1. Introduction
Individual and community adaptive capacity is essential when responding to the impacts of drought [
1]. Increased understanding of the relationship between adaptive capacity and wellbeing is needed to provide insights into methods to enhance adaptive capacity, and therefore increase opportunities for effective drought adaptation. Many definitions of adaptive capacity, and its interconnections with vulnerability and resilience, are available [
2,
3,
4,
5,
6]. In addition, there are numerous methods and techniques for assessing adaptive capacity, such as assessment of secondary data sources, inductive theory-driven approaches, futures modelling and self-assessment processes [
7]. Despite these methods and techniques, an optimal measure of adaptive capacity has not been identified. For this reason, it is necessary to assess alternative methods for measuring adaptive capacity.
This paper uses Antonovsky’s theory of salutogenesis and the associated sense of coherence (SOC) [
8] to measure adaptive capacity in rural residents affected by drought. The concept of salutogenesis posits that SOC is a method of understanding why some individuals cope and adapt to adversity and remain healthy, while others do not [
9,
10,
11,
12]. In this case, adversity is represented by drought. Antonovsky theorised that a person’s perspective on their life has an influence on their health, where a positive view of life results in a positive influence to health [
8,
13]. Specifically, the SOC explains why some people stay well in stressful situations and is helpful in managing daily stressors and life events. Research shows that many people in drought-affected communities do indeed cope and adapt to drought successfully while remaining well, highlighting the relevance of SOC to this study, as a way of understanding why and how this is possible under the ongoing stress of drought.
In this paper, adaptive capacity is conceptualised as a nested concept within the context of resilience and vulnerability [
6,
14], symbolising an individual’s ability to cope with adversity, including drought. Vulnerability, and resilience to drought differs across locations and populations, with sociodemographics, health and financial position contributing to an individual’s adaptive capacity and ability to cope and adapt to drought [
15,
16].
Salutogenesis and the Sense of Coherence (SOC)
Understandings of salutogenesis, and the associated SOC, are employed as a concept of health and as a proxy for adaptive capacity. The concept of salutogenesis was conceived by Aaron Antonovsky, a medical sociologist studying the health of women in Israel, including some who were concentration camp survivors [
17]. The concept originated from Antonovsky’s discovery that some women who had survived the horrors of a concentration camp, and then been displaced, had better emotional and physical health than women who had not been imprisoned.
Theories of health are typically disease focused, however, salutogenesis offers an alternative view, instead guided by the question “what makes people healthy?” with a focus on health and health assets, rather than the origins of disease and risk factors [
18]. The theory originated from Antonovsky’s insight that illness, however it manifests, was a consequence of psychosocial factors [
18]. Antonovsky hypothesised that our life experiences shape our SOC, defined as: “A global orientation that expresses the extent to which one has a pervasive, enduring though dynamic feeling of confidence that one’s internal and external environments are predictable and that there is a high probability that things will work out as well as can be expected.” [
8] (p. 123)
An individual’s SOC strength is considered as a crucial element in the structure of their personality, facilitating the coping and adaptation process [
13]. SOC is the mechanism that facilitates us to employ our resources to cope with stressors. Understanding these stressors and the role they may play in health and wellbeing is important when contextualising and defining human health. SOC also provides a fresh way of examining health and wellbeing in the science/public health disciplines. Used to conceptualise and measure adaptive capacity in this paper, SOC acknowledges the adversities people face and their ability to experience resilience.
SOC has been found to impact quality of life: where stronger SOC results in better quality of life [
19]. Antonovsky [
8] described SOC as the ability to comprehend the whole situation and the associated capacity to use the resources available to cope with the situation. This description determines that SOC has three elements [
20]:
Comprehensibility—the cognitive dimension—refers to the level at which one perceives internal and external stimuli as rationally understandable. This understanding is critical, as being able to cope with a stressful situation is dependent on one’s ability to understand it to some extent, where comprehension makes it easier to manage.
Manageability—the instrumental or behavioural dimension—is the extent to which one feels confident there are the resources available to meet the requirements of the stimuli. Critically, coping also requires one to be (i) motivated to solve the problems causing the stressful situation, while being (ii) willing to invest energy in solving the problems, and (iii) finding meaning in being able to manage the situation. This leads to the third element.
Meaningfulness—the motivational dimension—refers to the degree to which one feels life has an emotional meaning. Essentially, one must feel that the problems faced in life are worth commitment and dedication, viewing these problems as challenges instead of burdens. Finally, one must have a desire to resolve problems, and a willingness to invest energy to survive stressful experiences.
Antonovsky [
8] theorised that an individual’s SOC was determined by their general resistance resources (GRRs). There are six categories of GRRs: physical, artefactual, emotional, cognitive, macrosocial and social [
10]. Despite these definitions, SOC is not a coping strategy per se, rather a high SOC increases the likelihood that an individual will flexibly adopt adaptive strategies which are appropriate to the given situation [
9]. Ultimately SOC relates to the resources, mechanisms and interactions that guide and facilitate the adaptive capacity of humans [
10].
Although, SOC has been used in a variety of methodologies, including anonymous random surveying [
9] and qualitative interviews [
10], there exist no studies where SOC was explicitly used to measure adaptive capacity. Therefore, the research presented in this paper uses SOC to measure the adaptive capacity of rural residents in order to assess its usefulness in further exploring these issues. In addition, while salutogenesis and SOC have been used in a multitude of scenarios and contexts in more than 49 languages in at least 48 countries [
11] they have not been applied in a drought situation, indeed they have not been utilised in the context of environmental or climatic impacts to health.
Applying the theory of salutogenesis and SOC in this way provides an opportunity to learn from experimenting with varied health theories when considering the relationship between drought and wellbeing. Salutogenesis and SOC have not been applied in this context previously, allowing this new application to provide novel insights. While numerous theories and measures of resilience and adaptive capacity exist, salutogenesis was chosen as the guiding theory as it incorporates elements of resilience and adaptive capacity together with health and wellbeing specifically. Importantly, SOC helps to delineate why some individuals thrive despite adversity while others do not. Establishing the linkages between this ability to thrive and wellbeing is central to the aim of this paper, as an understanding of this relationship may contribute to improving adaptive capacity to drought.
In this paper, wellbeing was measured using the K10, in which the absence of psychological distress represents positive wellbeing. While K10 (i.e., level of psychological distress) was deemed to be a sufficient measure of wellbeing for the purpose of this paper it is important to recognise that wellbeing also encompasses many other parameters (e.g., physical health, financial position, satisfaction with relationships etc.).
4. Discussion
Adaptive capacity, measured by the SOC13, was found to be strongly correlated with wellbeing as measured by the K10, a finding supported by previous investigations of the relationship between SOC and psychological distress variables [
37,
42]. Drought condition did not influence adaptive capacity, although adaptive capacity and drought-related stress were weakly correlated. Adaptive capacity improved with age and financial security, consistent with the findings for drought-related stress in Austin et al. [
28]. Psychological distress and drought-related stress were higher than in other populations investigated previously [
28,
35], and importantly no participants reported never being worried about drought. These findings demonstrate that adaptive capacity and wellbeing are linked and that improved wellbeing in terms of lower psychological distress should enhance adaptive capacity.
These findings highlight the importance of baseline data, and being able to compare populations before/after they are disturbed by any extreme event. Such a large percentage of the study population reporting high distress (i.e., nearly triple that of the general Australian population) highlights the importance of funding and programs to support people in rural communities affected by drought, regardless of whether this high distress is caused directly by drought. Research such as that described here and previously, e.g., [
16,
28,
35,
43], help to identify populations most at risk of diminished wellbeing as a result of drought. Participants with high distress were more likely to have weaker SOC, suggesting that increased wellbeing can help people remain well and be able to cope with stressors and adversity, including drought.
Reporter bias, the use of snowball sampling and the inability to calculate a response rate are limitations of this study. It is likely that only those affected by drought and potentially only those who were distressed, responded to the survey. This is a factor to consider when recruiting and framing the advertising material associated with surveys such as this. In addition, the use of an online survey may introduce bias, as people with no access to the internet, or who are not comfortable using it, may not have responded. Finally, the population may be a survivor cohort, in that those with low adaptive capacity have already exited the drought-affected area.
Compromised wellbeing, specifically anxiety and depression, are directly linked to how individuals perceive the likelihood of future events [
44]. Anxiety and depression generate more negative future thinking and are associated with elevated levels of worry and hopelessness [
44]. Strong SOC helps individuals to manage the lack of control over their life and feelings of instability. In this way, SOC facilitates the coping and adaptation process. This is important in the context of drought, as drought propagates over time and as conditions deteriorate people’s wellbeing is influenced by the prospect of future rain. Indeed, Ellis and Albrecht [
45] reported some farmers checking the forecast up to 20 times a day in the hope for rain. This manifests into a type of social sorrow, where hopes for the future hinge on rainfall, and people are subjected to repeated disappointment when it does not rain.
Findings demonstrate that wellbeing and adaptive capacity was at its lowest for 10–15% of months in drought (in a 24-month period), which suggests that as drought continued wellbeing and adaptive capacity improved. From analyses conducted here it is not possible to fully interpret why distress may be higher in times of lesser drought. One possible scenario is that people are more distressed as drought develops, and once the drought reaches a tipping point, distress is reduced. This situation may be explained by the possibility that people have started to adapt (e.g., changes to household budget, farming practices or lifestyle) to drought or that government funding has become available. Further analysis, including qualitative investigations, are needed to fully explain this relationship.
Austin et al. [
28] and Austin et al. [
29] found a significant relationship between drought condition and wellbeing, while Austin et al. [
35] qualitatively reported on this linkage. Despite these previous findings, a relationship was not detected between drought condition and adaptive capacity in this study, although greater drought-related stress was associated with lower adaptive capacity. However, the population in this study is very different to those in the previously published papers. The population in this paper differs in three important ways: (i) it is a much smaller sample size; (ii) it is almost exclusively drought-affected; and (iii) is a considerably distressed sample (although it is not possible to determine the cause/s of this heightened distress). These methodological limitations may have impacted the reliability of the findings. Research demonstrates that wellbeing in rural communities is not wholly controlled by drought experience, and a range of factors influence wellbeing and drought-related stress [
1,
28,
46]. This is supported by findings in this paper, as although drought was not found to have a statistically significant effect, the prevailing drought conditions cannot be ignored when interpreting the high levels of distress.
5. Conclusions
Despite the literature suggesting a relationship between SOC and adaptive capacity, SOC has not previously been used to measure adaptive capacity. While adaptive capacity was not associated with drought condition, it was found that increased wellbeing is linked to improved adaptive capacity. These findings highlight the importance of having baseline data for rural communities that are vulnerable to drought so that comparisons are possible when a drought (or another extreme event) occurs. While SOC has been applied to a variety of contexts and methods, this study is the first to test SOC as a measure of adaptive capacity, as well as being the first time SOC has been used in an environmental adversity context.
It is necessary to compare and identify influencing factors so that support can be targeted to those most at risk to maximise the efficacy of funding and community interventions. Adaptation to drought is essential as drought is a reoccurring pervasive element of our climate. Findings reported here suggest increased wellbeing is associated with stronger adaptive capacity and therefore, an individuals’ capacity to remain well and cope with stressors, such as drought and rural adversity. It remains to be investigated if interventions to promote comprehensibility, manageability and meaningfulness in drought-affected populations can improve adaptive capacity to drought.