The Department of Energy, Oak Ridge National Laboratory (DOE/ORNL) Heat Pump Design Model [
23] was used to model a baseline heat pump with R410A as the refrigerant. The heat pump system consists of a condenser, an evaporator, a thermo-expansion valve, and a compressor. Capabilities of the DOE/ORNL Heat Pump Design Model (HPDM), are described extensively in [
23] and the salient features pertaining to this paper are described concisely below.
3.1. Compressor Model
The compressor power consumption and refrigerant mass flow rate were modeled using AHRI 10-coefficient compressor maps [
24]. A compressor shell loss ratio, to the compressor power consumption is a user input to quantify the refrigerant energy gain in the compressor flow path. The predicted refrigerant flow rate is corrected by the real suction density, as described in [
25]. The compressor map, originally developed for R410A, was used to model the alternative refrigerants. It was assumed that the compressor would maintain the same volumetric and isentropic efficiencies at the same suction and discharge pressures. Thus, the efficiencies were defined from the original R410A map as a function of the suction and discharge pressures, adopted by the alternative refrigerants in the same pressure range. The volumetric, and the isentropic efficiency are defined in Equations (1) and (2), respectively, as:
where
is compressor mass flow rate, kg·s
−1;
is compressor power, W;
is the compressor volumetric efficiency;
Sprotation is the compressor rotational speed, rotations per second
; Dsuction is the suction refrigerant density, kg·m
−3;
is compressor isentropic efficiency;
is the compressor suction enthalpy, J·kg
−1; and
is the enthalpy, J·kg
−1, obtained at the compressor discharge pressure and suction entropy. The approach of converting the compressor map of a baseline refrigerant used by its drop-in replacements has been extensively validated in [
17]. The map conversion method for the alternative refrigerants reached similar accuracy as the compressor map developed for the original refrigerant.
3.2. Heat Exchanger Model
The fin-and-tube condenser is modeled using a segment-to-segment modeling approach, i.e., dividing one tube into multiple mini control volumes; each control volume considers air-side and refrigerant-side heat transfer and energy balance with possible phase change. Heat transfer within each control volume is calculated using an ɛ-NTU method. Pressure drops are considered in both the air side and refrigerant side.
Figure 4 shows the diagram. The kth segment indicates a single segmented-control volume having energy transfer between the air side and refrigerant side. In addition,
is the air flow rate across the segment,
and
are the air side inlet and outlet enthalpies,
is the refrigerant side mass flow rate,
and
are the inlet and outlet refrigerant pressures, and
and
are the refrigerant side inlet and outlet enthalpies.
Using the same modeling approach as the segment-to-segment fin-tube condenser (
Figure 4), the evaporator model additionally considers dehumidification. The method introduced by Braun et al. [
26] was adopted to deal with water condensing on a cooling coil, where the heat and mass transfer was driven by the difference between specific enthalpies of the inlet air and saturated air at the refrigerant temperature. As noted, the mini segmental modeling approach could reveal the glide of a zeotropic refrigerant (refrigerant with a temperature glide between the onset of boiling and onset of condensation), since the temperature increment was accounted for by each individual segment along the refrigerant flow path.
Through an extensive literature survey, we identified heat transfer and pressure drop correlations suitable for modeling and optimizing air conditioners and heat pumps, and valid for various low GWP refrigerants. The references are listed in
Table 2.
The two-phase heat transfer correlations [
21,
27] account for local flow patterns, considering refrigerant properties. The idea of the flow-pattern dependent evaporation model is to first estimate the wetted surface inside a horizontal smooth tube using a flow map prediction. The model covers stratified flow; stratified wavy, annular wavy, intermittent, and annular flow; annular flow with partial dry out; and mist flow in evaporation. The general expression for local evaporating heat transfer coefficient is as follows:
In Equation (3),
is the dry angle corresponding to the dry circumference of the tube, which is determined from the flow pattern and void fraction. The void fraction model for this correlation is described in [
29]. In addition,
is the heat transfer coefficient at the wet circumference of the tube, which is composed of a nucleate boiling term
and a convective boiling term
;
is the heat transfer coefficient at the dry circumference of the tube.
The local evaporation heat transfer coefficient calculated with the correlation of Thome [
21] is shown in
Figure 5. The correlation reasonably predicts degradation of heat transfer coefficient at high quality due to dry out of the liquid film, while most of the other correlations are not able to do so. This model can also reveal the effect of heat flux.
The local condensation heat transfer coefficient according to Cavallini [
27] is given in Equation (5) as:
where
is the falling film angle around the perimeter of the tube, which is dependent on the local flow pattern and void fraction;
is the Nusselt film condensation coefficient; and
is the convective condensation heat transfer coefficient. The Cavallini [
27] condensation correlation also starts with the flow pattern prediction, i.e., applying different heat transfer mechanisms specific to local flow patterns.
It was assumed that azeotropic refrigerant (with negligible temperature glide) mixtures had similar heat transfer performances to those of pure refrigerants. Thus, pure refrigerant correlations can work for an azeotropic refrigerant mixture such as R410A. However, zeotropic refrigerant mixtures with large temperature glides, have different behaviors.
Heat transfer correlations developed for pure refrigerants must be corrected if they are to be used for zeotropic refrigerants. Stephan [
30] proposed a correction method for condensation as well as evaporation. In this method, the mixture heat transfer coefficient
is defined as:
where
is the heat transfer coefficient computed from a pure refrigerant heat transfer model;
is the heat transfer coefficient of the vapor phase, which can be calculated with the Dittus–Boelter equation; and
is the ratio between the sensible heat transfer rate and the total heat transfer rate. Bell [
31] suggested that if the total isobaric temperature glide was around 7–8 °C, then the ratio could be approximated as:
where
is the temperature glide,
is the enthalpy of latent heat of the mixture,
is the quality (mass fraction of vapor in an equilibrium mixture of vapor and liquid), and
is the vapor specific heat.
We adopted air-side heat transfer correlations specific to individual fin types for dry and wet surfaces. To simplify the models for the thermo-expansion valve, it was assumed that the liquid enthalpy ahead of the expansion device was equal to that at the evaporator inlet. The evaporator superheat degree and the condenser subcooling degree were direct inputs. A heat exchangers’ airflow rate and corresponding fan power consumption were direct inputs from the laboratory measurements or from the manufacturer’s data. Temperature changes and pressure drops of refrigerant lines, e.g., liquid, suction, and discharge lines were specified using the measured data from experiments. REFPROP 10.0 from Lemmon et al. [
32] was used to calculate the refrigerant properties. New refrigerants can be modeled in REFPROP by creating a refrigerant definition file.
3.3. Baseline Heat Pump and Rating Conditions
The DOE/ORNL Heat Pump Design Model (HPDM) was used for analytical evaluations for a baseline pump having a two-speed compressor. The two-speed heat pump has the total cooling capacity of 5 ton/17.6 kW at 35 °C ambient temperature/26.7 °C indoor dry bulb temperature (DB) and 19.4 °C indoor wet bulb temperature (WB). The high and low speeds of the scroll compressor provide 100%/67% capacity. The indoor and outdoor heat exchangers are described in
Table 3. For the system modeling in, heating mode, the evaporator exit was assumed to have a constant superheat degree of 10 R (5.6 K).
The AHRI 210/240 [
33] standard was used for two-speed heat pumps. In heating mode, the heat pump should be rated at the indoor dry bulb temperature of 21.1 °C. At the low speed, the ambient temperature should vary at 16.7 °C DB/13.6 °C WB, 8.3 °C DB/6.1 °C WB, 1.7 °C DB/0.6 °C WB, and −8.3 °C DB/−9.4 °C WB. The high speed should be rated at 8.3 °C DB/6.1 °C WB, 1.7 °C DB/0.6 °C WB, and −8.3 °C DB/−9.4 °C WB.
Since HPDM is a steady-state system model, it does not predict cyclic performance and frost/defrost penalty. We adopted a typical degradation coefficient of 0.1 for the high speed, and 0.15 for the low speed. The AHRI 210/240 standard quantifies frosting/defrost loss at the outdoor condition of 1.7 °C DB/0.6 °C WB. If no frost effect is correlated by an analytical model, the standard recommends a 98% factor to scale the power consumption and a 91% factor to scale the heating capacity. The AHRI 210/240 standard assumes no frost formation at ambient temperatures above 8.3 °C DB/6.1 °C WB and below −8.3 °C DB/−9.4 °C WB. At other ambient conditions, the performances are interpolated between 8.3 °C DB/6.1 °C WB and 1.7 °C DB/0.6 °C WB; and interpolated between 1.7 °C DB/0.6 °C WB and −8.3 °C DB/−9.4 °C WB. For the ambient conditions below −8.3 °C DB/−9.4 °C WB, the results are extrapolated based on the predicted results at 8.3 °C DB/6.1 °C WB and −8.3 °C DB/−9.4 °C WB.
Table 4 predicts heating performances using R410A at the low (_L) and high speed (_H), including heating capacities (kW), heat pump heating coefficient of performances (COPs), compressor discharge temperatures, T(°F/°C) and the compressor isentropic efficiency Equation (2). Comparing the high speed with the low speed at low ambient temperatures, the efficiency degradation is more pronounced because the loss factors ascend with the compressor pressure ratio. At −8.3 °C, the isentropic efficiency decreases from 64% to 50%. A typical heat pump sized to meet the building cooling load cannot satisfy heating load at low ambient temperatures.
Figure 6 compares the heat pump capacities as a function of the ambient temperature, versus the building load line of DHR
min defined by the AHRI 210/240 standard for the ASHRAE climate zone IV. DHR
min indicates a well-insulated building. Even in an adequately insulated home, the heat pump total capacity still cannot provide enough heating capacity. The high compressor speed will be called at an ambient temperature below −3 °C.
The systemic COPs, based on the first law of thermodynamics, present a partial picture of energy efficiency. To investigate the sources of systemic inefficiency and where the opportunity of further efficiency improvements may be found, we perform an exergy analysis based on both the first and second laws of thermodynamics.