3.1. Formation of Tannin-Silica Networks
In a first set of experiments, the formation of a three-dimensional hybrid tannin-silica gel network by just mixing tannin and EGMS without any further crosslinker was evaluated. Two different pH values, i.e., 3 and 6, were tested to probe the effect of the different surface charges on the chemical and particle interactions. The gel’s network formation is on the one hand, particularly influenced by the protonation or deprotonation of the tannins’ hydroxyl groups in acidic or alkaline media, respectively. Moreover, under acidic conditions the degradation of the tannins’ polymeric chain and condensation of the flavonoid units as well as under alkaline conditions the epimerization and rearrangement of the tannins C-ring have to be considered [
36]. On the other hand, the hydrolysis and condensation of EGMS is significantly affected by the pH. Under acidic conditions, the hydrolysis is favored and the condensation is the rate-determining step, whereas under alkaline conditions the reaction rates of hydrolysis and condensation are reversed [
37]. Overall, the aim was to produce covalent tannin-silica networks via the formation of Si-O-C connections, however, keeping in mind that an alkoxide-based connection can only provide limited stability against hydrolysis (
Supporting Information,
Figure S2 and
Table S2, photographs of gels and their characterization). Thermogravimetric analysis (TGA) supported the hypothesis that this bonding yields unstable connections, as under the afore-mentioned conditions nearly exclusively pure silica networks are produced with only minor traces of tannin (the calculation of amount of tannin present in the network and representative TG curves is given in the
Supporting Information, Page S5 and
Figure S3). Overall, only minor fractions of tannin (11–4%) are retained in the network during the solvent exchange or the drying procedure. Presumably, these minor tannin fractions are blocked within the pores of the silica networks since an increase of the T/S ratio (0.15 to 1.0), hence, decreasing the amount of silica compared to the amount of tannin, yields a lower amount of retained tannin indicating less tannin blocked in pores.
Hence, for the synthesis of a true hybrid network of tannin and silica, the addition of a crosslinker is required. Desired characteristics of a suitable crosslinker are the ability to covalently crosslink to the tannin molecule via, i.e., the aid of an aldehyde moiety as well as the capability to form siloxane bridges to the silica backbone. Therefore, an aldehyde-functionalized silane (AS), namely triethoxysilylbutyraldehyde, has been selected (
Figure 1) and the proposed bonding situation is depicted in
Figure S4. In the scope of a systematic study for crosslinked tannin-silica gels with a theoretical density of 0.1 g cm
−3, several process parameters were varied, namely the pH values (3 and 6), the T/S ratio (0.15, 0.5 and 1.0), and amount of the crosslinker (2, 5 and 10 wt%). Photographs of the resultant gels are visualized in
Figure S2.
Most of the investigated formulations allow the generation of a three-dimensional gel network except for the batches TS
0.
5_3_10; TS
1.
0_3_5 and TS
1.
0_3_10, where no gelation could be observed. For all others, gels were obtained with gel times that varied strongly between the different batches (
Supporting Information,
Table S3). In general, a higher pH value, i.e., close to neutral conditions, results in distinctly faster gelation (within several minutes) compared to the lower pH (gels within hours), whereby the gelation time is even faster for lower T/S ratios. Moreover, the amount of added crosslinker has an impact on the gelation time since the more crosslinker added, the slower the gelation takes place. Additionally, differences in color are observed (
Figure 2) and these variations cannot be solely explained by the different amounts of tannin retained. Likely, the color is also affected by differences in the particle size that form the three-dimensional network. As known from literature, the particle size is increasing with an increasing pH value for the tannin-based aerogel system, ranging from a few to tens of nm in diameter [
38]. Due to variations in the nanoparticles’ diameter, the resultant three-dimensional network differs in its morphology leading to differences in their light absorption and, hence, in their visual appearance.
First, in regard to the tannin-silica network formation, the chemical structure and composition of the resultant gel network is investigated. For simplicity reasons the TS series with a T/S ratio of 0.15, a pH value of 6 as well as various amounts of crosslinker (see
Figure 2J–L) has been selected. Solid state NMR spectroscopy has been performed to obtain a better understanding of the chemical bonding situation within the hybrid network.
Figure 3 displays the
1H-
29Si and
1H-
13C CP MAS NMR spectra of tannin-silica hybrid aerogels, prepared with increasing amounts of triethoxysilylbutyraldehyde (2 to 10 wt%). Please note that these CP spectra are not inherently quantitative. Spectral intensities do scale with species concentration but are also influenced by variations in cross polarization and relaxation efficiencies. Nevertheless, the peak intensities provide a qualitative measure of sample composition and because the spectra are normalized to the same number of scans and sample mass, peak intensities can be compared across different samples.
The
1H-
29Si CP MAS NMR spectra display the bands expected for a silica aerogel functionalized with a trialkoxysilane (
Figure 3A) [
39,
40]: (i) two bands near −60 and −68 ppm related to T
2 and T
3, respectively, where T
n is a Si atom bonded to three oxygen atoms (n bridging oxygen and 3-n non-bridging oxygen atoms) and one carbon atom related to the crosslinker; and (ii) three bands near −93, −103 and −112 ppm related to Q
2, Q
3 and Q
4, respectively, where Q
n is a Si atom coordinated by n bridging oxygen and 4-n non-bridging oxygen atoms, derived from the hydrolysis-condensation of EGMS. For all samples, the degree of polymerization is rather high, with no visible peaks for T
0, T
1, Q
0 and Q
1 and the highest peak intensities for T
3 and Q
3. As expected, the T
n band intensities scale with the amount of triethoxysilylbutyraldehyde (
Figure 4A), confirming the increased incorporation of the trialkoxysilane in the aerogels. In addition, the degree of polymerization, exemplified by the intensity of the Q
4 band, increases for increasing amounts of triethoxysilyl butyraldehyde (
Figure 4B) or increasing T
n intensity (
Figure 4C). This confirms the grafting of trialkoxysilanes on the silica surfaces, through Q-O-T condensation reactions, e.g., Q
3-OH + T
2-OR = Q
4-O-T
3 + ROH. Hence, at least a significant fraction of the triethoxysilylbutyraldehyde is present on the silica surfaces throughout the samples, rather than as separate phases or particles.
The
1H-
13C CP MAS NMR spectra (
Figure 3B) display the resonances expected for tannin [
41], triethoxysilylbutyraldehyde and its reaction products (
Supporting Information,
Figure S5 and
Table S4). The bands near 207 ppm and 46 ppm might correspond to unreacted butyraldehyde (C=O and neighboring CH
2, respectively). However, another possible explanation for the band near 207 ppm could be due to the autocondensation of tannins associated with dimerization via ring opening and catechinic acid rearrangement, as proposed by Boehm et al. [
42]. The peak near 36 ppm can be assigned to reacted butyraldehyde or can account, in case of the autocondensation of tannins, for the aliphatic carbon, generated via the ring opening mechanism. However, presumably, both unreacted and reacted butyraldehyde groups are present in the aerogels. The composite peak around 15 ppm can be assigned to the carbons of the trialkoxysilanes alkane chain closest to the Si atom. Perhaps the most important observation is the strong correlation between the tannin peak intensities with the triethoxysilylbutyraldehyde concentration (
Figure 4E) and peak intensities (
Figure 4F). This confirms the critical role of triethoxysilylbutyraldehyde as a covalent crosslinker to retain significant fractions of tannin in the final aerogel. Based on the obtained NMR data, no conclusive statement can be made concerning the structure of the hybrid gels, since the presence of unreacted butyraldehyde groups as well as the tannins’ autocondensation have to be taken into account. However, the autocondensation is more prevalent in procyanidins and prodelphinidins rather than in profisetidins and prorobinetinidins [
43], whereas the latter one is the main extract of the used mimosa tannin. Hence, it is more likely that unreacted butyraldehyde is present in the network rather than an autocondensation of tannin took place. Overall, the NMR data suggest the presence of a silica macromolecular structure, with interconnected tannin to a certain extent, whereby the crosslinker benefits the retention of the tannin.
Scanning transmission electron microscopy (STEM) affirms the incorporation of tannins inside the silica matrix, as already suggested by solid state NMR analysis, in a homogeneous manner (
Figure 5). In detail, the red parts represent the silica matrix and the green parts the carbon areas, arising from the tannins and crosslinker.
The critical role of the crosslinker on the retention of the tannin, suggested by NMR analysis, is further substantiated by determining the amount of tannin retained in the silica network using TG analysis. Please note that the amount of retained tannin is only an estimation (details to the calculation made are found in the
Supporting Information, page S5) and the exact amounts of tannin retained can negligibly differ, depending on the actual bonding situation. Analyzing the tannins’ retention of the above-named TS series (T/S ratio 0.15, pH 6), which is graphically illustrated in
Figure 6 with empty squares, yields the same tendency as the NMR results (
Figure 4E), since an increasing amount of crosslinker benefits the retention of the tannin. More precisely, for these tannin-silica networks, amounts of 0, 2, 5 and 10 wt% crosslinker account for 11, 27, 46 and 89% retained tannin, respectively. This behavior is determined as well for the other T/S ratios as well as for the pH value 3 (
Figure 6 and
Table S5 in
Supporting Information). Furthermore, differences in the amount of retained tannin can be observed between the investigated T/S ratios. In particular, the T/S ratio of 0.15 has to be stressed as it depicts the largest deviation of retained tannin by varying the amount of crosslinker used. In contrast to that, only smaller deviations could be monitored for the batches with the T/S ratio of 0.5 and 1.0. Hence, supplementary to a high amount of used crosslinker, an initial excess of silica compared to tannin is needed for the generation of a tannin-silica hybrid system, in which most of the tannin and silica are covalently crosslinked.
3.2. Physical and Chemical Properties of Hybrid Tannin-Silica Aerogels
Based on the findings above, it can be concluded that the usage of triethoxysilylbutyraldehyde favors the generation of a homogeneously, covalently connected tannin-silica network. Furthermore, by simply altering the process parameters, i.e., the T/S ratio, the amount of crosslinker used as well as the adjusted pH value, the hybrid network formation of silica and tannin can essentially be adjusted since the amount of retained tannin varies widely between the different gel formulations. Therefore, it is assumed that the produced tannin-silica aerogels differ in their materials’ properties, such as porosity, mesopore volume and specific surface area (S
BET) and, hence, presumably, also deviate in their applicability as commonly materials with low densities, high porosities and high surface areas are desired. First, as already assumed by the images of the dried gels (
Figure 2), the different gels feature different degrees of diametric shrinkage depending on their processing pH value. Thus, the shrinkage as well as the porosity and density values have been determined and are illustrated in
Table 1.
The TS aerogels, which have been prepared at a lower pH, show shrinkage values between 6–12% concomitantly with higher bulk densities of 0.09–0.18 g cm−3. In contrast to that, the TS hybrid gels prepared at a higher pH feature overall lower shrinkage values ranging from 1–6%. Thus, altering the pH by otherwise using the same formulation and drying procedure, allows the generation of a more stable aerogel structure, which withstands the supercritical drying process without noteworthy network structure changes. These overall lower shrinkages of the batches prepared at a higher pH also result in materials with lower densities (0.07–0.10 g cm−3) close to the theoretical density of 0.1 g cm−3. Deviations of a lower actual to a higher theoretical density have arisen from the extraction of tannin during the solvent exchange or drying step. Due to the comparably lower bulk densities of the gels prepared at a higher pH, they also feature generally higher porosity values (94–96%).
To further characterize the tannin-silica hybrid gels, nitrogen adsorption analysis was carried out, allowing the determination of the mesopore volume and specific surface area (S
BET), which is defined as the total surfaces area of a material per unit of mass and is predominately a function of porosity, pore size distribution, shape, size and roughness (
Table 1) [
44].
Representative for the tannin-silica aerogels, the nitrogen isotherms of the batches TS
0.
15_6_2, TS
0.
15_6_5 and TS
0.
15_6_10 are presented in
Figure 7. According to the IUPAC classification [
45], all nitrogen isotherms of the tannin-silica aerogels are of type IV indicating a mesoporous structure. More precise, the type IV physisorption isotherm features the characteristic hysteresis loop, which is caused by capillary condensation processes taking place inside the mesopores as well as limited N
2 uptake at high
p/
p0 values. Furthermore, the hysteresis loop is of type H3, as it shows no limiting adsorption at high
p/
p0 values, implying that plate-like particles with slit-shaped pores are present in the material [
45]. Moreover, no or few micropores can be observed from the illustrated nitrogen isotherms. Since the isotherms do not level off completely at high relative pressure (
p/
p0) values, macropores are present as well in the resultant hybrid material. The specific surface area of the tannin-silica aerogels is ranging between 385 to 952 m
2 g
−1 and the mesopore volume accounts 0.2 to 2.0 g cm
−3.
In order to analyze the nitrogen isotherms regarding their influence of the amount of crosslinker on the specific surface area as well as the mesopore volume in greater detail, statistical analysis has been carried out. Further information regarding the statistical evaluation can be found in the
supporting information. Analysis of variance (ANOVA) was carried out to be able to determine significant factors of this model (
Supporting Information,
Figure S7). It was found that the amount of used crosslinker is significant. This implies that solely the amount of crosslinker influences the resultant materials’ specific surface area strongly. In contrast to that the T/S ratio as well as the pH values used have no significant influence on the specific surface. The statistical analysis allows visualization of the effect of the investigated factors on the specific surface area of the hybrid material, within the scope of a so-called response surface. The response surface, generated at a pH value of 6 and using the factor variables of the T/S ratio as well as the amount of crosslinker used in correspondence to the specific surface area of the resultant material is depicted in
Figure 8. In order to stress the difference between low and high specific surface areas of the TS hybrid materials, a color code, from blue to red has been used. Moreover, the red dots portray the actual measured specific surface areas for the precise formulations. It can clearly be seen that a high amount of crosslinker (i.e., 10 wt%) yields the lowest values for the specific surface area of the material, independent on the T/S ratio used. Furthermore, the highest surface areas gained are observed for a medium amount of crosslinker (i.e., 5 wt%). Thus, in order to gain a highly porous tannin-silica hybrid aerogel with a high specific surface area, which is desired for various applications, the optimal amount of used crosslinker is 5 wt%. In addition, it seems that a T/S ratio of 0.5 features comparably lower specific surface areas of the resultant materials; however, according to ANOVA, the T/S ratio depicts no significant factor. Nevertheless, these results only account in correspondence to the specific surface area since for example the T/S ratio indeed influences the amount of retained tannin, as determined earlier.
Furthermore, statistical analysis using the same model was carried out to evaluate the obtained results regarding the materials’ mesopore volume. The mesopore volume has been determined up to 40 nm and, hence, macropores were not included in the analysis. First, to determine significant factors of the model, ANOVA has been carried out (
Supporting Information,
Figure S8). It was found that the amount of crosslinker used, the pH value as well as the variance of the T/S ratio have a significant influence on the mesopore volume. The response surface, generated at a pH value of 6 and using the factor variables of the T/S ratio as well as the amount of crosslinker used in correspondence to the mesopore volume of the resultant material is depicted in
Figure S9.
In regard to the amount of crosslinker used, the mesopore volume shows, as clearly can be seen in the response surface, similar behavior as the one for the specific surface area. More precise, an amount of 5 wt% crosslinker used, exhibits materials with the highest mesopore volumes. Furthermore, the red areas of the response surface stress, that a lower T/S ratio of 0.15 yields materials with higher mesopore volume. Hence, also the T/S ratio shows a certain dependency on the materials’ mesopore volume. Moreover, it has to be mentioned that the pH value, as already determined using ANOVA, has a significant influence on the mesopore volume, since in general the gels prepared at a lower pH feature distinctly lower mesopore volumes.
Overall, several parameters influence different characteristics of the generated tannin-silica network. More precise, by solely varying the pH value, the gelation behavior, i.e., gelation time, of the tannin-silica batches can be influenced. Additionally, the pH value influences the mesopore volume of the resultant hybrid material. Furthermore, the T/S ratio has as well a significant effect on the resultant hybrid materials’ mesopore volume. In addition, in particular, the amount of crosslinker used has to be stressed, as it has a significant influence on the amount of retained tannin as well as on the materials’ properties, i.e., specific surface area and mesopore volume. However, 5 wt% of crosslinker used, generally evokes materials with improved properties. In addition, the more crosslinker is used, the more tannin has been retained in the hybrid network. In conclusion, this study provides first insights on the one-pot synthesis of tannin-silica hybrids regarding the processing parameter design.
3.3. Thermal Treatment of Hybrid Tannin-Silica Networks
Silicon carbide materials are widely recognized in various applications, e.g., as absorbent or catalysts, due to the materials’ properties including high thermal conductivity and high mechanical stability [
32]. Hence, a desirable characteristic of the tannin-silica hybrid material should be its suitability to act as bio-based precursor for silicon carbide. In order to achieve a complete conversion of SiO
2 to SiC a C:SiO
2 stoichiometric ratio of 1:3 is required, as proposed in literature [
46]. The obtained tannin-silica hybrid aerogels were carbonized and analyzed regarding their chemical structure using X-ray diffraction (XRD) measurements as well as Raman spectroscopy. Specifically, monoliths of the batches TS
0.
15_6_10, TS
0.
5_6_10 and TS
1.
0_6_10 were carbonized. These batches have been selected as they solely differ in their T/S ratio, whereby they all feature the same processing pH value and the same amount of crosslinker. While taking solely the amount of retained tannin in the network into account, the tannin-silica aerogels TS
0.
15_6_10, TS
0.
5_6_10 and TS
1.
0_6_10 feature a T/SiO
2 ratio of 0.2, 1 and 2, respectively. Thus, the impact of the T/SiO
2 ratio on the generation of silicon carbide materials are hereinafter discussed and photographs of the carbonized monoliths are displayed in
Figure 9.
A remarkably great difference in the color of the carbonized gels can be observed, whereas the gel of the batch of TS0.15_6_10_c appears black and, in contrast to that, the other two carbonized gels with a higher T/S ratio appear whitish. This difference in color might already be the first sign for different phase compositions of the carbonized gels.
The XRD patterns of the carbonized samples (
Figure 10) are similar for the samples TS
0.
5_6_10_c and TS
1.
0_6_10_c, whereas the one of TS
0.
15_6_10_c differs distinctly. Based on a database search using the software EVA V5.0, the batches TS
0.
5_6_10_c and TS
1.
0_6_10_c pertain with high certainty silicon carbide (moissanite 3C; ISCD Collection Code: 28389) [
47]. Thereby, the identification is made because of the agreement of the major reflection plane at roughly 2ϴ = 35.7° (111, d = 2.5 Å), as well as minor reflection planes at approximately 2ϴ = 41.4° (200, d = 2.2 Å), 2ϴ = 60.0° (220, d = 1.5 Å) and 2ϴ = 71.8° (311, d = 1.3 Å). In comparison to that, the XRD pattern of TS
0.
15_6_10_c can be assigned to silicon dioxide (cristobalite low; ISCD Collection Code: 9327) with a large reflection plane at 2ϴ = 21.8° (101, d = 4.1 Å) [
48]. Furthermore, between the 2ϴ values of approximately 16 to 26° an elevated broadening of the spectrums’ baseline can be observed, indicating the presence of an amorphous phase, presumably amorphous SiO
2. Furthermore, minor reflection planes were found that match the silicon dioxide at 2ϴ = 28.4° (111, d = 3.1 Å), 2ϴ = 31.4° (102, d = 2.9 Å) and 2ϴ = 36.0° (200, d = 2.5 Å). Whereby, the latter reflection plane could feature superimpositions with the silicon carbides’ major reflection plane at 2ϴ = 35.7° (111, d = 2.5 Å). In order to analyze the phase composition of the carbonized material of the batch TS
0.
15_6_10_c, quantification employing the moissanite 3C [
47] as well as the cristobalite [
48] structure as reference, was carried out using the TOPAS software. The results of the quantification analysis show that the carbonized material of the batch TS
0.
15_6_10_c is a composite material made up of approximately 5% moissanite as well as 95% cristobalite (
Supporting Information,
Figure S10). Therefore, the generation of a silicon carbide material is only accomplished rudimentarily for carbonized tannin-silica hybrid aerogels with a T/S ratio of 0.15 (T/SiO
2 ratio of 0.2). More precise, the lower the T/S ratio, the lower the amount of organic material in the composite. Hence, composites with more organic precursor (e.g., T/S ratios of 0.5 and 1.0; T/SiO
2 ratios of 1 and 2, respectively) yield a pure silicon carbide material after carbothermal reduction. Thus, it can be concluded that a T/S ratio of 0.15 features a too low stoichiometric ratio of C:SiO
2, hence, solely allowing the generation of a (composite) material, consisting of minor traces of SiC and majoritarian SiO
2. In order to verify this, Raman spectra were recorded (
Supporting Information,
Figure S11). In agreement with the XRD results, Raman spectroscopic measurements suggest a silicon carbide (3C) material for the samples TS
0.
5_6_10_c and TS
1.
0_6_10_c, indicated by the distinct band at roughly 790 cm
−1 [
31]. The spectrum of TS
0.
15_6_10_c (
Figure S11A) depicts the structure of cristobalite with representative bands at approximately 415, 230 and 110 cm
−1 [
49,
50]. Furthermore, the minor band at roughly 785 cm
−1 either arises from the cristobalite structure or rather from possible SiC structure or presents its superimposition. However, the Raman spectroscopic measurement most likely agrees with XRD results that only minor traces of SiC are present. Moreover, the distinct D- and G-band, at a wavenumber of 1338 and 1600 cm
−1, respectively, indicate the presence of carbon. Thus, this composite consists mainly of carbon, whose structure cannot be resolved within XRD as its crystalline size (roughly 3 nm, suggested by TEM) succumbs the XRD resolution limit, cristobalite and minor traces of SiC. More precise, this crystalline carbon structure could be indicated within the X-ray amorphous region (16° to 26°) within the X-ray pattern of the TS
0.
15_6_10_c aerogel (
Figure 10).
Overall, this study supports the applicability of the bio-based tannin-silica aerogel system with a T/S ratio of 0.5 and 1.0 to function as precursor for silicon carbide composite materials and, hence, be able to replace currently utilized SiC materials, nowadays commonly made up of toxic RF and non-water-soluble alkoxysilanes, in various applications. Nevertheless, further research needs to be done in order to increase the yield of silicon carbide as well as to improve its resultant monolithic structure.