Influence of Solid Oral Dosage Form Characteristics on Swallowability, Visual Perception, and Handling in Older Adults
Abstract
:1. Introduction
2. Materials and Methods
2.1. Materials
Shape | Weight [mg] | Diameter [mm] | Cap Radius [mm] | Thickness [mm] | Min. Cross Sectional Area [mm2] | Deglutition (Group) | Visual Perception | Handling |
---|---|---|---|---|---|---|---|---|
Round | 125 | 7.40 | 9.13 | 2.97 | 18.21 | - | x | x |
Round | 250 | 9.30 | 11.60 | 3.82 | 29.63 | x (1) | x | x |
Round | 500 | 11.70 | 14.71 | 4.82 | 47.13 | x (2) | x | x |
Round | 750 | 13.35 | 16.86 | 5.47 | 60.94 | x (2) | x | x |
Shape | Weight [mg] | Length [mm] | Width [mm] | Thickness [mm] | Min. Cross Sectional Area [mm2] | Deglutition (Group) | Visual Perception | Handling |
Oval | 125 | 9.50 | 4.95 | 3.30 | 13.89 | - | x | x |
Oval | 250 | 12.00 | 6.25 | 4.24 | 22.17 | x (2) | x | x |
Oval | 500 | 15.10 | 7.87 | 5.31 | 35.15 | x (1) | x | x |
Oval | 750 | 17.30 | 9.02 | 6.12 | 46.12 | x (1) | x | x |
Oval | 1000 | 19.00 | 9.90 | 6.66 | 55.64 | x (2) | x | x |
Oval | 1250 | 20.48 | 10.67 | 7.24 | 64.59 | - | x | - |
Oblong | 125 | 10.30 | 4.47 | 3.03 | 11.19 | - | x | x |
Oblong | 250 | 12.75 | 5.53 | 3.81 | 17.11 | - | x | x |
Oblong | 500 | 16.10 | 6.98 | 4.81 | 27.20 | - | x | x |
Oblong | 750 | 18.50 | 8.02 | 5.48 | 35.96 | - | x | x |
Oblong | 1000 | 20.50 | 8.89 | 6.07 | 44.24 | x (1) | x | x |
Oblong | 1250 | 22.20 | 9.63 | 6.61 | 51.84 | - | x | - |
Capsule Size | Anticipated Weight [mg] | Length [mm] | Diameter [mm] | Min. Cross Sectional Area [mm2] |
---|---|---|---|---|
4 | 125 | 14.3 | 5.05 | 20.03 |
3 | 150 | 15.9 | 5.57 | 24.37 |
2 | 200 | 18.0 | 6.07 | 28.94 |
1 | 250 | 19.4 | 6.63 | 34.52 |
0 | 350 | 21.7 | 7.34 | 42.31 |
00 | 500 | 23.3 | 8.18 | 52.55 |
2.2. Handling Assessment
2.3. Visual Perception Assessment
2.4. Study Population and Setting
2.5. Statistical Analysis
3. Results
3.1. Study Population
3.2. Handling
3.2.1. Rating
3.2.2. Reasons for Handling Limitations
3.2.3. Characteristics Describing Handling
3.3. Visual Perception
3.3.1. Shape-Showcases
3.3.2. Weight-Showcases
3.3.3. Influence of Showcase Style on Visual Perception
3.3.4. Influence of Sex on Visual Perception
3.4. Visual Perception in Comparison to Actual Deglutition
4. Discussion
Studied Population | Study Type | Tested Dosage Forms | Acceptable SODF Size 1 | Reference |
---|---|---|---|---|
Older adults, mean age of 86 years, n = 938 tablet evaluations | ClinSearch Acceptability Test® | Retrospective analysis of patients’ regular medications, tablets ranged from 4.7–21.5 mm | Older adults w/o swallowing difficulties: tablets in general, older adults with swallowing disorders: only tablets < 6.5 mm | [39] |
Older adults, mean age of 74 years, n = 156 | Anticipated swallowability according to visual perception | Tablets: round and elongated shapes of 5–13 mm (d or l); hard gelatin capsules: size 4 to 00 | Older adults with swallowing difficulties (11% of study population): tablet sizes < 11–13 mm (d or l) and capsules of size 0 or smaller | [6] |
Adult patients, mean age of 61.8 ± 15.6 years, n = 1051 | Patients reported swallowing difficulties among their own regular medications | Retrospective analysis of patients’ regular medications | Round tablets ≤ 8.1 mm (d) and ≤ 3.5 mm (h); oval tablets ≤ 13.2 mm (l), ≤6.6 mm (w), and ≤4.6 mm (h); oblong tablets ≤ 13.3 mm (l), ≤6.2 mm (w), and ≤4.9 mm (h) hard capsules: <6.4 mm (d), <17.5 mm (l); soft capsules: <8.0 mm (d), <18.3 mm (l) | [10] |
Older adults: mean age of 79 years, n = 18; informal carers: mean age of 61 years, n = 7; health/social care professionals: n = 27 | Semi-structured interviews | Tablets: round: 6–10 mm (d); oval: 12–16.5 mm (l), 7–8.9 mm (w); oblong: 18 mm (l), 7 mm (w) | Tablets > 10 mm (d) in case of a round shape should be provided in an elongated shape; good swallowability if tablets are not too thick | [21] |
Adult patients, n = 278: 23–64 years, n = 53: ≥65 years | Anticipated swallowability according to visual perception | Tablets: flat or arched round: 8.1–15.1 mm (d), 3.1–5.5 mm (h); oblong: 12.2–22.2 mm (l), 6.3–8.9 mm (w), 4.4–7.2 mm (h); oval: 11.2–20.3 mm (l), 7.6–9.8 mm (w), 3.6–7.0 mm (h) | Small tablets: preference for strongly arched round shape; medium tablets: preference for oval shape; large tablets: preference for oblong, oblong curved, and oval shape | [15] |
Older adults, mean age 81.3 ± 7.3 years, n = 52 | Anticipated swallowability according to visual perception | Tablets: round: 7.40–13.35 mm (d); oval: 9.50–20.48 mm (l); oblong: 10.30–22.2 mm (l); capsules: size 4 to 00; mini tablets: 750–1000 mg | Swallowable: round tablets ≤ 9.30 mm (d); oval tablets ≤ 12.00 mm (l); oblong tablets ≤ 12.75 mm (l); capsules ≤ size 3 (≤15.9 mm (l)); mini tablets ≤ 1000 mg | Present study |
Younger adults, mean age 23.1 ± 3.8 years, n = 52 | Swallowable: round tablets ≤ 11.70 mm (d), oval tablets ≤ 17.3 mm (l), oblong tablets ≤ 20.5 mm (l) capsules ≤ size 0 (≤21.7 mm (l)) mini tablets ≤ 1000 mg |
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Acknowledgments
Conflicts of Interest
References
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Showcase | Type of Showcase | Included Dosage Forms |
---|---|---|
1 | shape | Oval shaped tablets— 125 mg, 250 mg, 500 mg, 750 mg, 1000 mg, 1250 mg |
2 | shape | Round, biconvex shaped tablets— 125 mg, 250 mg, 500 mg, 750 mg |
3 | shape | Oblong shaped tablets— 125 mg, 250 mg, 500 mg, 750 mg, 1000 mg, 1250 mg |
4 | weight | Dosage forms of 250 mg weight— oval, round, and oblong shaped tablets as well as one capsule (size 1) |
5 | weight | Dosage forms of 500 mg weight— oval, round, and oblong shaped tablets as well as one capsule (size 00) |
6 | weight | Dosage forms of 750 mg weight— oval, round, and oblong shaped tablets as well as mini tablets |
7 | weight | Dosage forms of 1000 mg weight— oval and oblong shaped tablets as well as mini tablets |
8 | shape | Capsules— sizes 4, 3, 2, 1, 0, 00 |
Tablet | Older Participants | Younger Participants | ||||||
---|---|---|---|---|---|---|---|---|
Mean [s] | StdDev [s] | Min [s] | Max [s] | Mean [s] | StdDev [s] | Min [s] | Max [s] | |
125 mg round | 3.0 | 1.0 | 2 | 6 | 1.1 | 0.3 | 1 | 3 |
250 mg round | 2.9 | 0.7 | 2 | 5 | 1.0 | 0.0 | 1 | 1 |
500 mg round | 2.7 | 0.6 | 2 | 4 | 1.0 | 0.0 | 1 | 1 |
750 mg round | 3.1 | 1.1 | 2 | 8 | 1.0 | 0.0 | 1 | 1 |
125 mg oval | 3.2 | 1.5 | 2 | 12 | 1.0 | 0.2 | 1 | 2 |
250 mg oval | 3.2 | 1.6 | 2 | 13 | 1.0 | 0.0 | 1 | 1 |
500 mg oval | 3.2 | 1.6 | 2 | 10 | 1.0 | 0.0 | 1 | 1 |
750 mg oval | 3.1 | 1.2 | 2 | 8 | 1.0 | 0.0 | 1 | 1 |
1000 mg oval | 3.0 | 0.9 | 2 | 5 | 1.0 | 0.0 | 1 | 1 |
125 mg oblong | 3.3 | 2.0 | 2 | 16 | 1.1 | 0.2 | 1 | 2 |
250 mg oblong | 3.3 | 1.9 | 2 | 14 | 1.0 | 0.1 | 1 | 2 |
500 mg oblong | 3.2 | 1.6 | 2 | 13 | 1.0 | 0.0 | 1 | 1 |
750 mg oblong | 3.2 | 1.8 | 2 | 14 | 1.0 | 0.0 | 1 | 1 |
1000 mg oblong | 2.9 | 0.8 | 2 | 5 | 1.0 | 0.1 | 1 | 2 |
Older Participants | Younger Participants | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Tablet | Number of Attempts [%] | Not to Be Handled [%] | Number of Attempts [%] | Not to Be Handled [%] | ||||||||
1 | 2 | 3 | 4 | 5 | 1 | 2 | 3 | 4 | 5 | |||
125 mg round | 88.5 | 3.8 | 7.7 | 0.0 | 0.0 | 0.0 | 96.2 | 1.9 | 1.9 | 0.0 | 0.0 | 0.0 |
250 mg round | 92.3 | 5.8 | 1.9 | 0.0 | 0.0 | 0.0 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
500 mg round | 92.3 | 7.7 | 0.0 | 0.0 | 0.0 | 0.0 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
750 mg round | 86.5 | 7.7 | 1.9 | 1.9 | 1.9 | 0.0 | 98.1 | 1.9 | 0.0 | 0.0 | 0.0 | 0.0 |
125 mg oval | 75.0 | 23.1 | 0.0 | 0.0 | 0.0 | 1.9 | 96.2 | 1.9 | 1.9 | 0.0 | 0.0 | 0.0 |
250 mg oval | 78.8 | 19.2 | 0.0 | 0.0 | 0.0 | 1.9 | 98.1 | 1.9 | 0.0 | 0.0 | 0.0 | 0.0 |
500 mg oval | 88.5 | 7.7 | 0.0 | 0.0 | 1.9 | 1.9 | 98.1 | 1.9 | 0.0 | 0.0 | 0.0 | 0.0 |
750 mg oval | 82.7 | 15.4 | 1.9 | 0.0 | 0.0 | 0.0 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
1000 mg oval | 84.6 | 11.5 | 1.9 | 1.9 | 0.0 | 0.0 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
125 mg oblong | 82.7 | 9.6 | 1.9 | 3.8 | 0.0 | 1.9 | 96.2 | 3.8 | 0.0 | 0.0 | 0.0 | 0.0 |
250 mg oblong | 80.8 | 11.5 | 3.8 | 1.9 | 0.0 | 1.9 | 98.1 | 1.9 | 0.0 | 0.0 | 0.0 | 0.0 |
500 mg oblong | 80.8 | 15.4 | 1.9 | 0.0 | 0.0 | 1.9 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
750 mg oblong | 86.5 | 7.7 | 1.9 | 0.0 | 1.9 | 1.9 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
1000 mg oblong | 90.4 | 3.8 | 5.8 | 0.0 | 0.0 | 0.0 | 100.0 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
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Hummler, H.; Page, S.; Stillhart, C.; Meilicke, L.; Grimm, M.; Mannaa, M.; Gollasch, M.; Weitschies, W. Influence of Solid Oral Dosage Form Characteristics on Swallowability, Visual Perception, and Handling in Older Adults. Pharmaceutics 2023, 15, 1315. https://doi.org/10.3390/pharmaceutics15041315
Hummler H, Page S, Stillhart C, Meilicke L, Grimm M, Mannaa M, Gollasch M, Weitschies W. Influence of Solid Oral Dosage Form Characteristics on Swallowability, Visual Perception, and Handling in Older Adults. Pharmaceutics. 2023; 15(4):1315. https://doi.org/10.3390/pharmaceutics15041315
Chicago/Turabian StyleHummler, Henriette, Susanne Page, Cordula Stillhart, Lisa Meilicke, Michael Grimm, Marwan Mannaa, Maik Gollasch, and Werner Weitschies. 2023. "Influence of Solid Oral Dosage Form Characteristics on Swallowability, Visual Perception, and Handling in Older Adults" Pharmaceutics 15, no. 4: 1315. https://doi.org/10.3390/pharmaceutics15041315
APA StyleHummler, H., Page, S., Stillhart, C., Meilicke, L., Grimm, M., Mannaa, M., Gollasch, M., & Weitschies, W. (2023). Influence of Solid Oral Dosage Form Characteristics on Swallowability, Visual Perception, and Handling in Older Adults. Pharmaceutics, 15(4), 1315. https://doi.org/10.3390/pharmaceutics15041315