2. Analysis Methods
A two-fold analysis was employed to gain insights from the collected data. In the first part, descriptive statistics were computed to analyze the general perception of practitioners and industry experts toward autonomous shuttles. It covered vital areas, such as the intended purpose of use, proposed trial durations for pilot projects, safety measures, crash liability, restricted operational zones, and necessary upgrades or replacements required before long-term deployment. Further, the Garrett ranking method was used to rank the factors responsible for the underutilization of autonomous shuttles and the areas needing improvement before permanent deployment. In the second part, the collected responses were analyzed using EFA to identify barriers to adopting and implementing autonomous shuttles.
3.2.1. Garrett Ranking
The application of Garrett’s ranking technique allows the conversion of the preference sequence, changes in constraint orders, and benefits into numerical scores. This method provides an edge over primary frequency distribution by arranging constraints based on their intensity as the respondents perceive them. The formula to estimate the percentage position of a feature is shown in Equation (1).
where P
i is the percentage position of the ith feature, N
i is the number of cases that were ranked above the ith feature, and N is the total number of features.
These percentage positions are then converted into Garrett scores via a standard table correlating percentages to scores. The final Garrett score for each feature is obtained by aggregating the scores from all the respondents. The Garrett ranking method was used to determine the most influential reason for the underutilization of autonomous shuttles. Additionally, the Garrett ranking method was used to identify the aspects that need improvement before considering the permanent deployment of autonomous shuttles.
3.2.2. Exploratory Factor Analysis
In the second part, the collected responses were analyzed using EFA to identify barriers to adopting and implementing autonomous shuttles. EFA is a multivariate statistical approach to interpreting the underlying structure of relationships among various variables. A smaller set of latent variables (factors) is obtained from the original dataset [
23]. The factor model is created, and adjustments are made through an iterative process, where variables are eliminated based on the suitability criteria of the method. The EFA was applied to assess the questionnaire data, utilizing the principal component analysis (PCA) methodology. The PCA method is employed to extract the factors, which are then represented by the set of original variables in the model, and to describe the behavior of the evaluated data. Latent variables from specific question sets are created per Equation (2).
where y
q = Factor; a
q = Factor loading; and x
q = Variable
The EFA approach was used to identify the influential factors and uncover the critical latent factors contributing to the resistance to adopting autonomous shuttles. It proved beneficial in comprehending relationships among variables and data aggregation for analyzing the factors involved. In general, EFA offers the advantage of uncovering the structure of variables influencing the problem and their correlations while extracting the latent factors that impact the phenomenon. IBM SPSS (version 28.0.1.1-14) statistical software was used for the EFA, employing PCA with Varimax rotation, a common practice in factor analysis.
The suitability of EFA for the problem was confirmed using the Bartlett sphericity test and the Kaiser–Meyer–Olkin (KMO) test. The model tuning was conducted by removing variables based on the suitability criteria of the anti-image correlation matrices (diagonals more than 0.5) and commonalities (extraction value over 0.6). The factors obtained via the PCA method were visualized using the total explained variance matrix, which reflects the total variance percentage defined by the retrieved factors. Variables related to the factors were pulled from the rotated component matrix. Factor loadings symbolize the variable’s contribution to the factor; thus, variable identification for each factor was based on selecting those with the highest absolute values [
24].
5. Recommendations for Best Practices
The recommendations for the best practices for deploying autonomous shuttles are proposed based on Garret ranking results and EFA. They are divided into operational, safety, policy, and economic aspects, supporting pilot and permanent deployments. The objective is to ensure safe, reliable, and trusted autonomous shuttle systems that cater to stakeholders’ needs. The comprehensive approach provides a framework to address potential challenges in adopting autonomous transit solutions and effectively guide the deployments of autonomous shuttles.
5.1. Operational Aspect
From the operational perspective, adjusting the pilot deployment trial period from 6 to 12 months is essential. This duration provides sufficient time to monitor and address unforeseen challenges and operational issues. In the service context, autonomous shuttles seem particularly effective for F&LM connectivity. This specific utilization can help bridge gaps in public transportation accessibility and potentially increase its overall usage.
Infrastructure improvements constitute a crucial part of autonomous shuttle deployment. Before initiating pilot projects, efforts should focus on enhancing transit parking facilities and road signage. Such advancements not only streamline the operation of autonomous shuttles but also promote safety and ease of use for all road users. Moreover, providing a dedicated lane for autonomous shuttles is worth considering. This approach reduces interactions with other vehicles, fostering a more controlled environment for autonomous shuttles and smoother deployment.
Improving the level of autonomy is necessary from a technical viewpoint. The operational aspects that call for particular attention are lane changing and the navigation of steep curves. Enhancements in these areas can augment the efficiency and safety of autonomous shuttles. Refining the positioning of LiDAR sensors and the simultaneous improvement in road signage using other sensors can improve the safety performance of autonomous shuttles, even under adverse weather conditions.
5.2. Safety and Security Aspect
Safety and security are most important for any transportation system. Data safety, passenger safety, road signage, transit parking, and operator training require meticulous evaluation and improvement before the permanent deployment of autonomous shuttles. Among these elements, data safety, passenger safety, road signage, and operator training should be given precedence due to their direct impact on user experience and trust in the system.
Data safety is vital for the functional operation of autonomous shuttles and for maintaining the users’ trust. Improving measures to protect and secure data can substantially alleviate concerns regarding potential cyber threats. Establishing robust data-security measures and adapting the existing infrastructure to cater to the needs of autonomous shuttles can go a long way in ensuring the successful integration of these vehicles into the mainstream transportation system. Similarly, passenger safety is a non-negotiable aspect, and it is essential to guarantee the utmost protection for all passengers during transit.
Operator training is another crucial area that needs attention for the successful deployment of autonomous shuttles. Even though the ultimate goal is complete autonomy, well-trained operators can play a pivotal role in managing and troubleshooting the systems if required in the transition phase. Hence, investing in the comprehensive and systematic training of operators is a prerequisite for a smooth transition to autonomous shuttles.
5.3. Policy Aspect
There are several essential considerations before moving toward long-route autonomous bus services. One primary point of focus should be the efficient operation of autonomous shuttles. The success and wide-scale acceptance of autonomous shuttles could pave the way for extended autonomous transit routes.
Although the advent of autonomous shuttles has gained significant popularity, the shift from private vehicles to public transportation, such as autonomous buses, is lower than expected, with only about 30% of the population showing a preference for such a change [
34]. This observation suggests that more efforts should be expended to encourage the public to adapt to autonomous public transportation.
Stakeholders should equally share the responsibilities related to the operation and maintenance of autonomous shuttles, as well as handling liability in the case of crashes. Shared responsibility could lead to better management and oversight of autonomous shuttle operations.
Introducing an additional statutory body, distinct from the existing stakeholders, could provide an extra layer of regulation and control. This body could be instrumental in monitoring and ensuring adherence to safety protocols and guidelines.
Autonomous shuttles are a viable enhancement to the existing public transportation system. Autonomous shuttles are promising for medium-distance travel, especially when they reduce access route lengths [
35]. In particular, F&LM connectivity is anticipated to increase public transportation uptake significantly. The deployment of autonomous shuttles, especially as a supplement to traditional transit services, merits careful consideration in strategic transportation planning.
Lastly, safety, travel time, schedule adherence, and reliability could contribute to the utilization of autonomous shuttles. These aspects require careful attention and planning to enhance the efficiency of autonomous shuttles and ensure a smoother transition toward a fully autonomous transit system.
5.4. Economic Aspect
An additional budgetary component may be needed to cater to the successful implementation of autonomous shuttles within existing transportation systems. Such financial foresight is crucial to ensure autonomous shuttles’ sustainable operation and maintenance, contributing to their long-term success and widespread acceptance.
The recommendations for deploying autonomous shuttles are categorized into operational, safety, policy, and economic aspects to aid in clarity and practical use. Although these areas are interconnected, this separation helps practitioners focus on specific challenges relevant to their needs. As autonomous shuttles move toward permanent deployment, it is crucial to understand that improvements in one area can enhance others, supporting the overall advancement of autonomous transit solutions.
6. Conclusions and a Way Forward
This study provides a comprehensive understanding of stakeholders’ perceptions toward integrating autonomous shuttles into transportation systems and reveals the key factors influencing their adoption. Based on the findings from the EFA and the Garrett ranking, the best practices for deployment, encompassing operational, safety, policy, and economic factors were proposed. The following are some of the important conclusions drawn from the study.
Comfort, travel time, and reliability are the most critical factors resulting in the underutilization of autonomous shuttles.
Autonomous shuttles generally provide a safe commuting environment for all users. However, older adults find autonomous shuttles relatively unsafe compared to middle-aged individuals.
Autonomous shuttles may pose safety concerns in areas experiencing extreme weather conditions, such as heavy rainfall or snowfall.
The existing infrastructure and data security are barriers to autonomous shuttle deployment, highlighting the need for specific data-security policies and autonomous shuttle-friendly infrastructure for their successful implementation.
Low speed and limited passenger capacity are also possible barriers to adopting autonomous shuttles.
The inability to switch lanes on the road and the lack of designated lanes for autonomous shuttles can impede their widespread adoption.
Overall, this study contributes to a better understanding of stakeholders’ expectations and provides a perception-based framework for decision-making. The findings help to promote the widespread acceptance of autonomous shuttles and their integration into public transportation systems.
This study has a few limitations. First, future research should focus on gathering and analyzing the perception of users who used autonomous shuttles to understand the attitudes influencing the willingness to use autonomous shuttles, offering more profound insights into overcoming barriers to autonomous shuttle adoption. A refined understanding will create more user-centric and effective strategies for successfully integrating autonomous shuttles into existing transportation systems. Second, each deployment type presents unique characteristics and challenges, which this study has not explored. Future studies should aim to collect operational data specific to each deployment type, scrutinize their nuances, and determine the implications for autonomous shuttle adoption and utilization.
The number of responses collected from the industry experts is relatively lower than that from the practitioners. Exploring novel approaches to engage and collect more responses from industry experts will help compare how their perceptions and expectations differ from the practitioners. It will help identify solutions to bridge the gap between these stakeholders and proactively build the transportation infrastructure. This merits further investigation.