1. Introduction
Urban land use accounts for about 4% of the total terrestrial land area on Earth; increasingly, these urban areas are expanding into surrounding forested and agricultural areas [
1]. As these urban areas expand, it is important that development is undertaken in a sustainable manner. The United Nations introduced Sustainable Development Goals (SDGs) to provide an evidence-based framework for planning development on a global scale from 2015 through 2030 [
2]. SDGs cover a broad spectrum of sustainability measures related to the economy, the environment, and society at large. With forested land and agricultural areas near urban areas increasingly being developed or under threat of development, it is critical that forests and treed areas within new and existing urban areas are supported, given the many positive ecosystem services that they provide [
3]. These benefits of tree canopy in urban surroundings include improvements in neighborhood residents’ health [
4], the local economy [
5], and neighborhood aesthetics [
6] and in mitigating heat island effects [
7]. Furthermore, the maintenance and improvement of tree canopy within urban areas satisfy SDG 11, “Make cities and human settlements inclusive, safe, resilient, and sustainable”, (
https://sdgs.un.org/goals/goal11) (accessed on 15 June 2022), in particular outcome target 11.7, “Provide universal access to safe, inclusive and accessible, green and public spaces”, and SDG 13, “Take urgent action to combat climate change and its impacts”, (
https://sdgs.un.org/goals/goal13) (accessed on 15 June 2022) () through delivery of ecosystem services supporting human well-being, biodiversity, and carbon sequestration for climate change mitigation [
8]. Urban forests can also contribute to SDG 10, “Reduce inequality within and among countries”, (
https://sdgs.un.org/goals/goal10) (accessed on 15 June 2022)) by providing shared spaces that facilitate mixing of community across ages, religions, cultures, and incomes [
9]. The economic annual benefits of forests within nine megacities, including Beijing, Buenos Aires, and Los Angeles, were estimated to be nearly
$1 billion due to reductions in air pollution, stormwater, building energy, and carbon emissions [
10]. With increasing populations in urban areas, urban densification is a sustainable urban planning methodology implemented to counteract urban sprawl. However, densification can pose a threat to urban green space [
11] as infill development without providing more public green space can lead to decreases in living quality in a neighborhood [
12].
The term “urban forest” describes the woody vegetation on private and public land and other land uses within municipality boundaries, and includes street trees, forest fragments, urban parks, and trees on residential property [
13] as well as other green spaces with trees, such as riparian corridors, rooftops, and nurseries [
3]. A closely related concept is “urban tree canopy”, which is the leafy, green overhead cover from trees that comes with benefits such as beauty, shade, wildlife habitat, energy conservation, stormwater mitigation, and public health [
14]. Given the previously stated importance of urban forests, many urban municipalities are interested in monitoring, maintaining, and expanding the tree canopy area within their boundaries. Thus, numerous regions around the U.S. established tree planting initiatives, such as Million Trees NYC [
15] or Million Trees LA [
16]. Funding agencies are interested in the assessment of canopy growth as an outcome of such initiatives. For instance, a canopy cover initiative for coastal Los Angeles between 2014 and 2019 [
17] revealed that although overall tree coverage did not change overall, localized changes could be observed at the parcel level. Furthermore, higher-income communities tended to have less canopy loss over time than others [
18]. Another study found that despite high planting and growth rates through urban greening efforts in selected U.S. cities, urban tree canopy decreased over time [
19], partially due to low life expectancy of street trees and high mortality rates of seedlings [
20]. This is problematic given that street trees need to survive for several decades to attain carbon neutrality, based on carbon costs associated with nursery production, tree maintenance, and disposal [
21]. A study that applied object-based image analysis (OBIA) on 0.5-m resolution lidar data and 1-m 3-band (RGB) aerial imagery for Oklahoma City between 2006 and 2013 identified a 2% loss of its urban tree canopy extent, which could be primarily attributed to population growth and urban development in the southern portion of the study area [
22]. Land cover and land use maps produced from 30-m resolution Landsat-5 Thematic Mapper (TM) imagery showed tree loss between 2008 and 2010 in Worcester County, Massachusetts [
23]. Approximately 2% of tree canopy was lost due to various causes, including expansion of low-density residential land use, tree removal for Asian long-horned beetle eradication, timber harvest, and ice storm damage. Meanwhile, renovation and redevelopment of single-family homes was estimated to cause a 1.2 percentage point annual decrease in tree/shrub cover in the 20 largest cities in the Los Angeles Basin due to emerging preferences for larger homes [
24].
Some studies focus on the effect of extreme events, such as hurricanes, on urban forests. One study, for example, which relied on responses and measurements by homeowners, found urban forest loss between 13% for Hurricane Georges (1998) in Puerto Rico and 16% for Hurricane Charley (2004) in Florida, where palms survived significantly better than all other trees [
25]. Another study found that peak gust speeds recorded during past hurricane events were negatively associated with canopy coverage across the 300 most populated municipalities in Florida [
26].
Historical tree canopy/shrub coverage in Miami was 23.3% and 21.6% in 2003 and 2009, respectively [
19], resulting in a drop of tree cover by 1.7%. This decrease closely matched a 1.1% average decline in absolute tree cover in 18 American urban cities between these years. Miami was also found to be lagging the 28.8% average urban tree canopy cover in 2009 of these 18 cities. A county organization called Neat Streets Miami set an ambitious goal for the Million Trees Miami initiative in the mid-2010s, namely to reach a 30% tree canopy coverage across Miami-Dade County [
27]. Neat Streets Miami partnered with the Society of American Forests to conduct both a baseline study in 2014 [
28] and a 5-year follow-up study in 2019 to determine change in tree canopy cover, resulting from the Million Trees Miami tree planting initiative and the impacts by Hurricane Irma in 2017. Progress toward the 30% canopy cover goal was to be measured via tree canopy loss and gain both countywide and at the community scale. The impact of Hurricane Irma in 2017, if significant, was expected to lead to a uniform reduction in canopy cover across the study area. Therefore, the main objective of this study is to analyze the change in Existing Urban Tree Canopy (EUTC) within the Urban Development Boundary (UDB) of Miami-Dade County between 2014 and 2019. Various other studies analyzed the association between the abundance of tree canopy and socioeconomic characteristics (e.g., household income, race) in urban environments [
29] and explored the role of tree canopy on land surface temperature [
30]. Despite these efforts, there is a need to analyze the effect of other land cover categories (besides tree canopy) on land surface temperature to better understand planning options and consequences for the reduction in heat islands in urban environments. Furthermore, the Miami-Dade area features distinct spatial clusters of Hispanic and African communities, which allows investigation of their association with EUTC in a single study site. In addition, there are only few longitudinal studies analyzing the relationship between changes in tree canopy and demographic characteristics [
31]. Based on these research gaps, this study:
Computes the EUTC change between 2014 and 2019 based on satellite data derived land cover maps for areal administrative units, including census places and municipalities, to assess the effect of both Hurricane Irma in 2017 and local tree planting initiatives on tree canopy;
Highlights local areas of tree canopy gain or loss and discusses their causes;
Statistically relates land cover change categories involving loss or gain in tree canopy to changes in surface temperature between 2014 and 2019, and;
Compares the association between percent EUTC and socioeconomic characteristics between 2014 and 2019 at the scale of census block groups and municipalities.
4. Discussion
The detected % EUTC in 2014 and 2019 is in line with a previous study which showed that the % EUTC in Miami was 23.3.% in 2003 and 21.9% in 2009 [
19]. The specific boundary used in that referenced study was not provided, so a one-to-one correspondence to the UDB used herein cannot be obtained; however, the % EUTC from earlier years provides evidence that tree canopy conditions in the study area as a whole are in a relatively steady state in the early 21st century in southeastern Florida. This finding further highlights the importance of targeted municipal and census block level tree canopy analyses to identify areas that could benefit most from planning decisions on tree planting locations.
A primary motivation for funding this study was to understand the near-term impacts of Hurricane Irma in 2017 on the overall EUTC within the UDB of Miami-Dade County. Given the non-insignificant difference in EUTC across the county between 2014 and 2019, the subsequent conclusion is that Hurricane Irma had minimal near-term impact on EUTC. The findings herein are supported by tree-level analyses that highlight wind speed as the most likely determinant in permanent tree failure [
42]. Given that Hurricane Irma was downgraded from a Category 3 to Category 1 hurricane and did not make landfall in Miami-Dade County, impacts from wind speed were greatly reduced relative to the perceived potential. Hurricane Irma caused an estimated
$50 billion dollars in damages [
43] with most derived from flooding impacts [
44]. The logical conclusion is that either (a) most of the landscape debris collected post storm was tree limbs and non-permanent tree damage and/or (b) tree planting initiatives of not yet fully mature trees helped mitigate some of the loss in tree canopy. These factors combined enabled the tree canopy across Miami-Dade County to remain largely unaffected two years after Hurricane Irma.
Although impacts from Hurricane Irma were negligible, the relatively short revisit time between countywide evaluations of EUTC between 2014 and 2019 did provide an opportunity to analyze localized transitions in land cover and their relationship to both surface temperature changes and socioeconomic variables to changes in EUTC. Relating to the prior, a comparison of surface temperature between 18 January 2014 and 16 January 2019 (i.e., the acquisition dates of Landsat-8 Thermal Infrared satellite imagery) revealed a moderate surface temperature increase for all four considered aggregated land cover categories (vegetated, non-vegetated, tree, and water), ranging between 0.1 °C for tree canopy and 0.5 °C for vegetated areas (
Table 4). Besides this general trend, analysis of land cover transition showed that the replacement of tree canopy with other land cover categories led to a significantly higher increase in surface temperature than the reverse transition (
Table 5). This points toward the relative cooling that tree canopy provides compared to other land cover. The observed effect on change in surface temperature based on reverse land cover transitions (up to 1.0 °C) is moderate, which can be ascribed to the overall cool temperatures in January in the Miami-Dade study area for all land cover types. However, it can be expected that tree and water surfaces will provide more pronounced relative cooling effects during warmer months of the year. This claim is supported by earlier studies which showed that land cover has stronger effects on surface temperatures during the summer [
40], which underlines the high capacity of tree canopy and water surfaces during summer to mitigate excessive heat.
Relating to socioeconomic variables, another study [
31], which used the United States Geological Survey (USGS) National Land Cover Database (NLCD) resource over Atlanta, GA, found that the relationship between minority concentration and tree canopy changed over time when testing the environmental inequity hypothesis for the years 2000 and 2013. Such a change could be observed in our study when a significant negative relationship between percentage of African American population and tree canopy in 2014 turned statistically insignificant in 2019. In addition, similar to our results, low income was consistently associated with greater environmental inequality in the Atlanta study [
31]. This suggests that race (or the change in the percentage of the sub-population of a certain race) alone is not a reliable predictor of tree canopy (or its change) and that poverty rate needs to be considered in combination with race and ethnicity. Along the same line, negative correlations were observed between race and % EUTC in bivariate models for various U.S. cities, whereas they were not observed with multivariate regressions that include additional variables on income, education, and housing age [
29].
Our results showed that percent EUTC increased in predominantly African American communities but decreased in areas with a high percentage of Hispanic population. Several possible factors may contribute to the corresponding observed pattern of EUTC change (
Figure 9a). First, Miami-Dade County distributed funds to municipalities to plant trees as part of the Million Trees Miami initiative. There is no clear statistical relationship between new trees planted per km
2 in 2016 (the first year these data became available) through 2019 and % EUTC change between 2014 and 2019. Interestingly, some larger municipalities with a high percentage of African American population (e.g., North Miami Beach, North Miami) received above-average funding in terms of trees per km
2 (M = 13.8, SD = ±23.8) (
Figure 10); meanwhile, relatively smaller municipalities with predominantly a Hispanic population (e.g., Sweetwater, Virginia Gardens, West Miami) had an above average number of trees per km
2 planted based on funding of that initiative during 2016 and 2019. Areas not covered by polygons within the UDB of Miami-Dade County in
Figure 10 denote undesignated areas outside any municipality for which no funding information is available.
Second, various natural habitat areas to the north and northeast with a large percentage of African American population revealed a densely growing tree canopy over the years. See
Figure 11 for an example in Miami Gardens. Third, new industrial and residential developments are more often located in the western and northwestern parts of the county due to the availability of larger tracts of land compared to closer to the coast. When these predominantly Hispanic population areas are developed, there is often a drop in % EUTC in these areas when forest is present. Although not performed in this study, a spatially high-resolution change analysis of longitudinal data (e.g., using Granger causality tests) could be used in future work. This would determine which variables (e.g., distribution of funding for tree planting, change in demographic variables) could be useful in forecasting tree canopy change and refining the exploratory observations previously described.
A limitation of this study is the lack of tree species identification, including a distinction between palm trees and other woody perennials. This distinction may be relevant for determining the need to replace a removed tree in the case of planned construction or hurricane damage. Although eight spectral band WV2 imagery limits such endeavors, the use of hyperspectral imagery, especially when combined with lidar-derived structural metrics, facilitates a distinction between numerous tree species [
45]. Therefore, future work explores if such (airborne) data could become available for the Miami-Dade study area. The difference in collection dates between WorldView-2 imagery acquisition (2019/2020) and lidar data collection (2015) for this Miami-Dade County study limited the fusion of these two data sources for distinguishing between trees and shrubs. For future iterations of tree canopy assessment within the UDB, lidar datasets that are released more quickly after data collection would be welcome in the research community. Another future improvement for the surface temperature component of this study would be an investigation of not only tree canopy presence but also tree canopy characteristics. One study found that impacts on surface temperature in Seattle and Baltimore had varying responses based on categories of tree canopy cover ratio and infrastructure development nearby [
46].
Before delving into the census block group and municipal level analyses, it is important to acknowledge that tree loss/gain at these levels have unknown uncertainties. This is because the land cover classification accuracy assessment was made only for the entire UDB study area and not for each individual sub-area. Given this limitation, the community level assessments can still provide valuable information to planners hoping to improve urban tree canopy across Miami-Dade County.
To improve tree planting strategies, closer examination is needed into the relationship between EUTC and the race/ethnicity of constituents in each community. This includes an investigation of the factors that led to an increase in tree canopy in predominantly African American neighborhoods. For instance, the high amount of green vegetation in similar neighborhoods in Baltimore was found to be potentially reflective of the increased number of vacant lots in those neighborhoods, which resulted in part from decades of deliberate underinvestment and discrimination [
47,
48]. Furthermore, studies have shown that low levels of homeownership, low incomes, substandard housing quality, and higher initial levels of pollution are all inequities that predominant Hispanic and African American communities face relative to predominantly White neighborhoods [
49]. With lower levels of homeownership and potentially less residual income to spend on parcel beautification, it is incumbent on planning entities to utilize public funds to improve tree canopy in these areas. This is especially true when disadvantaged communities are reliant on public spaces for urban forest ecosystem services due to housing density or reduced income [
50]. Public efforts to retain canopy cover in low-income and minority neighborhoods are important, because these population groups are more likely than others to remove trees due to the lack of resources to maintain trees [
51]. One potential pitfall of improving access to tree canopy and urban green spaces in disadvantaged communities is fear of gentrification changing the existing social structure and forcing some community members to be relocated due to rising rents and property values [
52]. Thus, any tree planning initiatives that are implemented should avoid being pure top-down measures but instead incorporate more community-centric planning to assuage fears and ensure community buy-in for improved tree canopy, with the ecosystem services that it provides.